SHAFF KAREN E
Insider CIK 1166872 · PFG Exec. VP and General Counsel, 10% owner
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2020-06-26 | 2020-06-30 | 203 | — | $0 | 102,780 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2020-03-27 | 2020-03-31 | 240 | — | $0 | 102,435 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2020-02-24 | 2020-02-26 | 50,015 | — | $0 | 50,015 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2020-02-24 | 2020-02-26 | 7,330 | — | $0 | 101,567 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2019-12-27 | 2019-12-31 | 139 | — | $0 | 94,237 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2019-09-27 | 2019-10-01 | 131 | — | $0 | 94,001 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2019-06-28 | 2019-07-02 | 127 | — | $0 | 93,778 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2019-03-29 | 2019-04-02 | 145 | — | $0 | 93,564 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2019-02-25 | 2019-02-27 | 48,215 | — | $0 | 48,215 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2019-02-25 | 2019-02-27 | 15,677 | — | $0 | 93,321 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2018-12-28 | 2019-01-02 | 165 | — | $0 | 77,644 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2018-09-28 | 2018-10-02 | 119 | — | $0 | 76,892 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2018-06-29 | 2018-07-03 | 128 | — | $0 | 76,694 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2018-03-29 | 2018-04-02 | 108 | — | $0 | 76,481 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2018-02-26 | 2018-02-28 | 32,465 | — | $0 | 32,465 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2018-02-26 | 2018-02-28 | 9,865 | — | $0 | 76,300 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2017-12-28 | 2018-01-02 | 88 | — | $0 | 66,049 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | G Gift | 2017-12-07 | 2017-12-08 | 3,800 | — | $0 | 65,905 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise deriv | 2017-12-01 | 2017-12-04 | 40,755 | — | $0 | 0 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2017-12-01 | 2017-12-04 | 40,755 | $69.51 | $2.83M | 79,511 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise | 2017-12-01 | 2017-12-04 | 40,755 | $30.70 | $1.25M | 120,266 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2017-12-01 | 2017-12-04 | 9,806 | $69.51 | $681.6K | 69,705 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | G Gift | 2017-11-02 | 2017-11-07 | 6,400 | — | $0 | 79,511 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise deriv | 2017-10-19 | 2017-10-20 | 10,588 | — | $0 | 0 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise | 2017-10-19 | 2017-10-20 | 10,588 | $34.26 | $362.7K | 96,499 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2017-10-19 | 2017-10-20 | 10,588 | $68.01 | $720.1K | 85,911 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise deriv | 2017-10-18 | 2017-10-19 | 17,082 | — | $0 | 10,588 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2017-10-18 | 2017-10-19 | 17,082 | $68.00 | $1.16M | 85,911 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise | 2017-10-18 | 2017-10-19 | 17,082 | $34.26 | $585.2K | 102,993 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2017-09-29 | 2017-10-03 | 93 | — | $0 | 85,911 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise deriv | 2017-07-10 | 2017-07-11 | 30,500 | — | $0 | 0 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2017-07-10 | 2017-07-11 | 30,500 | $65.00 | $1.98M | 85,760 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise | 2017-07-10 | 2017-07-11 | 30,500 | $60.10 | $1.83M | 116,260 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2017-06-30 | 2017-07-05 | 91 | — | $0 | 85,760 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise deriv | 2017-06-12 | 2017-06-13 | 38,105 | — | $0 | 0 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise | 2017-06-12 | 2017-06-13 | 38,105 | $27.46 | $1.05M | 123,717 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2017-06-12 | 2017-06-13 | 38,105 | $65.05 | $2.48M | 85,612 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | G Gift | 2017-05-15 | 2017-05-18 | 2,000 | — | $0 | 85,612 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2017-03-31 | 2017-04-04 | 90 | — | $0 | 87,612 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2017-02-27 | 2017-03-01 | 31,035 | — | $0 | 31,035 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2017-02-27 | 2017-03-01 | 5,930 | — | $0 | 87,465 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise deriv | 2017-02-09 | 2017-02-13 | 43,410 | — | $0 | 0 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2017-02-09 | 2017-02-13 | 43,410 | $60.04 | $2.61M | 80,928 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise | 2017-02-09 | 2017-02-13 | 43,410 | $22.21 | $964.1K | 124,338 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2016-12-27 | 2016-12-29 | 91 | — | $0 | 80,928 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | G Gift | 2016-11-15 | 2016-11-17 | 701 | — | $0 | 80,783 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2016-10-28 | 2016-10-28 | 12,832 | $55.00 | $705.8K | 81,484 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2016-09-30 | 2016-10-04 | 98 | — | $0 | 94,316 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | G Gift | 2016-08-31 | 2016-09-13 | 1,635 | — | $0 | 94,161 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2016-06-24 | 2016-06-28 | 120 | — | $0 | 95,796 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2016-03-25 | 2016-03-29 | 118 | — | $0 | 95,603 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2016-02-22 | 2016-02-24 | 52,540 | — | $0 | 52,540 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2016-02-22 | 2016-02-24 | 11,761 | — | $0 | 95,416 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2015-12-28 | 2015-12-30 | 100 | — | $0 | 83,172 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2015-09-25 | 2015-09-29 | 94 | — | $0 | 83,018 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise deriv | 2015-07-30 | 2015-07-31 | 39,165 | — | $0 | 0 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise | 2015-07-30 | 2015-07-31 | 39,165 | $49.25 | $1.93M | 123,131 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2015-07-30 | 2015-07-31 | 39,165 | $55.25 | $2.16M | 83,966 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | G Gift | 2015-07-30 | 2015-07-31 | 1,094 | — | $0 | 82,872 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2015-06-26 | 2015-06-30 | 86 | — | $0 | 83,966 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2015-03-27 | 2015-03-31 | 84 | — | $0 | 84,906 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | G Gift | 2015-03-13 | 2015-03-17 | 1,080 | — | $0 | 84,764 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2015-02-23 | 2015-02-25 | 22,570 | — | $0 | 22,570 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2015-02-23 | 2015-02-25 | 12,832 | — | $0 | 85,844 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2014-12-26 | 2014-12-30 | 75 | — | $0 | 73,012 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2014-09-26 | 2014-09-30 | 74 | — | $0 | 72,885 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise deriv | 2014-08-21 | 2014-08-22 | 54,430 | — | $0 | 0 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2014-08-21 | 2014-08-22 | 54,430 | $53.09 | $2.89M | 72,759 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise | 2014-08-21 | 2014-08-22 | 54,430 | $39.02 | $2.12M | 127,189 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2014-06-27 | 2014-07-01 | 73 | — | $0 | 72,759 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2014-03-28 | 2014-04-01 | 70 | — | $0 | 72,635 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2014-02-24 | 2014-02-26 | 25,500 | — | $0 | 25,500 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2014-02-24 | 2014-02-26 | 9,806 | — | $0 | 72,516 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2013-12-27 | 2013-12-31 | 60 | — | $0 | 63,299 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2013-09-27 | 2013-10-01 | 68 | — | $0 | 64,449 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | I Discretionary deriv | 2013-07-23 | 2013-07-24 | 2,495 | $40.41 | $100.8K | 0 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | I Discretionary | 2013-07-23 | 2013-07-24 | 5,793 | $40.53 | $234.8K | 620 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | I Discretionary | 2013-07-23 | 2013-07-24 | 620 | $41.53 | $25.7K | 0 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise deriv | 2013-07-22 | 2013-07-24 | 36,530 | — | $0 | 0 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2013-07-22 | 2013-07-24 | 36,530 | $40.50 | $1.48M | 64,330 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise | 2013-07-22 | 2013-07-24 | 36,530 | $36.30 | $1.33M | 100,860 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2013-06-28 | 2013-07-02 | 15 | $37.45 | $569 | 2,495 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2013-06-28 | 2013-07-02 | 69 | — | $0 | 64,330 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise deriv | 2013-04-11 | 2013-04-12 | 87,360 | — | $0 | 0 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2013-04-11 | 2013-04-12 | 87,360 | $35.00 | $3.06M | 64,209 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | M Exercise | 2013-04-11 | 2013-04-12 | 87,360 | $11.07 | $967.1K | 151,569 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2013-03-29 | 2013-04-02 | 17 | $33.64 | $565 | 2,479 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2013-03-29 | 2013-04-02 | 76 | — | $0 | 64,209 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2013-02-25 | 2013-02-27 | 53,685 | — | $0 | 53,685 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2013-02-25 | 2013-02-27 | 23,801 | — | $0 | 64,076 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2013-02-19 | 2013-02-20 | 3,125 | $32.00 | $100.0K | 40,275 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2013-01-22 | 2013-01-23 | 3,333 | $30.28 | $100.9K | 42,444 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2012-12-28 | 2013-01-02 | 18 | $28.08 | $514 | 2,463 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2012-12-28 | 2013-01-02 | 83 | — | $0 | 45,777 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2012-09-28 | 2012-10-02 | 19 | $26.94 | $509 | 2,444 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2012-09-28 | 2012-10-02 | 86 | — | $0 | 45,639 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2012-09-14 | 2012-09-17 | 3,448 | $29.00 | $100.0K | 45,494 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | S Sale | 2012-09-06 | 2012-09-07 | 3,571 | $28.00 | $100.0K | 48,942 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2012-06-29 | 2012-07-03 | 17 | $26.23 | $433 | 2,425 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2012-06-29 | 2012-07-03 | 75 | — | $0 | 52,513 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | F Tax w/h | 2012-05-20 | 2012-05-22 | 1,124 | $23.47 | $26.4K | 52,388 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2012-03-30 | 2012-04-03 | 15 | $29.51 | $431 | 2,409 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award | 2012-03-30 | 2012-04-03 | 87 | — | $0 | 53,512 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | A Award deriv | 2012-02-27 | 2012-02-29 | 38,105 | — | $0 | 38,105 | SEC↗ |
| PFG PRINCIPAL FINANCIAL GROUP | F Tax w/h | 2012-02-27 | 2012-02-29 | 6,940 | $27.46 | $190.6K | 53,381 | SEC↗ |