AEMD

AETHLON MEDICAL INCCIK 882291 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for AEMD PRO

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AI insights for AEMD

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
LAROSA STEVEN P	Chief Medical Officer	3	$0	$0	2026-10-08
FRAKES JAMES B	Chief Financial Officer	35	$0	$0	2026-10-08
Gikakis Nicolas	Director	17	$0	$0	2026-09-30
Shah Chetan	Director	64	$0	$56.6K	2026-09-30
BROENNIMAN EDWARD G	Director	44	$0	$0	2026-09-30
Rossetti Angela	Director	6	$0	$0	2026-04-17
Arnold Lee D	Chief Scientific Officer	1	$0	$0	2023-02-01
JOHNSON SABRINA MARTUCCI	Director	20	$0	$0	2022-03-31
Cipriani Guy F.	Sr. V.P., Chief Bus. Officer	14	$0	$0	2022-02-10
FISHER CHARLES J JR	Director	18	$0	$0	2022-02-10
RODELL TIMOTHY C JR	Interim CEO	2	$0	$0	2020-04-03
Joyce James A	Chairman, CEO, Secretary	24	$0	$0	2018-10-31
KENLEY RODNEY S	President	18	$0	$0	2018-10-31
BARRY FRANKLYN S JR	Director	8	$0	$0	2016-09-30
Tullis Richard	VP, CHIEF SCIENCE OFFICER	1	$0	$0	2014-06-06
Ward Phillip A	Other	2	$0	$0	2014-03-14

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
FRAKES JAMES B	CFO/CEO, Director	A Award	2026-10-08	2026-10-13	42,000	—	$0	42,063	SEC↗
LAROSA STEVEN P	Chief Medical Officer	A Award	2026-10-08	2026-10-15	42,000	—	$0	42,057	SEC↗
Shah Chetan	Director	F Tax w/h	2026-09-30	2026-10-15	436	$6.52	$2.8K	3,787	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2026-09-30	2026-10-15	436	$6.52	$2.8K	3,784	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2026-09-30	2026-10-15	218	$6.52	$1.4K	4,313	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2026-06-30	2026-07-01	1,091	$0.82	$895	22,363	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2026-06-30	2026-07-01	2,182	$0.82	$1.8K	20,663	SEC↗
Shah Chetan	Director	F Tax w/h	2026-06-30	2026-07-01	2,182	$0.82	$1.8K	20,840	SEC↗
BROENNIMAN EDWARD G	Director	A Award	2026-04-17	2026-04-21	21,815	$2.29	$50.0K	23,454	SEC↗
Gikakis Nicolas	Director	A Award	2026-04-17	2026-04-21	21,815	$2.29	$50.0K	22,844	SEC↗
Shah Chetan	Director	A Award	2026-04-17	2026-04-21	21,815	$2.29	$50.0K	23,021	SEC↗
Rossetti Angela	Director	A Award	2026-04-17	2026-04-21	21,815	$2.29	$50.0K	26,207	SEC↗
Rossetti Angela	Director	A Award	2026-04-17	2026-10-15	21,815	$2.29	$50.0K	4,846	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2026-03-31	2026-04-01	89	$2.19	$195	1,915	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2026-03-31	2026-04-01	178	$2.19	$390	1,464	SEC↗
Shah Chetan	Director	F Tax w/h	2026-03-31	2026-04-01	178	$2.19	$390	1,463	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2025-12-31	2026-01-02	89	$2.77	$247	2,807	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2025-12-31	2026-01-02	179	$2.77	$496	2,357	SEC↗
Shah Chetan	Director	F Tax w/h	2025-12-31	2026-01-02	179	$2.77	$496	2,356	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2025-09-30	2025-10-02	1,786	$0.75	$1.3K	22,683	SEC↗
Shah Chetan	Director	F Tax w/h	2025-09-30	2025-10-02	1,786	$0.75	$1.3K	22,672	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2025-09-30	2025-10-02	893	$0.75	$670	25,397	SEC↗
Shah Chetan	Director	F Tax w/h	2025-06-30	2025-07-01	1,786	$1.20	$2.1K	19,993	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2025-06-30	2025-07-01	1,786	$1.20	$2.1K	20,004	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2025-06-30	2025-07-01	893	$1.20	$1.1K	21,825	SEC↗
Shah Chetan	Director	A Award	2025-04-23	2025-04-25	142,857	$0.36	$51.4K	174,233	SEC↗
BROENNIMAN EDWARD G	Director	A Award	2025-04-23	2025-04-25	142,857	$0.35	$50.0K	181,741	SEC↗
Rossetti Angela	Director	A Award	2025-04-23	2025-04-25	142,857	$0.35	$50.0K	343,400	SEC↗
Gikakis Nicolas	Director	A Award	2025-04-23	2025-04-25	142,857	$0.35	$50.0K	174,320	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2025-03-31	2025-04-01	3,289	$0.36	$1.2K	31,463	SEC↗
Shah Chetan	Director	F Tax w/h	2025-03-31	2025-04-01	3,289	$0.36	$1.2K	31,376	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2025-03-31	2025-04-01	1,645	$0.36	$592	38,884	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2024-12-31	2025-01-03	3,289	$0.86	$2.8K	34,752	SEC↗
Shah Chetan	Director	F Tax w/h	2024-12-31	2025-01-03	3,289	$0.86	$2.8K	34,665	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2024-12-31	2025-01-03	1,645	$0.86	$1.4K	40,529	SEC↗
Shah Chetan	Director	F Tax w/h	2024-09-30	2024-10-01	3,289	$0.47	$1.5K	37,954	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2024-09-30	2024-10-01	1,645	$0.47	$773	42,174	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2024-09-30	2024-10-01	3,289	$0.47	$1.5K	38,041	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2024-06-28	2024-07-01	1,645	$0.50	$823	43,819	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2024-06-28	2024-07-01	5,244	$0.50	$2.6K	41,330	SEC↗
Shah Chetan	Director	F Tax w/h	2024-06-28	2024-07-01	3,289	$0.50	$1.6K	41,243	SEC↗
Gikakis Nicolas	Director	A Award	2024-04-16	2024-04-17	32,894	$1.52	$50.0K	46,574	SEC↗
Shah Chetan	Director	A Award	2024-04-16	2024-04-17	32,894	$1.52	$50.0K	44,532	SEC↗
Rossetti Angela	Director	A Award	2024-04-16	2024-04-17	32,894	$1.52	$50.0K	200,543	SEC↗
BROENNIMAN EDWARD G	Director	A Award	2024-04-16	2024-04-17	32,894	$1.52	$50.0K	45,464	SEC↗
Shah Chetan	Director	F Tax w/h	2024-03-29	2024-04-01	1,163	$1.68	$2.0K	11,638	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2024-03-29	2024-04-01	1,163	$1.68	$2.0K	12,570	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2024-03-29	2024-04-01	1,954	$1.68	$3.3K	13,680	SEC↗
Shah Chetan	Director	F Tax w/h	2023-12-29	2024-01-02	1,163	$2.19	$2.5K	12,801	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2023-12-29	2024-01-02	1,163	$2.19	$2.5K	13,733	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2023-12-29	2024-01-02	1,954	$2.19	$4.3K	15,634	SEC↗
Gikakis Nicolas	Director	F Tax w/h	2023-09-29	2023-09-29	19,541	$0.23	$4.5K	175,873	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2023-09-29	2023-09-29	11,628	$0.23	$2.7K	148,957	SEC↗
Shah Chetan	Director	F Tax w/h	2023-09-29	2023-09-29	11,628	$0.23	$2.7K	139,637	SEC↗
Gikakis Nicolas	Director	A Award	2023-07-03	2023-07-06	195,414	—	$0	195,414	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2023-06-30	2023-07-03	11,628	$0.36	$4.2K	160,585	SEC↗
Shah Chetan	Director	F Tax w/h	2023-06-30	2023-07-03	11,628	$0.36	$4.2K	151,265	SEC↗
Shah Chetan	Director	A Award	2023-04-28	2023-05-01	116,279	—	$0	162,893	SEC↗
Rossetti Angela	Director	A Award	2023-04-28	2023-05-01	116,279	—	$0	167,649	SEC↗
BROENNIMAN EDWARD G	Director	A Award	2023-04-28	2023-05-01	116,279	—	$0	172,213	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2023-03-31	2023-03-31	3,425	$0.39	$1.3K	55,934	SEC↗
Shah Chetan	Director	F Tax w/h	2023-03-31	2023-03-31	3,425	$0.39	$1.3K	46,614	SEC↗
Arnold Lee D	Chief Scientific Officer	A Award deriv	2023-02-01	2023-02-02	60,620	—	$0	60,620	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2022-12-30	2022-12-30	3,425	$0.28	$959	59,359	SEC↗
Shah Chetan	Director	F Tax w/h	2022-12-30	2022-12-30	3,425	$0.28	$959	50,039	SEC↗
Shah Chetan	Director	F Tax w/h	2022-09-30	2022-10-04	6,849	$0.58	$4.0K	53,464	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2022-09-30	2022-10-04	6,849	$0.58	$4.0K	62,784	SEC↗
Shah Chetan	Director	A Award	2022-09-15	2022-09-16	34,247	—	$0	60,313	SEC↗
BROENNIMAN EDWARD G	Director	A Award	2022-09-15	2022-09-16	34,247	—	$0	69,633	SEC↗
Rossetti Angela	Director	A Award	2022-09-15	2022-09-16	51,370	—	$0	51,370	SEC↗
Shah Chetan	Director	F Tax w/h	2022-03-31	2022-03-31	2,430	$1.46	$3.5K	26,066	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2022-03-31	2022-03-31	2,430	$1.46	$3.5K	35,386	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2022-03-31	2022-03-31	2,430	$1.46	$3.5K	33,642	SEC↗
FISHER CHARLES J JR	Chief Executive Officer	A Award deriv	2022-02-10	2022-02-11	192,600	—	$0	192,600	SEC↗
LAROSA STEVEN P	Chief Medical Officer	A Award deriv	2022-02-10	2022-02-11	100,200	—	$0	100,200	SEC↗
Cipriani Guy F.	Sr. V.P., Chief Bus. Officer	A Award deriv	2022-02-10	2022-02-11	100,200	—	$0	100,200	SEC↗
FRAKES JAMES B	CFO & Sr. VP ? Finance	A Award deriv	2022-02-10	2022-02-11	100,200	—	$0	100,200	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2021-12-31	2022-01-03	2,430	$1.86	$4.5K	36,072	SEC↗
Shah Chetan	Director	F Tax w/h	2021-12-31	2022-01-03	2,430	$1.86	$4.5K	28,496	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2021-12-31	2022-01-03	2,430	$1.86	$4.5K	37,816	SEC↗
Shah Chetan	Director	F Tax w/h	2021-09-30	2021-10-01	2,430	$3.86	$9.4K	30,926	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2021-09-30	2021-10-01	2,430	$3.86	$9.4K	38,502	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2021-09-30	2021-10-01	2,430	$3.86	$9.4K	40,246	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2021-06-30	2021-07-01	2,430	$4.91	$11.9K	42,676	SEC↗
Shah Chetan	Director	F Tax w/h	2021-06-30	2021-07-01	2,430	$4.91	$11.9K	33,356	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2021-06-30	2021-07-01	2,430	$4.91	$11.9K	40,932	SEC↗
FISHER CHARLES J JR	Chief Executive Officer	A Award deriv	2021-06-28	2021-06-30	266,888	—	$0	266,888	SEC↗
JOHNSON SABRINA MARTUCCI	Director	A Award	2021-04-01	2021-04-02	24,295	$2.06	$50.0K	43,362	SEC↗
BROENNIMAN EDWARD G	Director	A Award	2021-04-01	2021-04-02	24,295	$2.06	$50.0K	45,106	SEC↗
Shah Chetan	Director	A Award	2021-04-01	2021-04-02	24,295	$2.06	$50.0K	35,786	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2021-03-31	2021-04-02	2,575	$2.03	$5.2K	19,067	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2021-03-31	2021-04-02	2,575	$2.03	$5.2K	20,811	SEC↗
Shah Chetan	Director	F Tax w/h	2021-03-31	2021-04-02	2,575	$2.03	$5.2K	11,491	SEC↗
FISHER CHARLES J JR	Chief Executive Officer	F Tax w/h	2021-03-31	2021-04-02	2,575	$2.03	$5.2K	19,569	SEC↗
Cipriani Guy F.	Sr. V.P., Chief Bus. Officer	F Tax w/h	2021-03-31	2021-04-02	2,575	$2.03	$5.2K	17,901	SEC↗
Cipriani Guy F.	Sr. V.P., Chief Bus. Officer	A Award deriv	2021-01-04	2021-01-06	120,883	—	$0	120,883	SEC↗
LAROSA STEVEN P	Chief Medical Officer	A Award deriv	2021-01-04	2021-01-07	120,883	—	$0	120,883	SEC↗
Shah Chetan	Director	F Tax w/h	2020-12-31	2021-01-04	2,575	$2.47	$6.4K	14,066	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2020-12-31	2021-01-04	2,575	$2.47	$6.4K	21,642	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2020-12-31	2021-01-04	2,575	$2.47	$6.4K	23,386	SEC↗
Cipriani Guy F.	Director	F Tax w/h	2020-12-31	2021-01-04	2,575	$2.47	$6.4K	20,476	SEC↗
FISHER CHARLES J JR	Chief Executive Officer	F Tax w/h	2020-12-31	2021-01-04	2,575	$2.47	$6.4K	22,144	SEC↗
Shah Chetan	Director	S Sale	2020-12-17	2020-12-18	334	$2.09	$698	16,641	SEC↗
Shah Chetan	Director	S Sale	2020-12-17	2020-12-18	5,417	$2.10	$11.4K	16,975	SEC↗
Shah Chetan	Director	S Sale	2020-12-17	2020-12-18	21,101	$2.11	$44.5K	22,392	SEC↗
FISHER CHARLES J JR	Chief Executive Officer	A Award deriv	2020-10-30	2020-11-03	239,122	—	$0	239,122	SEC↗
Cipriani Guy F.	Director	F Tax w/h	2020-09-30	2020-10-01	2,389	$1.35	$3.2K	23,051	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2020-09-30	2020-10-01	2,389	$1.35	$3.2K	25,961	SEC↗
Shah Chetan	Director	F Tax w/h	2020-09-30	2020-10-01	2,389	$1.35	$3.2K	43,493	SEC↗
FISHER CHARLES J JR	Director	F Tax w/h	2020-09-30	2020-10-01	2,389	$1.35	$3.2K	24,719	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2020-09-30	2020-10-01	2,389	$1.35	$3.2K	24,217	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2020-06-30	2020-07-02	2,389	$2.03	$4.8K	27,421	SEC↗
FISHER CHARLES J JR	Director	F Tax w/h	2020-06-30	2020-07-02	2,389	$2.03	$4.8K	26,179	SEC↗
Cipriani Guy F.	Director	F Tax w/h	2020-06-30	2020-07-02	2,389	$2.03	$4.8K	24,511	SEC↗
Shah Chetan	Director	F Tax w/h	2020-06-30	2020-07-02	2,389	$2.03	$4.8K	44,953	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2020-06-30	2020-07-02	2,389	$2.03	$4.8K	25,677	SEC↗
FRAKES JAMES B	Chief Financial Officer	A Award deriv	2020-04-03	2020-09-17	140,472	—	$0	140,472	SEC↗
RODELL TIMOTHY C JR	Chief Executive Officer	A Award deriv	2020-04-03	2020-09-17	202,280	—	$0	202,280	SEC↗
BROENNIMAN EDWARD G	Director	A Award	2020-04-03	2020-09-17	929	—	$0	28,350	SEC↗
FISHER CHARLES J JR	Director	A Award	2020-04-03	2020-09-17	929	—	$0	27,108	SEC↗
Cipriani Guy F.	Director	A Award	2020-04-03	2020-09-17	929	—	$0	25,440	SEC↗
JOHNSON SABRINA MARTUCCI	Director	A Award	2020-04-03	2020-09-17	929	—	$0	26,606	SEC↗
Shah Chetan	Director	A Award	2020-04-03	2020-09-17	929	—	$0	45,882	SEC↗
BROENNIMAN EDWARD G	Director	A Award	2020-04-03	2020-04-07	23,893	—	$0	29,810	SEC↗
Cipriani Guy F.	Director	A Award	2020-04-03	2020-04-07	23,893	—	$0	26,900	SEC↗
Shah Chetan	Director	A Award	2020-04-03	2020-04-07	23,893	—	$0	47,342	SEC↗
JOHNSON SABRINA MARTUCCI	Director	A Award	2020-04-03	2020-04-07	23,893	—	$0	28,066	SEC↗
FISHER CHARLES J JR	Director	A Award	2020-04-03	2020-04-07	23,893	—	$0	28,568	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2020-03-31	2020-04-02	244	$1.52	$371	4,173	SEC↗
Shah Chetan	Director	F Tax w/h	2020-03-31	2020-04-02	244	$1.52	$371	23,449	SEC↗
FISHER CHARLES J JR	Director	F Tax w/h	2020-03-31	2020-04-02	244	$1.52	$371	4,675	SEC↗
Cipriani Guy F.	Director	F Tax w/h	2020-03-31	2020-04-02	244	$1.52	$371	3,007	SEC↗
FRAKES JAMES B	Chief Financial Officer	F Tax w/h	2020-01-31	2020-01-31	125	$3.70	$463	2,483	SEC↗
Shah Chetan	Director	F Tax w/h	2019-12-31	2020-01-02	246	$0.84	$207	23,693	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2019-12-31	2020-01-02	246	$0.84	$207	4,417	SEC↗
Cipriani Guy F.	Director	F Tax w/h	2019-12-31	2020-01-02	246	$0.84	$207	3,251	SEC↗
FISHER CHARLES J JR	Director	F Tax w/h	2019-12-31	2020-01-02	246	$0.84	$207	4,919	SEC↗
FRAKES JAMES B	Chief Financial Officer	F Tax w/h	2019-10-30	2019-10-31	115	$3.93	$452	2,608	SEC↗
FISHER CHARLES J JR	Director	F Tax w/h	2019-09-30	2019-10-02	3,684	$0.24	$884	77,469	SEC↗
Shah Chetan	Director	F Tax w/h	2019-09-30	2019-10-02	3,684	$0.24	$884	359,075	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2019-09-30	2019-10-02	3,684	$0.24	$884	69,944	SEC↗
Cipriani Guy F.	Director	F Tax w/h	2019-09-30	2019-10-02	3,684	$0.24	$884	52,444	SEC↗
FRAKES JAMES B	Chief Financial Officer	F Tax w/h	2019-07-31	2019-10-31	113	$3.30	$373	2,723	SEC↗
Shah Chetan	Director	F Tax w/h	2019-06-30	2019-07-02	3,684	$0.37	$1.4K	362,759	SEC↗
FISHER CHARLES J JR	Director	F Tax w/h	2019-06-30	2019-07-02	3,684	$0.37	$1.4K	81,153	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2019-06-30	2019-07-02	3,684	$0.37	$1.4K	73,628	SEC↗
Cipriani Guy F.	Director	F Tax w/h	2019-06-30	2019-07-02	3,684	$0.37	$1.4K	56,128	SEC↗
FRAKES JAMES B	Chief Financial Officer	F Tax w/h	2019-04-30	2019-10-31	129	$11.25	$1.5K	2,836	SEC↗
BROENNIMAN EDWARD G	Director	A Award	2019-04-01	2019-07-02	36,842	—	$0	88,747	SEC↗
FISHER CHARLES J JR	Director	A Award deriv	2019-04-01	2019-04-03	36,842	—	$0	36,842	SEC↗
Shah Chetan	Director	A Award deriv	2019-04-01	2019-04-03	36,842	—	$0	36,842	SEC↗
BROENNIMAN EDWARD G	Director	A Award deriv	2019-04-01	2019-04-03	36,842	—	$0	36,842	SEC↗
JOHNSON SABRINA MARTUCCI	Director	A Award deriv	2019-04-01	2019-04-03	36,842	—	$0	36,842	SEC↗
Cipriani Guy F.	Director	A Award deriv	2019-04-01	2019-04-03	36,842	—	$0	36,842	SEC↗
RODELL TIMOTHY C JR	Interim CEO	A Award deriv	2018-12-10	2018-12-13	552,625	—	$0	552,625	SEC↗
FRAKES JAMES B	Chief Financial Officer	C Conversion deriv	2018-10-31	2018-11-02	3,250	—	$0	46,539	SEC↗
Joyce James A	Chairman, CEO, Secretary	C Conversion deriv	2018-10-31	2018-11-02	39,625	—	$0	279,064	SEC↗
KENLEY RODNEY S	President	C Conversion deriv	2018-10-31	2018-11-02	3,250	—	$0	22,435	SEC↗
FRAKES JAMES B	Chief Financial Officer	M Exercise	2018-10-31	2018-11-02	1,532	$1.04	$1.6K	17,877	SEC↗
Joyce James A	Chairman, CEO, Secretary	M Exercise	2018-10-31	2018-11-02	18,683	$1.04	$19.4K	212,370	SEC↗
KENLEY RODNEY S	President	M Exercise	2018-10-31	2018-11-02	1,768	$1.04	$1.8K	20,358	SEC↗
FRAKES JAMES B	Chief Financial Officer	F Tax w/h	2018-09-28	2019-05-14	4,015	$1.18	$4.7K	56,686	SEC↗
FRAKES JAMES B	Chief Financial Officer	F Tax w/h	2018-07-31	2019-05-14	1,688	$1.23	$2.1K	60,701	SEC↗
FRAKES JAMES B	Chief Financial Officer	C Conversion deriv	2018-07-31	2018-08-01	3,250	—	$0	49,789	SEC↗
Joyce James A	Chairman, CEO, Secretary	C Conversion deriv	2018-07-31	2018-08-01	39,625	—	$0	318,689	SEC↗
KENLEY RODNEY S	President	C Conversion deriv	2018-07-31	2018-08-01	3,250	—	$0	25,685	SEC↗
FRAKES JAMES B	Chief Financial Officer	M Exercise	2018-07-31	2018-08-01	1,562	$1.23	$1.9K	16,345	SEC↗
Joyce James A	Chairman, CEO, Secretary	M Exercise	2018-07-31	2018-08-01	18,683	$1.23	$23.0K	193,687	SEC↗
KENLEY RODNEY S	President	M Exercise	2018-07-31	2018-08-01	1,797	$1.23	$2.2K	18,590	SEC↗
BROENNIMAN EDWARD G	Director	A Award deriv	2018-06-19	2018-07-31	26,799	—	$0	80,465	SEC↗
FISHER CHARLES J JR	Director	A Award deriv	2018-06-19	2018-07-31	26,799	—	$0	79,990	SEC↗
FRAKES JAMES B	Chief Financial Officer	A Award deriv	2018-06-19	2018-07-31	22,971	—	$0	53,039	SEC↗
JOHNSON SABRINA MARTUCCI	Director	A Award deriv	2018-06-19	2018-07-31	26,799	—	$0	67,449	SEC↗
Shah Chetan	Director	A Award deriv	2018-06-19	2018-07-31	26,799	—	$0	80,465	SEC↗
JOHNSON SABRINA MARTUCCI	Director	A Award	2018-06-14	2019-05-14	26,799	—	$0	51,189	SEC↗
FRAKES JAMES B	Chief Financial Officer	A Award	2018-06-14	2019-05-14	22,971	—	$0	62,389	SEC↗
Shah Chetan	Director	A Award	2018-06-14	2019-05-15	26,799	—	$0	340,320	SEC↗
FISHER CHARLES J JR	Director	A Award	2018-06-14	2019-05-15	26,799	—	$0	58,714	SEC↗
BROENNIMAN EDWARD G	Director	A Award	2018-06-14	2019-05-15	26,799	—	$0	79,536	SEC↗
Cipriani Guy F.	Director	A Award	2018-06-14	2019-05-15	38,285	—	$0	38,285	SEC↗
FRAKES JAMES B	Chief Financial Officer	F Tax w/h	2018-04-30	2019-05-14	1,922	$1.34	$2.6K	39,418	SEC↗
FRAKES JAMES B	Chief Financial Officer	C Conversion deriv	2018-04-30	2018-05-02	3,250	—	$0	30,068	SEC↗
Joyce James A	CEO, Secretary	C Conversion deriv	2018-04-30	2018-05-02	39,625	—	$0	358,314	SEC↗
KENLEY RODNEY S	President	C Conversion deriv	2018-04-30	2018-05-02	3,250	—	$0	28,935	SEC↗
FRAKES JAMES B	Chief Financial Officer	M Exercise	2018-04-30	2018-05-02	1,328	$1.34	$1.8K	14,783	SEC↗
Joyce James A	CEO, Secretary	M Exercise	2018-04-30	2018-05-02	18,771	$1.34	$25.2K	175,004	SEC↗
KENLEY RODNEY S	President	M Exercise	2018-04-30	2018-05-02	1,596	$1.34	$2.1K	16,793	SEC↗
JOHNSON SABRINA MARTUCCI	Director	F Tax w/h	2018-03-31	2019-05-14	16,260	$1.19	$19.3K	24,390	SEC↗
Shah Chetan	Director	F Tax w/h	2018-03-31	2019-05-15	7,447	$1.19	$8.9K	313,521	SEC↗
FISHER CHARLES J JR	Director	F Tax w/h	2018-03-31	2019-05-15	10,638	$1.19	$12.7K	31,915	SEC↗
JOHNSON SABRINA MARTUCCI	Director	A Award	2018-02-06	2019-05-14	40,650	—	$0	40,650	SEC↗
FRAKES JAMES B	Chief Financial Officer	F Tax w/h	2018-01-31	2019-05-14	1,857	$1.50	$2.8K	41,340	SEC↗
FRAKES JAMES B	Chief Financial Officer	C Conversion deriv	2018-01-31	2018-02-02	3,250	—	$0	33,318	SEC↗
Joyce James A	CEO, Secretary	C Conversion deriv	2018-01-31	2018-02-02	39,625	—	$0	397,939	SEC↗
KENLEY RODNEY S	President	C Conversion deriv	2018-01-31	2018-02-02	3,250	—	$0	32,185	SEC↗
FRAKES JAMES B	Chief Financial Officer	M Exercise	2018-01-31	2018-02-02	1,393	$1.50	$2.1K	13,455	SEC↗
Joyce James A	CEO, Secretary	M Exercise	2018-01-31	2018-02-02	16,979	$1.50	$25.5K	156,233	SEC↗
KENLEY RODNEY S	President	M Exercise	2018-01-31	2018-02-02	1,596	$1.50	$2.4K	15,197	SEC↗
FISHER CHARLES J JR	Director	F Tax w/h	2017-12-31	2019-05-15	10,638	$1.14	$12.1K	42,553	SEC↗
Joyce James A	Chairman, CEO, Secretary	G Gift	2017-12-29	2018-01-04	16,000	—	$0	139,254	SEC↗
BROENNIMAN EDWARD G	Director	A Award deriv	2017-11-27	2017-12-19	37,234	—	$0	53,666	SEC↗
Shah Chetan	Director	A Award deriv	2017-11-27	2017-12-19	37,234	—	$0	53,666	SEC↗
FRAKES JAMES B	Chief Financial Officer	C Conversion deriv	2017-10-30	2017-11-03	3,250	—	$0	36,568	SEC↗
Joyce James A	Chairman, CEO, Secretary	C Conversion deriv	2017-10-30	2017-11-03	39,625	—	$0	437,564	SEC↗
KENLEY RODNEY S	President	C Conversion deriv	2017-10-30	2017-11-03	3,250	—	$0	35,435	SEC↗
FRAKES JAMES B	Chief Financial Officer	M Exercise	2017-10-30	2017-11-03	1,565	$0.98	$1.5K	12,062	SEC↗
Joyce James A	Chairman, CEO, Secretary	M Exercise	2017-10-30	2017-11-03	19,079	$0.98	$18.7K	155,254	SEC↗
KENLEY RODNEY S	President	M Exercise	2017-10-30	2017-11-03	1,768	$0.98	$1.7K	13,601	SEC↗
FRAKES JAMES B	Chief Financial Officer	C Conversion deriv	2017-10-11	2017-10-13	3,250	—	$0	39,818	SEC↗
Joyce James A	Chairman, CEO, Secretary	C Conversion deriv	2017-10-11	2017-10-13	39,625	—	$0	477,189	SEC↗
KENLEY RODNEY S	President	C Conversion deriv	2017-10-11	2017-10-13	3,250	—	$0	38,685	SEC↗
FRAKES JAMES B	Chief Financial Officer	M Exercise	2017-10-11	2017-10-13	1,565	$1.14	$1.8K	10,497	SEC↗
Joyce James A	Chairman, CEO, Secretary	M Exercise	2017-10-11	2017-10-13	19,079	$1.14	$21.8K	136,175	SEC↗
KENLEY RODNEY S	President	M Exercise	2017-10-11	2017-10-13	1,768	$1.14	$2.0K	11,833	SEC↗
FRAKES JAMES B	Chief Financial Officer	F Tax w/h	2017-09-28	2019-05-14	1,685	$1.14	$1.9K	43,197	SEC↗
FRAKES JAMES B	Chief Financial Officer	D To issuer deriv	2017-05-01	2017-05-02	1,594	—	$0	43,068	SEC↗
Joyce James A	Chairman, CEO, Secretary	D To issuer deriv	2017-05-01	2017-05-02	19,079	—	$0	516,814	SEC↗
KENLEY RODNEY S	President	A Award deriv	2017-05-01	2017-05-02	1,797	—	$0	41,935	SEC↗
FRAKES JAMES B	Chief Financial Officer	M Exercise	2017-05-01	2017-05-02	1,594	$2.23	$3.6K	8,932	SEC↗
Joyce James A	Chairman, CEO, Secretary	M Exercise	2017-05-01	2017-05-02	19,079	$2.23	$42.5K	117,096	SEC↗
KENLEY RODNEY S	President	M Exercise	2017-05-01	2017-05-02	1,797	$2.23	$4.0K	10,065	SEC↗
FRAKES JAMES B	Chief Financial Officer	F Tax w/h	2017-04-30	2019-05-14	1,656	$2.23	$3.7K	44,882	SEC↗
FRAKES JAMES B	Chief Financial Officer	D To issuer deriv	2017-02-07	2017-02-08	7,338	—	$0	44,662	SEC↗
Joyce James A	Chairman, CEO, Secretary	D To issuer deriv	2017-02-07	2017-02-08	98,107	—	$0	535,893	SEC↗
KENLEY RODNEY S	President	D To issuer deriv	2017-02-07	2017-02-08	8,268	—	$0	43,732	SEC↗
FRAKES JAMES B	Chief Financial Officer	M Exercise	2017-02-07	2017-02-08	7,338	$4.28	$31.4K	7,338	SEC↗
Joyce James A	Chairman, CEO, Secretary	M Exercise	2017-02-07	2017-02-08	98,107	$4.28	$419.9K	98,107	SEC↗
KENLEY RODNEY S	President	M Exercise	2017-02-07	2017-02-08	8,268	$4.28	$35.4K	8,268	SEC↗
FRAKES JAMES B	Chief Financial Officer	F Tax w/h	2017-01-31	2019-05-14	5,662	$4.28	$24.2K	46,538	SEC↗
BARRY FRANKLYN S JR	Director	M Exercise deriv	2016-09-30	2016-10-04	1,368	—	$0	2,736	SEC↗
BROENNIMAN EDWARD G	Director	M Exercise deriv	2016-09-30	2016-10-04	1,368	—	$0	2,736	SEC↗
Shah Chetan	Director	M Exercise deriv	2016-09-30	2016-10-04	1,368	—	$0	2,736	SEC↗
BARRY FRANKLYN S JR	Director	M Exercise	2016-09-30	2016-10-04	821	—	$0	10,340	SEC↗
BROENNIMAN EDWARD G	Director	M Exercise	2016-09-30	2016-10-04	821	—	$0	13,861	SEC↗
Shah Chetan	Director	M Exercise	2016-09-30	2016-10-04	1,368	—	$0	280,998	SEC↗
BARRY FRANKLYN S JR	Director	M Exercise deriv	2016-09-01	2016-09-06	12,328	—	$0	4,104	SEC↗
BROENNIMAN EDWARD G	Director	M Exercise deriv	2016-09-01	2016-09-06	12,328	—	$0	4,104	SEC↗
Shah Chetan	Director	M Exercise deriv	2016-09-01	2016-09-06	12,328	—	$0	4,104	SEC↗
BARRY FRANKLYN S JR	Director	F Tax w/h	2016-09-01	2016-09-06	4,931	$6.28	$31.0K	9,519	SEC↗
BARRY FRANKLYN S JR	Director	M Exercise	2016-09-01	2016-09-06	12,328	—	$0	14,450	SEC↗
BROENNIMAN EDWARD G	Director	F Tax w/h	2016-09-01	2016-09-06	4,931	$6.28	$31.0K	13,040	SEC↗
BROENNIMAN EDWARD G	Director	M Exercise	2016-09-01	2016-09-06	12,328	—	$0	17,971	SEC↗
Shah Chetan	Director	M Exercise	2016-09-01	2016-09-06	12,328	—	$0	279,630	SEC↗
Joyce James A	Chairman, CEO, Secretary	G Gift	2016-08-24	2016-08-29	2,000	—	$0	74,000	SEC↗
Joyce James A	Chairman, CEO, Secretary	G Gift	2016-08-24	2016-08-29	2,000	—	$0	72,000	SEC↗
Joyce James A	Chairman, CEO, Secretary	G Gift	2016-08-24	2016-08-29	2,000	—	$0	2,000	SEC↗
Joyce James A	Chairman, CEO, Secretary	G Gift	2016-08-24	2016-08-29	2,000	—	$0	2,000	SEC↗
Joyce James A	Chairman, CEO, Secretary	G Gift	2016-08-24	2016-08-29	2,000	—	$0	70,000	SEC↗
FRAKES JAMES B	Chief Financial Officer	A Award	2016-08-09	2019-05-14	52,000	—	$0	52,200	SEC↗
BARRY FRANKLYN S JR	Director	A Award deriv	2016-08-09	2016-08-11	16,432	—	$0	16,432	SEC↗
FRAKES JAMES B	Chief Financial Officer	A Award deriv	2016-08-09	2016-08-11	52,000	—	$0	52,000	SEC↗
Joyce James A	Chairman, CEO, Secretary	A Award deriv	2016-08-09	2016-08-11	634,000	—	$0	634,000	SEC↗
KENLEY RODNEY S	President	A Award deriv	2016-08-09	2016-08-11	52,000	—	$0	52,000	SEC↗
Shah Chetan	Director	A Award deriv	2016-08-09	2016-08-11	16,432	—	$0	16,432	SEC↗
Shah Chetan	Director	D To issuer deriv	2014-10-20	2014-10-22	333,333	—	$0	5,168,650	SEC↗
Shah Chetan	Director	A Award deriv	2014-10-20	2014-10-22	666,667	—	$0	5,501,983	SEC↗
Shah Chetan	Director	A Award deriv	2014-10-20	2014-10-22	333,333	—	$0	5,501,983	SEC↗
Shah Chetan	Director	D To issuer deriv	2014-10-20	2014-10-22	1,111,111	—	$0	4,390,872	SEC↗
Shah Chetan	Director	A Award deriv	2014-10-20	2014-10-22	1,111,111	—	$0	5,501,983	SEC↗
Shah Chetan	Director	D To issuer deriv	2014-10-20	2014-10-22	666,667	—	$0	4,835,316	SEC↗
Shah Chetan	Director	A Award	2014-10-20	2014-10-22	1,111,111	$0.11	$122.2K	13,365,077	SEC↗
Shah Chetan	Director	A Award	2014-10-20	2014-10-22	333,333	$0.10	$33.3K	12,253,966	SEC↗
Shah Chetan	Director	A Award	2014-10-20	2014-10-22	666,667	$0.09	$60.0K	11,920,633	SEC↗
Shah Chetan	Director	A Award deriv	2014-07-24	2014-07-30	1,251,983	—	$0	5,501,983	SEC↗
Shah Chetan	Director	D To issuer deriv	2014-07-24	2014-07-30	220,349	$220349.00	$48.55B	0	SEC↗
Shah Chetan	Director	A Award	2014-07-24	2014-07-30	2,503,966	$0.09	$225.4K	11,253,966	SEC↗
BARRY FRANKLYN S JR	Director	A Award deriv	2014-06-06	2014-08-01	184,211	—	$0	2,336,116	SEC↗
BROENNIMAN EDWARD G	Director	A Award deriv	2014-06-06	2014-08-01	184,211	—	$0	2,480,291	SEC↗
FRAKES JAMES B	CHIEF FINANCIAL OFFICER	A Award deriv	2014-06-06	2014-08-01	250,000	—	$0	1,250,000	SEC↗
Joyce James A	CHAIRMAN, CEO, SECRETARY	A Award deriv	2014-06-06	2014-08-01	1,500,000	—	$0	15,588,243	SEC↗
KENLEY RODNEY S	PRESIDENT	A Award deriv	2014-06-06	2014-08-01	250,000	—	$0	1,750,000	SEC↗
Shah Chetan	Director	A Award deriv	2014-06-06	2014-08-01	184,211	—	$0	560,235	SEC↗
Tullis Richard	VP, CHIEF SCIENCE OFFICER	A Award deriv	2014-06-06	2014-08-01	50,000	—	$0	3,167,175	SEC↗
Ward Phillip A	Other	A Award deriv	2014-03-14	2014-04-14	182,927	—	$0	555,953	SEC↗
BARRY FRANKLYN S JR	Director	A Award deriv	2014-03-14	2014-03-18	426,829	—	$0	2,151,908	SEC↗
Shah Chetan	Director	A Award deriv	2014-03-14	2014-03-27	376,024	—	$0	376,024	SEC↗
Ward Phillip A	Director	A Award deriv	2013-07-09	2013-07-15	0	$200000.00	$0	0	SEC↗