Fallon Thomas J

Insider CIK 1399121 · INFN President and CEO, Director · HTGC Director

Track record PRO

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Track record

See how this insider's past purchases performed 30 and 90 days later, and a conviction score on each buy.

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Trades across companies

Ticker	Code	Trade	Filed	Shares	Price	Value	Owned after
HTGC Hercules Capital, Inc.	P Buy	2026-03-26	2026-03-30	7,300	$14.30	$104.4K	157,669	SEC↗
HTGC Hercules Capital, Inc.	P Buy	2026-02-27	2026-02-27	20,000	$14.20	$284.0K	150,369	SEC↗
HTGC Hercules Capital, Inc.	P Buy	2026-02-24	2026-02-25	10,000	$14.98	$149.8K	130,369	SEC↗
HTGC Hercules Capital, Inc.	P Buy	2026-02-17	2026-02-19	20,000	$15.88	$317.6K	120,369	SEC↗
HTGC Hercules Capital, Inc.	P Buy	2025-05-08	2025-05-09	5,976	$17.53	$104.8K	98,882	SEC↗
HTGC Hercules Capital, Inc.	P Buy	2024-08-06	2024-08-08	5,723	$18.33	$104.9K	92,400	SEC↗
HTGC Hercules Capital, Inc.	A Award	2024-08-06	2024-08-08	1,158	—	$0	86,677	SEC↗
HTGC Hercules Capital, Inc.	D To issuer	2024-08-06	2024-08-08	1,158	—	$0	6,789	SEC↗
HTGC Hercules Capital, Inc.	A Award	2024-06-20	2024-06-24	149	—	$0	85,519	SEC↗
HTGC Hercules Capital, Inc.	A Award	2024-06-20	2024-06-24	3,030	$19.80	$60.0K	8,096	SEC↗
HTGC Hercules Capital, Inc.	D To issuer	2024-06-20	2024-06-24	149	—	$0	7,947	SEC↗
HTGC Hercules Capital, Inc.	A Award	2023-11-22	2023-11-27	5,800	—	$0	85,113	SEC↗
HTGC Hercules Capital, Inc.	A Award	2023-11-22	2023-11-27	149	$15.87	$2.4K	5,066	SEC↗
HTGC Hercules Capital, Inc.	D To issuer	2023-11-22	2023-11-27	5,800	—	$0	4,917	SEC↗
HTGC Hercules Capital, Inc.	A Award	2023-09-08	2023-09-11	5,656	$15.90	$89.9K	10,717	SEC↗
HTGC Hercules Capital, Inc.	A Award	2023-08-25	2023-08-28	1,377	—	$0	79,313	SEC↗
HTGC Hercules Capital, Inc.	A Award	2023-08-25	2023-08-28	144	$16.41	$2.4K	5,061	SEC↗
HTGC Hercules Capital, Inc.	D To issuer	2023-08-25	2023-08-28	1,377	—	$0	4,917	SEC↗
HTGC Hercules Capital, Inc.	A Award	2023-05-23	2023-05-25	218	$13.09	$2.9K	6,294	SEC↗
HTGC Hercules Capital, Inc.	D To issuer	2023-05-23	2023-05-25	186	—	$0	6,076	SEC↗
HTGC Hercules Capital, Inc.	A Award	2023-05-23	2023-05-25	186	—	$0	77,936	SEC↗
HTGC Hercules Capital, Inc.	A Award	2023-03-10	2023-03-13	10,000	$12.75	$127.5K	77,750	SEC↗
HTGC Hercules Capital, Inc.	A Award	2023-03-09	2023-03-13	187	$15.32	$2.9K	6,262	SEC↗
HTGC Hercules Capital, Inc.	D To issuer	2023-03-09	2023-03-13	220	—	$0	6,075	SEC↗
HTGC Hercules Capital, Inc.	A Award	2023-03-09	2023-03-13	220	—	$0	67,751	SEC↗
HTGC Hercules Capital, Inc.	A Award	2022-11-17	2022-11-21	220	$14.06	$3.1K	6,295	SEC↗
HTGC Hercules Capital, Inc.	D To issuer	2022-11-17	2022-11-21	202	—	$0	6,074	SEC↗
HTGC Hercules Capital, Inc.	A Award	2022-11-17	2022-11-21	202	—	$0	67,531	SEC↗
HTGC Hercules Capital, Inc.	D To issuer	2022-08-16	2022-08-18	5,496	—	$0	6,074	SEC↗
HTGC Hercules Capital, Inc.	A Award	2022-08-16	2022-08-18	5,496	—	$0	67,330	SEC↗
HTGC Hercules Capital, Inc.	A Award	2022-08-16	2022-08-18	202	$15.13	$3.1K	6,276	SEC↗
HTGC Hercules Capital, Inc.	A Award	2022-08-01	2022-08-01	4,339	$16.13	$70.0K	11,570	SEC↗
HTGC Hercules Capital, Inc.	D To issuer	2022-08-01	2022-08-01	230	—	$0	7,231	SEC↗
HTGC Hercules Capital, Inc.	A Award	2022-08-01	2022-08-01	230	—	$0	61,834	SEC↗
HTGC Hercules Capital, Inc.	A Award	2022-05-24	2022-05-26	230	$15.06	$3.5K	7,461	SEC↗
HTGC Hercules Capital, Inc.	D To issuer	2022-05-12	2022-05-13	7,231	—	$0	7,231	SEC↗
HTGC Hercules Capital, Inc.	P Buy	2022-05-12	2022-05-13	10,000	$14.88	$148.8K	61,604	SEC↗
HTGC Hercules Capital, Inc.	A Award	2022-03-16	2022-03-18	205	$16.99	$3.5K	58,835	SEC↗
HTGC Hercules Capital, Inc.	A Award	2021-12-22	2021-12-27	91	$17.15	$1.6K	58,536	SEC↗
HTGC Hercules Capital, Inc.	A Award	2021-12-22	2021-12-27	94	$17.33	$1.6K	58,630	SEC↗
HTGC Hercules Capital, Inc.	A Award	2021-11-17	2021-11-19	166	$17.33	$2.9K	58,445	SEC↗
HTGC Hercules Capital, Inc.	A Award	2021-08-18	2021-08-19	165	$16.98	$2.8K	58,279	SEC↗
HTGC Hercules Capital, Inc.	A Award	2021-08-02	2021-08-02	4,013	$17.44	$70.0K	58,114	SEC↗
HTGC Hercules Capital, Inc.	A Award	2021-06-24	2021-06-28	3,472	$17.28	$60.0K	54,101	SEC↗
INFN Infinera Corp	S Sale	2021-06-03	2021-06-04	172,564	$10.12	$1.75M	1,530,062	SEC↗
INFN Infinera Corp	A Award deriv	2021-05-21	2021-05-25	18,211	—	$0	18,211	SEC↗
HTGC Hercules Capital, Inc.	A Award	2021-05-19	2021-05-21	92	$15.98	$1.5K	50,629	SEC↗
INFN Infinera Corp	M Exercise deriv	2021-05-05	2021-05-07	64,485	—	$0	0	SEC↗
INFN Infinera Corp	M Exercise	2021-05-05	2021-05-07	64,485	—	$0	1,734,598	SEC↗
INFN Infinera Corp	F Tax w/h	2021-05-05	2021-05-07	31,972	$8.58	$274.3K	1,702,626	SEC↗
HTGC Hercules Capital, Inc.	M Exercise	2021-05-03	2021-05-03	10,000	$16.34	$163.4K	59,937	SEC↗
HTGC Hercules Capital, Inc.	F Tax w/h	2021-05-03	2021-05-03	9,400	$17.53	$164.8K	50,537	SEC↗
HTGC Hercules Capital, Inc.	A Award	2021-03-15	2021-03-16	90	$16.60	$1.5K	49,937	SEC↗
HTGC Hercules Capital, Inc.	S Sale	2021-03-15	2021-03-16	15,000	$16.56	$248.4K	49,937	SEC↗
HTGC Hercules Capital, Inc.	M Exercise	2021-03-15	2021-03-16	15,000	$11.44	$171.6K	64,937	SEC↗
INFN Infinera Corp	S Sale	2021-03-12	2021-03-16	35,065	$9.82	$344.3K	1,670,113	SEC↗
INFN Infinera Corp	S Sale	2021-03-01	2021-03-03	64,935	$10.00	$649.4K	1,705,178	SEC↗
INFN Infinera Corp	M Exercise deriv	2021-02-09	2021-02-11	220,000	—	$0	0	SEC↗
INFN Infinera Corp	M Exercise deriv	2021-02-09	2021-02-11	67,708	—	$0	0	SEC↗
INFN Infinera Corp	M Exercise deriv	2021-02-09	2021-02-11	28,707	—	$0	0	SEC↗
INFN Infinera Corp	M Exercise	2021-02-09	2021-02-11	67,708	—	$0	1,683,280	SEC↗
INFN Infinera Corp	F Tax w/h	2021-02-09	2021-02-11	10,517	$10.47	$110.1K	1,615,572	SEC↗
INFN Infinera Corp	M Exercise	2021-02-09	2021-02-11	28,707	—	$0	1,626,089	SEC↗
INFN Infinera Corp	F Tax w/h	2021-02-09	2021-02-11	104,675	$10.47	$1.10M	1,770,113	SEC↗
INFN Infinera Corp	M Exercise	2021-02-09	2021-02-11	220,000	—	$0	1,874,788	SEC↗
INFN Infinera Corp	F Tax w/h	2021-02-09	2021-02-11	28,492	$10.47	$298.3K	1,654,788	SEC↗
INFN Infinera Corp	A Award deriv	2021-01-14	2021-03-11	64,485	—	$0	64,485	SEC↗
INFN INFINERA Corp	M Exercise deriv	2020-12-04	2020-12-08	32,965	—	$0	0	SEC↗
INFN INFINERA Corp	M Exercise deriv	2020-12-04	2020-12-08	182,250	—	$0	0	SEC↗
INFN INFINERA Corp	M Exercise deriv	2020-12-04	2020-12-08	30,475	—	$0	0	SEC↗
INFN INFINERA Corp	M Exercise deriv	2020-12-04	2020-12-08	14,286	—	$0	0	SEC↗
INFN INFINERA Corp	F Tax w/h	2020-12-04	2020-12-08	32,586	$8.78	$286.1K	1,594,937	SEC↗
INFN INFINERA Corp	M Exercise	2020-12-04	2020-12-08	32,965	$8.58	$282.8K	1,627,523	SEC↗
INFN INFINERA Corp	M Exercise	2020-12-04	2020-12-08	14,286	$8.58	$122.6K	1,608,518	SEC↗
INFN INFINERA Corp	F Tax w/h	2020-12-04	2020-12-08	180,156	$8.78	$1.58M	1,597,382	SEC↗
INFN INFINERA Corp	M Exercise	2020-12-04	2020-12-08	30,475	$8.58	$261.5K	1,625,412	SEC↗
INFN INFINERA Corp	F Tax w/h	2020-12-04	2020-12-08	30,124	$8.78	$264.5K	1,595,288	SEC↗
INFN INFINERA Corp	M Exercise	2020-12-04	2020-12-08	182,250	$8.58	$1.56M	1,777,538	SEC↗
INFN INFINERA Corp	F Tax w/h	2020-12-04	2020-12-08	13,960	$8.78	$122.6K	1,594,558	SEC↗
INFN INFINERA Corp	M Exercise	2020-12-04	2020-12-23	14,286	$8.58	$122.6K	1,608,518	SEC↗
HTGC Hercules Capital, Inc.	A Award	2020-11-16	2020-11-18	111	$11.49	$1.3K	49,847	SEC↗
HTGC Hercules Capital, Inc.	A Award	2020-11-06	2020-11-10	4,379	$11.40	$49.9K	49,736	SEC↗
HTGC Hercules Capital, Inc.	A Award	2020-07-17	2020-08-19	100	$11.93	$1.2K	45,354	SEC↗
HTGC Hercules Capital, Inc.	A Award	2020-05-21	2020-05-26	116	$10.33	$1.2K	45,254	SEC↗
INFN INFINERA Corp	M Exercise deriv	2020-05-05	2020-05-07	21,712	—	$0	0	SEC↗
INFN INFINERA Corp	M Exercise deriv	2020-05-05	2020-05-07	28,708	—	$0	28,707	SEC↗
INFN INFINERA Corp	M Exercise deriv	2020-05-05	2020-05-07	33,854	—	$0	67,708	SEC↗
INFN INFINERA Corp	M Exercise deriv	2020-05-05	2020-05-07	30,217	—	$0	0	SEC↗
INFN INFINERA Corp	M Exercise deriv	2020-05-05	2020-05-07	58,032	—	$0	0	SEC↗
INFN INFINERA Corp	M Exercise	2020-05-05	2020-05-07	30,217	—	$0	1,545,454	SEC↗
INFN INFINERA Corp	M Exercise	2020-05-05	2020-05-07	21,712	—	$0	1,503,958	SEC↗
INFN INFINERA Corp	M Exercise	2020-05-05	2020-05-07	58,032	—	$0	1,615,183	SEC↗
INFN INFINERA Corp	F Tax w/h	2020-05-05	2020-05-07	11,707	—	$0	1,557,151	SEC↗
INFN INFINERA Corp	M Exercise	2020-05-05	2020-05-07	33,854	—	$0	1,568,858	SEC↗
INFN INFINERA Corp	F Tax w/h	2020-05-05	2020-05-07	10,450	—	$0	1,535,004	SEC↗
INFN INFINERA Corp	F Tax w/h	2020-05-05	2020-05-07	20,951	—	$0	1,594,232	SEC↗
INFN INFINERA Corp	F Tax w/h	2020-05-05	2020-05-07	9,928	—	$0	1,515,237	SEC↗
INFN INFINERA Corp	M Exercise	2020-05-05	2020-05-07	28,708	—	$0	1,525,165	SEC↗
INFN INFINERA Corp	F Tax w/h	2020-05-05	2020-05-07	7,501	—	$0	1,496,457	SEC↗
HTGC Hercules Capital, Inc.	A Award	2020-03-09	2020-03-11	106	$14.08	$1.5K	45,138	SEC↗
INFN INFINERA Corp	A Award deriv	2020-03-04	2020-03-06	220,000	—	$0	220,000	SEC↗
INFN INFINERA Corp	A Award deriv	2020-02-07	2020-02-11	30,217	—	$0	30,217	SEC↗
INFN INFINERA Corp	A Award deriv	2020-02-07	2020-02-11	58,032	—	$0	58,032	SEC↗
HTGC Hercules Capital, Inc.	A Award	2019-11-18	2019-11-20	94	$13.91	$1.3K	45,032	SEC↗
HTGC Hercules Capital, Inc.	A Award	2019-09-26	2019-09-30	3,759	$13.30	$50.0K	44,938	SEC↗
HTGC Hercules Capital, Inc.	A Award	2019-08-19	2019-08-20	117	$12.74	$1.5K	41,179	SEC↗
HTGC Hercules Capital, Inc.	A Award	2019-05-20	2019-05-22	107	$13.13	$1.4K	41,062	SEC↗
INFN INFINERA Corp	P Buy	2019-05-15	2019-05-15	50,000	$3.32	$166.0K	1,482,246	SEC↗
INFN INFINERA Corp	M Exercise deriv	2019-05-05	2019-05-06	33,854	—	$0	101,562	SEC↗
INFN INFINERA Corp	M Exercise deriv	2019-05-05	2019-05-06	28,708	—	$0	57,415	SEC↗
INFN INFINERA Corp	M Exercise deriv	2019-05-05	2019-05-06	21,712	—	$0	21,712	SEC↗
INFN INFINERA Corp	M Exercise	2019-05-05	2019-05-06	28,708	—	$0	1,420,027	SEC↗
INFN INFINERA Corp	F Tax w/h	2019-05-05	2019-05-06	9,928	$4.43	$44.0K	1,410,099	SEC↗
INFN INFINERA Corp	M Exercise	2019-05-05	2019-05-06	33,854	—	$0	1,443,953	SEC↗
INFN INFINERA Corp	F Tax w/h	2019-05-05	2019-05-06	11,707	$4.43	$51.9K	1,432,246	SEC↗
INFN INFINERA Corp	F Tax w/h	2019-05-05	2019-05-06	7,468	$4.43	$33.1K	1,391,319	SEC↗
INFN INFINERA Corp	M Exercise	2019-05-05	2019-05-06	21,712	—	$0	1,398,787	SEC↗
INFN INFINERA Corp	A Award deriv	2019-03-28	2019-04-01	162,500	—	$0	162,500	SEC↗
HTGC Hercules Capital, Inc.	A Award	2019-03-11	2019-03-13	96	$13.47	$1.3K	40,955	SEC↗
HTGC Hercules Capital, Inc.	A Award	2018-11-19	2018-12-10	234	$12.28	$2.9K	40,859	SEC↗
INFN INFINERA Corp	P Buy	2018-11-09	2018-11-09	50,000	$4.63	$231.5K	1,377,075	SEC↗
HTGC Hercules Capital, Inc.	A Award	2018-09-17	2018-09-19	3,802	$13.15	$50.0K	40,514	SEC↗
HTGC Hercules Capital, Inc.	A Award	2018-08-20	2018-12-10	111	$13.42	$1.5K	40,625	SEC↗
HTGC Hercules Capital, Inc.	A Award	2018-07-11	2018-07-12	4,754	$12.98	$61.7K	36,712	SEC↗
HTGC Hercules Capital, Inc.	A Award	2018-05-21	2018-05-23	42	$12.40	$521	31,958	SEC↗
INFN INFINERA Corp	M Exercise deriv	2018-05-05	2018-05-08	21,713	—	$0	43,424	SEC↗
INFN INFINERA Corp	M Exercise deriv	2018-05-05	2018-05-08	18,413	—	$0	0	SEC↗
INFN INFINERA Corp	M Exercise deriv	2018-05-05	2018-05-08	28,708	—	$0	86,123	SEC↗
INFN INFINERA Corp	F Tax w/h	2018-05-05	2018-05-08	7,509	$12.01	$90.2K	1,308,295	SEC↗
INFN INFINERA Corp	M Exercise	2018-05-05	2018-05-08	28,708	—	$0	1,337,003	SEC↗
INFN INFINERA Corp	M Exercise	2018-05-05	2018-05-08	21,713	—	$0	1,315,804	SEC↗
INFN INFINERA Corp	F Tax w/h	2018-05-05	2018-05-08	9,928	$12.01	$119.2K	1,327,075	SEC↗
INFN INFINERA Corp	F Tax w/h	2018-05-05	2018-05-08	6,353	$12.01	$76.3K	1,294,091	SEC↗
INFN INFINERA Corp	M Exercise	2018-05-05	2018-05-08	18,413	—	$0	1,300,444	SEC↗
HTGC Hercules Capital, Inc.	A Award	2018-03-12	2018-03-14	42	$12.27	$515	31,916	SEC↗
INFN INFINERA Corp	A Award deriv	2018-02-15	2018-02-20	135,416	—	$0	135,416	SEC↗
HTGC Hercules Capital, Inc.	A Award	2017-11-20	2017-11-22	38	$13.44	$511	31,874	SEC↗
INFN INFINERA Corp	P Buy	2017-11-13	2017-11-13	100,000	$6.33	$633.0K	1,282,031	SEC↗
HTGC Hercules Capital, Inc.	A Award	2017-08-21	2017-08-22	40	$12.92	$517	31,836	SEC↗
HTGC Hercules Capital, Inc.	A Award	2017-08-15	2017-08-16	3,903	$12.81	$50.0K	31,796	SEC↗
HTGC Hercules Capital, Inc.	A Award	2017-05-22	2017-05-24	78	$13.31	$1.0K	27,893	SEC↗
INFN INFINERA Corp	M Exercise deriv	2017-05-05	2017-05-08	18,413	—	$0	18,413	SEC↗
INFN INFINERA Corp	M Exercise deriv	2017-05-05	2017-05-08	21,713	—	$0	65,137	SEC↗
INFN INFINERA Corp	M Exercise deriv	2017-05-05	2017-05-08	35,629	—	$0	0	SEC↗
INFN INFINERA Corp	F Tax w/h	2017-05-05	2017-05-08	8,160	$9.55	$77.9K	1,179,904	SEC↗
INFN INFINERA Corp	M Exercise	2017-05-05	2017-05-08	21,713	—	$0	1,188,064	SEC↗
INFN INFINERA Corp	F Tax w/h	2017-05-05	2017-05-08	13,390	$9.55	$127.9K	1,154,858	SEC↗
INFN INFINERA Corp	M Exercise	2017-05-05	2017-05-08	35,629	—	$0	1,168,248	SEC↗
INFN INFINERA Corp	M Exercise	2017-05-05	2017-05-08	18,413	—	$0	1,173,271	SEC↗
INFN INFINERA Corp	F Tax w/h	2017-05-05	2017-05-08	6,920	$9.55	$66.1K	1,166,351	SEC↗
HTGC Hercules Capital, Inc.	A Award	2017-03-13	2017-03-15	70	$14.85	$1.0K	27,815	SEC↗
INFN INFINERA Corp	A Award deriv	2017-02-21	2017-02-23	114,831	—	$0	114,831	SEC↗
HTGC Hercules Capital, Inc.	A Award	2016-09-15	2016-09-19	3,720	$13.44	$50.0K	27,408	SEC↗
INFN INFINERA CORP	M Exercise deriv	2016-08-05	2016-08-09	37,563	—	$0	0	SEC↗
INFN INFINERA CORP	F Tax w/h	2016-08-05	2016-08-09	19,601	$9.36	$183.5K	1,132,619	SEC↗
INFN INFINERA CORP	M Exercise	2016-08-05	2016-08-09	37,563	—	$0	1,152,220	SEC↗
INFN INFINERA CORP	P Buy	2016-08-01	2016-08-02	100,000	$8.54	$854.0K	1,114,657	SEC↗
INFN INFINERA CORP	A Award deriv	2016-07-26	2016-07-28	37,563	—	$0	37,563	SEC↗
INFN INFINERA CORP	M Exercise deriv	2016-05-05	2016-05-09	35,629	—	$0	35,629	SEC↗
INFN INFINERA CORP	M Exercise deriv	2016-05-05	2016-05-09	18,414	—	$0	36,826	SEC↗
INFN INFINERA CORP	F Tax w/h	2016-05-05	2016-05-09	9,609	$11.88	$114.2K	1,014,657	SEC↗
INFN INFINERA CORP	M Exercise	2016-05-05	2016-05-09	18,414	—	$0	1,024,266	SEC↗
INFN INFINERA CORP	F Tax w/h	2016-05-05	2016-05-09	18,592	$11.88	$220.9K	1,005,852	SEC↗
INFN INFINERA CORP	M Exercise	2016-05-05	2016-05-09	35,629	—	$0	1,024,444	SEC↗
INFN INFINERA CORP	P Buy	2016-05-03	2016-05-03	100,000	$11.95	$1.20M	988,815	SEC↗
HTGC Hercules Capital, Inc.	A Award	2016-03-14	2016-03-15	179	$11.51	$2.1K	23,688	SEC↗
INFN INFINERA CORP	A Award deriv	2016-02-23	2016-02-25	86,850	—	$0	86,850	SEC↗
INFN INFINERA CORP	M Exercise deriv	2016-02-05	2016-02-09	25,960	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2016-02-05	2016-02-09	80,164	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2016-02-05	2016-02-09	84,999	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2016-02-05	2016-02-09	37,666	—	$0	0	SEC↗
INFN INFINERA CORP	F Tax w/h	2016-02-05	2016-02-09	41,830	$14.40	$602.4K	876,401	SEC↗
INFN INFINERA CORP	F Tax w/h	2016-02-05	2016-02-09	14,341	$14.40	$206.5K	792,781	SEC↗
INFN INFINERA CORP	M Exercise	2016-02-05	2016-02-09	37,666	—	$0	807,122	SEC↗
INFN INFINERA CORP	M Exercise	2016-02-05	2016-02-09	80,164	—	$0	918,231	SEC↗
INFN INFINERA CORP	M Exercise	2016-02-05	2016-02-09	84,999	—	$0	877,780	SEC↗
INFN INFINERA CORP	F Tax w/h	2016-02-05	2016-02-09	39,713	$14.40	$571.9K	838,067	SEC↗
INFN INFINERA CORP	F Tax w/h	2016-02-05	2016-02-09	13,546	$14.40	$195.1K	888,815	SEC↗
INFN INFINERA CORP	M Exercise	2016-02-05	2016-02-09	25,960	—	$0	902,361	SEC↗
INFN INFINERA CORP	A Award deriv	2016-02-01	2016-02-03	25,960	—	$0	25,960	SEC↗
INFN INFINERA CORP	A Award deriv	2016-02-01	2016-02-03	80,164	—	$0	80,164	SEC↗
INFN INFINERA CORP	A Award deriv	2016-02-01	2016-02-03	84,999	—	$0	84,999	SEC↗
HTGC HERCULES TECHNOLOGY GROWTH	A Award	2015-12-31	2016-01-05	2,050	$12.19	$25.0K	22,987	SEC↗
HTGC HERCULES TECHNOLOGY GROWTH	P Buy	2015-11-23	2015-11-24	10,000	$11.16	$111.6K	20,937	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-11-02	2015-11-04	75,000	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-11-02	2015-11-04	5,595	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-11-02	2015-11-04	69,405	—	$0	90,056	SEC↗
INFN INFINERA CORP	M Exercise	2015-11-02	2015-11-04	5,595	$8.19	$45.8K	80,595	SEC↗
INFN INFINERA CORP	M Exercise	2015-11-02	2015-11-04	69,405	$8.19	$568.4K	150,000	SEC↗
INFN INFINERA CORP	S Sale	2015-11-02	2015-11-04	150,000	$19.85	$2.98M	0	SEC↗
INFN INFINERA CORP	S Sale	2015-11-02	2015-11-04	50,000	$19.85	$992.5K	769,456	SEC↗
INFN INFINERA CORP	M Exercise	2015-11-02	2015-11-04	75,000	$8.19	$614.3K	75,000	SEC↗
HTGC HERCULES TECHNOLOGY GROWTH	A Award	2015-09-30	2015-10-02	2,472	$10.11	$25.0K	10,937	SEC↗
HTGC HERCULES TECHNOLOGY GROWTH	A Award deriv	2015-07-07	2015-07-09	15,000	—	$0	25,000	SEC↗
HTGC HERCULES TECHNOLOGY GROWTH	A Award	2015-07-07	2015-07-09	5,000	$11.44	$57.2K	8,465	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-05-05	2015-05-07	35,630	—	$0	71,258	SEC↗
INFN INFINERA CORP	F Tax w/h	2015-05-05	2015-05-07	18,592	$18.01	$334.8K	819,456	SEC↗
INFN INFINERA CORP	M Exercise	2015-05-05	2015-05-07	35,630	—	$0	838,048	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-04-24	2015-04-28	134,944	—	$0	159,461	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-04-24	2015-04-28	15,056	—	$0	0	SEC↗
INFN INFINERA CORP	S Sale	2015-04-24	2015-04-28	150,000	$19.65	$2.95M	0	SEC↗
INFN INFINERA CORP	S Sale	2015-04-24	2015-04-28	50,000	$19.65	$982.5K	802,418	SEC↗
INFN INFINERA CORP	M Exercise	2015-04-24	2015-04-28	134,944	$8.19	$1.11M	134,944	SEC↗
INFN INFINERA CORP	M Exercise	2015-04-24	2015-04-28	15,056	$7.61	$114.6K	150,000	SEC↗
INFN INFINERA CORP	A Award deriv	2015-02-24	2015-02-26	55,240	—	$0	55,240	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-02-05	2015-02-09	80,166	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-02-05	2015-02-09	37,667	—	$0	37,666	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-02-05	2015-02-09	51,666	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-02-05	2015-02-09	85,000	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise	2015-02-05	2015-02-09	51,666	—	$0	782,385	SEC↗
INFN INFINERA CORP	F Tax w/h	2015-02-05	2015-02-09	19,655	$17.05	$335.1K	773,437	SEC↗
INFN INFINERA CORP	M Exercise	2015-02-05	2015-02-09	37,667	—	$0	793,092	SEC↗
INFN INFINERA CORP	F Tax w/h	2015-02-05	2015-02-09	26,960	$17.05	$459.7K	755,425	SEC↗
INFN INFINERA CORP	M Exercise	2015-02-05	2015-02-09	85,000	—	$0	858,437	SEC↗
INFN INFINERA CORP	F Tax w/h	2015-02-05	2015-02-09	41,831	$17.05	$713.2K	852,418	SEC↗
INFN INFINERA CORP	M Exercise	2015-02-05	2015-02-09	80,166	—	$0	894,249	SEC↗
INFN INFINERA CORP	F Tax w/h	2015-02-05	2015-02-09	44,354	$17.05	$756.2K	814,083	SEC↗
INFN INFINERA CORP	A Award deriv	2015-02-02	2015-02-04	85,000	—	$0	85,000	SEC↗
INFN INFINERA CORP	A Award deriv	2015-02-02	2015-02-04	80,166	—	$0	80,166	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-01-27	2015-01-29	80,556	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-01-27	2015-01-29	2,817	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2015-01-27	2015-01-29	66,627	—	$0	15,056	SEC↗
INFN INFINERA CORP	S Sale	2015-01-27	2015-01-29	150,000	$16.52	$2.48M	0	SEC↗
INFN INFINERA CORP	M Exercise	2015-01-27	2015-01-29	80,556	$7.61	$613.0K	80,556	SEC↗
INFN INFINERA CORP	M Exercise	2015-01-27	2015-01-29	2,817	$7.61	$21.4K	83,373	SEC↗
INFN INFINERA CORP	S Sale	2015-01-27	2015-01-29	903	$16.52	$14.9K	0	SEC↗
INFN INFINERA CORP	S Sale	2015-01-27	2015-01-29	903	$16.55	$14.9K	0	SEC↗
INFN INFINERA CORP	S Sale	2015-01-27	2015-01-29	905	$16.53	$15.0K	0	SEC↗
INFN INFINERA CORP	S Sale	2015-01-27	2015-01-29	50,000	$16.52	$826.0K	730,719	SEC↗
INFN INFINERA CORP	S Sale	2015-01-27	2015-01-29	903	$16.53	$14.9K	0	SEC↗
INFN INFINERA CORP	M Exercise	2015-01-27	2015-01-29	66,627	$7.61	$507.0K	150,000	SEC↗
INFN INFINERA CORP	M Exercise deriv	2014-10-27	2014-10-29	20,786	—	$0	80,556	SEC↗
INFN INFINERA CORP	M Exercise deriv	2014-10-27	2014-10-29	29,214	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2014-10-27	2014-10-29	100,000	—	$0	0	SEC↗
INFN INFINERA CORP	S Sale	2014-10-27	2014-10-29	150,000	$13.56	$2.03M	0	SEC↗
INFN INFINERA CORP	M Exercise	2014-10-27	2014-10-29	100,000	$7.45	$745.0K	100,000	SEC↗
INFN INFINERA CORP	M Exercise	2014-10-27	2014-10-29	29,214	$7.61	$222.3K	129,214	SEC↗
INFN INFINERA CORP	S Sale	2014-10-27	2014-10-29	5,000	$13.56	$67.8K	903	SEC↗
INFN INFINERA CORP	S Sale	2014-10-27	2014-10-29	5,000	$13.56	$67.8K	903	SEC↗
INFN INFINERA CORP	S Sale	2014-10-27	2014-10-29	5,000	$13.56	$67.8K	903	SEC↗
INFN INFINERA CORP	S Sale	2014-10-27	2014-10-29	5,000	$13.56	$67.8K	905	SEC↗
INFN INFINERA CORP	S Sale	2014-10-27	2014-10-29	50,000	$13.56	$678.0K	780,719	SEC↗
INFN INFINERA CORP	M Exercise	2014-10-27	2014-10-29	20,786	$7.61	$158.2K	150,000	SEC↗
INFN INFINERA CORP	M Exercise deriv	2014-09-18	2014-09-22	50,000	—	$0	100,000	SEC↗
INFN INFINERA CORP	M Exercise deriv	2014-09-18	2014-09-22	100,000	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise	2014-09-18	2014-09-22	100,000	$7.11	$711.0K	100,000	SEC↗
INFN INFINERA CORP	S Sale	2014-09-18	2014-09-22	150,000	$11.43	$1.71M	0	SEC↗
INFN INFINERA CORP	M Exercise	2014-09-18	2014-09-22	50,000	$7.45	$372.5K	150,000	SEC↗
INFN INFINERA CORP	S Sale	2014-09-08	2014-09-10	5,000	$11.00	$55.0K	5,903	SEC↗
INFN INFINERA CORP	S Sale	2014-09-08	2014-09-10	5,000	$11.00	$55.0K	5,903	SEC↗
INFN INFINERA CORP	S Sale	2014-09-08	2014-09-10	5,000	$11.00	$55.0K	5,903	SEC↗
INFN INFINERA CORP	S Sale	2014-09-08	2014-09-10	5,000	$11.00	$55.0K	5,905	SEC↗
INFN INFINERA CORP	S Sale	2014-08-25	2014-08-27	50,000	$9.73	$486.5K	830,719	SEC↗
HTGC HERCULES TECHNOLOGY GROWTH	A Award deriv	2014-07-08	2014-07-10	10,000	—	$0	10,000	SEC↗
HTGC HERCULES TECHNOLOGY GROWTH	A Award	2014-07-08	2014-07-10	3,333	$16.34	$54.5K	3,333	SEC↗
INFN INFINERA CORP	S Sale	2014-04-28	2014-04-30	50,000	$8.82	$441.0K	880,719	SEC↗
INFN INFINERA CORP	A Award deriv	2014-02-25	2014-02-27	106,888	—	$0	106,888	SEC↗
INFN INFINERA CORP	M Exercise deriv	2014-02-05	2014-02-07	37,667	—	$0	75,333	SEC↗
INFN INFINERA CORP	M Exercise deriv	2014-02-05	2014-02-07	51,667	—	$0	51,666	SEC↗
INFN INFINERA CORP	M Exercise deriv	2014-02-05	2014-02-07	47,333	—	$0	0	SEC↗
INFN INFINERA CORP	F Tax w/h	2014-02-05	2014-02-07	44,354	$8.23	$365.0K	848,192	SEC↗
INFN INFINERA CORP	M Exercise	2014-02-05	2014-02-07	136,667	—	$0	984,859	SEC↗
INFN INFINERA CORP	F Tax w/h	2014-02-05	2014-02-07	54,140	$8.23	$445.6K	930,719	SEC↗
INFN INFINERA CORP	A Award	2014-02-05	2014-02-07	85,000	—	$0	892,546	SEC↗
INFN INFINERA CORP	S Sale	2014-02-03	2014-02-04	50,000	$8.57	$428.5K	807,546	SEC↗
INFN INFINERA CORP	M Exercise deriv	2013-10-30	2013-10-31	10,957	—	$0	30,475	SEC↗
INFN INFINERA CORP	S Sale	2013-10-30	2013-10-31	10,957	$10.51	$115.2K	857,546	SEC↗
INFN INFINERA CORP	M Exercise	2013-10-30	2013-10-31	10,957	$8.58	$94.0K	868,503	SEC↗
INFN INFINERA CORP	M Exercise deriv	2013-10-29	2013-10-31	45,749	—	$0	32,965	SEC↗
INFN INFINERA CORP	M Exercise deriv	2013-10-29	2013-10-31	19,318	—	$0	41,432	SEC↗
INFN INFINERA CORP	S Sale	2013-10-29	2013-10-31	65,067	$10.51	$683.9K	857,546	SEC↗
INFN INFINERA CORP	M Exercise	2013-10-29	2013-10-31	65,067	$8.58	$558.3K	922,613	SEC↗
INFN INFINERA CORP	S Sale	2013-10-28	2013-10-29	50,000	$10.12	$506.0K	857,546	SEC↗
INFN INFINERA CORP	M Exercise deriv	2013-09-05	2013-09-05	11,067	—	$0	14,286	SEC↗
INFN INFINERA CORP	M Exercise deriv	2013-09-05	2013-09-05	123,007	—	$0	78,714	SEC↗
INFN INFINERA CORP	M Exercise	2013-09-05	2013-09-05	11,067	$8.58	$95.0K	11,067	SEC↗
INFN INFINERA CORP	M Exercise	2013-09-05	2013-09-05	123,007	$8.58	$1.06M	134,074	SEC↗
INFN INFINERA CORP	S Sale	2013-09-05	2013-09-05	134,074	$10.57	$1.42M	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2013-09-04	2013-09-05	15,926	—	$0	25,353	SEC↗
INFN INFINERA CORP	S Sale	2013-09-04	2013-09-05	15,926	$10.50	$167.2K	0	SEC↗
INFN INFINERA CORP	M Exercise	2013-09-04	2013-09-05	15,926	$8.58	$136.6K	15,926	SEC↗
INFN INFINERA CORP	S Sale	2013-08-22	2013-08-23	50,000	$9.95	$497.5K	907,546	SEC↗
INFN INFINERA CORP	F Tax w/h	2013-03-07	2013-03-08	40,465	$7.13	$288.5K	779,246	SEC↗
INFN INFINERA CORP	A Award	2013-03-07	2013-03-08	87,500	—	$0	819,711	SEC↗
INFN INFINERA CORP	M Exercise deriv	2013-02-05	2013-02-07	51,667	—	$0	103,333	SEC↗
INFN INFINERA CORP	M Exercise deriv	2013-02-05	2013-02-07	47,333	—	$0	47,333	SEC↗
INFN INFINERA CORP	M Exercise	2013-02-05	2013-02-07	99,000	—	$0	770,009	SEC↗
INFN INFINERA CORP	F Tax w/h	2013-02-05	2013-02-07	37,798	$7.51	$283.9K	732,211	SEC↗
INFN INFINERA CORP	A Award deriv	2013-01-30	2013-02-05	113,000	—	$0	113,000	SEC↗
INFN INFINERA CORP	F Tax w/h	2012-12-31	2013-01-02	40,846	$5.81	$237.3K	671,009	SEC↗
INFN INFINERA CORP	A Award	2012-12-31	2013-01-02	87,500	—	$0	711,855	SEC↗
INFN INFINERA CORP	M Exercise deriv	2012-11-21	2012-11-23	50,000	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise deriv	2012-11-21	2012-11-23	50,000	—	$0	0	SEC↗
INFN INFINERA CORP	M Exercise	2012-11-21	2012-11-23	100,000	$2.00	$200.0K	624,355	SEC↗
INFN INFINERA CORP	P Buy	2012-11-21	2012-11-23	9,717	$4.60	$44.7K	524,355	SEC↗
INFN INFINERA CORP	P Buy	2012-11-20	2012-11-23	40,283	$4.44	$178.9K	514,638	SEC↗
INFN INFINERA CORP	A Award deriv	2012-11-13	2012-11-13	182,250	—	$0	182,250	SEC↗
INFN INFINERA CORP	A Award deriv	2012-07-31	2012-08-02	60,750	—	$0	60,750	SEC↗
INFN INFINERA CORP	A Award deriv	2012-02-13	2012-02-15	155,000	—	$0	155,000	SEC↗
INFN INFINERA CORP	M Exercise deriv	2012-02-05	2012-02-07	47,334	—	$0	94,666	SEC↗