MORGAN STANLEY
Insider CIK 895421 · EVF 10% owner · NAC 10% owner · NKL 10% owner · BBF 10% owner · CAAS · PHT 10% owner · BIE 10% owner · BFY 10% owner · SONM 10% owner · BSE 10% owner · DGI 10% owner · EVV 10% owner · MNE 10% owner · ALIM 10% owner · TLP Director, 10% owner · CXDC Director, 10% owner · YONG Director, 10% owner · JSD 10% owner · INNL 10% owner · BE 10% owner · LACQ 10% owner · AOMR 10% owner · MOND 10% owner · ADY · PHF 10% owner · CXE 10% owner · CXH 10% owner · MQY 10% owner · VMV 10% owner · MNP 10% owner · RFA 10% owner · RNJ 10% owner · TXI 10% owner
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| EVF Eaton Vance Senior Income | J Other | 2026-09-15 | 2026-09-17 | 94 | — | $0 | 0 | SEC↗ |
| EVF Eaton Vance Senior Income | J Other | 2026-09-15 | 2026-09-17 | 94 | — | — | 0 | SEC↗ |
| MOND Mondee Holdings, Inc. | J Other deriv | 2023-12-14 | 2023-12-15 | 150,000 | — | $0 | 150,000 | SEC↗ |
| MOND Mondee Holdings, Inc. | J Other deriv | 2023-12-14 | 2023-12-15 | 150,000 | — | $0 | 0 | SEC↗ |
| MOND Mondee Holdings, Inc. | P Buy deriv | 2023-12-14 | 2023-12-15 | 19,500 | — | $0 | 19,500 | SEC↗ |
| MOND Mondee Holdings, Inc. | P Buy | 2023-12-14 | 2023-12-15 | 1,300 | — | $0 | 1,300 | SEC↗ |
| MOND Mondee Holdings, Inc. | J Other | 2023-12-14 | 2023-12-15 | 10,000 | — | $0 | 0 | SEC↗ |
| MOND Mondee Holdings, Inc. | J Other | 2023-12-14 | 2023-12-15 | 10,000 | — | $0 | 10,000 | SEC↗ |
| MNP WESTERN ASSET MUNICIPAL PA | S Sale | 2023-10-05 | 2023-10-10 | 135 | $50000.00 | $6.75M | 0 | SEC↗ |
| MOND Mondee Holdings, Inc. | S Sale | 2023-06-09 | 2023-06-13 | 1,049,889 | $9.45 | $9.92M | 8,456,881 | SEC↗ |
| MOND Mondee Holdings, Inc. | P Buy | 2022-09-29 | 2023-02-03 | 1,000,000 | — | $0 | 1,000,000 | SEC↗ |
| MOND Mondee Holdings, Inc. | P Buy deriv | 2022-09-29 | 2022-09-30 | 150,000 | — | $0 | 150,000 | SEC↗ |
| MOND Mondee Holdings, Inc. | P Buy | 2022-09-29 | 2022-09-30 | 1,000,000 | — | $0 | 1,000,000 | SEC↗ |
| MOND Mondee Holdings, Inc. | P Buy | 2022-07-28 | 2022-08-23 | 6,252 | $8.68 | $54.3K | 8,598 | SEC↗ |
| MOND Mondee Holdings, Inc. | P Buy | 2022-07-28 | 2022-08-23 | 2,346 | $7.69 | $18.0K | 2,346 | SEC↗ |
| ALIM ALIMERA SCIENCES INC | S Sale | 2022-02-08 | 2022-02-10 | 250,000 | $4.55 | $1.14M | 557,551 | SEC↗ |
| SONM SONIM TECHNOLOGIES INC | S Sale | 2021-10-12 | 2021-10-14 | 60,000 | — | $0 | 846,629 | SEC↗ |
| AOMR Angel Oak Mortgage, Inc. | J Other | 2021-06-21 | 2022-10-11 | 5,172,061 | — | $0 | 5,172,061 | SEC↗ |
| LACQ Leisure Acquisition Corp. | S Sale | 2020-06-19 | 2020-06-23 | 776,290 | — | $0 | 0 | SEC↗ |
| CXDC China XD Plastics Co Ltd | C Conversion deriv | 2019-09-30 | 2019-10-09 | 16,000,000 | $6.25 | $100.00M | 0 | SEC↗ |
| CXDC China XD Plastics Co Ltd | A Award | 2019-09-30 | 2019-10-09 | 16,000,000 | — | $0 | 16,000,000 | SEC↗ |
| BE Bloom Energy Corp | S Sale deriv | 2018-11-26 | 2018-11-28 | 9 | $7.34 | $66 | 9 | SEC↗ |
| BE Bloom Energy Corp | P Buy deriv | 2018-11-26 | 2018-11-28 | 10 | $0.45 | $5 | 10 | SEC↗ |
| BE Bloom Energy Corp | S Sale deriv | 2018-11-26 | 2018-11-28 | 1 | $7.35 | $7 | 1 | SEC↗ |
| BE Bloom Energy Corp | P Buy deriv | 2018-11-26 | 2018-11-28 | 1 | $2.10 | $2 | 1 | SEC↗ |
| BE Bloom Energy Corp | P Buy deriv | 2018-11-26 | 2018-11-28 | 1 | $1.28 | $1 | 1 | SEC↗ |
| BE Bloom Energy Corp | S Sale | 2018-11-26 | 2018-11-28 | 31 | $15.03 | $466 | 1,638 | SEC↗ |
| EVF EATON VANCE SENIOR INCOME | S Sale | 2018-09-19 | 2018-09-21 | 327 | $23000.00 | $7.52M | 94 | SEC↗ |
| EVV EATON VANCE LTD DURATION I | S Sale | 2018-09-19 | 2018-09-21 | 557 | $23000.00 | $12.81M | 584 | SEC↗ |
| INNL Innocoll Holdings plc | E Expire deriv | 2017-07-24 | 2017-07-28 | 795,980 | — | $0 | 0 | SEC↗ |
| INNL Innocoll Holdings plc | S Sale | 2017-07-24 | 2017-07-28 | 3,365,978 | — | $0 | 0 | SEC↗ |
| EVF EATON VANCE SENIOR INCOME | S Sale | 2016-09-27 | 2016-09-28 | 357 | $23750.00 | $8.48M | 421 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | J Other | 2016-04-13 | 2016-04-15 | 486 | $25000.00 | $12.15M | 0 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-03-11 | 2016-03-11 | 6,000 | $14.67 | $88.0K | 0 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-03-02 | 2016-03-11 | 6,000 | $14.13 | $84.8K | 0 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-02-09 | 2016-03-11 | 100 | $13.88 | $1.4K | 100 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-02-09 | 2016-03-11 | 86 | $13.86 | $1.2K | 200 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-02-09 | 2016-03-11 | 286 | $13.83 | $4.0K | 286 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-02-09 | 2016-03-11 | 100 | $13.91 | $1.4K | 0 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-02-05 | 2016-03-11 | 200 | $14.21 | $2.8K | 0 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-02-05 | 2016-03-11 | 200 | $14.20 | $2.8K | 200 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-02-04 | 2016-03-11 | 1,530 | $14.28 | $21.8K | 400 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-29 | 2016-03-11 | 8 | $14.40 | $115 | 1,930 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-29 | 2016-03-11 | 8 | $14.41 | $115 | 1,938 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-26 | 2016-03-11 | 500 | $14.20 | $7.1K | 1,930 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-26 | 2016-03-11 | 300 | $14.25 | $4.3K | 2,430 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-26 | 2016-03-11 | 100 | $14.22 | $1.4K | 2,130 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-26 | 2016-03-11 | 100 | $14.21 | $1.4K | 2,030 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-25 | 2016-03-11 | 39 | $14.04 | $548 | 1,930 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-25 | 2016-03-11 | 39 | $14.13 | $551 | 1,969 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-22 | 2016-03-11 | 300 | $14.08 | $4.2K | 1,930 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-22 | 2016-03-11 | 47 | $14.11 | $663 | 2,230 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-22 | 2016-03-11 | 100 | $14.16 | $1.4K | 2,183 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-22 | 2016-03-11 | 100 | $14.14 | $1.4K | 2,083 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-22 | 2016-03-11 | 100 | $14.12 | $1.4K | 1,983 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-21 | 2016-03-11 | 100 | $14.01 | $1.4K | 1,883 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-21 | 2016-03-11 | 700 | $13.99 | $9.8K | 1,983 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-21 | 2016-03-11 | 800 | $14.07 | $11.3K | 2,683 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-20 | 2016-03-11 | 200 | $13.96 | $2.8K | 1,883 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-20 | 2016-03-11 | 300 | $13.88 | $4.2K | 2,083 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-20 | 2016-03-11 | 100 | $13.85 | $1.4K | 2,383 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-20 | 2016-03-11 | 100 | $13.81 | $1.4K | 2,483 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-20 | 2016-03-11 | 600 | $13.77 | $8.3K | 2,383 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-15 | 2016-03-11 | 210 | $14.15 | $3.0K | 1,783 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-15 | 2016-03-11 | 210 | $14.12 | $3.0K | 1,993 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-14 | 2016-03-11 | 300 | $14.41 | $4.3K | 1,783 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-14 | 2016-03-11 | 100 | $14.38 | $1.4K | 2,083 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-14 | 2016-03-11 | 100 | $14.37 | $1.4K | 2,183 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-14 | 2016-03-11 | 500 | $14.34 | $7.2K | 2,283 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-13 | 2016-03-11 | 100 | $14.51 | $1.5K | 1,783 | SEC↗ |
| JSD Nuveen Short Duration Cred | S Sale | 2016-01-13 | 2016-03-11 | 200 | $14.48 | $2.9K | 1,883 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-13 | 2016-03-11 | 300 | $14.64 | $4.4K | 2,083 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-08 | 2016-03-11 | 346 | $14.72 | $5.1K | 1,783 | SEC↗ |
| JSD Nuveen Short Duration Cred | P Buy | 2016-01-04 | 2016-03-11 | 125 | $14.83 | $1.9K | 1,437 | SEC↗ |
| EVV EATON VANCE LTD DURATION I | P Buy | 2015-10-28 | 2015-10-29 | 1 | $25000.00 | $25.0K | 1,141 | SEC↗ |
| EVF EATON VANCE SENIOR INCOME | P Buy | 2015-10-13 | 2015-10-15 | 19 | $25000.00 | $475.0K | 778 | SEC↗ |
| EVV EATON VANCE LTD DURATION I | P Buy | 2015-09-11 | 2015-09-15 | 2 | $25000.00 | $50.0K | 1,140 | SEC↗ |
| EVV EATON VANCE LTD DURATION I | P Buy | 2015-09-02 | 2015-09-04 | 4 | $25000.00 | $100.0K | 1,138 | SEC↗ |
| EVF EATON VANCE SENIOR INCOME | P Buy | 2015-09-02 | 2015-09-04 | 1 | $25000.00 | $25.0K | 759 | SEC↗ |
| EVV EATON VANCE LTD DURATION I | P Buy | 2015-08-12 | 2015-08-14 | 1 | $25000.00 | $25.0K | 1,134 | SEC↗ |
| EVV EATON VANCE LTD DURATION I | P Buy | 2015-07-28 | 2015-07-30 | 1 | $25000.00 | $25.0K | 1,133 | SEC↗ |
| EVV EATON VANCE LTD DURATION I | P Buy | 2015-07-16 | 2015-07-20 | 5 | $25000.00 | $125.0K | 1,132 | SEC↗ |
| YONG Yongye International, Inc. | J Other deriv | 2014-07-03 | 2014-07-08 | 6,505,113 | — | $0 | 0 | SEC↗ |
| YONG Yongye International, Inc. | J Other | 2014-07-03 | 2014-07-08 | 2,128,043 | — | $0 | 0 | SEC↗ |
| TLP TransMontaigne Partners L. | S Sale | 2014-07-01 | 2014-07-03 | 3,171,161 | — | $0 | 0 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | S Sale | 2014-07-01 | 2014-07-03 | 2,276,345 | $93.10 | $211.93M | 1,887,905 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | S Sale | 2014-07-01 | 2014-07-03 | 100 | $93.16 | $9.3K | 4,164,250 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-07-01 | 2014-07-03 | 100 | $93.34 | $9.3K | 4,164,350 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | S Sale | 2014-07-01 | 2014-07-03 | 200 | $93.32 | $18.7K | 4,164,250 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | S Sale | 2014-07-01 | 2014-07-03 | 100 | $93.36 | $9.3K | 4,164,450 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-07-01 | 2014-07-03 | 100 | $93.34 | $9.3K | 4,164,550 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | S Sale | 2014-07-01 | 2014-07-03 | 100 | $93.35 | $9.3K | 4,164,450 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | S Sale | 2014-07-01 | 2014-07-03 | 100 | $93.28 | $9.3K | 4,164,550 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | S Sale | 2014-07-01 | 2014-07-03 | 28 | $93.35 | $2.6K | 4,164,650 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-07-01 | 2014-07-03 | 100 | $93.33 | $9.3K | 4,164,678 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-07-01 | 2014-07-03 | 100 | $93.31 | $9.3K | 4,164,478 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-07-01 | 2014-07-03 | 100 | $93.34 | $9.3K | 4,164,378 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-07-01 | 2014-07-03 | 100 | $93.18 | $9.3K | 4,164,278 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-07-01 | 2014-07-03 | 100 | $93.21 | $9.3K | 4,164,178 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-07-01 | 2014-07-03 | 100 | $93.41 | $9.3K | 4,164,578 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | S Sale | 2014-06-30 | 2014-07-03 | 33,391 | $92.94 | $3.10M | 4,163,399 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-06-30 | 2014-07-03 | 100 | $92.36 | $9.2K | 4,164,078 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-06-30 | 2014-07-03 | 100 | $92.29 | $9.2K | 4,163,978 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-06-30 | 2014-07-03 | 43 | $92.34 | $4.0K | 4,163,878 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-06-30 | 2014-07-03 | 49 | $92.50 | $4.5K | 4,163,835 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-06-30 | 2014-07-03 | 100 | $92.45 | $9.2K | 4,163,786 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-06-30 | 2014-07-03 | 100 | $92.53 | $9.3K | 4,163,686 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-06-30 | 2014-07-03 | 43 | $92.56 | $4.0K | 4,163,586 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-06-30 | 2014-07-03 | 44 | $92.06 | $4.1K | 4,163,543 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-06-30 | 2014-07-03 | 100 | $92.74 | $9.3K | 4,163,499 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | S Sale | 2014-06-30 | 2014-07-03 | 21,940 | $92.45 | $2.03M | 4,196,790 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | S Sale | 2014-06-30 | 2014-07-03 | 100 | $92.92 | $9.3K | 4,196,690 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-06-30 | 2014-07-03 | 50 | $92.91 | $4.6K | 4,196,740 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | P Buy | 2014-06-30 | 2014-07-03 | 50 | $92.83 | $4.6K | 4,196,790 | SEC↗ |
| TXI TEXAS INDUSTRIES INC | S Sale | 2014-06-30 | 2014-07-09 | 43 | $92.56 | $4.0K | 1,887,819 | SEC↗ |
| PHT PIONEER HIGH INCOME TRUST | J Other | 2014-03-18 | 2014-03-18 | 523 | $25000.00 | $13.07M | 0 | SEC↗ |
| PHT PIONEER HIGH INCOME TRUST | J Other | 2014-03-14 | 2014-03-18 | 627 | $25000.00 | $15.68M | 523 | SEC↗ |
| PHT PIONEER HIGH INCOME TRUST | J Other | 2014-03-13 | 2014-03-18 | 292 | $25000.00 | $7.30M | 1,150 | SEC↗ |
| CXDC China XD Plastics Co Ltd | A Award deriv | 2014-01-24 | 2017-02-17 | 16,000,000 | — | $0 | 16,000,000 | SEC↗ |
| CXDC China XD Plastics Co Ltd | D To issuer deriv | 2014-01-24 | 2017-02-17 | 16,000,000 | — | $0 | 0 | SEC↗ |
| YONG Yongye International, Inc. | A Award deriv | 2013-07-22 | 2013-07-24 | 425,568 | — | $0 | 6,505,113 | SEC↗ |
| PHF PACHOLDER HIGH YIELD FUND | P Buy | 2013-07-09 | 2013-07-11 | 3 | $20000.00 | $60.0K | 486 | SEC↗ |
| EVV EATON VANCE LTD DURATION I | P Buy | 2013-07-02 | 2013-07-05 | 1 | $20500.00 | $20.5K | 1,127 | SEC↗ |
| ADY Feihe International Inc | J Other | 2013-06-27 | 2013-06-28 | 81,565 | $7.40 | $603.6K | 0 | SEC↗ |
| DGI DIGITALGLOBE, INC. | S Sale | 2013-02-27 | 2013-02-28 | 190,000 | $26.93 | $5.12M | 7,273,576 | SEC↗ |
| ADY Feihe International Inc | J Other | 2012-12-31 | 2013-01-04 | 5,389 | — | $0 | 81,565 | SEC↗ |
| ADY Feihe International Inc | P Buy | 2012-10-05 | 2012-10-09 | 100 | $6.82 | $682 | 87,819 | SEC↗ |
| ADY Feihe International Inc | P Buy | 2012-10-05 | 2012-10-09 | 100 | $6.80 | $680 | 87,719 | SEC↗ |
| ADY Feihe International Inc | S Sale | 2012-10-04 | 2012-10-09 | 100 | $6.74 | $674 | 87,619 | SEC↗ |
| ADY Feihe International Inc | S Sale | 2012-10-04 | 2012-10-09 | 100 | $6.64 | $664 | 87,719 | SEC↗ |
| ADY Feihe International Inc | S Sale | 2012-10-04 | 2012-10-09 | 100 | $6.64 | $664 | 87,819 | SEC↗ |
| ADY Feihe International Inc | S Sale | 2012-10-04 | 2012-10-09 | 100 | $6.60 | $660 | 87,919 | SEC↗ |
| ADY Feihe International Inc | S Sale | 2012-10-04 | 2012-10-09 | 100 | $6.68 | $668 | 88,019 | SEC↗ |
| ADY Feihe International Inc | P Buy | 2012-10-03 | 2012-10-09 | 565 | $6.55 | $3.7K | 87,919 | SEC↗ |
| ADY Feihe International Inc | P Buy | 2012-10-03 | 2012-10-09 | 100 | $6.19 | $619 | 88,119 | SEC↗ |
| ADY Feihe International Inc | S Sale | 2012-10-03 | 2012-10-09 | 100 | $6.42 | $642 | 87,354 | SEC↗ |
| ADY Feihe International Inc | P Buy | 2012-10-03 | 2012-10-09 | 100 | $6.75 | $675 | 88,019 | SEC↗ |
| CXE MFS HIGH INCOME MUNICIPAL | J Other | 2012-09-12 | 2012-09-13 | 432 | $25000.00 | $10.80M | 0 | SEC↗ |
| CXE MFS HIGH INCOME MUNICIPAL | J Other | 2012-09-12 | 2012-09-17 | 432 | $23750.00 | $10.26M | 0 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | S Sale | 2012-09-07 | 2012-09-10 | 308 | $25000.00 | $7.70M | 0 | SEC↗ |
| CXE MFS HIGH INCOME MUNICIPAL | S Sale | 2012-09-07 | 2012-09-10 | 432 | $25000.00 | $10.80M | 0 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | J Other | 2012-09-07 | 2012-09-13 | 308 | $25000.00 | $7.70M | 0 | SEC↗ |
| CXH MFS INVESTMENT GRADE MUNIC | J Other | 2012-09-07 | 2012-09-17 | 308 | $23750.00 | $7.32M | 0 | SEC↗ |
| BBF BLACKROCK MUNICIPAL INCOME | S Sale | 2012-08-21 | 2012-08-22 | 51 | $100000.00 | $5.10M | 0 | SEC↗ |
| RNJ BLACKROCK NEW JERSEY INVES | J Other | 2012-07-25 | 2012-07-26 | 33 | $25000.00 | $825.0K | 0 | SEC↗ |
| MNE BLACKROCK MUNI NEW YORK IN | S Sale | 2012-07-06 | 2012-07-09 | 151 | $100000.00 | $15.10M | 0 | SEC↗ |
| BIE BLACKROCK MUNICIPAL BOND I | S Sale | 2012-07-06 | 2012-07-09 | 93 | $100000.00 | $9.30M | 0 | SEC↗ |
| RFA BLACKROCK INVESTMENT QUALI | J Other | 2012-06-29 | 2012-07-03 | 59 | $25000.00 | $1.48M | 0 | SEC↗ |
| BSE BLACKROCK NEW YORK MUNICIP | S Sale | 2012-06-28 | 2012-06-29 | 72 | $100000.00 | $7.20M | 0 | SEC↗ |
| YONG Yongye International, Inc. | A Award deriv | 2012-06-14 | 2012-06-18 | 397,727 | — | $0 | 6,079,545 | SEC↗ |
| VMV Invesco Van Kampen Massach | J Other | 2012-05-24 | 2012-05-25 | 70 | $25000.00 | $1.75M | 0 | SEC↗ |
| MQY BLACKROCK MUNIYIELD QUALIT | S Sale | 2012-05-09 | 2012-05-10 | 544 | $100000.00 | $54.40M | 0 | SEC↗ |
| BFY BLACKROCK NEW YORK MUNICIP | S Sale | 2012-03-23 | 2012-03-26 | 168 | $100000.00 | $16.80M | 0 | SEC↗ |
| PHT PIONEER HIGH INCOME TRUST | P Buy | 2012-03-01 | 2012-03-05 | 5 | $25000.00 | $125.0K | 1,442 | SEC↗ |
| MQY BLACKROCK MUNIYIELD QUALIT | S Sale | 2012-02-29 | 2012-03-01 | 290 | $100000.00 | $29.00M | 544 | SEC↗ |
| BBF BLACKROCK MUNICIPAL INCOME | P Buy | 2012-02-29 | 2012-03-01 | 72 | $100000.00 | $7.20M | 123 | SEC↗ |
| BIE BLACKROCK MUNICIPAL BOND I | P Buy | 2012-02-29 | 2012-03-01 | 67 | $100000.00 | $6.70M | 93 | SEC↗ |
| MQY BLACKROCK MUNIYIELD QUALIT | P Buy | 2012-02-27 | 2012-02-29 | 264 | $100000.00 | $26.40M | 834 | SEC↗ |
| MQY BLACKROCK MUNIYIELD QUALIT | S Sale | 2012-02-17 | 2012-02-22 | 480 | $15.82 | $7.6K | 8,127 | SEC↗ |
| VMV Invesco Van Kampen Massach | J Other | 2012-01-19 | 2012-01-20 | 11 | $25000.00 | $275.0K | 70 | SEC↗ |
| NAC NUVEEN CALIFORNIA DIVIDEND | S Sale | 2012-01-03 | 2012-01-05 | 369 | $100000.00 | $36.90M | 0 | SEC↗ |
| BSE BLACKROCK NEW YORK MUNICIP | S Sale | 2012-01-03 | 2012-01-05 | 133 | $100000.00 | $13.30M | 0 | SEC↗ |
| NKL NUVEEN INSURED CALIFORNIA | S Sale | 2012-01-03 | 2012-01-05 | 141 | $100000.00 | $14.10M | 0 | SEC↗ |