Open-mkt buys · 90d
—
0 trades · 0 insiders
Open-mkt sales · 90d
—
0 trades · 0 insiders
Net · 90d
$0
Insiders on file
40
Daily buy vs sell · 90 days
No data yet.
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| ALLIANZ SE | 10% Owner | 7 | $18.47M | $0 | 2026-07-02 |
| Wimmer Andreas | Director | 7 | $0 | $0 | 2026-06-17 |
| Bouzarif Ali | Director | 17 | $0 | $0 | 2026-06-17 |
| Brophy Warson Tracey | Director | 16 | $0 | $0 | 2026-06-17 |
| Cetin Nazim | Director | 7 | $0 | $0 | 2026-06-17 |
| Corio Norma | Director | 12 | $0 | $0 | 2026-06-17 |
| Keaney Timothy F | President, Asset Management | 18 | $383.7K | $0 | 2026-06-17 |
| FURLONG MARK F | Director | 15 | $135.8K | $0 | 2026-06-17 |
| Keenan Patrick T. | Principal Accounting Officer | 9 | $0 | $15.8K | 2026-03-31 |
| Connell Brooke | Pres, US Wealth Mmgt | 23 | $0 | $150.5K | 2026-03-31 |
| Moran Kevin P. | See Remarks | 29 | $0 | $797.5K | 2026-03-31 |
| Graham Colleen A | Global General Counsel | 22 | $0 | $79.6K | 2026-03-31 |
| Harrington Michael W | Chief Financial Officer | 4 | $0 | $0 | 2026-03-31 |
| Weeber Robert | Pres, Intl. Wealth Mmgt | 18 | $0 | $0 | 2026-02-15 |
| Tiedemann Michael | Chief Executive Officer | 39 | $972.9K | $146.4K | 2026-02-15 |
| Yarad Stephen D. | Chief Financial Officer | 10 | $0 | $0 | 2025-02-15 |
| Maliagros Spiros | President, Asset Management | 37 | $0 | $607.1K | 2024-10-18 |
| Al-Thani Jassim Abdulaziz | 10% Owner | 11 | $506.0K | $0 | 2024-09-10 |
| ilWaddi Holdings | 10% Owner | 6 | $465.8K | $0 | 2024-08-20 |
| Lee Judy | Director | 6 | $0 | $0 | 2024-06-25 |
| Yu Peter | Director, 10% Owner | 20 | $2.50M | $0 | 2024-06-25 |
| Curtin Nancy Ann | Chief Investment Officer | 6 | $0 | $0 | 2024-06-05 |
| Smith Craig Lindsay | See remarks | 9 | $0 | $0 | 2024-04-02 |
| Pangaea Three-B, LP | 10% Owner | 3 | $0 | $0 | 2024-03-14 |
| Parmelee Reid | Chief Accounting Officer | 3 | $0 | $0 | 2024-02-15 |
| CGC Sponsor LLC | 10% Owner | 13 | $237.5K | $0 | 2024-01-03 |
| Yeung Sai Hong | 10% Owner | 2 | $0 | $0 | 2023-06-07 |
| Figdor Drew | See Remarks | 3 | $0 | $0 | 2023-06-07 |
| Birrittella Laurie A. | Chief People Officer | 3 | $0 | $0 | 2023-06-07 |
| Emerson James Edward | Chief Impact Officer | 1 | $0 | $0 | 2023-05-31 |
| Trauttmansdorff Alison | Chief Human Resource Officer | 1 | $0 | $0 | 2023-05-31 |
| Zhao Ying Christine | Chief Financial Officer | 1 | $0 | $0 | 2023-05-31 |
| McNeilage Hazel | Director | 1 | $0 | $0 | 2023-05-31 |
| KABAT KEVIN T | Director | 1 | $0 | $0 | 2023-05-31 |
| Karp Daniel Jeremy | Director | 1 | $0 | $118.8K | 2023-01-20 |
| Grabowski Bertrand P. | Director | 1 | $0 | $118.8K | 2023-01-20 |
| Conroy Paula J | Chief Financial Officer | 1 | $0 | $0 | 2013-09-26 |
| Lee Richard W | Chief Executive Officer | 1 | $0 | $0 | 2013-08-26 |
| Zou Albert | President | 1 | $0 | $0 | 2012-04-01 |
| Lee Alexander | CEO | 1 | $0 | $0 | 2012-04-01 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| ALLIANZ SE | 10% Owner | J Other deriv | 2026-07-02 | 2026-07-02 | 4,118 | — | $0 | 173,052 | SEC↗ |
| ALLIANZ SE | 10% Owner | J Other | 2026-07-02 | 2026-07-02 | 1,272,329 | — | $0 | 22,979,542 | SEC↗ |
| FURLONG MARK F | Director | A Award deriv | 2026-06-17 | 2026-06-18 | 34,736 | — | $0 | 34,736 | SEC↗ |
| Brophy Warson Tracey | Director | A Award deriv | 2026-06-17 | 2026-06-18 | 34,736 | — | $0 | 34,736 | SEC↗ |
| Wimmer Andreas | Director | A Award deriv | 2026-06-17 | 2026-06-18 | 34,736 | — | $0 | 34,736 | SEC↗ |
| Cetin Nazim | Director | A Award deriv | 2026-06-17 | 2026-06-18 | 34,736 | — | $0 | 34,736 | SEC↗ |
| Corio Norma | Director | A Award deriv | 2026-06-17 | 2026-06-18 | 34,736 | — | $0 | 34,736 | SEC↗ |
| Bouzarif Ali | Director | A Award deriv | 2026-06-17 | 2026-06-18 | 34,736 | — | $0 | 34,736 | SEC↗ |
| Keaney Timothy F | Director | A Award deriv | 2026-06-17 | 2026-06-18 | 53,684 | — | $0 | 53,684 | SEC↗ |
| FURLONG MARK F | Director | M Exercise deriv | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 0 | SEC↗ |
| Brophy Warson Tracey | Director | M Exercise deriv | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 0 | SEC↗ |
| Wimmer Andreas | Director | M Exercise deriv | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 0 | SEC↗ |
| Cetin Nazim | Director | M Exercise deriv | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 0 | SEC↗ |
| Corio Norma | Director | M Exercise deriv | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 0 | SEC↗ |
| Bouzarif Ali | Director | M Exercise deriv | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 0 | SEC↗ |
| Keaney Timothy F | Director | M Exercise deriv | 2026-06-16 | 2026-06-18 | 47,495 | — | $0 | 0 | SEC↗ |
| FURLONG MARK F | Director | M Exercise | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 96,409 | SEC↗ |
| Brophy Warson Tracey | Director | M Exercise | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 84,520 | SEC↗ |
| Wimmer Andreas | Director | M Exercise | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 53,507 | SEC↗ |
| Cetin Nazim | Director | M Exercise | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 53,507 | SEC↗ |
| Corio Norma | Director | M Exercise | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 71,409 | SEC↗ |
| Bouzarif Ali | Director | M Exercise | 2026-06-16 | 2026-06-18 | 30,732 | — | $0 | 84,520 | SEC↗ |
| Keaney Timothy F | Director | M Exercise | 2026-06-16 | 2026-06-18 | 47,495 | — | $0 | 207,680 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | A Award deriv | 2026-03-31 | 2026-04-02 | 77,506 | — | $0 | 77,506 | SEC↗ |
| Graham Colleen A | Chief Legal, Compl & Risk Of | A Award deriv | 2026-03-31 | 2026-04-02 | 97,550 | — | $0 | 97,550 | SEC↗ |
| Keenan Patrick T. | Principal Accounting Officer | A Award deriv | 2026-03-31 | 2026-04-02 | 14,922 | — | $0 | 14,922 | SEC↗ |
| Moran Kevin P. | President and COO | A Award deriv | 2026-03-31 | 2026-04-02 | 119,822 | — | $0 | 119,822 | SEC↗ |
| Harrington Michael W | Chief Financial Officer | A Award deriv | 2026-03-31 | 2026-04-02 | 68,597 | — | $0 | 68,597 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise deriv | 2026-02-15 | 2026-02-18 | 85,752 | — | $0 | 171,504 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise deriv | 2026-02-15 | 2026-02-18 | 57,910 | — | $0 | 57,910 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise deriv | 2026-02-15 | 2026-02-18 | 25,546 | — | $0 | 0 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise deriv | 2026-02-15 | 2026-02-18 | 35,796 | — | $0 | 0 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise deriv | 2026-02-15 | 2026-02-18 | 8,955 | — | $0 | 8,955 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise deriv | 2026-02-15 | 2026-02-18 | 23,021 | — | $0 | 46,042 | SEC↗ |
| Moran Kevin P. | President and COO | M Exercise deriv | 2026-02-15 | 2026-02-18 | 47,398 | — | $0 | 0 | SEC↗ |
| Moran Kevin P. | President and COO | M Exercise deriv | 2026-02-15 | 2026-02-18 | 13,785 | — | $0 | 13,785 | SEC↗ |
| Moran Kevin P. | President and COO | M Exercise deriv | 2026-02-15 | 2026-02-18 | 35,488 | — | $0 | 70,976 | SEC↗ |
| Keenan Patrick T. | Principal Accounting Officer | D To issuer deriv | 2026-02-15 | 2026-02-18 | 3,166 | — | $0 | 6,332 | SEC↗ |
| Keenan Patrick T. | Principal Accounting Officer | D To issuer deriv | 2026-02-15 | 2026-02-18 | 1,243 | — | $0 | 1,243 | SEC↗ |
| Keenan Patrick T. | Principal Accounting Officer | D To issuer deriv | 2026-02-15 | 2026-02-18 | 4,966 | — | $0 | 0 | SEC↗ |
| Harrington Michael W | Chief Financial Officer | D To issuer deriv | 2026-02-15 | 2026-02-18 | 27,089 | — | $0 | 54,178 | SEC↗ |
| Graham Colleen A | Chief Legal, Compl & Risk Of | M Exercise deriv | 2026-02-15 | 2026-02-18 | 28,892 | — | $0 | 57,784 | SEC↗ |
| Graham Colleen A | Chief Legal, Compl & Risk Of | M Exercise deriv | 2026-02-15 | 2026-02-18 | 21,894 | — | $0 | 0 | SEC↗ |
| Graham Colleen A | Chief Legal, Compl & Risk Of | M Exercise deriv | 2026-02-15 | 2026-02-18 | 31,412 | — | $0 | 31,412 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | M Exercise deriv | 2026-02-15 | 2026-02-18 | 8,701 | — | $0 | 8,701 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | M Exercise deriv | 2026-02-15 | 2026-02-18 | 38,379 | — | $0 | 0 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | M Exercise deriv | 2026-02-15 | 2026-02-18 | 22,955 | — | $0 | 45,910 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise | 2026-02-15 | 2026-02-18 | 85,752 | — | $0 | 710,351 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise | 2026-02-15 | 2026-02-18 | 25,546 | — | $0 | 566,690 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise | 2026-02-15 | 2026-02-18 | 57,910 | — | $0 | 624,599 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise | 2026-02-15 | 2026-02-18 | 23,021 | — | $0 | 1,195,215 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise | 2026-02-15 | 2026-02-18 | 35,796 | — | $0 | 1,163,239 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise | 2026-02-15 | 2026-02-18 | 8,955 | — | $0 | 1,172,194 | SEC↗ |
| Moran Kevin P. | President and COO | M Exercise | 2026-02-15 | 2026-02-18 | 13,785 | — | $0 | 121,494 | SEC↗ |
| Moran Kevin P. | President and COO | M Exercise | 2026-02-15 | 2026-02-18 | 35,488 | — | $0 | 156,982 | SEC↗ |
| Moran Kevin P. | President and COO | M Exercise | 2026-02-15 | 2026-02-18 | 47,398 | — | $0 | 107,709 | SEC↗ |
| Keenan Patrick T. | Principal Accounting Officer | M Exercise | 2026-02-15 | 2026-02-18 | 3,166 | — | $0 | 9,779 | SEC↗ |
| Keenan Patrick T. | Principal Accounting Officer | M Exercise | 2026-02-15 | 2026-02-18 | 1,243 | — | $0 | 11,022 | SEC↗ |
| Keenan Patrick T. | Principal Accounting Officer | M Exercise | 2026-02-15 | 2026-02-18 | 4,966 | — | $0 | 15,988 | SEC↗ |
| Harrington Michael W | Chief Financial Officer | M Exercise | 2026-02-15 | 2026-02-18 | 27,089 | — | $0 | 27,089 | SEC↗ |
| Graham Colleen A | Chief Legal, Compl & Risk Of | M Exercise | 2026-02-15 | 2026-02-18 | 31,412 | — | $0 | 96,307 | SEC↗ |
| Graham Colleen A | Chief Legal, Compl & Risk Of | M Exercise | 2026-02-15 | 2026-02-18 | 28,892 | — | $0 | 147,093 | SEC↗ |
| Graham Colleen A | Chief Legal, Compl & Risk Of | M Exercise | 2026-02-15 | 2026-02-18 | 21,894 | — | $0 | 118,201 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | M Exercise | 2026-02-15 | 2026-02-18 | 8,701 | — | $0 | 263,468 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | M Exercise | 2026-02-15 | 2026-02-18 | 38,379 | — | $0 | 254,768 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | M Exercise | 2026-02-15 | 2026-02-18 | 22,955 | — | $0 | 286,424 | SEC↗ |
| ALLIANZ SE | 10% Owner | J Other deriv | 2026-01-05 | 2026-01-05 | 4,020 | — | $0 | 168,934 | SEC↗ |
| ALLIANZ SE | 10% Owner | J Other | 2026-01-05 | 2026-01-05 | 865,344 | — | $0 | 21,707,214 | SEC↗ |
| ALLIANZ SE | 10% Owner | J Other deriv | 2025-06-30 | 2025-07-03 | 6,443 | — | $0 | 164,914 | SEC↗ |
| ALLIANZ SE | 10% Owner | J Other | 2025-06-30 | 2025-07-03 | 1,523,289 | — | $0 | 20,841,870 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | A Award deriv | 2025-06-27 | 2025-06-30 | 504,617 | — | $0 | 504,617 | SEC↗ |
| Moran Kevin P. | President and COO | A Award deriv | 2025-06-27 | 2025-06-30 | 692,612 | — | $0 | 692,612 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | A Award deriv | 2025-06-27 | 2025-06-30 | 500,379 | — | $0 | 500,379 | SEC↗ |
| Graham Colleen A | Chief Legal, Compl & Risk Of | A Award deriv | 2025-06-27 | 2025-06-30 | 593,668 | — | $0 | 593,668 | SEC↗ |
| Corio Norma | Director | A Award deriv | 2025-06-19 | 2025-06-23 | 30,732 | — | $0 | 30,732 | SEC↗ |
| Cetin Nazim | Director | A Award deriv | 2025-06-19 | 2025-06-23 | 30,732 | — | $0 | 30,732 | SEC↗ |
| FURLONG MARK F | Director | A Award deriv | 2025-06-19 | 2025-06-23 | 30,732 | — | $0 | 30,732 | SEC↗ |
| Keaney Timothy F | Director | A Award deriv | 2025-06-19 | 2025-06-23 | 47,495 | — | $0 | 47,495 | SEC↗ |
| Brophy Warson Tracey | Director | A Award deriv | 2025-06-19 | 2025-06-23 | 30,732 | — | $0 | 30,732 | SEC↗ |
| Wimmer Andreas | Director | A Award deriv | 2025-06-19 | 2025-06-23 | 30,732 | — | $0 | 30,732 | SEC↗ |
| Bouzarif Ali | Director | A Award deriv | 2025-06-19 | 2025-06-23 | 30,732 | — | $0 | 30,732 | SEC↗ |
| Corio Norma | Director | A Award deriv | 2025-06-13 | 2025-07-30 | 22,312 | — | $0 | 0 | SEC↗ |
| Keaney Timothy F | Director | A Award deriv | 2025-06-13 | 2025-07-30 | 34,483 | — | $0 | 0 | SEC↗ |
| FURLONG MARK F | Director | A Award deriv | 2025-06-13 | 2025-07-30 | 22,312 | — | $0 | 0 | SEC↗ |
| Brophy Warson Tracey | Director | A Award deriv | 2025-06-13 | 2025-07-30 | 22,312 | — | $0 | 0 | SEC↗ |
| Bouzarif Ali | Director | A Award deriv | 2025-06-13 | 2025-07-30 | 22,312 | — | $0 | 0 | SEC↗ |
| Corio Norma | Director | M Exercise | 2025-06-13 | 2025-07-30 | 22,312 | — | $0 | 40,676 | SEC↗ |
| Keaney Timothy F | Director | M Exercise | 2025-06-13 | 2025-07-30 | 34,483 | — | $0 | 160,184 | SEC↗ |
| FURLONG MARK F | Director | M Exercise | 2025-06-13 | 2025-07-30 | 22,312 | — | $0 | 65,676 | SEC↗ |
| Brophy Warson Tracey | Director | M Exercise | 2025-06-13 | 2025-07-30 | 22,312 | — | $0 | 53,787 | SEC↗ |
| Bouzarif Ali | Director | M Exercise | 2025-06-13 | 2025-07-30 | 22,312 | — | $0 | 53,787 | SEC↗ |
| Bouzarif Ali | Director | A Award deriv | 2025-06-13 | 2025-06-16 | 22,312 | — | $0 | 0 | SEC↗ |
| FURLONG MARK F | Director | A Award deriv | 2025-06-13 | 2025-06-16 | 22,312 | — | $0 | 0 | SEC↗ |
| Cetin Nazim | Director | A Award deriv | 2025-06-13 | 2025-06-16 | 22,774 | — | $0 | 0 | SEC↗ |
| Corio Norma | Director | A Award deriv | 2025-06-13 | 2025-06-16 | 22,312 | — | $0 | 0 | SEC↗ |
| Keaney Timothy F | Director | A Award deriv | 2025-06-13 | 2025-06-16 | 34,483 | — | $0 | 0 | SEC↗ |
| Brophy Warson Tracey | Director | A Award deriv | 2025-06-13 | 2025-06-16 | 22,312 | — | $0 | 0 | SEC↗ |
| Wimmer Andreas | Director | A Award deriv | 2025-06-13 | 2025-06-16 | 22,774 | — | $0 | 0 | SEC↗ |
| Bouzarif Ali | Director | M Exercise | 2025-06-13 | 2025-06-16 | 22,312 | — | $0 | 22,312 | SEC↗ |
| FURLONG MARK F | Director | M Exercise | 2025-06-13 | 2025-06-16 | 22,312 | — | $0 | 22,312 | SEC↗ |
| Cetin Nazim | Director | M Exercise | 2025-06-13 | 2025-06-16 | 22,774 | — | $0 | 22,774 | SEC↗ |
| Corio Norma | Director | M Exercise | 2025-06-13 | 2025-06-16 | 22,312 | — | $0 | 22,312 | SEC↗ |
| Keaney Timothy F | Director | M Exercise | 2025-06-13 | 2025-06-16 | 34,483 | — | $0 | 34,483 | SEC↗ |
| Brophy Warson Tracey | Director | M Exercise | 2025-06-13 | 2025-06-16 | 22,312 | — | $0 | 22,312 | SEC↗ |
| Wimmer Andreas | Director | M Exercise | 2025-06-13 | 2025-06-16 | 22,774 | — | $0 | 22,774 | SEC↗ |
| Keenan Patrick T. | Principal Accounting Officer | S Sale | 2025-06-03 | 2025-07-22 | 4,562 | $3.47 | $15.8K | 6,613 | SEC↗ |
| Graham Colleen A | Chief Legal, Compl & Risk Of | S Sale | 2025-06-03 | 2025-06-05 | 22,934 | $3.47 | $79.6K | 41,960 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | S Sale | 2025-06-03 | 2025-06-05 | 42,199 | $3.47 | $146.4K | 541,143 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | S Sale | 2025-06-03 | 2025-06-05 | 21,462 | $3.47 | $74.5K | 216,389 | SEC↗ |
| Moran Kevin P. | President and COO | S Sale | 2025-06-03 | 2025-06-05 | 28,509 | $3.47 | $98.9K | 60,311 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | A Award deriv | 2025-05-22 | 2025-10-15 | 115,248 | — | $0 | 115,248 | SEC↗ |
| Graham Colleen A | Chief Legal, Compl & Risk Of | A Award deriv | 2025-05-22 | 2025-10-15 | 38,830 | — | $0 | 38,830 | SEC↗ |
| Moran Kevin P. | President and COO | A Award deriv | 2025-05-22 | 2025-10-15 | 47,695 | — | $0 | 47,695 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | A Award deriv | 2025-05-22 | 2025-10-15 | 30,851 | — | $0 | 30,851 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | A Award deriv | 2025-05-22 | 2025-10-15 | 30,940 | — | $0 | 30,940 | SEC↗ |
| ALLIANZ SE | 10% Owner | P Buy deriv | 2025-05-13 | 2025-05-15 | 18,471 | $1000.00 | $18.47M | 158,471 | SEC↗ |
| Harrington Michael W | Chief Financial Officer | A Award deriv | 2025-04-15 | 2025-04-16 | 81,266 | — | $0 | 81,266 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | A Award deriv | 2025-03-19 | 2025-03-20 | 68,865 | — | $0 | 68,865 | SEC↗ |
| Keenan Patrick T. | Principal Accounting Officer | A Award deriv | 2025-03-19 | 2025-03-20 | 9,499 | — | $0 | 9,499 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | A Award deriv | 2025-03-19 | 2025-03-20 | 69,063 | — | $0 | 69,063 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | A Award deriv | 2025-03-19 | 2025-03-20 | 257,256 | — | $0 | 257,256 | SEC↗ |
| Moran Kevin P. | President and COO | A Award deriv | 2025-03-19 | 2025-03-20 | 106,464 | — | $0 | 106,464 | SEC↗ |
| Graham Colleen A | Global General Counsel | A Award deriv | 2025-03-19 | 2025-03-21 | 86,675 | — | $0 | 86,675 | SEC↗ |
| Graham Colleen A | Global General Counsel | M Exercise deriv | 2025-02-15 | 2025-02-19 | 31,412 | — | $0 | 62,825 | SEC↗ |
| Graham Colleen A | Global General Counsel | M Exercise deriv | 2025-02-15 | 2025-02-19 | 21,894 | — | $0 | 21,894 | SEC↗ |
| Yarad Stephen D. | Chief Financial Officer | M Exercise deriv | 2025-02-15 | 2025-02-19 | 7,910 | — | $0 | 15,819 | SEC↗ |
| Yarad Stephen D. | Chief Financial Officer | M Exercise deriv | 2025-02-15 | 2025-02-19 | 39,662 | — | $0 | 39,662 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mmgt | M Exercise deriv | 2025-02-15 | 2025-02-19 | 38,379 | — | $0 | 38,379 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mmgt | M Exercise deriv | 2025-02-15 | 2025-02-19 | 8,701 | — | $0 | 17,401 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise deriv | 2025-02-15 | 2025-02-19 | 25,546 | — | $0 | 25,546 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise deriv | 2025-02-15 | 2025-02-19 | 57,910 | — | $0 | 115,819 | SEC↗ |
| Moran Kevin P. | See Remarks | M Exercise deriv | 2025-02-15 | 2025-02-19 | 47,398 | — | $0 | 47,398 | SEC↗ |
| Moran Kevin P. | See Remarks | M Exercise deriv | 2025-02-15 | 2025-02-19 | 13,785 | — | $0 | 27,571 | SEC↗ |
| Graham Colleen A | Global General Counsel | M Exercise | 2025-02-15 | 2025-02-19 | 21,894 | — | $0 | 64,894 | SEC↗ |
| Graham Colleen A | Global General Counsel | M Exercise | 2025-02-15 | 2025-02-19 | 31,412 | — | $0 | 42,570 | SEC↗ |
| Yarad Stephen D. | Chief Financial Officer | M Exercise | 2025-02-15 | 2025-02-19 | 7,910 | — | $0 | 66,525 | SEC↗ |
| Yarad Stephen D. | Chief Financial Officer | M Exercise | 2025-02-15 | 2025-02-19 | 39,662 | — | $0 | 58,616 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise | 2025-02-15 | 2025-02-19 | 8,955 | — | $0 | 493,689 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise | 2025-02-15 | 2025-02-19 | 35,796 | — | $0 | 484,714 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mmgt | M Exercise | 2025-02-15 | 2025-02-19 | 38,379 | — | $0 | 229,151 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mmgt | M Exercise | 2025-02-15 | 2025-02-19 | 8,701 | — | $0 | 237,851 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise | 2025-02-15 | 2025-02-19 | 25,546 | — | $0 | 525,433 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise | 2025-02-15 | 2025-02-19 | 57,910 | — | $0 | 583,342 | SEC↗ |
| Moran Kevin P. | See Remarks | M Exercise | 2025-02-15 | 2025-02-19 | 47,398 | — | $0 | 75,035 | SEC↗ |
| Moran Kevin P. | See Remarks | M Exercise | 2025-02-15 | 2025-02-19 | 13,785 | — | $0 | 88,820 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-10-18 | 2024-10-21 | 6,475 | $4.00 | $25.9K | 397,176 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-10-17 | 2024-10-21 | 1,516 | $4.00 | $6.1K | 403,651 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-09-17 | 2024-09-19 | 5,769 | $4.47 | $25.8K | 405,167 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-09-11 | 2024-09-12 | 5,426 | $4.13 | $22.4K | 410,936 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-09-10 | 2024-09-12 | 500 | $4.00 | $2.0K | 416,362 | SEC↗ |
| Al-Thani Jassim Abdulaziz | 10% Owner | P Buy | 2024-09-10 | 2024-09-12 | 5,854 | $3.87 | $22.7K | 18,117,850 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-09-09 | 2024-09-11 | 5,612 | $4.04 | $22.7K | 416,862 | SEC↗ |
| Al-Thani Jassim Abdulaziz | 10% Owner | P Buy | 2024-09-05 | 2024-09-06 | 603 | $3.80 | $2.3K | 18,111,996 | SEC↗ |
| Al-Thani Jassim Abdulaziz | 10% Owner | P Buy | 2024-09-04 | 2024-09-06 | 12,586 | $3.80 | $47.8K | 18,111,393 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | G Gift deriv | 2024-09-03 | 2024-09-04 | 466,785 | — | $0 | 1,137,119 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | G Gift | 2024-09-03 | 2024-09-04 | 13,975 | — | $0 | 30,954 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-08-27 | 2024-08-29 | 5,769 | $4.25 | $24.5K | 422,474 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-08-20 | 2024-08-22 | 5,769 | $4.04 | $23.3K | 428,243 | SEC↗ |
| Moran Kevin P. | President and COO | S Sale | 2024-08-20 | 2024-08-22 | 137,500 | $4.00 | $550.0K | 27,637 | SEC↗ |
| IlWaddi Holdings | 10% Owner | P Buy | 2024-08-20 | 2024-08-23 | 3,835 | $3.95 | $15.1K | 18,098,807 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-08-16 | 2024-08-19 | 2,464 | $4.07 | $10.0K | 428,243 | SEC↗ |
| Al-Thani Jassim Abdulaziz | 10% Owner | P Buy | 2024-08-15 | 2024-08-15 | 31,393 | $4.05 | $127.1K | 18,094,972 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-08-15 | 2024-08-19 | 6,227 | $4.05 | $25.2K | 430,707 | SEC↗ |
| Al-Thani Jassim Abdulaziz | 10% Owner | P Buy | 2024-08-14 | 2024-08-15 | 51,480 | $3.92 | $201.8K | 18,063,579 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-08-13 | 2024-08-14 | 468 | $4.00 | $1.9K | 436,934 | SEC↗ |
| Al-Thani Jassim Abdulaziz | 10% Owner | P Buy | 2024-08-13 | 2024-08-15 | 27,515 | $3.79 | $104.3K | 18,012,099 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-08-09 | 2024-08-12 | 200 | $4.00 | $800 | 437,402 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-08-07 | 2024-08-08 | 716 | $4.00 | $2.9K | 437,602 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-08-06 | 2024-08-08 | 2,000 | $4.03 | $8.1K | 438,318 | SEC↗ |
| Wimmer Andreas | Director | A Award deriv | 2024-08-02 | 2024-08-06 | 22,774 | — | $0 | 22,774 | SEC↗ |
| Cetin Nazim | Director | A Award deriv | 2024-08-02 | 2024-08-06 | 22,774 | — | $0 | 22,774 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-07-31 | 2024-08-01 | 700 | $5.01 | $3.5K | 440,318 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-07-30 | 2024-08-01 | 5,769 | $4.79 | $27.6K | 441,018 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-07-26 | 2024-07-29 | 2,046 | $5.04 | $10.3K | 446,787 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-07-25 | 2024-07-26 | 1,800 | $5.01 | $9.0K | 448,833 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-07-23 | 2024-07-25 | 5,769 | $4.86 | $28.0K | 450,633 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-07-16 | 2024-07-18 | 15,528 | $5.06 | $78.6K | 456,402 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-07-15 | 2024-07-17 | 1,779 | $5.00 | $8.9K | 471,930 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-07-09 | 2024-07-11 | 5,769 | $4.49 | $25.9K | 473,709 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-07-02 | 2024-07-03 | 5,769 | $4.74 | $27.3K | 479,478 | SEC↗ |
| Keaney Timothy F | Director | A Award deriv | 2024-06-27 | 2024-07-01 | 34,483 | — | $0 | 34,483 | SEC↗ |
| FURLONG MARK F | Director | A Award deriv | 2024-06-27 | 2024-07-01 | 22,312 | — | $0 | 22,312 | SEC↗ |
| Corio Norma | Director | A Award deriv | 2024-06-27 | 2024-07-01 | 22,312 | — | $0 | 22,312 | SEC↗ |
| Brophy Warson Tracey | Director | A Award deriv | 2024-06-27 | 2024-07-01 | 23,312 | — | $0 | 23,312 | SEC↗ |
| Bouzarif Ali | Director | A Award deriv | 2024-06-27 | 2024-07-01 | 22,312 | — | $0 | 22,312 | SEC↗ |
| Brophy Warson Tracey | Director | A Award deriv | 2024-06-27 | 2024-07-26 | 22,312 | — | $0 | 22,312 | SEC↗ |
| Yu Peter | Director, 10% Owner | A Award deriv | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 0 | SEC↗ |
| Lee Judy | Director | M Exercise deriv | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 0 | SEC↗ |
| Keaney Timothy F | Director | M Exercise deriv | 2024-06-25 | 2024-06-26 | 28,381 | — | $0 | 0 | SEC↗ |
| FURLONG MARK F | Director | M Exercise deriv | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 0 | SEC↗ |
| Brophy Warson Tracey | Director | M Exercise deriv | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 0 | SEC↗ |
| Bouzarif Ali | Director | M Exercise deriv | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 0 | SEC↗ |
| Corio Norma | Director | A Award deriv | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 0 | SEC↗ |
| Yu Peter | Director, 10% Owner | M Exercise | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 18,364 | SEC↗ |
| Lee Judy | Director | M Exercise | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 31,475 | SEC↗ |
| Keaney Timothy F | Director | M Exercise | 2024-06-25 | 2024-06-26 | 28,381 | — | $0 | 125,702 | SEC↗ |
| FURLONG MARK F | Director | M Exercise | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 43,364 | SEC↗ |
| Brophy Warson Tracey | Director | M Exercise | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 31,475 | SEC↗ |
| Bouzarif Ali | Director | M Exercise | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 31,475 | SEC↗ |
| Corio Norma | Director | M Exercise | 2024-06-25 | 2024-06-26 | 18,364 | — | $0 | 18,364 | SEC↗ |
| IlWaddi Holdings | 10% Owner | P Buy | 2024-06-06 | 2024-06-10 | 20,000 | $4.72 | $94.4K | 17,984,584 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | A Award deriv | 2024-06-05 | 2024-06-05 | 29,559 | — | $0 | 29,559 | SEC↗ |
| Moran Kevin P. | President and COO | A Award deriv | 2024-06-05 | 2024-06-05 | 236,967 | — | $0 | 236,967 | SEC↗ |
| Yarad Stephen D. | Chief Financial Officer | A Award deriv | 2024-06-05 | 2024-06-05 | 26,871 | — | $0 | 26,871 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | A Award deriv | 2024-06-05 | 2024-06-05 | 182,073 | — | $0 | 182,073 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | A Award deriv | 2024-06-05 | 2024-06-05 | 87,963 | — | $0 | 87,963 | SEC↗ |
| Curtin Nancy Ann | Chief Investment Officer | A Award deriv | 2024-06-05 | 2024-06-05 | 96,581 | — | $0 | 96,581 | SEC↗ |
| Graham Colleen A | Global General Counsel | A Award deriv | 2024-06-05 | 2024-06-05 | 77,092 | — | $0 | 77,092 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | A Award deriv | 2024-06-05 | 2024-06-05 | 458,733 | — | $0 | 458,733 | SEC↗ |
| ilWaddi Holdings | 10% Owner | P Buy | 2024-06-05 | 2024-06-06 | 11,319 | $4.74 | $53.7K | 17,964,584 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mgmt | A Award deriv | 2024-06-04 | 2024-06-05 | 26,102 | — | $0 | 26,102 | SEC↗ |
| Moran Kevin P. | President and COO | A Award deriv | 2024-06-04 | 2024-06-05 | 41,356 | — | $0 | 41,356 | SEC↗ |
| Yarad Stephen D. | Chief Financial Officer | A Award deriv | 2024-06-04 | 2024-06-05 | 23,729 | — | $0 | 23,729 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | A Award deriv | 2024-06-04 | 2024-06-05 | 30,339 | — | $0 | 30,339 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | A Award deriv | 2024-06-04 | 2024-06-05 | 26,864 | — | $0 | 26,864 | SEC↗ |
| Curtin Nancy Ann | Chief Investment Officer | A Award deriv | 2024-06-04 | 2024-06-05 | 28,475 | — | $0 | 28,475 | SEC↗ |
| Graham Colleen A | Global General Counsel | A Award deriv | 2024-06-04 | 2024-06-05 | 94,237 | — | $0 | 94,237 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | A Award deriv | 2024-06-04 | 2024-06-05 | 173,729 | — | $0 | 173,729 | SEC↗ |
| ilWaddi Holdings | 10% Owner | P Buy | 2024-06-04 | 2024-06-06 | 20,000 | $4.99 | $99.8K | 17,953,265 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | P Buy | 2024-06-03 | 2024-06-05 | 24,652 | $4.86 | $119.8K | 499,887 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | P Buy | 2024-06-03 | 2024-06-05 | 22,721 | $4.87 | $110.7K | 475,235 | SEC↗ |
| Maliagros Spiros | Pres., Strategic Alternative | S Sale | 2024-05-29 | 2024-05-31 | 14,134 | $5.04 | $71.2K | 485,247 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | P Buy | 2024-05-23 | 2024-05-23 | 20,000 | $4.52 | $90.4K | 472,514 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | P Buy | 2024-05-21 | 2024-05-23 | 21,072 | $4.41 | $92.9K | 452,514 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | P Buy | 2024-05-21 | 2024-05-23 | 22,296 | $4.39 | $97.9K | 431,442 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | P Buy | 2024-05-20 | 2024-05-20 | 20,000 | $4.55 | $91.0K | 389,146 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | P Buy | 2024-05-20 | 2024-05-20 | 20,000 | $4.53 | $90.6K | 409,146 | SEC↗ |
| Keaney Timothy F | President, Asset Management | P Buy | 2024-05-16 | 2024-05-16 | 16,417 | $4.60 | $75.5K | 97,321 | SEC↗ |
| Maliagros Spiros | President, Asset Management | S Sale | 2024-05-16 | 2024-05-20 | 13,604 | $4.62 | $62.9K | 499,381 | SEC↗ |
| Moran Kevin P. | See Remarks | S Sale | 2024-05-16 | 2024-05-20 | 10,047 | $4.70 | $47.2K | 165,137 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | P Buy | 2024-05-16 | 2024-05-20 | 60,000 | $4.66 | $279.6K | 369,146 | SEC↗ |
| Keaney Timothy F | President, Asset Management | P Buy | 2024-05-15 | 2024-05-16 | 50,195 | $4.52 | $226.9K | 80,904 | SEC↗ |
| Moran Kevin P. | See Remarks | S Sale | 2024-05-14 | 2024-05-16 | 591 | $4.70 | $2.8K | 175,184 | SEC↗ |
| Keaney Timothy F | President, Asset Management | P Buy | 2024-05-14 | 2024-05-16 | 17,598 | $4.62 | $81.3K | 30,709 | SEC↗ |
| ilWaddi Cayman Holdings | 10% Owner | P Buy | 2024-04-03 | 2024-04-04 | 20,000 | $4.99 | $99.8K | 17,933,265 | SEC↗ |
| Maliagros Spiros | President, Asset Management | S Sale | 2024-04-03 | 2024-04-04 | 4,950 | $5.01 | $24.8K | 512,985 | SEC↗ |
| Moran Kevin P. | Chief Operating Officer | S Sale | 2024-04-03 | 2024-04-04 | 20,000 | $4.93 | $98.6K | 175,775 | SEC↗ |
| ilWaddi Cayman Holdings | 10% Owner | P Buy | 2024-04-02 | 2024-04-04 | 20,000 | $5.15 | $103.0K | 17,913,265 | SEC↗ |
| Maliagros Spiros | President, Asset Management | S Sale | 2024-04-02 | 2024-04-04 | 5,350 | $5.14 | $27.5K | 517,935 | SEC↗ |
| Smith Craig Lindsay | See remarks | D To issuer | 2024-04-02 | 2024-04-04 | 106,102 | $5.05 | $535.8K | 36,260 | SEC↗ |
| FURLONG MARK F | Director | P Buy | 2024-04-02 | 2024-04-04 | 25,000 | $5.43 | $135.8K | 25,000 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mmgt | S Sale | 2024-04-02 | 2024-04-04 | 15,000 | $5.07 | $76.0K | 190,772 | SEC↗ |
| Yu Peter | Director, 10% Owner | J Other | 2024-04-02 | 2024-05-16 | 13,111 | — | $0 | 0 | SEC↗ |
| Yu Peter | Director, 10% Owner | J Other | 2024-04-02 | 2024-05-16 | 13,111 | — | $0 | 13,111 | SEC↗ |
| Pangaea Three-B, LP | 10% Owner | J Other | 2024-03-14 | 2024-03-21 | 2,505,687 | — | $0 | 3,533,605 | SEC↗ |
| Pangaea Three-B, LP | 10% Owner | J Other | 2024-03-14 | 2024-03-21 | 2,505,687 | — | $0 | 2,984,154 | SEC↗ |
| Maliagros Spiros | President, Asset Management | M Exercise deriv | 2024-03-11 | 2024-04-04 | 400,000 | — | $0 | 3,411,306 | SEC↗ |
| Smith Craig Lindsay | See remarks | M Exercise deriv | 2024-03-11 | 2024-04-04 | 75,000 | — | $0 | 2,072,165 | SEC↗ |
| Moran Kevin P. | Chief Operating Officer | M Exercise deriv | 2024-03-11 | 2024-04-04 | 150,000 | — | $0 | 695,759 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mmgt | M Exercise deriv | 2024-03-11 | 2024-04-04 | 50,000 | — | $0 | 765,879 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise deriv | 2024-03-11 | 2024-04-04 | 150,000 | — | $0 | 4,915,196 | SEC↗ |
| Maliagros Spiros | President, Asset Management | M Exercise | 2024-03-11 | 2024-04-04 | 400,000 | — | $0 | 523,285 | SEC↗ |
| Smith Craig Lindsay | See remarks | M Exercise | 2024-03-11 | 2024-04-04 | 75,000 | — | $0 | 142,362 | SEC↗ |
| Moran Kevin P. | Chief Operating Officer | M Exercise | 2024-03-11 | 2024-04-04 | 150,000 | — | $0 | 195,775 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mmgt | M Exercise | 2024-03-11 | 2024-04-04 | 50,000 | — | $0 | 205,772 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise | 2024-03-11 | 2024-04-04 | 150,000 | — | $0 | 309,146 | SEC↗ |
| Pangaea Three-B, LP | 10% Owner | A Award deriv | 2024-03-01 | 2024-03-05 | 18,364 | — | $0 | 18,364 | SEC↗ |
| Brophy Warson Tracey | Director | A Award deriv | 2024-03-01 | 2024-03-05 | 18,364 | — | $0 | 18,364 | SEC↗ |
| Corio Norma | Director | A Award deriv | 2024-03-01 | 2024-03-05 | 18,364 | — | $0 | 18,364 | SEC↗ |
| Keaney Timothy F | Director | A Award deriv | 2024-03-01 | 2024-03-05 | 28,381 | — | $0 | 28,381 | SEC↗ |
| FURLONG MARK F | Director | A Award deriv | 2024-03-01 | 2024-03-05 | 18,364 | — | $0 | 18,364 | SEC↗ |
| Bouzarif Ali | Director | A Award deriv | 2024-03-01 | 2024-03-05 | 18,364 | — | $0 | 18,364 | SEC↗ |
| Lee Judy | Director | A Award deriv | 2024-03-01 | 2024-03-05 | 18,364 | — | $0 | 18,364 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise deriv | 2024-02-15 | 2025-02-19 | 8,955 | — | $0 | 17,909 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise deriv | 2024-02-15 | 2025-02-19 | 35,796 | — | $0 | 35,796 | SEC↗ |
| Smith Craig Lindsay | See remarks | M Exercise deriv | 2024-02-15 | 2024-02-21 | 26,420 | — | $0 | 52,841 | SEC↗ |
| Graham Colleen A | Global General Counsel | M Exercise deriv | 2024-02-15 | 2024-02-21 | 21,894 | — | $0 | 43,789 | SEC↗ |
| Yarad Stephen D. | Chief Financial Officer | M Exercise deriv | 2024-02-15 | 2024-02-21 | 39,662 | — | $0 | 79,325 | SEC↗ |
| Moran Kevin P. | Chief Operating Officer | M Exercise deriv | 2024-02-15 | 2024-02-21 | 47,398 | — | $0 | 94,795 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mmgt | M Exercise deriv | 2024-02-15 | 2024-02-21 | 38,379 | — | $0 | 76,758 | SEC↗ |
| Maliagros Spiros | President, Asset Management | M Exercise deriv | 2024-02-15 | 2024-02-21 | 17,878 | — | $0 | 35,757 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise deriv | 2024-02-15 | 2024-02-21 | 25,546 | — | $0 | 51,093 | SEC↗ |
| Parmelee Reid | Chief Accounting Officer | M Exercise deriv | 2024-02-15 | 2024-02-21 | 13,310 | — | $0 | 26,619 | SEC↗ |
| Curtin Nancy Ann | Chief Investment Officer | M Exercise deriv | 2024-02-15 | 2024-02-26 | 38,070 | — | $0 | 76,141 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise deriv | 2024-02-15 | 2024-02-26 | 35,796 | — | $0 | 71,593 | SEC↗ |
| Smith Craig Lindsay | See remarks | M Exercise | 2024-02-15 | 2024-02-21 | 26,420 | — | $0 | 26,420 | SEC↗ |
| Smith Craig Lindsay | See remarks | F Tax w/h | 2024-02-15 | 2024-02-21 | 13,445 | $5.65 | $76.0K | 12,975 | SEC↗ |
| Graham Colleen A | Global General Counsel | M Exercise | 2024-02-15 | 2024-02-21 | 21,894 | — | $0 | 21,894 | SEC↗ |
| Graham Colleen A | Global General Counsel | F Tax w/h | 2024-02-15 | 2024-02-21 | 10,737 | $5.65 | $60.7K | 11,157 | SEC↗ |
| Yarad Stephen D. | Chief Financial Officer | F Tax w/h | 2024-02-15 | 2024-02-21 | 20,709 | $5.65 | $117.0K | 18,953 | SEC↗ |
| Yarad Stephen D. | Chief Financial Officer | M Exercise | 2024-02-15 | 2024-02-21 | 39,662 | — | $0 | 39,662 | SEC↗ |
| Moran Kevin P. | Chief Operating Officer | F Tax w/h | 2024-02-15 | 2024-02-21 | 23,045 | $5.65 | $130.2K | 45,775 | SEC↗ |
| Moran Kevin P. | Chief Operating Officer | M Exercise | 2024-02-15 | 2024-02-21 | 47,398 | — | $0 | 68,820 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mmgt | F Tax w/h | 2024-02-15 | 2024-02-21 | 18,410 | $5.65 | $104.0K | 155,772 | SEC↗ |
| Connell Brooke | Pres, US Wealth Mmgt | M Exercise | 2024-02-15 | 2024-02-21 | 38,379 | — | $0 | 174,182 | SEC↗ |
| Maliagros Spiros | President, Asset Management | M Exercise | 2024-02-15 | 2024-02-21 | 17,878 | — | $0 | 131,992 | SEC↗ |
| Maliagros Spiros | President, Asset Management | F Tax w/h | 2024-02-15 | 2024-02-21 | 8,708 | $5.65 | $49.2K | 123,285 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | F Tax w/h | 2024-02-15 | 2024-02-21 | 12,700 | $5.65 | $71.8K | 159,146 | SEC↗ |
| Tiedemann Michael | Chief Executive Officer | M Exercise | 2024-02-15 | 2024-02-21 | 25,546 | — | $0 | 171,845 | SEC↗ |
| Parmelee Reid | Chief Accounting Officer | F Tax w/h | 2024-02-15 | 2024-02-21 | 6,903 | $5.65 | $39.0K | 6,507 | SEC↗ |
| Parmelee Reid | Chief Accounting Officer | M Exercise | 2024-02-15 | 2024-02-21 | 13,310 | — | $0 | 13,410 | SEC↗ |
| Curtin Nancy Ann | Chief Investment Officer | M Exercise | 2024-02-15 | 2024-02-26 | 38,070 | — | $0 | 38,070 | SEC↗ |
| Curtin Nancy Ann | Chief Investment Officer | F Tax w/h | 2024-02-15 | 2024-02-26 | 17,132 | $5.65 | $96.8K | 20,939 | SEC↗ |
| Weeber Robert | Pres, Intl. Wealth Mmgt | M Exercise | 2024-02-15 | 2024-02-26 | 35,796 | — | $0 | 448,917 | SEC↗ |
| Brophy Warson Tracey | Director | M Exercise deriv | 2024-01-03 | 2024-01-05 | 13,111 | — | $0 | 0 | SEC↗ |
| Lee Judy | Director | M Exercise deriv | 2024-01-03 | 2024-01-05 | 13,111 | — | $0 | 0 | SEC↗ |
| Keaney Timothy F | Director | M Exercise deriv | 2024-01-03 | 2024-01-05 | 13,111 | — | $0 | 0 | SEC↗ |
| Bouzarif Ali | Director | M Exercise deriv | 2024-01-03 | 2024-01-05 | 13,111 | — | $0 | 0 | SEC↗ |
| CGC Sponsor LLC | 10% Owner | M Exercise deriv | 2024-01-03 | 2024-01-05 | 13,111 | — | $0 | 0 | SEC↗ |
| Brophy Warson Tracey | Director | M Exercise | 2024-01-03 | 2024-01-05 | 13,111 | — | $0 | 13,111 | SEC↗ |