Kleinman Adam M
Insider CIK 1715823 · GEC See Remarks · GECC Chief Compliance Officer · GEG President
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| GEG Great Elm Group, Inc. | A Award deriv | 2026-09-21 | 2026-09-23 | 40,000 | — | $0 | 40,000 | SEC↗ |
| GEG Great Elm Group, Inc. | A Award | 2026-09-21 | 2026-09-23 | 40,104 | — | $0 | 625,498 | SEC↗ |
| GEG Great Elm Group, Inc. | F Tax w/h | 2026-09-21 | 2026-09-23 | 17,367 | $2.15 | $37.3K | 608,131 | SEC↗ |
| GECC Great Elm Capital Corp. | F Tax w/h | 2026-09-21 | 2026-09-23 | 3,451 | $5.37 | $18.5K | 57,229 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2026-09-21 | 2026-09-23 | 15,292 | — | $0 | 59,889 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2026-09-21 | 2026-09-23 | 791 | — | $0 | 60,680 | SEC↗ |
| GEG Great Elm Group, Inc. | A Award deriv | 2026-09-21 | 2026-09-23 | 40,000 | — | $0 | 40,000 | SEC↗ |
| GEG Great Elm Group, Inc. | F Tax w/h | 2026-09-21 | 2026-09-23 | 17,367 | $2.15 | $37.3K | 608,131 | SEC↗ |
| GEG Great Elm Group, Inc. | A Award | 2026-09-21 | 2026-09-23 | 40,104 | — | $0 | 625,498 | SEC↗ |
| GECC Great Elm Capital Corp. | F Tax w/h | 2026-09-21 | 2026-09-23 | 3,451 | $5.37 | $18.5K | 57,229 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2026-09-21 | 2026-09-23 | 791 | — | $0 | 60,680 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2026-09-21 | 2026-09-23 | 15,292 | — | $0 | 59,889 | SEC↗ |
| GEG Great Elm Group, Inc. | F Tax w/h | 2025-09-23 | 2025-09-23 | 18,313 | $2.80 | $51.3K | 585,394 | SEC↗ |
| GECC Great Elm Capital Corp. | F Tax w/h | 2025-09-23 | 2025-09-23 | 1,361 | $11.43 | $15.6K | 44,597 | SEC↗ |
| GEG Great Elm Group, Inc. | A Award | 2025-09-19 | 2025-09-23 | 22,977 | — | $0 | 603,707 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2025-09-19 | 2025-09-23 | 156 | — | $0 | 45,958 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2025-09-19 | 2025-09-23 | 5,458 | — | $0 | 45,802 | SEC↗ |
| GECC Great Elm Capital Corp. | J Other | 2024-09-24 | 2024-09-24 | 2,093 | — | $0 | 30,419 | SEC↗ |
| GECC Great Elm Capital Corp. | J Other | 2024-09-24 | 2024-09-27 | 2,093 | — | $0 | 40,344 | SEC↗ |
| GEG Great Elm Group, Inc. | A Award | 2024-09-20 | 2024-09-24 | 32,552 | — | $0 | 580,730 | SEC↗ |
| GECC Great Elm Capital Corp. | J Other | 2024-09-20 | 2024-09-24 | 6,194 | — | $0 | 28,326 | SEC↗ |
| GECC Great Elm Capital Corp. | J Other | 2024-09-20 | 2024-09-27 | 6,194 | — | $0 | 38,251 | SEC↗ |
| GEG Great Elm Group, Inc. | A Award | 2023-09-25 | 2023-09-27 | 60,386 | — | $0 | 548,178 | SEC↗ |
| GEG Great Elm Group, Inc. | A Award | 2022-09-20 | 2022-09-20 | 49,230 | — | $0 | 387,792 | SEC↗ |
| GEG Great Elm Group, Inc. | A Award | 2022-09-20 | 2022-09-20 | 100,000 | — | $0 | 487,792 | SEC↗ |
| GECC Great Elm Capital Corp. | M Exercise deriv | 2022-06-15 | 2022-06-17 | 4,000 | — | $0 | 0 | SEC↗ |
| GECC Great Elm Capital Corp. | M Exercise | 2022-06-15 | 2022-06-17 | 4,000 | $12.50 | $50.0K | 20,558 | SEC↗ |
| GECC Great Elm Capital Corp. | J Other | 2021-09-24 | 2021-09-28 | 79,411 | — | $0 | 158,907 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2021-01-21 | 2021-01-26 | 1,795 | — | $0 | 79,496 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2020-12-21 | 2020-12-23 | 1,646 | — | $0 | 77,701 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2020-11-20 | 2020-11-24 | 2,291 | — | $0 | 76,056 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2020-10-21 | 2020-10-23 | 1,011 | — | $0 | 73,765 | SEC↗ |
| GECC Great Elm Capital Corp. | X Exercise deriv | 2020-09-28 | 2020-10-01 | 36,042 | — | $0 | 0 | SEC↗ |
| GECC Great Elm Capital Corp. | X Exercise | 2020-09-28 | 2020-10-01 | 36,042 | $2.95 | $106.3K | 72,754 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2020-09-21 | 2020-09-23 | 669 | — | $0 | 36,712 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2020-08-21 | 2020-08-25 | 640 | — | $0 | 36,043 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2020-07-15 | 2020-07-17 | 685 | — | $0 | 35,403 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2020-06-15 | 2020-06-17 | 657 | — | $0 | 34,717 | SEC↗ |
| GECC Great Elm Capital Corp. | A Award | 2020-05-15 | 2020-05-19 | 842 | — | $0 | 34,061 | SEC↗ |
| GECC Great Elm Capital Corp. | P Buy | 2019-11-20 | 2019-11-21 | 7,500 | $7.90 | $59.3K | 33,219 | SEC↗ |
| GECC Great Elm Capital Corp. | P Buy | 2019-08-30 | 2019-09-03 | 369 | $8.25 | $3.0K | 25,719 | SEC↗ |
| GECC Great Elm Capital Corp. | P Buy | 2019-08-29 | 2019-09-03 | 350 | $8.17 | $2.9K | 25,350 | SEC↗ |
| GEC Great Elm Capital Group, I | A Award deriv | 2019-08-06 | 2019-08-07 | 57,143 | — | $0 | 57,143 | SEC↗ |
| GEC Great Elm Capital Group, I | A Award | 2019-08-06 | 2019-08-07 | 25,381 | — | $0 | 338,562 | SEC↗ |
| GECC Great Elm Capital Corp. | P Buy | 2019-06-04 | 2019-06-06 | 10,000 | $8.50 | $85.0K | 25,000 | SEC↗ |
| GECC Great Elm Capital Corp. | P Buy | 2018-11-20 | 2018-11-21 | 6,000 | $8.05 | $48.3K | 15,000 | SEC↗ |
| GECC Great Elm Capital Corp. | P Buy | 2018-11-15 | 2018-11-19 | 9,000 | $8.06 | $72.5K | 9,000 | SEC↗ |
| GEC Great Elm Capital Group, I | P Buy | 2018-05-25 | 2018-05-25 | 20,000 | $3.80 | $76.0K | 313,181 | SEC↗ |
| GEC Great Elm Capital Group, I | P Buy | 2017-11-21 | 2017-11-22 | 10,000 | $3.75 | $37.5K | 293,181 | SEC↗ |
| GEC Great Elm Capital Group, I | P Buy | 2017-11-13 | 2017-11-15 | 20,000 | $3.65 | $73.0K | 283,181 | SEC↗ |
| GEC Great Elm Capital Group, I | P Buy | 2017-11-10 | 2017-11-13 | 20,000 | $3.65 | $73.0K | 263,181 | SEC↗ |
| GEC Great Elm Capital Group, I | P Buy | 2017-11-09 | 2017-11-13 | 10,000 | $3.65 | $36.5K | 243,181 | SEC↗ |
| GEC Great Elm Capital Group, I | A Award deriv | 2017-09-18 | 2017-09-25 | 213,000 | — | $0 | 213,000 | SEC↗ |
| GEC Great Elm Capital Group, I | A Award deriv | 2017-09-18 | 2017-09-25 | 194,175 | — | $0 | 194,175 | SEC↗ |