ACE

ACE LtdCIK 896159 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for ACE PRO

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AI insights for ACE

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Lupica John J	Vice Chrm, ACE Limited,*	70	$0	$8.89M	2015-12-24
GREENBERG EVAN G	Chairman & CEO	92	$0	$26.64M	2015-12-23
RINGSTED SEAN	Chief Risk Officer and*	17	$0	$6.24M	2015-12-18
Keogh John W	Vice Chairman, COO and*	44	$0	$2.87M	2015-12-18
MENIKOFF PETER	Director	16	$0	$787.6K	2015-11-09
Wayland Joseph F	General Counsel	12	$0	$0	2015-08-15
Ross Kimberly A.	Director	3	$0	$0	2015-05-21
Shasta Theodore	Director	8	$0	$0	2015-05-21
Shanks Eugene B. JR	Director	8	$0	$0	2015-05-21
Steimer Olivier	Director	8	$0	$0	2015-05-21
SCULLY ROBERT W	Director	3	$0	$0	2015-05-21
SIDWELL DAVID H	Director	3	$0	$0	2015-05-21
CONNORS MICHAEL P	Director	8	$0	$0	2015-05-21
CIRILLO MARY A	Director	8	$0	$0	2015-05-21
MULLIN LEO F	Director	8	$0	$0	2015-05-21
HERNANDEZ ROBERT M	Director	8	$0	$0	2015-05-21
ATIEH MICHAEL G	Director	20	$0	$1.46M	2015-05-21
EDWARDSON JOHN A	Director	3	$0	$0	2015-05-21
BANCROFT PHILIP V	Chief Financial Officer	50	$0	$7.52M	2015-05-20
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	35	$0	$8.33M	2015-02-28
MEDINI PAUL BENNETT	Chief Accounting Officer	39	$0	$1.14M	2015-02-28
Cusumano Robert	General Counsel	29	$0	$2.93M	2013-07-26
NEFF THOMAS J	Director	6	$0	$277.5K	2013-05-16
RIPP ROBERT	Director	7	$0	$292.5K	2013-05-16
CROCKETT BRUCE L	Director	6	$0	$551.8K	2012-01-13

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Lupica John J	Vice Chrm, ACE Limited,*	M Exercise deriv	2015-12-24	2015-12-29	6,200	—	$0	130,943	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	M Exercise deriv	2015-12-24	2015-12-29	9,400	—	$0	121,543	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	S Sale	2015-12-24	2015-12-29	9,400	$118.00	$1.11M	118,126	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	M Exercise	2015-12-24	2015-12-29	9,400	$38.51	$362.0K	127,526	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	M Exercise	2015-12-24	2015-12-29	6,200	$56.14	$348.1K	124,326	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	S Sale	2015-12-24	2015-12-29	6,200	$118.00	$731.6K	118,126	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	M Exercise deriv	2015-12-23	2015-12-24	3,149	—	$0	140,567	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	M Exercise deriv	2015-12-23	2015-12-24	3,424	—	$0	137,143	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2015-12-23	2015-12-24	561	—	$0	1,238,828	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	M Exercise	2015-12-23	2015-12-24	3,424	$38.51	$131.9K	121,550	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	M Exercise	2015-12-23	2015-12-24	3,149	$56.14	$176.8K	121,275	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	S Sale	2015-12-23	2015-12-24	3,424	$118.00	$404.0K	118,126	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	S Sale	2015-12-23	2015-12-24	3,149	$118.00	$371.6K	118,126	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	M Exercise deriv	2015-12-18	2015-12-22	6,800	—	$0	104,302	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	S Sale	2015-12-18	2015-12-22	3,254	$114.94	$374.0K	139,159	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	M Exercise	2015-12-18	2015-12-22	6,800	$56.40	$383.5K	142,413	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	S Sale	2015-12-18	2015-12-22	3,546	$114.88	$407.4K	135,613	SEC↗
Keogh John W	Vice Chairman and COO*	G Gift	2015-12-18	2015-12-22	1,500	—	$0	190,157	SEC↗
MENIKOFF PETER	Director	G Gift	2015-11-09	2015-11-10	220	—	$0	57,328	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	M Exercise deriv	2015-10-21	2015-10-23	8,017	—	$0	143,716	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	S Sale	2015-10-21	2015-10-23	7,914	$113.14	$895.4K	118,126	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	S Sale	2015-10-21	2015-10-23	4,270	$113.12	$483.0K	130,107	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	S Sale	2015-10-21	2015-10-23	3,747	$112.18	$420.3K	134,377	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	M Exercise	2015-10-21	2015-10-23	8,017	$56.40	$452.2K	138,124	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	S Sale	2015-10-21	2015-10-23	4,067	$112.15	$456.1K	126,040	SEC↗
GREENBERG EVAN G	Chairman & CEO	S Sale	2015-09-21	2015-10-09	2,620	$101.34	$265.5K	1,239,389	SEC↗
GREENBERG EVAN G	Chairman & CEO	S Sale	2015-09-21	2015-09-22	2,620	$101.34	$265.5K	1,273,687	SEC↗
GREENBERG EVAN G	Chairman & CEO	S Sale	2015-09-18	2015-10-09	81,032	$99.92	$8.10M	1,242,009	SEC↗
GREENBERG EVAN G	Chairman & CEO	M Exercise deriv	2015-09-18	2015-09-22	106,827	—	$0	1,190,945	SEC↗
GREENBERG EVAN G	Chairman & CEO	M Exercise deriv	2015-09-18	2015-09-22	1,773	—	$0	1,189,172	SEC↗
GREENBERG EVAN G	Chairman & CEO	S Sale	2015-09-18	2015-09-22	46,734	$99.92	$4.67M	1,276,307	SEC↗
GREENBERG EVAN G	Chairman & CEO	M Exercise	2015-09-18	2015-09-22	1,773	$56.40	$100.0K	1,216,214	SEC↗
GREENBERG EVAN G	Chairman & CEO	M Exercise	2015-09-18	2015-09-22	106,827	$56.40	$6.03M	1,323,041	SEC↗
Wayland Joseph F	General Counsel	F Tax w/h	2015-08-15	2015-08-18	2,647	$109.67	$290.3K	38,115	SEC↗
Keogh John W	Vice Chairman and COO*	F Tax w/h	2015-08-11	2015-08-13	4,400	$109.98	$483.9K	201,157	SEC↗
Lupica John J	Vice Chrm, ACE Limited,*	F Tax w/h	2015-08-11	2015-08-13	3,439	$109.98	$378.2K	130,107	SEC↗
MENIKOFF PETER	Director	S Sale	2015-05-26	2015-05-27	1,906	$108.30	$206.4K	57,548	SEC↗
ATIEH MICHAEL G	Director	A Award	2015-05-21	2015-05-26	2,617	—	$0	38,277	SEC↗
ATIEH MICHAEL G	Director	F Tax w/h	2015-05-21	2015-05-26	391	$108.90	$42.6K	38,649	SEC↗
CIRILLO MARY A	Director	A Award	2015-05-21	2015-05-26	2,497	—	$0	31,331	SEC↗
CIRILLO MARY A	Director	F Tax w/h	2015-05-21	2015-05-26	665	$108.90	$72.4K	30,984	SEC↗
CONNORS MICHAEL P	Director	A Award	2015-05-21	2015-05-26	1,469	—	$0	9,992	SEC↗
CONNORS MICHAEL P	Director	F Tax w/h	2015-05-21	2015-05-26	391	$108.90	$42.6K	9,601	SEC↗
EDWARDSON JOHN A	Director	F Tax w/h	2015-05-21	2015-05-26	636	$108.90	$69.3K	4,293	SEC↗
EDWARDSON JOHN A	Director	A Award	2015-05-21	2015-05-26	2,387	—	$0	4,929	SEC↗
HERNANDEZ ROBERT M	Director	A Award	2015-05-21	2015-05-26	1,469	—	$0	25,872	SEC↗
HERNANDEZ ROBERT M	Director	F Tax w/h	2015-05-21	2015-05-26	391	$108.90	$42.6K	26,038	SEC↗
MENIKOFF PETER	Director	A Award	2015-05-21	2015-05-26	2,387	—	$0	58,865	SEC↗
MENIKOFF PETER	Director	F Tax w/h	2015-05-21	2015-05-26	636	$108.90	$69.3K	59,454	SEC↗
MULLIN LEO F	Director	F Tax w/h	2015-05-21	2015-05-26	391	$108.90	$42.6K	17,846	SEC↗
MULLIN LEO F	Director	A Award	2015-05-21	2015-05-26	1,469	—	$0	18,113	SEC↗
Ross Kimberly A.	Director	F Tax w/h	2015-05-21	2015-05-26	636	$108.90	$69.3K	4,293	SEC↗
Ross Kimberly A.	Director	A Award	2015-05-21	2015-05-26	2,387	—	$0	4,929	SEC↗
SCULLY ROBERT W	Director	A Award	2015-05-21	2015-05-26	2,387	—	$0	4,929	SEC↗
SCULLY ROBERT W	Director	F Tax w/h	2015-05-21	2015-05-26	636	$108.90	$69.3K	4,293	SEC↗
Shanks Eugene B. JR	Director	A Award	2015-05-21	2015-05-26	1,469	—	$0	7,082	SEC↗
Shanks Eugene B. JR	Director	F Tax w/h	2015-05-21	2015-05-26	391	$108.90	$42.6K	6,691	SEC↗
Shasta Theodore	Director	F Tax w/h	2015-05-21	2015-05-26	391	$108.90	$42.6K	8,678	SEC↗
Shasta Theodore	Director	A Award	2015-05-21	2015-05-26	1,469	—	$0	9,069	SEC↗
SIDWELL DAVID H	Director	A Award	2015-05-21	2015-05-26	1,469	—	$0	6,033	SEC↗
SIDWELL DAVID H	Director	F Tax w/h	2015-05-21	2015-05-26	391	$108.90	$42.6K	5,642	SEC↗
Steimer Olivier	Director	F Tax w/h	2015-05-21	2015-05-26	106	$108.90	$11.5K	16,310	SEC↗
Steimer Olivier	Director	A Award	2015-05-21	2015-05-26	1,469	—	$0	16,339	SEC↗
Keogh John W	Vice Chairman, COO and*	F Tax w/h	2015-05-20	2015-05-22	11,501	$109.11	$1.25M	205,557	SEC↗
Keogh John W	Vice Chairman, COO and*	A Award	2015-05-20	2015-05-22	17,910	—	$0	217,058	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award	2015-05-20	2015-05-22	46,177	—	$0	1,243,865	SEC↗
GREENBERG EVAN G	Chairman & CEO	F Tax w/h	2015-05-20	2015-05-22	29,424	$109.11	$3.21M	1,214,441	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	F Tax w/h	2015-05-20	2015-05-22	3,754	$109.11	$409.6K	276,084	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	A Award	2015-05-20	2015-05-22	6,777	—	$0	279,838	SEC↗
GREENBERG EVAN G	Chairman & CEO	F Tax w/h	2015-02-28	2015-03-03	4,959	$114.01	$565.4K	1,197,688	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	F Tax w/h	2015-02-28	2015-03-03	1,172	$114.01	$133.6K	273,061	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	F Tax w/h	2015-02-28	2015-03-03	2,011	$114.01	$229.3K	153,419	SEC↗
Keogh John W	Vice Chairman, COO and*	F Tax w/h	2015-02-28	2015-03-03	2,208	$114.01	$251.7K	207,973	SEC↗
Lupica John J	Chrm, Ins - NA,*	F Tax w/h	2015-02-28	2015-03-03	1,257	$114.01	$143.3K	133,328	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	F Tax w/h	2015-02-28	2015-03-03	519	$114.01	$59.2K	75,993	SEC↗
GREENBERG EVAN G	Chairman & CEO	F Tax w/h	2015-02-27	2015-03-03	2,741	$114.01	$312.5K	1,202,647	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	F Tax w/h	2015-02-27	2015-03-03	603	$114.01	$68.7K	274,233	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	F Tax w/h	2015-02-27	2015-03-03	925	$114.01	$105.5K	155,430	SEC↗
Keogh John W	Vice Chairman, COO and*	F Tax w/h	2015-02-27	2015-03-03	1,192	$114.01	$135.9K	210,181	SEC↗
Lupica John J	Chrm, Ins - NA,*	F Tax w/h	2015-02-27	2015-03-03	840	$114.01	$95.8K	134,585	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	F Tax w/h	2015-02-27	2015-03-03	507	$114.01	$57.8K	76,512	SEC↗
Wayland Joseph F	General Counsel	F Tax w/h	2015-02-27	2015-03-03	284	$114.01	$32.4K	40,746	SEC↗
Keogh John W	Vice Chairman, COO and*	A Award deriv	2015-02-26	2015-03-02	34,103	—	$0	231,118	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	A Award deriv	2015-02-26	2015-03-02	18,728	—	$0	181,909	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	A Award deriv	2015-02-26	2015-03-02	16,115	—	$0	146,516	SEC↗
Lupica John J	Chrm, Ins - NA,*	A Award deriv	2015-02-26	2015-03-02	26,350	—	$0	151,733	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award deriv	2015-02-26	2015-03-02	102,787	—	$0	1,297,772	SEC↗
Wayland Joseph F	General Counsel	A Award deriv	2015-02-26	2015-03-02	13,066	—	$0	19,956	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	A Award deriv	2015-02-26	2015-03-02	5,226	—	$0	54,130	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	A Award deriv	2015-02-26	2015-03-02	12,413	—	$0	111,102	SEC↗
Keogh John W	Vice Chairman, COO and*	A Award	2015-02-26	2015-03-02	16,884	—	$0	211,373	SEC↗
Keogh John W	Vice Chairman, COO and*	A Award	2015-02-26	2015-03-02	16,884	—	$0	194,489	SEC↗
Keogh John W	Vice Chairman, COO and*	A Award	2015-02-26	2015-03-02	8,698	—	$0	177,605	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	A Award	2015-02-26	2015-03-02	7,024	—	$0	274,836	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	A Award	2015-02-26	2015-03-02	7,024	—	$0	267,812	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	A Award	2015-02-26	2015-03-02	7,024	—	$0	260,788	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	A Award	2015-02-26	2015-03-02	6,044	—	$0	156,355	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	A Award	2015-02-26	2015-03-02	6,044	—	$0	144,267	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	A Award	2015-02-26	2015-03-02	6,044	—	$0	150,311	SEC↗
Lupica John J	Chrm, Ins - NA,*	A Award	2015-02-26	2015-03-02	9,883	—	$0	125,542	SEC↗
Lupica John J	Chrm, Ins - NA,*	A Award	2015-02-26	2015-03-02	9,883	—	$0	135,425	SEC↗
Lupica John J	Chrm, Ins - NA,*	A Award	2015-02-26	2015-03-02	9,883	—	$0	115,659	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award	2015-02-26	2015-03-02	57,828	—	$0	1,147,560	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award	2015-02-26	2015-03-02	9,638	—	$0	1,080,094	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award	2015-02-26	2015-03-02	9,638	—	$0	1,089,732	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award	2015-02-26	2015-03-02	57,828	—	$0	1,205,388	SEC↗
Wayland Joseph F	General Counsel	A Award	2015-02-26	2015-03-02	4,901	—	$0	41,030	SEC↗
Wayland Joseph F	General Counsel	A Award	2015-02-26	2015-03-02	4,901	—	$0	36,112	SEC↗
Wayland Joseph F	General Counsel	A Award	2015-02-26	2015-03-02	4,901	—	$0	31,211	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	A Award	2015-02-26	2015-03-02	3,921	—	$0	77,019	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	A Award	2015-02-26	2015-03-02	4,656	—	$0	135,613	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	A Award	2015-02-26	2015-03-02	4,656	—	$0	130,957	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	A Award	2015-02-26	2015-03-02	4,656	—	$0	126,301	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	F Tax w/h	2015-02-24	2015-02-26	1,132	$114.51	$129.6K	253,764	SEC↗
GREENBERG EVAN G	Chairman & CEO	F Tax w/h	2015-02-24	2015-02-26	6,180	$114.51	$707.7K	1,070,456	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	F Tax w/h	2015-02-24	2015-02-26	1,678	$114.51	$192.1K	138,223	SEC↗
Keogh John W	Vice Chairman, COO and*	F Tax w/h	2015-02-24	2015-02-26	2,020	$114.51	$231.3K	168,907	SEC↗
Lupica John J	Chrm, Ins - NA,*	F Tax w/h	2015-02-24	2015-02-26	1,160	$114.51	$132.8K	105,776	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	F Tax w/h	2015-02-24	2015-02-26	633	$114.51	$72.5K	73,098	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	F Tax w/h	2015-02-23	2015-02-25	933	$113.56	$106.0K	254,896	SEC↗
GREENBERG EVAN G	Chairman & CEO	F Tax w/h	2015-02-23	2015-02-25	4,386	$113.56	$498.1K	1,076,636	SEC↗
Keogh John W	Vice Chairman, COO and*	F Tax w/h	2015-02-23	2015-02-25	1,688	$113.56	$191.7K	170,927	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	F Tax w/h	2015-02-23	2015-02-25	1,554	$113.56	$176.5K	139,901	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	F Tax w/h	2015-02-23	2015-02-25	550	$113.56	$62.5K	73,731	SEC↗
Lupica John J	Chrm, Ins - NA,*	F Tax w/h	2015-02-23	2015-02-25	727	$113.56	$82.6K	106,936	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	S Sale	2014-12-23	2014-12-29	17,500	$115.45	$2.02M	121,645	SEC↗
GREENBERG EVAN G	Chairman & CEO	S Sale	2014-12-04	2014-12-05	38,930	$115.60	$4.50M	1,081,022	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2014-12-03	2014-12-05	8,693	—	$0	60,735	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2014-12-03	2014-12-05	17,386	—	$0	1,119,952	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2014-12-03	2014-12-05	8,693	—	$0	60,735	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2014-12-01	2014-12-02	437	—	$0	1,137,338	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2014-11-28	2014-12-02	5,162	—	$0	52,042	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2014-11-28	2014-12-02	5,162	—	$0	52,042	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2014-11-28	2014-12-02	655	—	$0	1,137,775	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2014-11-28	2014-12-02	10,324	—	$0	0	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	M Exercise deriv	2014-10-30	2014-11-03	6,000	—	$0	50,154	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	M Exercise deriv	2014-10-30	2014-11-03	1,250	—	$0	48,904	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	S Sale	2014-10-30	2014-11-03	974	$108.00	$105.2K	74,281	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	M Exercise	2014-10-30	2014-11-03	6,000	$44.48	$266.9K	78,005	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	S Sale	2014-10-30	2014-11-03	4,000	$108.04	$432.2K	74,005	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	M Exercise	2014-10-30	2014-11-03	1,250	$39.93	$49.9K	75,255	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise deriv	2014-10-28	2014-10-30	25,000	—	$0	130,401	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	S Sale	2014-10-28	2014-10-30	25,000	$108.64	$2.72M	141,455	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise	2014-10-28	2014-10-30	25,000	$56.40	$1.41M	166,455	SEC↗
MENIKOFF PETER	Director	G Gift	2014-10-23	2014-10-23	220	—	$0	56,478	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise deriv	2014-09-19	2014-09-23	1,126	—	$0	155,401	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise	2014-09-19	2014-09-23	1,126	$56.40	$63.5K	142,581	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	S Sale	2014-09-19	2014-09-23	1,126	$107.95	$121.6K	141,455	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise deriv	2014-09-18	2014-09-19	23,874	—	$0	156,527	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise	2014-09-18	2014-09-19	23,874	$56.40	$1.35M	165,329	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	S Sale	2014-09-18	2014-09-19	23,874	$107.50	$2.57M	141,455	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise deriv	2014-09-10	2014-09-11	12,250	—	$0	180,401	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise deriv	2014-09-10	2014-09-11	15,500	—	$0	192,651	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise	2014-09-10	2014-09-11	2,248	$44.48	$100.0K	143,703	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise	2014-09-10	2014-09-11	10,477	$56.40	$590.9K	151,932	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	S Sale	2014-09-10	2014-09-11	10,477	$105.56	$1.11M	141,455	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	S Sale	2014-09-10	2014-09-11	2,248	$105.55	$237.3K	141,455	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	S Sale	2014-09-10	2014-09-11	13,252	$105.56	$1.40M	141,455	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise	2014-09-10	2014-09-11	1,773	$56.40	$100.0K	143,228	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	S Sale	2014-09-10	2014-09-11	1,773	$105.55	$187.1K	141,455	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	M Exercise	2014-09-10	2014-09-11	13,252	$44.48	$589.4K	154,707	SEC↗
ATIEH MICHAEL G	Director	S Sale	2014-09-05	2014-09-09	5,000	$105.95	$529.8K	35,660	SEC↗
Wayland Joseph F	General Counsel	F Tax w/h	2014-08-15	2014-08-19	1,955	$103.50	$202.3K	26,310	SEC↗
Keogh John W	Vice Chairman, COO and*	S Sale	2014-06-11	2014-06-11	20,683	$104.05	$2.15M	172,615	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	M Exercise deriv	2014-06-10	2014-06-11	1,773	—	$0	163,181	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	M Exercise	2014-06-10	2014-06-11	1,773	$56.40	$100.0K	255,829	SEC↗
MENIKOFF PETER	Director	S Sale	2014-05-19	2014-05-19	1,872	$102.15	$191.2K	56,698	SEC↗
ATIEH MICHAEL G	Director	A Award	2014-05-15	2014-05-19	1,564	—	$0	40,306	SEC↗
ATIEH MICHAEL G	Director	F Tax w/h	2014-05-15	2014-05-19	380	$102.29	$38.9K	40,660	SEC↗
CIRILLO MARY A	Director	F Tax w/h	2014-05-15	2014-05-19	625	$102.29	$63.9K	28,834	SEC↗
CIRILLO MARY A	Director	A Award	2014-05-15	2014-05-19	2,659	—	$0	29,154	SEC↗
HERNANDEZ ROBERT M	Director	F Tax w/h	2014-05-15	2014-05-19	380	$102.29	$38.9K	25,543	SEC↗
HERNANDEZ ROBERT M	Director	A Award	2014-05-15	2014-05-19	1,564	—	$0	25,386	SEC↗
MENIKOFF PETER	Director	F Tax w/h	2014-05-15	2014-05-19	625	$102.29	$63.9K	58,570	SEC↗
MENIKOFF PETER	Director	A Award	2014-05-15	2014-05-19	2,542	—	$0	58,017	SEC↗
Shanks Eugene B. JR	Director	A Award	2014-05-15	2014-05-19	1,564	—	$0	5,993	SEC↗
Shanks Eugene B. JR	Director	F Tax w/h	2014-05-15	2014-05-19	380	$102.29	$38.9K	5,613	SEC↗
MULLIN LEO F	Director	A Award	2014-05-15	2014-05-19	1,564	—	$0	16,904	SEC↗
MULLIN LEO F	Director	F Tax w/h	2014-05-15	2014-05-19	380	$102.29	$38.9K	16,644	SEC↗
Shasta Theodore	Director	A Award	2014-05-15	2014-05-19	1,564	—	$0	7,980	SEC↗
Shasta Theodore	Director	F Tax w/h	2014-05-15	2014-05-19	380	$102.29	$38.9K	7,600	SEC↗
CONNORS MICHAEL P	Director	A Award	2014-05-15	2014-05-19	1,564	—	$0	9,202	SEC↗
CONNORS MICHAEL P	Director	F Tax w/h	2014-05-15	2014-05-19	679	$102.29	$69.5K	8,523	SEC↗
Steimer Olivier	Director	A Award	2014-05-15	2014-05-19	1,564	—	$0	14,899	SEC↗
Steimer Olivier	Director	F Tax w/h	2014-05-15	2014-05-19	103	$102.29	$10.5K	14,870	SEC↗
EDWARDSON JOHN A	Director	A Award	2014-05-15	2014-05-19	2,542	—	$0	2,542	SEC↗
Ross Kimberly A.	Director	A Award	2014-05-15	2014-05-19	2,542	—	$0	2,542	SEC↗
SCULLY ROBERT W	Director	A Award	2014-05-15	2014-05-19	2,542	—	$0	2,542	SEC↗
SIDWELL DAVID H	Director	A Award	2014-05-15	2014-05-19	1,564	—	$0	4,564	SEC↗
GREENBERG EVAN G	Chairman & CEO	F Tax w/h	2014-05-15	2014-05-19	53,345	$102.29	$5.46M	1,135,373	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award	2014-05-15	2014-05-19	59,360	—	$0	1,188,718	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	F Tax w/h	2014-05-15	2014-05-19	6,714	$102.29	$686.8K	254,056	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	A Award	2014-05-15	2014-05-19	8,600	—	$0	260,770	SEC↗
Lupica John J	Chrm, Ins - NA,*	F Tax w/h	2014-05-15	2014-05-19	1,147	$102.29	$117.3K	107,422	SEC↗
Keogh John W	Vice Chairman, COO and*	F Tax w/h	2014-05-15	2014-05-19	12,467	$102.29	$1.28M	193,298	SEC↗
Keogh John W	Vice Chairman, COO and*	A Award	2014-05-15	2014-05-19	12,280	—	$0	205,765	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	M Exercise deriv	2014-05-05	2014-05-06	21,000	—	$0	164,954	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	S Sale	2014-05-05	2014-05-06	18,752	$102.16	$1.92M	252,170	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	M Exercise	2014-05-05	2014-05-06	21,000	$44.48	$934.1K	270,922	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	F Tax w/h	2014-02-28	2014-11-03	519	$97.87	$50.8K	72,005	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	F Tax w/h	2014-02-28	2014-03-04	1,172	$97.87	$114.7K	249,922	SEC↗
GREENBERG EVAN G	Chairman & CEO	F Tax w/h	2014-02-28	2014-03-04	3,997	$97.87	$391.2K	1,129,358	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	F Tax w/h	2014-02-28	2014-03-04	2,010	$97.87	$196.7K	141,455	SEC↗
Keogh John W	Vice Chairman, COO and*	F Tax w/h	2014-02-28	2014-03-04	2,208	$97.87	$216.1K	193,485	SEC↗
Lupica John J	Chrm, Ins - NA,*	F Tax w/h	2014-02-28	2014-03-04	1,251	$97.87	$122.4K	108,569	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	A Award deriv	2014-02-27	2014-11-03	5,167	—	$0	56,154	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	A Award	2014-02-27	2014-11-03	4,651	—	$0	71,297	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award deriv	2014-02-27	2014-03-03	98,181	—	$0	1,194,985	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	A Award deriv	2014-02-27	2014-03-03	17,225	—	$0	185,954	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	A Award deriv	2014-02-27	2014-03-03	15,933	—	$0	208,151	SEC↗
Keogh John W	Vice Chairman, COO and*	A Award deriv	2014-02-27	2014-03-03	31,134	—	$0	197,015	SEC↗
Lupica John J	Chrm, Ins - NA,*	A Award deriv	2014-02-27	2014-03-03	23,469	—	$0	125,383	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	A Award deriv	2014-02-27	2014-03-03	12,057	—	$0	98,689	SEC↗
Wayland Joseph F	General Counsel	A Award deriv	2014-02-27	2014-03-03	6,890	—	$0	6,890	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award	2014-02-27	2014-03-03	11,046	$96.76	$1.07M	1,000,811	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award	2014-02-27	2014-03-03	11,045	$96.76	$1.07M	989,765	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award	2014-02-27	2014-03-03	66,272	$96.76	$6.41M	1,067,083	SEC↗
GREENBERG EVAN G	Chairman & CEO	A Award	2014-02-27	2014-03-03	66,272	$96.76	$6.41M	1,133,355	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	A Award	2014-02-27	2014-03-03	7,751	$96.76	$750.0K	243,343	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	A Award	2014-02-27	2014-03-03	7,751	$96.76	$750.0K	251,094	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	A Award	2014-02-27	2014-03-03	7,751	$96.76	$750.0K	235,592	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	A Award	2014-02-27	2014-03-03	7,170	$96.76	$693.8K	136,295	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	A Award	2014-02-27	2014-03-03	7,170	$96.76	$693.8K	129,125	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	A Award	2014-02-27	2014-03-03	7,170	$96.76	$693.8K	143,465	SEC↗
Keogh John W	Vice Chairman, COO and*	A Award	2014-02-27	2014-03-03	9,527	$96.76	$921.8K	158,707	SEC↗
Keogh John W	Vice Chairman, COO and*	A Award	2014-02-27	2014-03-03	18,493	$96.76	$1.79M	177,200	SEC↗
Keogh John W	Vice Chairman, COO and*	A Award	2014-02-27	2014-03-03	18,493	$96.76	$1.79M	195,693	SEC↗
Lupica John J	Chrm, Ins - NA,*	A Award	2014-02-27	2014-03-03	10,561	$96.76	$1.02M	99,259	SEC↗
Lupica John J	Chrm, Ins - NA,*	A Award	2014-02-27	2014-03-03	10,561	$96.76	$1.02M	109,820	SEC↗
Lupica John J	Chrm, Ins - NA,*	A Award	2014-02-27	2014-03-03	10,561	$96.76	$1.02M	88,698	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	A Award	2014-02-27	2014-03-03	5,426	$96.76	$525.0K	139,145	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	A Award	2014-02-27	2014-03-03	5,426	$96.76	$525.0K	128,293	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	A Award	2014-02-27	2014-03-03	5,426	$96.76	$525.0K	133,719	SEC↗
Wayland Joseph F	General Counsel	A Award	2014-02-27	2014-03-03	3,100	$96.76	$300.0K	22,065	SEC↗
Wayland Joseph F	General Counsel	A Award	2014-02-27	2014-03-03	3,100	$96.76	$300.0K	25,165	SEC↗
Wayland Joseph F	General Counsel	A Award	2014-02-27	2014-03-03	3,100	$96.76	$300.0K	28,265	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	F Tax w/h	2014-02-25	2014-11-03	787	$96.53	$76.0K	66,646	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	F Tax w/h	2014-02-25	2014-02-27	1,486	$96.53	$143.4K	227,841	SEC↗
GREENBERG EVAN G	Chairman & CEO	F Tax w/h	2014-02-25	2014-02-27	5,937	$96.53	$573.1K	978,720	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	F Tax w/h	2014-02-25	2014-02-27	2,686	$96.53	$259.3K	121,955	SEC↗
Keogh John W	Vice Chairman, COO and*	F Tax w/h	2014-02-25	2014-02-27	3,211	$96.53	$310.0K	149,180	SEC↗
Lupica John J	Chrm, Ins - NA,*	F Tax w/h	2014-02-25	2014-02-27	1,323	$96.53	$127.7K	78,137	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	F Tax w/h	2014-02-24	2014-11-03	632	$96.79	$61.2K	67,433	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	F Tax w/h	2014-02-24	2014-02-26	1,130	$96.79	$109.4K	229,327	SEC↗
GREENBERG EVAN G	Chairman & CEO	F Tax w/h	2014-02-24	2014-02-26	4,982	$96.79	$482.2K	984,657	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	F Tax w/h	2014-02-24	2014-02-26	1,660	$96.79	$160.7K	124,641	SEC↗
Keogh John W	Vice Chairman, COO and*	F Tax w/h	2014-02-24	2014-02-26	1,829	$96.79	$177.0K	152,391	SEC↗
Lupica John J	Chrm, Ins - NA,*	F Tax w/h	2014-02-24	2014-02-26	1,160	$96.79	$112.3K	79,460	SEC↗
MEDINI PAUL BENNETT	Chief Accounting Officer	F Tax w/h	2014-02-23	2014-11-03	550	$97.19	$53.5K	68,065	SEC↗
BANCROFT PHILIP V	Chief Financial Officer	F Tax w/h	2014-02-23	2014-02-25	943	$97.19	$91.7K	230,457	SEC↗
GREENBERG EVAN G	Chairman & CEO	F Tax w/h	2014-02-23	2014-02-25	4,340	$97.19	$421.8K	989,639	SEC↗
Keogh John W	Vice Chairman, COO and*	F Tax w/h	2014-02-23	2014-02-25	1,686	$97.19	$163.9K	154,220	SEC↗
Lupica John J	Chrm, Ins - NA,*	F Tax w/h	2014-02-23	2014-02-25	724	$97.19	$70.4K	80,620	SEC↗
BOROUGHS TIMOTHY ALAN	Chief Investment Officer*	F Tax w/h	2014-02-23	2014-02-25	1,553	$97.19	$150.9K	126,301	SEC↗
GREENBERG EVAN G	Chairman & CEO	M Exercise deriv	2014-01-31	2014-02-04	140,000	—	$0	1,096,804	SEC↗
GREENBERG EVAN G	Chairman & CEO	M Exercise	2014-01-31	2014-02-04	140,000	$44.48	$6.23M	1,109,325	SEC↗
GREENBERG EVAN G	Chairman & CEO	S Sale	2014-01-31	2014-02-04	94,096	$94.02	$8.85M	1,015,229	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2014-01-31	2014-02-04	21,250	—	$0	993,979	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2014-01-31	2014-02-04	10,625	—	$0	46,880	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2014-01-31	2014-02-04	10,625	—	$0	46,880	SEC↗
Lupica John J	Chrm, Ins - NA,*	M Exercise deriv	2013-12-24	2013-12-27	2,596	—	$0	101,914	SEC↗
Lupica John J	Chrm, Ins - NA,*	M Exercise deriv	2013-12-24	2013-12-27	1,781	—	$0	104,510	SEC↗
Lupica John J	Chrm, Ins - NA,*	M Exercise deriv	2013-12-24	2013-12-27	1,773	—	$0	106,291	SEC↗
Lupica John J	Chrm, Ins - NA,*	M Exercise deriv	2013-12-24	2013-12-27	2,248	—	$0	108,064	SEC↗
Lupica John J	Chrm, Ins - NA,*	M Exercise	2013-12-24	2013-12-27	2,248	$44.48	$100.0K	74,914	SEC↗
Lupica John J	Chrm, Ins - NA,*	M Exercise	2013-12-24	2013-12-27	1,773	$56.40	$100.0K	76,687	SEC↗
Lupica John J	Chrm, Ins - NA,*	M Exercise	2013-12-24	2013-12-27	2,596	$38.51	$100.0K	81,064	SEC↗
Lupica John J	Chrm, Ins - NA,*	M Exercise	2013-12-24	2013-12-27	1,781	$56.14	$100.0K	78,468	SEC↗
Keogh John W	Vice Chairman, COO and*	G Gift	2013-12-13	2013-12-16	1,300	—	$0	155,906	SEC↗
GREENBERG EVAN G	Chairman & CEO	G Gift	2013-12-11	2013-12-17	994	—	$0	969,325	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	M Exercise deriv	2013-12-09	2013-12-10	8,500	—	$0	86,632	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	S Sale	2013-12-09	2013-12-10	8,500	$101.83	$865.6K	122,867	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	S Sale	2013-12-09	2013-12-10	25,300	$101.78	$2.58M	122,867	SEC↗
RINGSTED SEAN	Chief Risk Officer and*	M Exercise	2013-12-09	2013-12-10	8,500	$44.48	$378.1K	131,367	SEC↗
MENIKOFF PETER	Director	G Gift	2013-12-06	2013-12-09	200	—	$0	55,475	SEC↗
Wayland Joseph F	General Counsel	A Award	2013-08-15	2013-08-19	18,965	—	$0	18,965	SEC↗
Cusumano Robert	General Counsel	G Gift	2013-07-26	2013-07-29	110	—	$0	58,722	SEC↗
Cusumano Robert	General Counsel	S Sale	2013-07-25	2013-07-29	5,738	$92.06	$528.2K	58,832	SEC↗
Keogh John W	Vice Chairman, COO and*	G Gift	2013-07-02	2013-07-03	500	—	$0	157,206	SEC↗
Cusumano Robert	General Counsel	M Exercise deriv	2013-06-14	2013-06-18	7,512	—	$0	95,831	SEC↗
Cusumano Robert	General Counsel	M Exercise deriv	2013-06-14	2013-06-18	2,596	—	$0	93,235	SEC↗
Cusumano Robert	General Counsel	M Exercise	2013-06-14	2013-06-18	7,512	$39.93	$300.0K	61,974	SEC↗
Cusumano Robert	General Counsel	M Exercise	2013-06-14	2013-06-18	2,596	$38.51	$100.0K	64,570	SEC↗
MENIKOFF PETER	Director	S Sale	2013-05-20	2013-05-20	2,292	$91.46	$209.6K	55,675	SEC↗
ATIEH MICHAEL G	Director	A Award	2013-05-16	2013-05-20	1,520	—	$0	38,858	SEC↗
ATIEH MICHAEL G	Director	F Tax w/h	2013-05-16	2013-05-20	465	$92.11	$42.8K	38,742	SEC↗
CIRILLO MARY A	Director	F Tax w/h	2013-05-16	2013-05-20	764	$92.11	$70.4K	26,495	SEC↗
CIRILLO MARY A	Director	A Award	2013-05-16	2013-05-20	2,497	—	$0	26,956	SEC↗
HERNANDEZ ROBERT M	Director	A Award	2013-05-16	2013-05-20	1,520	—	$0	25,149	SEC↗
HERNANDEZ ROBERT M	Director	F Tax w/h	2013-05-16	2013-05-20	465	$92.11	$42.8K	25,216	SEC↗
MENIKOFF PETER	Director	A Award	2013-05-16	2013-05-20	2,497	—	$0	57,562	SEC↗
MENIKOFF PETER	Director	F Tax w/h	2013-05-16	2013-05-20	764	$92.11	$70.4K	57,967	SEC↗
MULLIN LEO F	Director	A Award	2013-05-16	2013-05-20	1,520	—	$0	15,686	SEC↗
MULLIN LEO F	Director	F Tax w/h	2013-05-16	2013-05-20	465	$92.11	$42.8K	15,340	SEC↗
NEFF THOMAS J	Director	A Award	2013-05-16	2013-05-20	2,627	—	$0	52,807	SEC↗
NEFF THOMAS J	Director	F Tax w/h	2013-05-16	2013-05-20	804	$92.11	$74.1K	52,968	SEC↗
RIPP ROBERT	Director	A Award	2013-05-16	2013-05-20	1,520	—	$0	47,166	SEC↗
RIPP ROBERT	Director	F Tax w/h	2013-05-16	2013-05-20	465	$92.11	$42.8K	47,312	SEC↗
Shanks Eugene B. JR	Director	A Award	2013-05-16	2013-05-20	1,520	—	$0	4,894	SEC↗
Shanks Eugene B. JR	Director	F Tax w/h	2013-05-16	2013-05-20	465	$92.11	$42.8K	4,429	SEC↗