OAK IX AFFILIATES FUND LP
Insider CIK 1112201 · KTOS 10% owner · PBPB 10% owner · NPTN 10% owner
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| KTOS KRATOS DEFENSE & SECURITY | S Sale | 2019-08-08 | 2019-08-09 | 250,000 | $19.26 | $4.82M | 449,090 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | S Sale | 2019-08-07 | 2019-08-09 | 250,000 | $19.11 | $4.78M | 366,098 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | J Other | 2019-08-05 | 2019-08-06 | 12,235,117 | — | $0 | 699,090 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2019-05-10 | 2019-05-13 | 787 | — | $0 | 82,231 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2019-03-14 | 2019-03-15 | 880 | — | $0 | 81,444 | SEC↗ |
| NPTN NEOPHOTONICS CORP | J Other | 2019-03-05 | 2019-03-07 | 5,571,335 | — | $0 | 60,442 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2018-12-05 | 2018-12-06 | 1,093 | — | $0 | 82,155 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2018-10-10 | 2018-10-11 | 1,012 | — | $0 | 81,579 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2018-06-19 | 2018-06-20 | 1,207 | — | $0 | 80,861 | SEC↗ |
| NPTN NEOPHOTONICS CORP | A Award deriv | 2018-06-05 | 2018-06-07 | 12,486 | — | $0 | 60,442 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2018-03-21 | 2018-03-22 | 1,442 | — | $0 | 79,959 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2017-12-07 | 2017-12-08 | 1,374 | — | $0 | 79,031 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2017-09-12 | 2017-09-13 | 1,137 | — | $0 | 77,896 | SEC↗ |
| NPTN NEOPHOTONICS CORP | A Award deriv | 2017-06-01 | 2017-06-05 | 7,521 | — | $0 | 47,956 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2017-05-31 | 2017-06-01 | 1,326 | — | $0 | 77,142 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2017-03-15 | 2017-03-16 | 1,892 | — | $0 | 76,071 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | P Buy | 2017-03-07 | 2017-03-08 | 275,862 | $7.25 | $2.00M | 13,540,305 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2016-12-06 | 2016-12-08 | 1,812 | — | $0 | 74,771 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | P Buy | 2016-11-23 | 2016-11-28 | 833,000 | $6.00 | $5.00M | 13,264,443 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2016-10-14 | 2016-10-17 | 2,216 | — | $0 | 73,548 | SEC↗ |
| NPTN NEOPHOTONICS CORP | A Award deriv | 2016-06-07 | 2016-06-08 | 2,656 | — | $0 | 40,435 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2016-05-19 | 2016-05-20 | 3,390 | — | $0 | 71,487 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2016-03-08 | 2016-03-09 | 3,509 | — | $0 | 68,778 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2015-11-20 | 2015-11-20 | 3,064 | — | $0 | 67,269 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2015-09-16 | 2015-09-17 | 3,264 | — | $0 | 64,262 | SEC↗ |
| NPTN NEOPHOTONICS CORP | A Award deriv | 2015-07-14 | 2015-08-05 | 2,880 | — | $0 | 37,779 | SEC↗ |
| NPTN KRATOS DEFENSE & SECURITY | P Buy | 2015-05-27 | 2015-05-27 | 275,862 | $7.25 | $2.00M | 5,470,780 | SEC↗ |
| NPTN NEOPHOTONICS CORP | P Buy | 2015-05-27 | 2015-05-27 | 275,862 | $7.25 | $2.00M | 5,470,780 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | P Buy | 2015-05-27 | 2015-05-27 | 0 | — | $0 | 0 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2015-05-19 | 2015-05-21 | 2,827 | — | $0 | 61,620 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2015-03-05 | 2015-03-06 | 2,807 | — | $0 | 60,793 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2014-11-19 | 2014-11-21 | 3,212 | — | $0 | 57,986 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2014-09-10 | 2014-09-11 | 2,302 | — | $0 | 54,774 | SEC↗ |
| NPTN NEOPHOTONICS CORP | A Award deriv | 2014-07-29 | 2014-07-31 | 7,692 | — | $0 | 34,899 | SEC↗ |
| PBPB POTBELLY CORP | A Award | 2014-05-15 | 2014-05-19 | 2,558 | $15.64 | $40.0K | 2,520,046 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2014-05-14 | 2014-05-15 | 2,079 | — | $0 | 52,472 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2014-03-28 | 2014-03-31 | 2,227 | — | $0 | 50,393 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2013-12-19 | 2013-12-20 | 1,909 | — | $0 | 50,166 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2013-10-11 | 2013-10-15 | 1,565 | — | $0 | 48,257 | SEC↗ |
| PBPB POTBELLY CORP | C Conversion deriv | 2013-10-09 | 2013-10-11 | 258,152 | — | $0 | 0 | SEC↗ |
| PBPB POTBELLY CORP | C Conversion deriv | 2013-10-09 | 2013-10-11 | 369,575 | — | $0 | 0 | SEC↗ |
| PBPB POTBELLY CORP | C Conversion deriv | 2013-10-09 | 2013-10-11 | 1,000,000 | — | $0 | 0 | SEC↗ |
| PBPB POTBELLY CORP | C Conversion deriv | 2013-10-09 | 2013-10-11 | 401,481 | — | $0 | 0 | SEC↗ |
| PBPB POTBELLY CORP | C Conversion deriv | 2013-10-09 | 2013-10-11 | 100,000 | — | $0 | 0 | SEC↗ |
| PBPB POTBELLY CORP | C Conversion deriv | 2013-10-09 | 2013-10-11 | 182,595 | — | $0 | 0 | SEC↗ |
| PBPB POTBELLY CORP | C Conversion | 2013-10-09 | 2013-10-11 | 187,482 | — | $0 | 1,776,893 | SEC↗ |
| PBPB POTBELLY CORP | C Conversion | 2013-10-09 | 2013-10-11 | 404,941 | — | $0 | 1,589,411 | SEC↗ |
| PBPB POTBELLY CORP | C Conversion | 2013-10-09 | 2013-10-11 | 1,000,000 | — | $0 | 1,184,470 | SEC↗ |
| PBPB POTBELLY CORP | C Conversion | 2013-10-09 | 2013-10-11 | 382,443 | — | $0 | 2,159,336 | SEC↗ |
| PBPB POTBELLY CORP | C Conversion | 2013-10-09 | 2013-10-11 | 358,152 | — | $0 | 2,517,488 | SEC↗ |
| NPTN NEOPHOTONICS CORP | A Award deriv | 2013-06-11 | 2013-06-13 | 3,090 | — | $0 | 27,207 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2013-05-22 | 2013-05-23 | 2,196 | — | $0 | 46,692 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2013-03-14 | 2013-03-15 | 3,067 | — | $0 | 44,496 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2013-01-04 | 2013-01-08 | 8,000 | — | $0 | 41,429 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2012-11-16 | 2012-11-20 | 2,778 | — | $0 | 35,429 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2012-09-20 | 2012-09-21 | 1,181 | — | $0 | 32,651 | SEC↗ |
| NPTN NEOPHOTONICS CORP | A Award deriv | 2012-06-08 | 2012-06-12 | 11,709 | — | $0 | 24,116 | SEC↗ |
| KTOS KRATOS DEFENSE & SECURITY | A Award deriv | 2012-05-23 | 2012-05-25 | 2,540 | — | $0 | 31,470 | SEC↗ |