Putnam James S
Insider CIK 1405298 · LPLA Director
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| LPLA LPL Financial Holdings Inc | A Award | 2026-08-28 | 2026-09-01 | 7 | — | $0 | 135,298 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2026-08-28 | 2026-09-01 | 7 | — | $0 | 135,298 | SEC↗ |
| LPLA LPL Financial Holdings Inc | G Gift | 2026-08-03 | 2026-08-04 | 2,000 | — | $0 | 135,291 | SEC↗ |
| LPLA LPL Financial Holdings Inc | G Gift | 2026-08-03 | 2026-08-04 | 2,000 | — | $0 | 135,291 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2026-06-04 | 2026-06-08 | 10 | — | $0 | 137,291 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2026-05-15 | 2026-05-19 | 712 | — | $0 | 137,281 | SEC↗ |
| LPLA LPL Financial Holdings Inc | G Gift | 2026-05-07 | 2026-05-08 | 100 | — | $0 | 136,569 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2026-03-24 | 2026-03-26 | 10 | — | $0 | 136,669 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2025-12-01 | 2025-12-03 | 7 | — | $0 | 136,659 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2025-08-29 | 2025-09-03 | 7 | — | $0 | 136,652 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2025-06-12 | 2025-06-16 | 6 | — | $0 | 136,645 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2025-05-23 | 2025-05-28 | 602 | — | $0 | 136,639 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2025-03-25 | 2025-03-26 | 8 | — | $0 | 136,037 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2024-12-02 | 2024-12-04 | 8 | — | $0 | 136,029 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2024-08-23 | 2024-08-27 | 16 | — | $0 | 136,021 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2024-06-04 | 2024-06-06 | 10 | — | $0 | 136,005 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2024-05-10 | 2024-05-14 | 699 | — | $0 | 135,995 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2024-03-26 | 2024-03-28 | 12 | — | $0 | 135,296 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2023-11-27 | 2023-11-29 | 1 | — | $0 | 135,270 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2023-11-27 | 2023-11-29 | 14 | — | $0 | 135,284 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2023-08-25 | 2023-08-29 | 1 | — | $0 | 135,255 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2023-08-25 | 2023-08-29 | 14 | — | $0 | 135,269 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2023-06-01 | 2023-06-05 | 1 | — | $0 | 135,237 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2023-06-01 | 2023-06-05 | 17 | — | $0 | 135,254 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2023-05-12 | 2023-05-16 | 506 | — | $0 | 135,236 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2023-05-12 | 2023-05-16 | 784 | — | $0 | 134,730 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2023-03-28 | 2023-03-30 | 16 | — | $0 | 133,946 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2023-03-28 | 2023-03-30 | 1 | — | $0 | 133,930 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2022-11-28 | 2022-11-30 | 10 | — | $0 | 133,929 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2022-08-31 | 2022-09-02 | 12 | — | $0 | 133,919 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2022-06-24 | 2022-06-28 | 1 | — | $0 | 133,894 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2022-06-24 | 2022-06-28 | 13 | — | $0 | 133,907 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2022-05-19 | 2022-05-23 | 525 | — | $0 | 133,893 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2022-05-19 | 2022-05-23 | 814 | — | $0 | 133,368 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2022-03-29 | 2022-03-31 | 1 | — | $0 | 132,541 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2022-03-29 | 2022-03-31 | 13 | — | $0 | 132,554 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2021-11-29 | 2021-12-01 | 15 | — | $0 | 132,540 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2021-11-29 | 2021-12-01 | 1 | — | $0 | 132,525 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2021-08-27 | 2021-08-31 | 1 | — | $0 | 132,507 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2021-08-27 | 2021-08-31 | 17 | — | $0 | 132,524 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2021-06-07 | 2021-06-09 | 1 | — | $0 | 132,489 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2021-06-07 | 2021-06-09 | 17 | — | $0 | 132,506 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2021-05-06 | 2021-05-10 | 1,051 | — | $0 | 132,488 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2021-03-30 | 2021-04-01 | 17 | — | $0 | 131,437 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2020-11-30 | 2020-12-02 | 29 | — | $0 | 131,420 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2020-08-28 | 2020-09-01 | 32 | — | $0 | 131,391 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2020-06-12 | 2020-06-16 | 32 | — | $0 | 131,359 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2020-05-07 | 2020-05-11 | 2,780 | — | $0 | 129,892 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2020-05-07 | 2020-05-11 | 1,435 | — | $0 | 131,327 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2020-03-31 | 2020-04-02 | 48 | — | $0 | 127,112 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2019-11-21 | 2019-11-25 | 29 | — | $0 | 127,064 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2019-08-23 | 2019-08-27 | 35 | — | $0 | 127,035 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2019-06-03 | 2019-06-05 | 32 | — | $0 | 127,000 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2019-05-09 | 2019-05-10 | 2,074 | — | $0 | 126,968 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2019-03-29 | 2019-04-02 | 36 | — | $0 | 124,894 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2018-11-26 | 2018-11-28 | 40 | — | $0 | 124,858 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2018-08-23 | 2018-08-27 | 38 | — | $0 | 124,818 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2018-06-01 | 2018-06-05 | 36 | — | $0 | 124,780 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2018-05-18 | 2018-05-22 | 2,463 | — | $0 | 124,744 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2018-03-23 | 2018-03-27 | 30 | — | $0 | 122,281 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2018-03-23 | 2018-03-27 | 13 | — | $0 | 122,251 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2017-11-27 | 2017-11-29 | 16 | — | $0 | 122,204 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2017-11-27 | 2017-11-29 | 34 | — | $0 | 122,238 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2017-08-24 | 2017-08-28 | 17 | — | $0 | 122,150 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2017-08-24 | 2017-08-28 | 38 | — | $0 | 122,188 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2017-05-25 | 2017-05-30 | 33 | — | $0 | 122,133 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2017-05-18 | 2017-05-22 | 1,968 | — | $0 | 122,100 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2017-05-18 | 2017-05-22 | 3,199 | — | $0 | 120,132 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2017-03-24 | 2017-03-28 | 11 | — | $0 | 116,933 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2017-03-24 | 2017-03-28 | 22 | — | $0 | 116,922 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2016-12-14 | 2016-12-16 | 1,734 | — | $0 | 116,900 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2016-12-14 | 2016-12-16 | 3,468 | — | $0 | 115,166 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2015-05-18 | 2015-05-20 | 1,592 | $42.85 | $68.2K | 111,698 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2015-05-12 | 2015-05-14 | 3,185 | $40.81 | $130.0K | 110,106 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2014-05-07 | 2014-05-09 | 1,706 | $46.89 | $80.0K | 106,921 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2014-03-06 | 2014-03-10 | 935 | $53.47 | $50.0K | 105,215 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2014-01-09 | 2014-01-13 | 30,000 | $50.00 | $1.50M | 104,280 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2014-01-07 | 2014-01-09 | 30,000 | $48.00 | $1.44M | 134,280 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-12-23 | 2013-12-24 | 30,000 | $46.00 | $1.38M | 164,280 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-12-10 | 2013-12-11 | 11,102 | $44.00 | $488.5K | 194,280 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-12-09 | 2013-12-11 | 18,898 | $44.00 | $831.5K | 205,382 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2013-11-19 | 2013-11-21 | 1,183 | — | $0 | 224,280 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-11-13 | 2013-11-14 | 12,868 | $42.12 | $542.0K | 223,097 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-11-13 | 2013-11-14 | 16,627 | $42.16 | $701.0K | 0 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-11-12 | 2013-11-14 | 33,070 | $42.01 | $1.39M | 16,627 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-11-12 | 2013-11-14 | 17,132 | $42.01 | $719.7K | 235,965 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-10-21 | 2013-10-22 | 3,359 | $40.01 | $134.4K | 253,097 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-10-21 | 2013-10-22 | 9,233 | $40.04 | $369.7K | 49,697 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-10-18 | 2013-10-22 | 38,267 | $40.00 | $1.53M | 58,930 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-10-18 | 2013-10-22 | 26,641 | $40.01 | $1.07M | 256,456 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-05-15 | 2013-05-17 | 45,000 | $38.00 | $1.71M | 97,197 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-05-15 | 2013-05-17 | 30,000 | $38.00 | $1.14M | 283,097 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-05-09 | 2013-05-13 | 30,000 | $36.00 | $1.08M | 313,097 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-05-09 | 2013-05-13 | 40,000 | $36.00 | $1.44M | 142,197 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-04-10 | 2013-04-12 | 40,000 | $34.01 | $1.36M | 182,197 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-04-10 | 2013-04-12 | 25,000 | $34.01 | $850.3K | 343,097 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2013-02-22 | 2013-02-26 | 1,582 | — | $0 | 368,097 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-02-19 | 2013-02-21 | 22,293 | $32.67 | $728.3K | 366,515 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-02-19 | 2013-02-21 | 18,207 | $32.67 | $594.8K | 222,197 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-02-15 | 2013-02-19 | 21,793 | $32.66 | $711.8K | 240,404 | SEC↗ |
| LPLA LPL Financial Holdings Inc | S Sale | 2013-02-15 | 2013-02-19 | 17,707 | $32.66 | $578.3K | 388,808 | SEC↗ |
| LPLA LPL Financial Holdings Inc | A Award | 2012-11-08 | 2012-11-13 | 1,785 | — | $0 | 406,515 | SEC↗ |
| LPLA LPL Investment Holdings In | S Sale | 2012-03-27 | 2012-03-27 | 37,544 | $38.01 | $1.43M | 262,197 | SEC↗ |
| LPLA LPL Investment Holdings In | S Sale | 2012-03-26 | 2012-03-27 | 2,456 | $38.00 | $93.3K | 299,741 | SEC↗ |
| LPLA LPL Investment Holdings In | S Sale | 2012-03-09 | 2012-03-13 | 40,000 | $36.00 | $1.44M | 302,197 | SEC↗ |
| LPLA LPL Investment Holdings In | M Exercise deriv | 2012-02-22 | 2012-02-24 | 94,256 | — | $0 | 0 | SEC↗ |
| LPLA LPL Investment Holdings In | F Tax w/h | 2012-02-22 | 2012-02-24 | 39,594 | $32.60 | $1.29M | 342,197 | SEC↗ |
| LPLA LPL Investment Holdings In | M Exercise | 2012-02-22 | 2012-02-24 | 94,256 | — | $0 | 381,791 | SEC↗ |
| LPLA LPL Investment Holdings In | A Award | 2012-02-09 | 2012-02-13 | 1,550 | — | $0 | 404,730 | SEC↗ |
| LPLA LPL Investment Holdings In | S Sale | 2012-01-19 | 2012-01-20 | 18,417 | $34.01 | $626.4K | 287,535 | SEC↗ |
| LPLA LPL Investment Holdings In | S Sale | 2012-01-18 | 2012-01-20 | 21,583 | $34.00 | $733.8K | 305,952 | SEC↗ |