Bulldog Investors, LLC
Insider CIK 1504304 · TLI 10% owner · AKP 10% owner · AYN 10% owner · RIT 10% owner · NRO 10% owner · LCM 10% owner · HIL 10% owner · DCA 10% owner · JGV 10% owner · FAV 10% owner · BDCV 10% owner · IFT 10% owner · SVVC 10% owner · SZC 10% owner · CTF 10% owner · CMU 10% owner · PCF 10% owner · PHF 10% owner · CH 10% owner · CXH 10% owner · CMK 10% owner · IRL 10% owner · LBF 10% owner · JFC 10% owner · PMO 10% owner · KEF 10% owner
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| CXH MFS INVESTMENT GRADE MUNIC | P Buy | 2026-02-24 | 2026-02-26 | 1,372 | $8.12 | $11.1K | 18,268 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | P Buy | 2026-02-11 | 2026-02-13 | 3,989 | $8.10 | $32.3K | 16,896 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | P Buy | 2026-01-23 | 2026-01-26 | 119 | $7.97 | $948 | 12,907 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | S Sale | 2026-01-22 | 2026-01-26 | 5,000 | $7.97 | $39.9K | 12,788 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | P Buy | 2026-01-22 | 2026-01-26 | 10,000 | $7.97 | $79.7K | 17,788 | SEC↗ |
| CMU MFS HIGH YIELD MUNICIPAL T | P Buy | 2026-01-20 | 2026-01-22 | 678 | $3.50 | $2.4K | 24,878 | SEC↗ |
| CMU MFS HIGH YIELD MUNICIPAL T | P Buy | 2026-01-20 | 2026-01-23 | 678 | $3.50 | $2.4K | 24,878 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | L Small acq | 2026-01-02 | 2026-01-26 | 100 | $7.92 | $792 | 7,788 | SEC↗ |
| IRL NEW IRELAND FUND INC | S Sale | 2021-04-05 | 2021-08-05 | 25,088 | $12.50 | $313.6K | 394,374 | SEC↗ |
| TLI WESTERN ASSET CORPORATE LO | P Buy | 2020-02-28 | 2020-03-06 | 586 | $9.79 | $5.7K | 19,889 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | S Sale | 2019-04-18 | 2019-04-22 | 457,400 | $14.68 | $6.71M | 1,086 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | S Sale | 2019-04-17 | 2019-04-22 | 39,111 | $14.68 | $574.1K | 498,268 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | S Sale | 2019-04-17 | 2019-04-22 | 39,782 | $14.68 | $584.0K | 458,486 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | J Other | 2019-04-01 | 2019-04-22 | 96,742 | — | $0 | 537,379 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | D To issuer | 2019-03-19 | 2019-03-20 | 1,247,106 | $9.25 | $11.54M | 220,106 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | D To issuer | 2019-03-19 | 2019-03-20 | 933 | $9.25 | $8.6K | 0 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | D To issuer | 2019-03-19 | 2019-03-20 | 3,123 | $9.25 | $28.9K | 0 | SEC↗ |
| PCF HIGH INCOME SECURITIES FUN | D To issuer | 2019-03-19 | 2019-03-20 | 6,241 | $9.25 | $57.7K | 0 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-08 | 2018-10-09 | 600 | $13.35 | $8.0K | 634,121 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-05 | 2018-10-09 | 13,348 | $13.41 | $179.0K | 633,521 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-04 | 2018-10-05 | 17,720 | $13.36 | $236.7K | 620,173 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-03 | 2018-10-05 | 9,000 | $13.59 | $122.3K | 602,453 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-02 | 2018-10-03 | 8,353 | $13.62 | $113.8K | 593,453 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | J Other | 2018-10-01 | 2018-10-01 | 149,565 | — | $0 | 583,990 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-10-01 | 2018-10-03 | 1,110 | $13.61 | $15.1K | 585,100 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-09-28 | 2018-10-01 | 100 | $13.50 | $1.4K | 733,555 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-09-25 | 2018-09-26 | 2,200 | $13.45 | $29.6K | 733,455 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-09-24 | 2018-09-26 | 300 | $13.45 | $4.0K | 731,255 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-08-30 | 2018-08-31 | 12,200 | $13.80 | $168.4K | 730,955 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-08-29 | 2018-08-31 | 6,408 | $13.80 | $88.4K | 718,755 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2018-08-27 | 2018-08-29 | 8,200 | $13.76 | $112.8K | 712,347 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | J Other | 2018-06-06 | 2018-06-07 | 90,422 | — | $0 | 1,467,199 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-02-02 | 2018-02-06 | 100 | $9.00 | $900 | 1,557,621 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-02-01 | 2018-02-02 | 8,700 | $9.18 | $79.9K | 1,557,521 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-31 | 2018-02-02 | 15,248 | $9.12 | $139.1K | 1,548,821 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-30 | 2018-01-31 | 1,123 | $9.12 | $10.2K | 3,123 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-30 | 2018-01-31 | 2,241 | $9.12 | $20.4K | 17,013 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-30 | 2018-01-31 | 428 | $9.12 | $3.9K | 933 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-29 | 2018-01-31 | 505 | $9.17 | $4.6K | 505 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-25 | 2018-01-29 | 3,358 | $9.19 | $30.9K | 1,533,573 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-19 | 2018-01-23 | 4,000 | $9.09 | $36.4K | 1,530,215 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-18 | 2018-01-19 | 41,643 | $9.10 | $379.0K | 1,526,215 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-17 | 2018-01-19 | 218,600 | $9.10 | $1.99M | 1,484,572 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-16 | 2018-01-17 | 10,500 | $9.11 | $95.7K | 1,265,972 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-12 | 2018-01-17 | 3,250 | $9.08 | $29.5K | 1,255,472 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-11 | 2018-01-12 | 4,920 | $9.10 | $44.8K | 1,252,222 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-10 | 2018-01-12 | 1,417 | $9.12 | $12.9K | 1,247,302 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2018-01-03 | 2018-01-05 | 200 | $9.06 | $1.8K | 1,245,885 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-12-21 | 2017-12-26 | 2,189 | $8.97 | $19.6K | 1,245,685 | SEC↗ |
| CH ABERDEEN CHILE FUND, INC. | S Sale | 2017-12-05 | 2017-12-07 | 1,713 | $7.85 | $13.4K | 21,107 | SEC↗ |
| CH ABERDEEN CHILE FUND, INC. | S Sale | 2017-12-05 | 2017-12-07 | 877 | $7.85 | $6.9K | 1,875 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-17 | 2017-11-21 | 3,164 | $8.94 | $28.3K | 1,243,496 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-15 | 2017-11-17 | 1,150 | $8.86 | $10.2K | 1,240,332 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-14 | 2017-11-15 | 11,600 | $8.89 | $103.1K | 1,239,182 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-13 | 2017-11-15 | 7,000 | $8.92 | $62.4K | 1,227,582 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-10 | 2017-11-13 | 8,400 | $8.92 | $74.9K | 1,220,582 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-09 | 2017-11-13 | 13,208 | $8.94 | $118.1K | 1,212,182 | SEC↗ |
| CH ABERDEEN CHILE FUND, INC. | S Sale | 2017-11-08 | 2017-11-13 | 1,521 | $8.86 | $13.5K | 22,820 | SEC↗ |
| CH ABERDEEN CHILE FUND, INC. | S Sale | 2017-11-08 | 2017-11-13 | 779 | $8.86 | $6.9K | 2,752 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-08 | 2017-11-13 | 4,299 | $8.97 | $38.6K | 1,198,974 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-07 | 2017-11-08 | 3,527 | $9.00 | $31.7K | 1,194,675 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-11-06 | 2017-11-08 | 3,033 | $8.99 | $27.3K | 1,191,148 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-30 | 2017-11-01 | 7,609 | $8.95 | $68.1K | 1,188,115 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-27 | 2017-10-30 | 2,788 | $8.92 | $24.9K | 1,180,506 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-26 | 2017-10-30 | 16,645 | $8.92 | $148.5K | 1,177,718 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-25 | 2017-10-26 | 6,505 | $8.90 | $57.9K | 1,161,073 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-24 | 2017-10-26 | 2,996 | $8.95 | $26.8K | 1,154,568 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-23 | 2017-10-24 | 1,100 | $8.92 | $9.8K | 1,151,572 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-20 | 2017-10-24 | 1,700 | $8.98 | $15.3K | 1,150,472 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-19 | 2017-10-20 | 300 | $8.97 | $2.7K | 1,148,772 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-18 | 2017-10-20 | 400 | $8.95 | $3.6K | 1,148,472 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-11 | 2017-10-13 | 28,546 | $8.91 | $254.3K | 1,148,072 | SEC↗ |
| CH ABERDEEN CHILE FUND, INC. | S Sale | 2017-10-06 | 2017-10-10 | 27,181 | $8.99 | $244.4K | 917,955 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-10-04 | 2017-10-13 | 7,339 | $8.92 | $65.5K | 1,119,526 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-09-15 | 2017-09-19 | 22,517 | $4.86 | $109.4K | 845,368 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-13 | 2017-09-14 | 8,108 | $8.75 | $70.9K | 1,112,187 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-12 | 2017-09-14 | 800 | $8.75 | $7.0K | 1,104,079 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-11 | 2017-09-12 | 2,000 | $8.75 | $17.5K | 14,772 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-11 | 2017-09-12 | 1,000 | $8.75 | $8.8K | 2,000 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-08 | 2017-09-12 | 18,200 | $8.71 | $158.5K | 1,103,279 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-07 | 2017-09-08 | 1,400 | $8.69 | $12.2K | 1,082,575 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-07 | 2017-09-08 | 2,504 | $8.69 | $21.8K | 1,085,079 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-06 | 2017-09-08 | 32,371 | $8.69 | $281.3K | 1,081,175 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-06 | 2017-09-08 | 2,000 | $8.69 | $17.4K | 12,772 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-09-06 | 2017-09-08 | 1,000 | $8.69 | $8.7K | 1,000 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | J Other | 2017-09-01 | 2017-09-01 | 32,371 | — | $0 | 1,059,576 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | J Other | 2017-09-01 | 2017-09-01 | 22,517 | — | $0 | 822,851 | SEC↗ |
| PMO PUTNAM MUNICIPAL OPPORTUNI | J Other | 2017-08-10 | 2017-08-21 | 400 | $22437.50 | $8.97M | 0 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-07-07 | 2017-07-11 | 15,500 | $7.96 | $123.4K | 1,408,152 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-27 | 2017-06-29 | 15,500 | $7.94 | $123.1K | 1,392,652 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-27 | 2017-06-29 | 59,500 | $7.93 | $471.8K | 1,377,152 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-26 | 2017-06-27 | 7,775 | $7.94 | $61.7K | 1,317,652 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-25 | 2017-06-27 | 6,825 | $7.94 | $54.2K | 1,309,877 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-21 | 2017-06-22 | 20,200 | $9.53 | $192.5K | 1,726,574 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-21 | 2017-06-23 | 20,000 | $7.95 | $159.0K | 1,303,052 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-20 | 2017-06-21 | 19,100 | $7.95 | $151.8K | 1,283,052 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-20 | 2017-06-22 | 25,000 | $9.54 | $238.5K | 1,706,374 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-19 | 2017-06-21 | 9,100 | $7.95 | $72.3K | 1,263,952 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-15 | 2017-06-19 | 3,700 | $9.51 | $35.2K | 1,681,374 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-13 | 2017-06-15 | 2,800 | $7.95 | $22.3K | 1,254,852 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-12 | 2017-06-14 | 50,000 | $9.53 | $476.5K | 1,677,674 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-06-09 | 2017-06-13 | 7,500 | $19.82 | $148.7K | 845,368 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-08 | 2017-06-12 | 500 | $7.95 | $4.0K | 1,252,052 | SEC↗ |
| XRDC CROSSROADS CAPITAL, INC. | S Sale | 2017-06-07 | 2017-06-08 | 28,479 | $2.17 | $61.8K | 797,848 | SEC↗ |
| XRDC CROSSROADS CAPITAL, INC. | P Buy | 2017-06-07 | 2017-06-08 | 28,479 | $2.17 | $61.8K | 826,327 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-07 | 2017-06-09 | 250,000 | $9.53 | $2.38M | 1,627,674 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-06 | 2017-06-07 | 500 | $9.52 | $4.8K | 1,377,674 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-06-06 | 2017-06-08 | 11,525 | $7.95 | $91.6K | 1,251,552 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-06-05 | 2017-06-07 | 100,000 | $9.54 | $954.0K | 1,377,174 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-06-01 | 2017-06-05 | 25,000 | $19.69 | $492.3K | 837,868 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-31 | 2017-06-02 | 3,912 | $7.95 | $31.1K | 1,240,027 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-26 | 2017-05-30 | 13 | $7.94 | $103 | 1,236,115 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-26 | 2017-05-31 | 50,000 | $19.67 | $983.5K | 812,868 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-25 | 2017-05-30 | 8,334 | $7.94 | $66.2K | 1,236,102 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-24 | 2017-05-25 | 1,238 | $7.94 | $9.8K | 1,227,768 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-24 | 2017-05-26 | 10,000 | $19.60 | $196.0K | 762,868 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-23 | 2017-05-24 | 20,000 | $19.62 | $392.4K | 752,868 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-23 | 2017-05-25 | 5,400 | $7.96 | $43.0K | 1,226,530 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-22 | 2017-05-23 | 6,700 | $7.96 | $53.3K | 1,221,130 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-22 | 2017-05-24 | 10,000 | $19.74 | $197.4K | 722,868 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-22 | 2017-05-24 | 10,000 | $19.74 | $197.4K | 732,868 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-19 | 2017-05-23 | 3,964 | $7.95 | $31.5K | 1,214,430 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-18 | 2017-05-19 | 15,661 | $7.95 | $124.5K | 1,210,466 | SEC↗ |
| LCM ADVENT/CLAYMORE ENHANCED G | S Sale | 2017-05-17 | 2017-05-18 | 15,510 | $8.69 | $134.8K | 927,037 | SEC↗ |
| LCM ADVENT/CLAYMORE ENHANCED G | S Sale | 2017-05-17 | 2017-05-18 | 65,998 | $8.75 | $577.5K | 942,547 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-17 | 2017-05-19 | 2,100 | $19.66 | $41.3K | 712,868 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-17 | 2017-05-19 | 12,248 | $7.96 | $97.5K | 1,194,805 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-16 | 2017-05-17 | 7,700 | $7.91 | $60.9K | 1,182,557 | SEC↗ |
| LCM ADVENT/CLAYMORE ENHANCED G | S Sale | 2017-05-16 | 2017-05-17 | 18,464 | $8.77 | $161.9K | 1,008,545 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-15 | 2017-05-17 | 400 | $7.95 | $3.2K | 1,174,857 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-15 | 2017-05-17 | 10,000 | $19.66 | $196.6K | 710,768 | SEC↗ |
| LCM ADVENT/CLAYMORE ENHANCED G | S Sale | 2017-05-15 | 2017-05-17 | 51,701 | $8.74 | $451.9K | 1,027,009 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-11 | 2017-05-15 | 21,572 | $19.42 | $418.9K | 700,768 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-10 | 2017-05-11 | 6,821 | $7.90 | $53.9K | 1,174,457 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-09 | 2017-05-11 | 7,381 | $7.90 | $58.3K | 1,167,636 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-05-08 | 2017-05-10 | 12,500 | $19.01 | $237.6K | 679,196 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-05 | 2017-05-09 | 13,970 | $7.90 | $110.4K | 1,160,255 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-05-03 | 2017-05-05 | 900 | $7.90 | $7.1K | 1,146,285 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-05-03 | 2017-05-05 | 600 | $9.06 | $5.4K | 1,277,174 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-05-03 | 2017-05-05 | 25,000 | $9.08 | $227.0K | 1,276,574 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-28 | 2017-05-02 | 1,341 | $7.87 | $10.6K | 1,145,385 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-04-28 | 2017-05-02 | 6,396 | $8.96 | $57.3K | 1,251,574 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-04-27 | 2017-05-01 | 10,000 | $19.05 | $190.5K | 666,696 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-04-24 | 2017-04-26 | 10,000 | $18.63 | $186.3K | 656,696 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-04-24 | 2017-04-26 | 10,000 | $8.78 | $87.8K | 1,245,178 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-20 | 2017-04-21 | 2,300 | $7.85 | $18.1K | 1,144,044 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-19 | 2017-04-21 | 6,300 | $7.84 | $49.4K | 1,141,744 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-18 | 2017-04-19 | 5,203 | $7.84 | $40.8K | 1,135,444 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-04-18 | 2017-04-19 | 20,000 | $18.24 | $364.8K | 646,696 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-04-18 | 2017-04-20 | 10,000 | $8.61 | $86.1K | 1,235,178 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-17 | 2017-04-19 | 2,496 | $7.84 | $19.6K | 1,130,241 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-04-17 | 2017-04-19 | 9,880 | $18.46 | $182.4K | 626,696 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-04-13 | 2017-04-14 | 10,500 | $8.63 | $90.6K | 1,225,178 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-13 | 2017-04-17 | 1,523 | $7.84 | $11.9K | 1,127,745 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-12 | 2017-04-13 | 895 | $7.84 | $7.0K | 1,126,222 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-04-12 | 2017-04-13 | 10,000 | $18.45 | $184.5K | 616,816 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-04-12 | 2017-04-14 | 10,000 | $8.52 | $85.2K | 1,214,678 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-04-11 | 2017-04-12 | 432 | $8.47 | $3.7K | 1,204,678 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-04-11 | 2017-04-13 | 3,616 | $7.84 | $28.3K | 1,125,327 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-04-11 | 2017-04-13 | 10,000 | $18.41 | $184.1K | 606,816 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-04-10 | 2017-04-12 | 7,000 | $8.51 | $59.6K | 1,204,246 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-04-04 | 2017-04-06 | 11,361 | $18.40 | $209.0K | 596,816 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-04-03 | 2017-04-04 | 4,559 | $8.79 | $40.1K | 1,197,246 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-04-03 | 2017-04-04 | 81,599 | $18.40 | $1.50M | 585,455 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-31 | 2017-04-04 | 5,803 | $8.78 | $51.0K | 1,192,687 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-03-31 | 2017-04-04 | 2,000 | $18.26 | $36.5K | 503,856 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-29 | 2017-03-30 | 200 | $8.67 | $1.7K | 1,186,884 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-03-28 | 2017-03-30 | 15,000 | $18.43 | $276.4K | 501,856 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-28 | 2017-03-30 | 22,500 | $8.66 | $194.8K | 1,186,684 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-03-27 | 2017-03-28 | 2,000 | $18.27 | $36.5K | 486,856 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-24 | 2017-03-28 | 25,500 | $8.70 | $221.8K | 1,164,184 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-03-24 | 2017-03-28 | 10,000 | $18.37 | $183.7K | 484,856 | SEC↗ |
| DCA Virtus Total Return Fund | S Sale | 2017-03-22 | 2017-03-23 | 2,636,634 | $4.87 | $12.84M | 1,553,860 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-03-22 | 2017-03-24 | 2,300 | $7.71 | $17.7K | 1,121,711 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-22 | 2017-03-24 | 4,300 | $8.62 | $37.1K | 1,138,684 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-03-21 | 2017-03-22 | 7,557 | $7.73 | $58.4K | 1,119,411 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-21 | 2017-03-22 | 403 | $8.64 | $3.5K | 1,134,384 | SEC↗ |
| JFC JPMORGAN CHINA REGION FUND | P Buy | 2017-03-21 | 2017-03-23 | 10,000 | $18.24 | $182.4K | 474,856 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-03-20 | 2017-03-22 | 3,900 | $7.74 | $30.2K | 1,111,854 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-20 | 2017-03-22 | 503 | $8.65 | $4.4K | 1,133,981 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-10 | 2017-03-14 | 12,500 | $8.19 | $102.4K | 1,133,478 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-08 | 2017-03-10 | 1,400 | $8.06 | $11.3K | 1,120,978 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-03-08 | 2017-03-10 | 6,000 | $7.85 | $47.1K | 1,107,954 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-07 | 2017-03-08 | 25,402 | $8.17 | $207.5K | 1,119,578 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-03-07 | 2017-03-08 | 4,201 | $7.87 | $33.1K | 1,101,954 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-06 | 2017-03-08 | 25,000 | $8.09 | $202.3K | 1,094,176 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-03-06 | 2017-03-08 | 3,100 | $7.87 | $24.4K | 1,097,753 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-03-01 | 2017-03-02 | 50,000 | $8.24 | $412.0K | 1,069,176 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-02-28 | 2017-03-02 | 5,300 | $8.23 | $43.6K | 1,019,176 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-02-22 | 2017-02-23 | 50,000 | $8.30 | $415.0K | 1,013,872 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-02-21 | 2017-02-23 | 7,500 | $8.25 | $61.9K | 963,872 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-02-17 | 2017-02-21 | 23,600 | $8.16 | $192.6K | 956,372 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-02-17 | 2017-02-22 | 2,000 | $7.83 | $15.7K | 1,094,653 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-02-16 | 2017-02-21 | 37,446 | $8.21 | $307.4K | 932,772 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-02-16 | 2017-02-21 | 1,200 | $8.21 | $9.9K | 895,326 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-02-14 | 2017-02-16 | 7,400 | $8.20 | $60.7K | 894,126 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-02-09 | 2017-02-14 | 48,900 | $8.18 | $400.0K | 886,726 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-02-08 | 2017-02-09 | 9,600 | $7.78 | $74.7K | 1,092,653 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-02-08 | 2017-02-09 | 3,500 | $8.50 | $29.8K | 1,091,947 | SEC↗ |
| KEF KOREA EQUITY FUND INC | P Buy | 2017-02-08 | 2017-02-09 | 50,000 | $8.14 | $407.0K | 837,826 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-02-07 | 2017-02-09 | 2,574 | $7.78 | $20.0K | 1,083,053 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-02-07 | 2017-02-09 | 4,084 | $8.50 | $34.7K | 1,088,447 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-02-06 | 2017-02-07 | 1,790 | $8.48 | $15.2K | 1,084,363 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-02-03 | 2017-02-06 | 154 | $7.76 | $1.2K | 1,080,479 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-02-03 | 2017-02-07 | 57,736 | $8.44 | $487.3K | 1,082,573 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-02-02 | 2017-02-03 | 9,658 | $8.43 | $81.4K | 1,024,837 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-02-02 | 2017-02-06 | 6,774 | $7.75 | $52.5K | 1,080,325 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-02-01 | 2017-02-02 | 8,811 | $7.77 | $68.5K | 1,073,551 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-02-01 | 2017-02-03 | 8,511 | $8.41 | $71.6K | 1,015,179 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-01-31 | 2017-02-01 | 21,744 | $8.38 | $182.2K | 1,006,668 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-01-31 | 2017-02-02 | 10,810 | $7.76 | $83.9K | 1,064,740 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-01-30 | 2017-02-01 | 10,068 | $8.38 | $84.4K | 984,924 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-01-27 | 2017-01-30 | 10,508 | $8.47 | $89.0K | 974,856 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-01-27 | 2017-01-31 | 5,300 | $7.78 | $41.2K | 1,053,930 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-01-26 | 2017-01-27 | 2,100 | $7.75 | $16.3K | 1,048,630 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-01-26 | 2017-01-30 | 8,410 | $8.42 | $70.8K | 964,348 | SEC↗ |
| PCF PUTNAM HIGH INCOME SECURIT | P Buy | 2017-01-26 | 2017-01-30 | 24,900 | $8.42 | $209.7K | 955,938 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2017-01-25 | 2017-01-27 | 973 | $7.72 | $7.5K | 1,046,530 | SEC↗ |
| NRO NEUBERGER BERMAN REAL ESTA | S Sale | 2016-12-15 | 2016-12-16 | 45,096 | $5.30 | $239.0K | 4,295,140 | SEC↗ |
| NRO NEUBERGER BERMAN REAL ESTA | S Sale | 2016-12-14 | 2016-12-15 | 73,483 | $5.32 | $390.9K | 4,340,236 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-12-14 | 2016-12-16 | 1,780 | $7.20 | $12.8K | 1,045,557 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-12-13 | 2016-12-14 | 4,349 | $7.19 | $31.3K | 1,043,777 | SEC↗ |
| NRO NEUBERGER BERMAN REAL ESTA | S Sale | 2016-12-13 | 2016-12-15 | 17,651 | $5.35 | $94.4K | 4,413,719 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-12-12 | 2016-12-14 | 6,167 | $7.20 | $44.4K | 1,039,428 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-12-08 | 2016-12-09 | 4,895 | $7.12 | $34.9K | 1,033,261 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-12-08 | 2016-12-12 | 1,267 | $13.13 | $16.6K | 1,179,781 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-12-07 | 2016-12-09 | 6,574 | $7.13 | $46.9K | 1,028,366 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-12-06 | 2016-12-07 | 4,959 | $7.11 | $35.3K | 1,011,176 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-12-06 | 2016-12-07 | 10,616 | $7.10 | $75.4K | 1,021,792 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-12-06 | 2016-12-08 | 1,327 | $13.13 | $17.4K | 1,178,514 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-12-05 | 2016-12-06 | 1,940 | $13.28 | $25.8K | 1,177,187 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-12-05 | 2016-12-07 | 5,761 | $7.09 | $40.8K | 1,006,217 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-12-02 | 2016-12-05 | 3,668 | $7.08 | $26.0K | 1,000,456 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-12-02 | 2016-12-06 | 8,890 | $13.18 | $117.2K | 1,175,247 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-12-01 | 2016-12-02 | 6,377 | $13.08 | $83.4K | 1,166,357 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-12-01 | 2016-12-05 | 1,650 | $7.08 | $11.7K | 996,788 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-11-30 | 2016-12-01 | 40 | $7.05 | $282 | 995,138 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-30 | 2016-12-02 | 1,802 | $13.06 | $23.5K | 1,159,980 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-29 | 2016-11-30 | 4,230 | $12.88 | $54.5K | 1,158,178 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-11-29 | 2016-12-01 | 500 | $7.00 | $3.5K | 995,098 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-11-28 | 2016-11-29 | 2,295 | $7.03 | $16.1K | 994,598 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-28 | 2016-11-30 | 7,848 | $12.99 | $101.9K | 1,153,948 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-11-25 | 2016-11-29 | 9,154 | $6.97 | $63.8K | 992,303 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-11-23 | 2016-11-25 | 3,342 | $7.00 | $23.4K | 983,149 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-23 | 2016-11-28 | 7,635 | $13.05 | $99.6K | 1,146,100 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-22 | 2016-11-23 | 3,478 | $13.05 | $45.4K | 1,138,465 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-11-22 | 2016-11-25 | 501 | $7.05 | $3.5K | 979,807 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-11-21 | 2016-11-22 | 2,734 | $6.96 | $19.0K | 979,306 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-21 | 2016-11-23 | 1,877 | $13.00 | $24.4K | 1,134,987 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-11-18 | 2016-11-22 | 1,707 | $6.92 | $11.8K | 976,572 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-17 | 2016-11-21 | 1,704 | $12.90 | $22.0K | 1,133,110 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-15 | 2016-11-16 | 1,950 | $12.86 | $25.1K | 1,131,406 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-11-14 | 2016-11-15 | 8,035 | $6.71 | $53.9K | 974,865 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-14 | 2016-11-16 | 7,434 | $12.88 | $95.7K | 1,129,456 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2016-11-11 | 2016-11-15 | 300 | $6.72 | $2.0K | 966,830 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-10 | 2016-11-14 | 10,274 | $13.06 | $134.2K | 1,122,022 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-09 | 2016-11-14 | 14,082 | $13.05 | $183.8K | 1,111,748 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-08 | 2016-11-09 | 2,255 | $13.01 | $29.3K | 1,097,666 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-07 | 2016-11-09 | 3,314 | $13.05 | $43.2K | 1,095,411 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-04 | 2016-11-07 | 3,083 | $12.98 | $40.0K | 1,092,097 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-03 | 2016-11-07 | 4,692 | $13.07 | $61.3K | 1,089,014 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-02 | 2016-11-03 | 6,580 | $12.99 | $85.5K | 1,084,322 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-11-01 | 2016-11-03 | 1,362 | $13.19 | $18.0K | 1,077,742 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | S Sale | 2016-10-31 | 2016-11-01 | 10,436 | $7.01 | $73.2K | 964,292 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-10-31 | 2016-11-01 | 3,508 | $13.26 | $46.5K | 1,076,380 | SEC↗ |
| CTF Nuveen Long/Short Commodit | P Buy | 2016-10-28 | 2016-11-01 | 4,184 | $13.40 | $56.1K | 1,072,872 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-10-20 | 2016-10-21 | 300 | $8.86 | $2.7K | 1,951,679 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-10-19 | 2016-10-21 | 10,900 | $8.89 | $96.9K | 1,951,379 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-10-05 | 2016-10-07 | 1,500 | $9.11 | $13.7K | 1,940,479 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-09-30 | 2016-10-04 | 15,004 | $9.10 | $136.5K | 1,938,979 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-09-28 | 2016-09-29 | 4,524 | $9.05 | $40.9K | 1,923,975 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-09-28 | 2016-09-30 | 18,049 | $11.89 | $214.6K | 2,194,974 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-09-27 | 2016-09-29 | 20,700 | $9.02 | $186.7K | 1,919,451 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-09-23 | 2016-09-26 | 39,426 | $9.07 | $357.6K | 1,898,751 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-09-22 | 2016-09-23 | 1,043 | $11.97 | $12.5K | 2,176,925 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-09-22 | 2016-09-26 | 65,780 | $9.08 | $597.3K | 1,859,325 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-09-21 | 2016-09-22 | 55,000 | $9.00 | $495.0K | 1,793,545 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-09-21 | 2016-09-23 | 50,100 | $11.85 | $593.7K | 2,175,882 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-09-20 | 2016-09-22 | 34,240 | $9.00 | $308.2K | 1,738,545 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-09-19 | 2016-09-21 | 1,000 | $11.78 | $11.8K | 2,125,782 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-09-16 | 2016-09-19 | 11,200 | $11.65 | $130.5K | 2,124,782 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-09-16 | 2016-09-20 | 9,795 | $8.96 | $87.8K | 1,704,305 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-09-15 | 2016-09-19 | 14,300 | $11.74 | $167.9K | 2,113,582 | SEC↗ |
| DCA Virtus Total Return Fund | P Buy | 2016-09-14 | 2016-09-15 | 32,453 | $4.51 | $146.4K | 4,190,476 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-09-13 | 2016-09-14 | 1,004 | $11.71 | $11.8K | 2,099,282 | SEC↗ |
| DCA Virtus Total Return Fund | P Buy | 2016-09-13 | 2016-09-15 | 41,954 | $4.54 | $190.5K | 4,158,023 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-09-12 | 2016-09-14 | 7,017 | $12.04 | $84.5K | 2,098,278 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-09-12 | 2016-09-14 | 640 | $9.07 | $5.8K | 1,694,510 | SEC↗ |
| DCA Virtus Total Return Fund | P Buy | 2016-09-09 | 2016-09-12 | 36,369 | $4.59 | $166.9K | 4,116,069 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-09-08 | 2016-09-09 | 7,300 | $12.29 | $89.7K | 2,091,261 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | S Sale | 2016-09-08 | 2016-09-12 | 12,866 | $7.22 | $92.9K | 974,728 | SEC↗ |
| DCA Virtus Total Return Fund | P Buy | 2016-09-08 | 2016-09-12 | 101,268 | $4.66 | $471.9K | 4,079,069 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-09-07 | 2016-09-09 | 14,200 | $12.26 | $174.1K | 2,083,961 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-09-06 | 2016-09-07 | 2,546 | $9.19 | $23.4K | 1,693,870 | SEC↗ |
| DCA Virtus Total Return Fund | P Buy | 2016-09-06 | 2016-09-08 | 56,478 | $4.67 | $263.8K | 3,978,432 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | S Sale | 2016-09-02 | 2016-09-07 | 1,017 | $7.24 | $7.4K | 987,594 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-09-02 | 2016-09-07 | 37,634 | $12.22 | $459.9K | 2,069,761 | SEC↗ |
| FAV FIRST TRUST DIVIDEND & INC | P Buy | 2016-09-02 | 2016-09-07 | 1,000 | $9.16 | $9.2K | 1,691,324 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | S Sale | 2016-09-01 | 2016-09-02 | 2,849 | $7.22 | $20.6K | 988,611 | SEC↗ |
| JGV Nuveen Global Equity Incom | P Buy | 2016-08-31 | 2016-09-02 | 30,149 | $12.13 | $365.7K | 2,032,127 | SEC↗ |