Klein Mark D
Insider CIK 1322402 · NSLR See Remarks, Director · AAPC Director · CCXX Director
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| NSLR Neostellar Capital Corp. | P Buy | 2026-09-21 | 2026-09-22 | 5,000 | $7.91 | $39.5K | 1,763,796 | SEC↗ |
| NSLR Neostellar Capital Corp. | P Buy | 2026-09-21 | 2026-09-22 | 5,000 | $7.91 | $39.5K | 1,763,796 | SEC↗ |
| NSLR Neostellar Capital Corp. | P Buy | 2026-08-10 | 2026-08-10 | 26,040 | $9.60 | $250.0K | 1,758,796 | SEC↗ |
| NSLR Neostellar Capital Corp. | P Buy | 2026-08-10 | 2026-08-10 | 26,040 | $9.60 | $250.0K | 1,758,796 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2026-06-15 | 2026-06-16 | 293,265 | $13.56 | $3.98M | 1,732,756 | SEC↗ |
| SSSS SURO CAPITAL CORP. | A Award | 2026-06-12 | 2026-06-16 | 350,000 | — | $0 | 2,026,021 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2026-04-22 | 2026-04-22 | 2,500 | $13.25 | $33.1K | 1,676,021 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2026-04-21 | 2026-04-22 | 2,500 | $13.08 | $32.7K | 1,673,521 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2025-12-15 | 2025-12-16 | 17,017 | $9.24 | $157.2K | 1,671,021 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2025-12-10 | 2025-12-16 | 17,017 | $9.59 | $163.2K | 1,688,038 | SEC↗ |
| SSSS SURO CAPITAL CORP. | A Award | 2025-11-21 | 2025-11-25 | 174,465 | — | $0 | 1,705,055 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2025-08-12 | 2025-08-12 | 10,000 | $8.45 | $84.5K | 1,530,590 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2025-08-11 | 2025-08-12 | 4,571 | $8.69 | $39.7K | 1,520,590 | SEC↗ |
| SSSS SURO CAPITAL CORP. | A Award | 2025-05-16 | 2025-05-19 | 300,000 | — | $0 | 1,516,019 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2025-05-09 | 2025-05-09 | 16,500 | $5.26 | $86.8K | 1,216,019 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2025-02-10 | 2025-02-12 | 32,858 | $6.17 | $202.7K | 1,199,519 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2024-12-16 | 2024-12-18 | 17,017 | $6.02 | $102.4K | 1,232,377 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2024-12-10 | 2024-12-12 | 21,272 | $6.14 | $130.6K | 1,249,394 | SEC↗ |
| SSSS SURO CAPITAL CORP. | A Award | 2024-12-10 | 2024-12-12 | 100,000 | — | $0 | 1,270,666 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2024-12-02 | 2024-12-04 | 743 | $5.49 | $4.1K | 1,170,666 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2024-11-29 | 2024-11-29 | 39,000 | $5.20 | $202.8K | 1,169,923 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2024-11-27 | 2024-11-29 | 32,257 | $5.10 | $164.5K | 1,130,923 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2024-11-26 | 2024-11-29 | 10,000 | $5.03 | $50.3K | 1,098,666 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2024-08-20 | 2024-08-20 | 12,000 | $3.84 | $46.1K | 1,088,666 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2024-02-12 | 2024-02-13 | 41,273 | $3.54 | $146.1K | 1,076,666 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2024-02-09 | 2024-02-13 | 32,285 | $3.39 | $109.4K | 1,117,939 | SEC↗ |
| SSSS SURO CAPITAL CORP. | A Award | 2023-12-15 | 2023-12-15 | 100,000 | — | $0 | 1,150,224 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2023-12-11 | 2023-12-13 | 21,272 | $4.27 | $90.8K | 1,050,224 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2023-12-06 | 2023-12-06 | 14,815 | $4.11 | $60.9K | 1,071,496 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2023-12-05 | 2023-12-05 | 19,000 | $4.02 | $76.4K | 1,056,681 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2023-12-04 | 2023-12-05 | 19,000 | $4.03 | $76.6K | 1,037,681 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2023-12-01 | 2023-12-05 | 11,885 | $4.00 | $47.5K | 1,018,681 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2023-11-30 | 2023-11-30 | 18,900 | $3.97 | $75.0K | 1,006,796 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2023-11-29 | 2023-11-30 | 19,000 | $4.00 | $76.0K | 987,896 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2023-11-28 | 2023-11-30 | 2,400 | $3.96 | $9.5K | 968,896 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2023-11-17 | 2023-11-17 | 9,000 | $3.90 | $35.1K | 966,496 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2023-02-10 | 2023-02-13 | 40,781 | $3.86 | $157.4K | 957,496 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2023-02-09 | 2023-02-13 | 31,900 | $3.83 | $122.2K | 998,277 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2022-12-12 | 2022-12-13 | 21,271 | $3.76 | $80.0K | 1,030,814 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2022-12-08 | 2022-12-08 | 22,034 | $3.77 | $83.1K | 1,052,085 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2022-12-07 | 2022-12-08 | 21,521 | $3.69 | $79.4K | 1,030,051 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2022-12-06 | 2022-12-07 | 34,500 | $3.70 | $127.7K | 1,008,530 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2022-12-05 | 2022-12-07 | 1,545 | $3.90 | $6.0K | 974,030 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2022-11-14 | 2022-11-14 | 25,000 | $4.18 | $104.5K | 972,485 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2022-11-11 | 2022-11-14 | 25,000 | $4.34 | $108.5K | 947,485 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2022-02-10 | 2023-01-13 | 40,929 | $11.88 | $486.2K | 921,848 | SEC↗ |
| SSSS SURO CAPITAL CORP. | F Tax w/h | 2022-02-10 | 2022-02-14 | 40,929 | $11.88 | $486.2K | 922,485 | SEC↗ |
| SSSS SURO CAPITAL CORP. | A Award | 2022-02-09 | 2023-01-13 | 192,791 | — | $0 | 962,777 | SEC↗ |
| SSSS SURO CAPITAL CORP. | A Award | 2022-02-09 | 2022-02-14 | 192,791 | — | $0 | 962,777 | SEC↗ |
| SSSS SURO CAPITAL CORP. | J Other | 2021-12-30 | 2022-01-03 | 58,690 | — | $0 | 769,986 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2021-12-14 | 2021-12-14 | 11,600 | $11.37 | $131.9K | 711,296 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2021-12-13 | 2021-12-14 | 10,000 | $11.76 | $117.6K | 699,696 | SEC↗ |
| SSSS SURO CAPITAL CORP. | A Award | 2021-12-10 | 2021-12-14 | 125,000 | — | $0 | 689,696 | SEC↗ |
| SSSS SURO CAPITAL CORP. | J Other | 2021-09-30 | 2021-10-04 | 57,939 | — | $0 | 564,696 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2021-08-09 | 2021-08-09 | 6,500 | $15.10 | $98.2K | 506,757 | SEC↗ |
| SSSS SURO CAPITAL CORP. | J Other | 2021-06-30 | 2021-07-01 | 49,907 | — | $0 | 500,257 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2021-05-11 | 2021-05-11 | 2,950 | $14.34 | $42.3K | 450,350 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2021-05-10 | 2021-05-11 | 3,788 | $15.02 | $56.9K | 447,400 | SEC↗ |
| SSSS SURO CAPITAL CORP. | A Award | 2021-02-10 | 2021-02-12 | 154,362 | — | $0 | 443,612 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2020-12-03 | 2020-12-03 | 1,000 | $11.58 | $11.6K | 289,250 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2020-12-02 | 2020-12-03 | 1,575 | $11.41 | $18.0K | 288,250 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2020-11-18 | 2020-11-18 | 17,109 | $10.57 | $180.8K | 286,675 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2020-11-17 | 2020-11-17 | 24,661 | $10.32 | $254.5K | 269,566 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2020-11-16 | 2020-11-17 | 75,000 | $9.81 | $735.8K | 244,905 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2020-11-11 | 2020-11-12 | 2,200 | $9.65 | $21.2K | 169,905 | SEC↗ |
| SSSS SURO CAPITAL CORP. | P Buy | 2020-11-10 | 2020-11-12 | 4,750 | $8.96 | $42.6K | 167,705 | SEC↗ |
| CCXX MultiPlan Corp | P Buy | 2020-10-07 | 2020-10-08 | 261,711 | $10.30 | $2.70M | 481,711 | SEC↗ |
| CCXX MultiPlan Corp | P Buy | 2020-10-06 | 2020-10-08 | 220,000 | $10.31 | $2.27M | 220,000 | SEC↗ |
| SSSS SUTTER ROCK CAPITAL CORP. | P Buy | 2020-05-14 | 2020-05-14 | 1,940 | $6.05 | $11.7K | 162,955 | SEC↗ |
| SSSS SUTTER ROCK CAPITAL CORP. | P Buy | 2020-05-13 | 2020-05-13 | 8,500 | $6.11 | $51.9K | 161,015 | SEC↗ |
| SSSS SUTTER ROCK CAPITAL CORP. | J Other deriv | 2020-04-28 | 2020-04-30 | 950,000 | — | $0 | 0 | SEC↗ |
| SSSS SUTTER ROCK CAPITAL CORP. | P Buy | 2020-01-09 | 2020-01-09 | 13,423 | $6.79 | $91.1K | 152,515 | SEC↗ |
| SSSS SUTTER ROCK CAPITAL CORP. | P Buy | 2020-01-08 | 2020-01-09 | 5,085 | $6.65 | $33.8K | 139,092 | SEC↗ |
| GSVC GSV Capital Corp. | A Award deriv | 2019-07-17 | 2019-07-19 | 950,000 | — | $0 | 950,000 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2019-06-17 | 2019-06-17 | 5,000 | $6.68 | $33.4K | 134,007 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2019-06-11 | 2019-06-11 | 9,007 | $6.40 | $57.6K | 129,007 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2019-06-10 | 2019-06-11 | 20,993 | $6.46 | $135.6K | 120,000 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2017-09-27 | 2017-09-28 | 10,000 | $5.02 | $50.2K | 97,340 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2017-09-20 | 2017-09-21 | 10,000 | $5.36 | $53.6K | 87,340 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2017-09-13 | 2017-09-14 | 10,000 | $5.11 | $51.1K | 77,340 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2017-09-06 | 2017-09-07 | 10,000 | $4.92 | $49.2K | 67,340 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2017-08-30 | 2017-08-31 | 10,000 | $4.64 | $46.4K | 57,340 | SEC↗ |
| AAPC Atlantic Alliance Partners | J Other | 2016-11-01 | 2016-11-03 | 43,785 | $10.50 | $459.7K | 344,259 | SEC↗ |
| AAPC Atlantic Alliance Partners | J Other | 2016-11-01 | 2016-11-03 | 24,825 | $10.00 | $248.3K | 300,474 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2016-08-01 | 2016-08-01 | 914 | $5.47 | $5.0K | 47,340 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2016-07-01 | 2016-07-05 | 979 | $5.10 | $5.0K | 46,426 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2016-05-17 | 2016-05-17 | 1,000 | $5.10 | $5.1K | 45,447 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2016-05-16 | 2016-05-16 | 1,000 | $5.15 | $5.2K | 44,447 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2016-05-02 | 2016-05-04 | 875 | $5.71 | $5.0K | 43,447 | SEC↗ |
| AAPC Atlantic Alliance Partners | J Other | 2016-04-07 | 2016-04-11 | 24,045 | — | $0 | 275,649 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2016-04-01 | 2016-04-04 | 872 | $5.73 | $5.0K | 42,572 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2016-03-22 | 2016-03-23 | 3,138 | $6.04 | $19.0K | 41,700 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2016-03-21 | 2016-03-22 | 1,862 | $6.10 | $11.4K | 38,562 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2016-03-18 | 2016-03-22 | 5,000 | $6.19 | $31.0K | 36,700 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2015-11-17 | 2015-11-18 | 1,000 | $9.57 | $9.6K | 31,700 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2015-08-21 | 2015-08-24 | 1,000 | $8.82 | $8.8K | 30,700 | SEC↗ |
| AAPC Atlantic Alliance Partners | J Other | 2015-08-20 | 2015-08-21 | 2,500 | — | $0 | 299,694 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2015-08-11 | 2015-08-11 | 2,500 | $9.28 | $23.2K | 29,700 | SEC↗ |
| AAPC Atlantic Alliance Partners | A Award | 2015-05-04 | 2015-05-06 | 75,000 | $10.00 | $750.0K | 297,194 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2014-09-02 | 2014-09-03 | 500 | $10.76 | $5.4K | 28,867 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2013-11-26 | 2013-11-26 | 700 | $10.54 | $7.4K | 28,367 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2013-11-26 | 2013-11-27 | 700 | $10.94 | $7.7K | 28,367 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2012-11-12 | 2012-11-14 | 148 | $7.03 | $1.0K | 22,765 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2012-11-12 | 2012-11-14 | 52 | $7.04 | $366 | 22,817 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2012-11-12 | 2012-11-14 | 4,800 | $7.05 | $33.8K | 27,617 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2012-08-30 | 2012-08-31 | 2,500 | $8.75 | $21.9K | 22,667 | SEC↗ |
| GSVC GSV Capital Corp. | P Buy | 2012-08-22 | 2012-08-24 | 2,500 | $8.63 | $21.6K | 20,167 | SEC↗ |