HARRIS BEN H
Insider CIK 1472352 · XRDC CEO and President · PCF Director · SPE Director
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| PCF HIGH INCOME SECURITIES FUN | M Exercise | 2021-11-01 | 2021-11-03 | 3,977 | $8.36 | $33.2K | 5,652 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | P Buy | 2021-09-17 | 2021-09-20 | 1,675 | $10.00 | $16.8K | 1,675 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | M Exercise deriv | 2021-05-11 | 2021-05-12 | 400 | — | $0 | 0 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | M Exercise | 2021-05-11 | 2021-05-12 | 771 | — | $0 | 11,014 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | M Exercise deriv | 2021-05-05 | 2021-05-11 | 180 | — | $0 | 0 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | M Exercise | 2021-05-05 | 2021-05-11 | 346 | — | $0 | 3,061 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | X Exercise deriv | 2016-09-08 | 2016-09-12 | 180 | $25.00 | $4.5K | 580 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | X Exercise deriv | 2016-09-08 | 2016-09-12 | 400 | $25.00 | $10.0K | 580 | SEC↗ |
| XRDC CROSSROADS CAPITAL, INC. | P Buy | 2016-09-01 | 2016-09-06 | 5,000 | $1.97 | $9.8K | 19,200 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | X Exercise deriv | 2016-08-26 | 2016-09-12 | 400 | — | $0 | 0 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | X Exercise deriv | 2016-08-26 | 2016-09-12 | 180 | — | $0 | 0 | SEC↗ |
| XRDC CROSSROADS CAPITAL, INC. | P Buy | 2016-04-05 | 2016-04-05 | 7,500 | $2.64 | $19.8K | 14,200 | SEC↗ |
| XRDC CROSSROADS CAPITAL, INC. | P Buy | 2016-04-01 | 2016-04-05 | 4,900 | $2.65 | $13.0K | 4,900 | SEC↗ |
| XRDC CROSSROADS CAPITAL, INC. | P Buy | 2016-04-01 | 2016-04-05 | 1,800 | $2.64 | $4.8K | 6,700 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | P Buy | 2015-06-08 | 2015-06-11 | 6,201 | $15.54 | $96.4K | 6,201 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | S Sale | 2015-06-08 | 2015-06-11 | 6,201 | $15.54 | $96.4K | 0 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | P Buy | 2015-06-03 | 2015-06-11 | 2,200 | $15.54 | $34.2K | 6,757 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | P Buy | 2015-06-02 | 2015-06-11 | 1,000 | $15.50 | $15.5K | 4,557 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | J Other deriv | 2012-07-09 | 2012-07-11 | 207 | $0.65 | $135 | 207 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | X Exercise deriv | 2012-07-09 | 2012-07-11 | 207 | $50.00 | $10.3K | 207 | SEC↗ |
| SPE SPECIAL OPPORTUNITIES FUND | X Exercise deriv | 2012-07-09 | 2012-07-11 | 207 | — | $0 | 0 | SEC↗ |