Dakos Andrew
Insider CIK 1341021 · TLI 10% owner · AKP 10% owner · AYN 10% owner · RIT 10% owner · NRO 10% owner · LCM 10% owner · HIL 10% owner · DCA 10% owner · JGV 10% owner · FAV 10% owner · BDCV Director, 10% owner · IFT Director, 10% owner · SVVC 10% owner · SZC 10% owner · CTF 10% owner · DTLA PR Director · SPE President, Director · CMU 10% owner · PCF President, Director, 10% owner · SWZ President and CEO, Director · PHF 10% owner · CH 10% owner · CXH 10% owner · CMK 10% owner · IRL 10% owner · MXE Director · LBF 10% owner · JFC 10% owner · SPE President and CEO, Director · PMO 10% owner · KEF 10% owner · TRC Director
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| TRC TEJON RANCH CO | A Award | 2026-10-20 | 2026-10-20 | 1,021 | $16.22 | $16.6K | 37,388 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-09-28 | 2026-09-29 | 1,000 | $5.76 | $5.8K | 51,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-09-28 | 2026-09-29 | 9,000 | $5.77 | $51.9K | 60,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-09-28 | 2026-09-29 | 9,000 | $5.77 | $51.9K | 60,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-09-28 | 2026-09-29 | 1,000 | $5.76 | $5.8K | 51,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-09-25 | 2026-09-29 | 2,351 | $5.82 | $13.7K | 50,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-09-25 | 2026-09-29 | 7,649 | $5.81 | $44.4K | 47,649 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-09-25 | 2026-09-29 | 2,351 | $5.82 | $13.7K | 50,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-09-25 | 2026-09-29 | 7,649 | $5.81 | $44.4K | 47,649 | SEC↗ |
| TRC TEJON RANCH CO | A Award | 2026-07-14 | 2026-07-15 | 918 | $18.70 | $17.2K | 36,367 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-07-02 | 2026-07-07 | 233 | $5.92 | $1.4K | 126,233 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-07-02 | 2026-07-07 | 4,767 | $5.92 | $28.2K | 131,000 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | S Sale | 2026-06-03 | 2026-06-04 | 5,184 | $14.11 | $73.1K | 0 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | S Sale | 2026-06-03 | 2026-06-04 | 133 | $14.07 | $1.9K | 0 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | S Sale deriv | 2026-06-02 | 2026-06-04 | 200 | $25.00 | $5.0K | 0 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | S Sale | 2026-06-02 | 2026-06-04 | 1,077 | $14.02 | $15.1K | 5,184 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-05-28 | 2026-05-29 | 5,400 | $5.99 | $32.3K | 126,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-05-28 | 2026-05-29 | 100 | $5.98 | $598 | 120,600 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-05-27 | 2026-05-29 | 4,500 | $5.97 | $26.9K | 117,500 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-05-27 | 2026-05-29 | 3,000 | $5.98 | $17.9K | 120,500 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-05-20 | 2026-05-20 | 2,987 | $5.96 | $17.8K | 113,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-05-19 | 2026-05-20 | 13 | $5.95 | $77 | 110,013 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-05-18 | 2026-05-20 | 4,000 | $5.95 | $23.8K | 110,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-04-17 | 2026-04-20 | 3,000 | $6.09 | $18.3K | 106,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-04-16 | 2026-04-20 | 4,718 | $6.06 | $28.6K | 100,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-04-16 | 2026-04-20 | 3,000 | $6.05 | $18.1K | 103,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-04-16 | 2026-04-20 | 547 | $6.04 | $3.3K | 40,000 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-04-08 | 2026-04-09 | 4,000 | $5.98 | $23.9K | 94,282 | SEC↗ |
| TRC TEJON RANCH CO | A Award | 2026-04-07 | 2026-04-07 | 913 | $18.84 | $17.2K | 35,449 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-04-07 | 2026-04-09 | 2,000 | $5.95 | $11.9K | 90,282 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-04-06 | 2026-04-06 | 100 | $5.95 | $595 | 88,282 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-04-02 | 2026-04-06 | 4,863 | $5.93 | $28.8K | 88 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-03-30 | 2026-03-31 | 5,300 | $5.91 | $31.3K | 83,319 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-03-27 | 2026-03-31 | 5,900 | $5.92 | $34.9K | 78,019 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-03-24 | 2026-03-26 | 5,000 | $5.96 | $29.8K | 72,119 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-03-24 | 2026-03-26 | 1,000 | $5.95 | $6.0K | 73,119 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-03-12 | 2026-03-13 | 3,324 | $6.00 | $19.9K | 67,119 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-03-11 | 2026-03-13 | 1,700 | $6.00 | $10.2K | 63,795 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-03-06 | 2026-03-09 | 12,500 | $5.97 | $74.6K | 62,095 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-03-05 | 2026-03-09 | 12,000 | $6.01 | $72.1K | 49,595 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-03-02 | 2026-03-04 | 5,000 | $6.15 | $30.8K | 27,677 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-03-02 | 2026-03-04 | 9,918 | $5.95 | $59.0K | 37,595 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-27 | 2026-03-02 | 2,000 | $6.20 | $12.4K | 22,677 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-26 | 2026-03-02 | 5,000 | $6.17 | $30.9K | 20,677 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-24 | 2026-02-25 | 326 | $6.14 | $2.0K | 14,329 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-24 | 2026-02-25 | 1,348 | $6.17 | $8.3K | 15,677 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | P Buy | 2026-02-24 | 2026-02-26 | 1,372 | $8.12 | $11.1K | 18,268 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-23 | 2026-02-25 | 2,000 | $6.14 | $12.3K | 12,003 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-23 | 2026-02-25 | 2,000 | $6.13 | $12.3K | 14,003 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-20 | 2026-02-23 | 2,817 | $6.16 | $17.4K | 10,003 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-20 | 2026-02-23 | 183 | $6.14 | $1.1K | 7,186 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-19 | 2026-02-23 | 4,881 | $6.12 | $29.9K | 7,003 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-19 | 2026-02-23 | 119 | $6.11 | $727 | 2,122 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | P Buy | 2026-02-11 | 2026-02-13 | 3,989 | $8.10 | $32.3K | 16,896 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-04 | 2026-02-05 | 2,000 | $6.04 | $12.1K | 35,453 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-04 | 2026-02-05 | 2,000 | $6.02 | $12.0K | 39,453 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-04 | 2026-02-05 | 2,000 | $6.03 | $12.1K | 37,453 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-03 | 2026-02-05 | 7,000 | $5.97 | $41.8K | 30,453 | SEC↗ |
| SWZ Total Return Securities Fu | P Buy | 2026-02-03 | 2026-02-05 | 3,000 | $5.96 | $17.9K | 33,453 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | P Buy | 2026-01-23 | 2026-01-26 | 119 | $7.97 | $948 | 12,907 | SEC↗ |
| SWZ Total Return Securities Fu | D To issuer | 2026-01-23 | 2026-01-27 | 997 | $6.81 | $6.8K | 2,003 | SEC↗ |
| SWZ Total Return Securities Fu | D To issuer | 2026-01-23 | 2026-01-27 | 11,675 | $6.81 | $79.5K | 23,453 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | S Sale | 2026-01-22 | 2026-01-26 | 5,000 | $7.97 | $39.9K | 12,788 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | P Buy | 2026-01-22 | 2026-01-26 | 10,000 | $7.97 | $79.7K | 17,788 | SEC↗ |
| CMU MFS HIGH YIELD MUNICIPAL T | P Buy | 2026-01-20 | 2026-01-22 | 678 | $3.50 | $2.4K | 24,878 | SEC↗ |
| CMU MFS HIGH YIELD MUNICIPAL T | P Buy | 2026-01-20 | 2026-01-23 | 678 | $3.50 | $2.4K | 24,878 | SEC↗ |
| TRC TEJON RANCH CO | A Award | 2026-01-12 | 2026-01-13 | 1,043 | $15.77 | $16.4K | 34,536 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | L Small acq | 2026-01-02 | 2026-01-26 | 100 | $7.92 | $792 | 7,788 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | S Sale | 2025-12-30 | 2025-12-31 | 4,098 | $14.66 | $60.1K | 6,064 | SEC↗ |
| SWZ Total Return Securities Fu | M Exercise | 2025-12-11 | 2025-12-12 | 35,064 | $6.07 | $212.8K | 35,128 | SEC↗ |
| TRC TEJON RANCH CO | A Award | 2025-11-04 | 2025-11-06 | 1,032 | $15.98 | $16.5K | 33,493 | SEC↗ |
| TRC TEJON RANCH CO | A Award | 2025-07-17 | 2025-07-18 | 461 | $16.96 | $7.8K | 32,461 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | D To issuer | 2024-12-12 | 2024-12-16 | 94,433 | $7.07 | $667.6K | 10,705 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | S Sale | 2024-09-20 | 2024-09-23 | 377 | $13.74 | $5.2K | 4,880 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | M Exercise | 2024-08-15 | 2024-08-19 | 70,092 | $6.48 | $454.2K | 105,138 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | D To issuer | 2022-04-05 | 2022-04-07 | 154 | $15.69 | $2.4K | 782 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | D To issuer | 2022-04-05 | 2022-04-07 | 968 | $15.69 | $15.2K | 5,257 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | D To issuer | 2022-04-05 | 2022-04-07 | 2,016 | $15.69 | $31.6K | 10,162 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2022-03-03 | 2022-03-04 | 1,000 | $8.82 | $8.8K | 3,000 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2022-02-03 | 2022-02-04 | 572 | $9.31 | $5.3K | 2,000 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2022-02-02 | 2022-02-04 | 428 | $9.38 | $4.0K | 1,428 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | X Exercise deriv | 2022-01-27 | 2022-01-28 | 200 | $25.00 | $5.0K | 200 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | M Exercise | 2021-11-01 | 2022-06-09 | 33,301 | $8.36 | $278.4K | 35,046 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | M Exercise | 2021-11-01 | 2021-11-03 | 31,745 | $8.36 | $265.4K | 33,490 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2021-09-16 | 2021-09-17 | 10,000 | $10.02 | $100.2K | 1,745 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2021-09-15 | 2021-09-17 | 20,000 | $9.96 | $199.2K | 11,745 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2021-09-14 | 2021-09-15 | 10,000 | $9.95 | $99.5K | 31,745 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2021-09-13 | 2021-09-15 | 10,000 | $9.94 | $99.4K | 41,745 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | M Exercise deriv | 2021-07-09 | 2021-07-14 | 156 | — | $0 | 0 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | M Exercise deriv | 2021-07-09 | 2021-07-14 | 3,200 | — | $0 | 0 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | M Exercise deriv | 2021-07-09 | 2021-07-14 | 966 | — | $0 | 0 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | M Exercise | 2021-07-09 | 2021-07-14 | 303 | — | $0 | 936 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | M Exercise | 2021-07-09 | 2021-07-14 | 6,257 | — | $0 | 12,178 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | M Exercise | 2021-07-09 | 2021-07-14 | 1,889 | — | $0 | 6,225 | SEC↗ |
| IRL NEW IRELAND FUND INC | S Sale | 2021-04-05 | 2021-08-05 | 25,088 | $12.50 | $313.6K | 394,374 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | M Exercise | 2021-02-02 | 2021-02-04 | 39,000 | $8.24 | $321.4K | 51,745 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2021-01-21 | 2021-01-22 | 9,355 | $8.59 | $80.4K | 12,745 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2021-01-20 | 2021-01-22 | 1,900 | $8.72 | $16.6K | 22,100 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2020-12-17 | 2020-12-18 | 1,299 | $8.96 | $11.6K | 24,000 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2020-12-16 | 2020-12-18 | 5,000 | $8.83 | $44.1K | 25,299 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2020-10-14 | 2020-10-15 | 5,000 | $8.40 | $42.0K | 30,299 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2020-10-13 | 2020-10-15 | 2,819 | $8.35 | $23.5K | 35,299 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2020-09-30 | 2020-09-30 | 2,892 | $8.33 | $24.1K | 38,118 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2020-09-29 | 2020-09-30 | 2,497 | $8.33 | $20.8K | 41,010 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2020-09-28 | 2020-09-30 | 10,000 | $8.33 | $83.3K | 43,507 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2020-09-21 | 2020-09-21 | 5,303 | $8.45 | $44.8K | 53,507 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2020-09-18 | 2020-09-21 | 1,190 | $8.54 | $10.2K | 58,810 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2020-09-17 | 2020-09-21 | 10,000 | $8.61 | $86.1K | 60,000 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | P Buy deriv | 2020-06-08 | 2020-06-10 | 1,000 | $25.25 | $25.3K | 3,200 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | P Buy deriv | 2020-02-28 | 2020-03-03 | 1,000 | $25.60 | $25.6K | 2,200 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | P Buy deriv | 2020-02-28 | 2020-03-03 | 1,000 | $25.60 | $25.6K | 2,200 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2020-02-28 | 2020-03-03 | 1,000 | $7.75 | $7.8K | 1,064 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | P Buy | 2020-02-28 | 2020-03-03 | 1,000 | $13.25 | $13.3K | 5,921 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | P Buy | 2020-02-28 | 2020-03-03 | 1,000 | $13.25 | $13.3K | 5,921 | SEC↗ |
| TLI WESTERN ASSET CORPORATE LO | P Buy | 2020-02-28 | 2020-03-06 | 586 | $9.79 | $5.7K | 19,889 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2019-10-16 | 2019-10-18 | 107 | $8.46 | $905 | 0 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | S Sale | 2019-04-18 | 2019-04-22 | 457,400 | $14.68 | $6.71M | 1,086 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | S Sale | 2019-04-17 | 2019-04-22 | 39,111 | $14.68 | $574.1K | 498,268 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | S Sale | 2019-04-17 | 2019-04-22 | 39,782 | $14.68 | $584.0K | 458,486 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | J Other | 2019-04-01 | 2019-04-22 | 96,742 | — | $0 | 537,379 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | S Sale | 2019-03-25 | 2019-03-27 | 220,000 | $9.25 | $2.04M | 106 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | P Buy | 2019-03-25 | 2019-03-27 | 70,000 | $9.25 | $647.5K | 70,000 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | D To issuer | 2019-03-19 | 2019-03-20 | 933 | $9.25 | $8.6K | 0 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | D To issuer | 2019-03-19 | 2019-03-20 | 1,247,106 | $9.25 | $11.54M | 220,106 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | D To issuer | 2019-03-19 | 2019-03-20 | 1,247,106 | $9.25 | $11.54M | 220,106 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | D To issuer | 2019-03-19 | 2019-03-20 | 933 | $9.25 | $8.6K | 0 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | D To issuer | 2019-03-19 | 2019-03-20 | 3,123 | $9.25 | $28.9K | 0 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | D To issuer | 2019-03-19 | 2019-03-20 | 6,241 | $9.25 | $57.7K | 0 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | J Other | 2019-01-02 | 2019-01-04 | 104,660 | — | $0 | 0 | SEC↗ |
| DTLA PR Brookfield DTLA Fund Offic | J Other | 2019-01-02 | 2019-01-04 | 200,936 | — | $0 | 0 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | D To issuer | 2018-11-20 | 2018-11-23 | 1,782,348 | $7.86 | $14.01M | 104,660 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | D To issuer | 2018-11-20 | 2018-11-23 | 1,095 | $7.86 | $8.6K | 64 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | J Other | 2018-10-19 | 2018-10-23 | 598,378 | — | $0 | 1,887,008 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | J Other | 2018-10-19 | 2018-10-23 | 367 | — | $0 | 1,159 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-08 | 2018-10-09 | 600 | $13.35 | $8.0K | 634,121 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-05 | 2018-10-09 | 13,348 | $13.41 | $179.0K | 633,521 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-04 | 2018-10-05 | 17,720 | $13.36 | $236.7K | 620,173 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-03 | 2018-10-05 | 9,000 | $13.59 | $122.3K | 602,453 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-02 | 2018-10-03 | 8,353 | $13.62 | $113.8K | 593,453 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | J Other | 2018-10-01 | 2018-10-01 | 149,565 | — | $0 | 583,990 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-01 | 2018-10-03 | 1,110 | $13.61 | $15.1K | 585,100 | SEC↗ |
| DTLA PR Brookfield DTLA Fund Offic | J Other | 2018-10-01 | 2018-10-03 | 46,050 | — | $0 | 200,936 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-09-28 | 2018-10-01 | 100 | $13.50 | $1.4K | 733,555 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-09-25 | 2018-09-26 | 2,200 | $13.45 | $29.6K | 733,455 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-09-24 | 2018-09-26 | 300 | $13.45 | $4.0K | 731,255 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-08-30 | 2018-08-31 | 12,200 | $13.80 | $168.4K | 730,955 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-08-29 | 2018-08-31 | 6,408 | $13.80 | $88.4K | 718,755 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-08-27 | 2018-08-29 | 8,200 | $13.76 | $112.8K | 712,347 | SEC↗ |
| DTLA PR Brookfield DTLA Fund Offic | P Buy | 2018-06-08 | 2018-10-03 | 1,155 | $24.79 | $28.6K | 246,986 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | J Other | 2018-06-06 | 2018-06-07 | 90,422 | — | $0 | 1,467,199 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | J Other | 2018-06-06 | 2018-06-08 | 54,549 | — | $0 | 1,288,630 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-02-20 | 2018-02-21 | 5,700 | $12.74 | $72.6K | 1,343,179 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-02-16 | 2018-02-21 | 500 | $12.84 | $6.4K | 792 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-02-13 | 2018-02-14 | 7,400 | $12.35 | $91.4K | 1,337,479 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-02-12 | 2018-02-14 | 3,800 | $12.35 | $46.9K | 1,330,079 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-02-05 | 2018-02-07 | 6,442 | $12.88 | $83.0K | 1,326,279 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-02-02 | 2018-02-06 | 100 | $9.00 | $900 | 1,557,621 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-02-01 | 2018-02-02 | 8,700 | $9.18 | $79.9K | 1,557,521 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-02-01 | 2018-02-05 | 1,353 | $13.40 | $18.1K | 1,319,837 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-31 | 2018-02-02 | 15,248 | $9.12 | $139.1K | 1,548,821 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-30 | 2018-01-31 | 1,123 | $9.12 | $10.2K | 3,123 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-30 | 2018-01-31 | 2,241 | $9.12 | $20.4K | 17,013 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-30 | 2018-01-31 | 428 | $9.12 | $3.9K | 933 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-01-30 | 2018-02-01 | 5,042 | $13.45 | $67.8K | 1,318,484 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-29 | 2018-01-31 | 505 | $9.17 | $4.6K | 505 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-25 | 2018-01-29 | 3,358 | $9.19 | $30.9K | 1,533,573 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-01-19 | 2018-01-23 | 16,103 | $13.15 | $211.8K | 1,313,442 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-19 | 2018-01-23 | 4,000 | $9.09 | $36.4K | 1,530,215 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-18 | 2018-01-19 | 41,643 | $9.10 | $379.0K | 1,526,215 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-17 | 2018-01-19 | 218,600 | $9.10 | $1.99M | 1,484,572 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-16 | 2018-01-17 | 10,500 | $9.11 | $95.7K | 1,265,972 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-12 | 2018-01-17 | 3,250 | $9.08 | $29.5K | 1,255,472 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-11 | 2018-01-12 | 4,920 | $9.10 | $44.8K | 1,252,222 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-01-10 | 2018-01-12 | 292 | $12.92 | $3.8K | 292 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-10 | 2018-01-12 | 1,417 | $9.12 | $12.9K | 1,247,302 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-01-09 | 2018-01-10 | 8,230 | $12.93 | $106.4K | 1,297,339 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-01-08 | 2018-01-10 | 1,752 | $12.94 | $22.7K | 1,289,109 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-01-04 | 2018-01-05 | 5,533 | $12.87 | $71.2K | 1,287,357 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-03 | 2018-01-05 | 200 | $9.06 | $1.8K | 1,245,885 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2018-01-03 | 2018-01-05 | 3,950 | $12.79 | $50.5K | 1,281,824 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2017-12-29 | 2018-01-03 | 1,332 | $12.74 | $17.0K | 1,277,874 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2017-12-28 | 2017-12-29 | 14,036 | $12.66 | $177.7K | 1,276,542 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2017-12-27 | 2017-12-29 | 19,600 | $12.63 | $247.5K | 1,262,506 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-12-21 | 2017-12-26 | 2,189 | $8.97 | $19.6K | 1,245,685 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2017-12-21 | 2017-12-26 | 7,235 | $12.57 | $90.9K | 1,242,906 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2017-12-20 | 2017-12-21 | 3,163 | $12.41 | $39.3K | 1,235,671 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2017-12-19 | 2017-12-21 | 3,300 | $12.55 | $41.4K | 1,232,508 | SEC↗ |
| CH ABERDEEN CHILE FUND, INC. | S Sale | 2017-12-05 | 2017-12-07 | 1,713 | $7.85 | $13.4K | 21,107 | SEC↗ |
| CH ABERDEEN CHILE FUND, INC. | S Sale | 2017-12-05 | 2017-12-07 | 877 | $7.85 | $6.9K | 1,875 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2017-11-30 | 2017-12-01 | 2,873 | $12.70 | $36.5K | 1,229,208 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2017-11-29 | 2017-12-01 | 2,283 | $12.66 | $28.9K | 1,226,335 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2017-11-21 | 2017-11-24 | 13,060 | $12.60 | $164.6K | 1,224,052 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-17 | 2017-11-21 | 3,164 | $8.94 | $28.3K | 1,243,496 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-15 | 2017-11-17 | 1,150 | $8.86 | $10.2K | 1,240,332 | SEC↗ |
| SWZ SWISS HELVETIA FUND, INC. | P Buy | 2017-11-15 | 2017-11-17 | 1,394 | $12.34 | $17.2K | 1,210,992 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-14 | 2017-11-15 | 11,600 | $8.89 | $103.1K | 1,239,182 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-13 | 2017-11-15 | 7,000 | $8.92 | $62.4K | 1,227,582 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-10 | 2017-11-13 | 8,400 | $8.92 | $74.9K | 1,220,582 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-09 | 2017-11-13 | 13,208 | $8.94 | $118.1K | 1,212,182 | SEC↗ |
| CH ABERDEEN CHILE FUND, INC. | S Sale | 2017-11-08 | 2017-11-13 | 1,521 | $8.86 | $13.5K | 22,820 | SEC↗ |
| CH ABERDEEN CHILE FUND, INC. | S Sale | 2017-11-08 | 2017-11-13 | 779 | $8.86 | $6.9K | 2,752 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-08 | 2017-11-13 | 4,299 | $8.97 | $38.6K | 1,198,974 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-07 | 2017-11-08 | 3,527 | $9.00 | $31.7K | 1,194,675 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-06 | 2017-11-08 | 3,033 | $8.99 | $27.3K | 1,191,148 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-30 | 2017-11-01 | 7,609 | $8.95 | $68.1K | 1,188,115 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-27 | 2017-10-30 | 2,788 | $8.92 | $24.9K | 1,180,506 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-26 | 2017-10-30 | 16,645 | $8.92 | $148.5K | 1,177,718 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-25 | 2017-10-26 | 6,505 | $8.90 | $57.9K | 1,161,073 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-24 | 2017-10-26 | 2,996 | $8.95 | $26.8K | 1,154,568 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-23 | 2017-10-24 | 1,100 | $8.92 | $9.8K | 1,151,572 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-20 | 2017-10-24 | 1,700 | $8.98 | $15.3K | 1,150,472 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-19 | 2017-10-20 | 300 | $8.97 | $2.7K | 1,148,772 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-18 | 2017-10-20 | 400 | $8.95 | $3.6K | 1,148,472 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-11 | 2017-10-13 | 28,546 | $8.91 | $254.3K | 1,148,072 | SEC↗ |
| CH ABERDEEN CHILE FUND, INC. | S Sale | 2017-10-06 | 2017-10-10 | 27,181 | $8.99 | $244.4K | 917,955 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-04 | 2017-10-13 | 7,339 | $8.92 | $65.5K | 1,119,526 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-09-15 | 2017-09-19 | 22,517 | $4.86 | $109.4K | 845,368 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-13 | 2017-09-14 | 8,108 | $8.75 | $70.9K | 1,112,187 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-12 | 2017-09-14 | 800 | $8.75 | $7.0K | 1,104,079 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-11 | 2017-09-12 | 2,000 | $8.75 | $17.5K | 14,772 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-11 | 2017-09-12 | 1,000 | $8.75 | $8.8K | 2,000 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-08 | 2017-09-12 | 18,200 | $8.71 | $158.5K | 1,103,279 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-07 | 2017-09-08 | 1,400 | $8.69 | $12.2K | 1,082,575 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-07 | 2017-09-08 | 2,504 | $8.69 | $21.8K | 1,085,079 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-06 | 2017-09-08 | 32,371 | $8.69 | $281.3K | 1,081,175 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-06 | 2017-09-08 | 2,000 | $8.69 | $17.4K | 12,772 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-06 | 2017-09-08 | 1,000 | $8.69 | $8.7K | 1,000 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | J Other | 2017-09-01 | 2017-09-01 | 32,371 | — | $0 | 1,059,576 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | J Other | 2017-09-01 | 2017-09-01 | 22,517 | — | $0 | 822,851 | SEC↗ |
| PMO PUTNAM MUNICIPAL OPPORTUNI | J Other | 2017-08-10 | 2017-08-21 | 400 | $22437.50 | $8.97M | 0 | SEC↗ |
| EMGC EMERGENT CAPITAL, INC. | J Other deriv | 2017-07-28 | 2017-08-01 | 0 | — | $0 | 3,435,885 | SEC↗ |
| EMGC EMERGENT CAPITAL, INC. | A Award deriv | 2017-07-28 | 2017-08-01 | 730,093 | — | $0 | 730,093 | SEC↗ |
| EMGC EMERGENT CAPITAL, INC. | J Other deriv | 2017-07-28 | 2017-08-01 | 0 | — | $0 | 0 | SEC↗ |
| EMGC EMERGENT CAPITAL, INC. | A Award deriv | 2017-07-28 | 2017-08-01 | 869,907 | — | $0 | 869,907 | SEC↗ |
| EMGC EMERGENT CAPITAL, INC. | A Award deriv | 2017-07-28 | 2017-08-11 | 960,000 | — | $0 | 960,000 | SEC↗ |
| EMGC EMERGENT CAPITAL, INC. | A Award deriv | 2017-07-28 | 2017-08-11 | 640,000 | — | $0 | 640,000 | SEC↗ |
| EMGC EMERGENT CAPITAL, INC. | A Award | 2017-07-28 | 2017-08-01 | 3,629,201 | $0.20 | $725.8K | 5,854,070 | SEC↗ |
| EMGC EMERGENT CAPITAL, INC. | A Award | 2017-07-28 | 2017-08-01 | 1,693,671 | $0.20 | $338.7K | 3,501,179 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-07-07 | 2017-07-11 | 15,500 | $7.96 | $123.4K | 1,408,152 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-27 | 2017-06-29 | 15,500 | $7.94 | $123.1K | 1,392,652 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-27 | 2017-06-29 | 59,500 | $7.93 | $471.8K | 1,377,152 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-26 | 2017-06-27 | 7,775 | $7.94 | $61.7K | 1,317,652 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-25 | 2017-06-27 | 6,825 | $7.94 | $54.2K | 1,309,877 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-21 | 2017-06-22 | 20,200 | $9.53 | $192.5K | 1,726,574 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-21 | 2017-06-23 | 20,000 | $7.95 | $159.0K | 1,303,052 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-20 | 2017-06-21 | 19,100 | $7.95 | $151.8K | 1,283,052 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-20 | 2017-06-22 | 25,000 | $9.54 | $238.5K | 1,706,374 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-19 | 2017-06-21 | 9,100 | $7.95 | $72.3K | 1,263,952 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-15 | 2017-06-19 | 3,700 | $9.51 | $35.2K | 1,681,374 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-13 | 2017-06-15 | 2,800 | $7.95 | $22.3K | 1,254,852 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-12 | 2017-06-14 | 50,000 | $9.53 | $476.5K | 1,677,674 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-06-09 | 2017-06-13 | 7,500 | $19.82 | $148.7K | 845,368 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-08 | 2017-06-12 | 500 | $7.95 | $4.0K | 1,252,052 | SEC↗ |
| XRDC CROSSROADS CAPITAL, INC. | S Sale | 2017-06-07 | 2017-06-08 | 28,479 | $2.17 | $61.8K | 797,848 | SEC↗ |
| XRDC CROSSROADS CAPITAL, INC. | P Buy | 2017-06-07 | 2017-06-08 | 28,479 | $2.17 | $61.8K | 826,327 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-07 | 2017-06-09 | 250,000 | $9.53 | $2.38M | 1,627,674 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-06 | 2017-06-07 | 500 | $9.52 | $4.8K | 1,377,674 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-06 | 2017-06-08 | 11,525 | $7.95 | $91.6K | 1,251,552 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-05 | 2017-06-07 | 100,000 | $9.54 | $954.0K | 1,377,174 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-06-01 | 2017-06-05 | 25,000 | $19.69 | $492.3K | 837,868 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-31 | 2017-06-02 | 3,912 | $7.95 | $31.1K | 1,240,027 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-26 | 2017-05-30 | 13 | $7.94 | $103 | 1,236,115 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-26 | 2017-05-31 | 50,000 | $19.67 | $983.5K | 812,868 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-25 | 2017-05-30 | 8,334 | $7.94 | $66.2K | 1,236,102 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-24 | 2017-05-25 | 1,238 | $7.94 | $9.8K | 1,227,768 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-24 | 2017-05-26 | 10,000 | $19.60 | $196.0K | 762,868 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-23 | 2017-05-24 | 20,000 | $19.62 | $392.4K | 752,868 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-23 | 2017-05-25 | 5,400 | $7.96 | $43.0K | 1,226,530 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-22 | 2017-05-23 | 6,700 | $7.96 | $53.3K | 1,221,130 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-22 | 2017-05-24 | 10,000 | $19.74 | $197.4K | 722,868 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-22 | 2017-05-24 | 10,000 | $19.74 | $197.4K | 732,868 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-19 | 2017-05-23 | 3,964 | $7.95 | $31.5K | 1,214,430 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-18 | 2017-05-19 | 15,661 | $7.95 | $124.5K | 1,210,466 | SEC↗ |
| LCM ADVENT/CLAYMORE ENHANCED G | S Sale | 2017-05-17 | 2017-05-18 | 15,510 | $8.69 | $134.8K | 927,037 | SEC↗ |
| LCM ADVENT/CLAYMORE ENHANCED G | S Sale | 2017-05-17 | 2017-05-18 | 65,998 | $8.75 | $577.5K | 942,547 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-17 | 2017-05-19 | 2,100 | $19.66 | $41.3K | 712,868 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-17 | 2017-05-19 | 12,248 | $7.96 | $97.5K | 1,194,805 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-16 | 2017-05-17 | 7,700 | $7.91 | $60.9K | 1,182,557 | SEC↗ |
| LCM ADVENT/CLAYMORE ENHANCED G | S Sale | 2017-05-16 | 2017-05-17 | 18,464 | $8.77 | $161.9K | 1,008,545 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-15 | 2017-05-17 | 400 | $7.95 | $3.2K | 1,174,857 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-15 | 2017-05-17 | 10,000 | $19.66 | $196.6K | 710,768 | SEC↗ |
| LCM ADVENT/CLAYMORE ENHANCED G | S Sale | 2017-05-15 | 2017-05-17 | 51,701 | $8.74 | $451.9K | 1,027,009 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-11 | 2017-05-15 | 21,572 | $19.42 | $418.9K | 700,768 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-10 | 2017-05-11 | 6,821 | $7.90 | $53.9K | 1,174,457 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-09 | 2017-05-11 | 7,381 | $7.90 | $58.3K | 1,167,636 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-08 | 2017-05-10 | 12,500 | $19.01 | $237.6K | 679,196 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-05 | 2017-05-09 | 13,970 | $7.90 | $110.4K | 1,160,255 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-03 | 2017-05-05 | 900 | $7.90 | $7.1K | 1,146,285 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-05-03 | 2017-05-05 | 600 | $9.06 | $5.4K | 1,277,174 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-05-03 | 2017-05-05 | 25,000 | $9.08 | $227.0K | 1,276,574 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-28 | 2017-05-02 | 1,341 | $7.87 | $10.6K | 1,145,385 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-04-28 | 2017-05-02 | 6,396 | $8.96 | $57.3K | 1,251,574 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-04-27 | 2017-05-01 | 10,000 | $19.05 | $190.5K | 666,696 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-04-24 | 2017-04-26 | 10,000 | $18.63 | $186.3K | 656,696 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-04-24 | 2017-04-26 | 10,000 | $8.78 | $87.8K | 1,245,178 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-20 | 2017-04-21 | 2,300 | $7.85 | $18.1K | 1,144,044 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-19 | 2017-04-21 | 6,300 | $7.84 | $49.4K | 1,141,744 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-18 | 2017-04-19 | 5,203 | $7.84 | $40.8K | 1,135,444 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-04-18 | 2017-04-19 | 20,000 | $18.24 | $364.8K | 646,696 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-04-18 | 2017-04-20 | 10,000 | $8.61 | $86.1K | 1,235,178 | SEC↗ |