ALXA

Alexza Pharmaceuticals Inc.CIK 1344413 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for ALXA PRO

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AI insights for ALXA

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Grupo Ferrer Internacional, S.A.	10% Owner	2	$17.52M	$0	2016-06-21
Kamemoto Edwin S	EVP, R&D, Regulatory & Quality	10	$0	$0	2016-06-21
Read J Leighton	Director	14	$0	$0	2016-06-21
KING THOMAS BRAXTON	President and CEO	29	$359.0K	$63.7K	2016-06-21
PAKIANATHAN DEEPIKA	Director	15	$0	$0	2016-06-21
TURNER JOSEPH L	Director	11	$0	$0	2016-06-21
BUCHI J KEVIN	Director	5	$0	$0	2016-06-21
STEIN ISAAC	Director	14	$0	$0	2016-06-21
RINGOLD GORDON	Director	20	$101.7K	$0	2016-06-21
Ferrer-Salat Sergio	10% Owner	1	$0	$0	2015-09-28
Oki Mark K	VP Fin Controller PAO PFO Sec	10	$0	$52.2K	2015-07-22
Cassella James V	SVP, Research & Development	14	$0	$79.4K	2014-07-07
Schineller Peter W.	SVP and CCO	2	$0	$0	2013-03-29
Moreland Darl	SVP, Quality	3	$0	$41.4K	2013-03-29
Simms Michael J	SVP, Operations & Manuf	9	$0	$79.4K	2013-03-29
LANSDOWNE PARTNERS AUSTRIA GMBH	10% Owner	4	$350.3K	$593.8K	2013-01-18
BUSSER ANDREW L	Director	1	$0	$0	2012-06-06
Barron Hal	Director	1	$0	$0	2012-06-06
Occitan Capital Management Inc.	10% Owner	22	$145.7K	$0	2012-02-09
OCCITAN MASTER FUND L.P.	10% Owner	45	$112.7K	$15.8K	2012-01-18

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
BUCHI J KEVIN	Director	D To issuer deriv	2016-06-21	2016-06-21	20,000	—	$0	0	SEC↗
BUCHI J KEVIN	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
BUCHI J KEVIN	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
PAKIANATHAN DEEPIKA	Director	D To issuer deriv	2016-06-21	2016-06-21	3,991	—	$0	0	SEC↗
PAKIANATHAN DEEPIKA	Director	D To issuer deriv	2016-06-21	2016-06-21	11,606	—	$0	0	SEC↗
PAKIANATHAN DEEPIKA	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
PAKIANATHAN DEEPIKA	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
PAKIANATHAN DEEPIKA	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
PAKIANATHAN DEEPIKA	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
PAKIANATHAN DEEPIKA	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
PAKIANATHAN DEEPIKA	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
PAKIANATHAN DEEPIKA	Director	D To issuer deriv	2016-06-21	2016-06-21	3,125	—	$0	0	SEC↗
Read J Leighton	Director	D To issuer deriv	2016-06-21	2016-06-21	3,991	—	$0	0	SEC↗
Read J Leighton	Director	D To issuer deriv	2016-06-21	2016-06-21	11,606	—	$0	0	SEC↗
Read J Leighton	Director	D To issuer deriv	2016-06-21	2016-06-21	3,125	—	$0	0	SEC↗
Read J Leighton	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
Read J Leighton	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
Read J Leighton	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
Read J Leighton	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
Read J Leighton	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
Read J Leighton	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
RINGOLD GORDON	Director	D To issuer deriv	2016-06-21	2016-06-21	11,606	—	$0	0	SEC↗
RINGOLD GORDON	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
RINGOLD GORDON	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
RINGOLD GORDON	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
RINGOLD GORDON	Director	D To issuer deriv	2016-06-21	2016-06-21	3,991	—	$0	0	SEC↗
RINGOLD GORDON	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
RINGOLD GORDON	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
RINGOLD GORDON	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
RINGOLD GORDON	Director	D To issuer deriv	2016-06-21	2016-06-21	3,125	—	$0	0	SEC↗
STEIN ISAAC	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
STEIN ISAAC	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
STEIN ISAAC	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
STEIN ISAAC	Director	D To issuer deriv	2016-06-21	2016-06-21	625	—	$0	0	SEC↗
STEIN ISAAC	Director	D To issuer deriv	2016-06-21	2016-06-21	11,606	—	$0	0	SEC↗
STEIN ISAAC	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
STEIN ISAAC	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
STEIN ISAAC	Director	D To issuer deriv	2016-06-21	2016-06-21	3,125	—	$0	0	SEC↗
STEIN ISAAC	Director	D To issuer deriv	2016-06-21	2016-06-21	3,991	—	$0	0	SEC↗
TURNER JOSEPH L	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
TURNER JOSEPH L	Director	D To issuer deriv	2016-06-21	2016-06-21	12,500	—	$0	0	SEC↗
TURNER JOSEPH L	Director	D To issuer deriv	2016-06-21	2016-06-21	11,606	—	$0	0	SEC↗
TURNER JOSEPH L	Director	D To issuer deriv	2016-06-21	2016-06-21	3,991	—	$0	0	SEC↗
TURNER JOSEPH L	Director	D To issuer deriv	2016-06-21	2016-06-21	3,125	—	$0	0	SEC↗
TURNER JOSEPH L	Director	D To issuer deriv	2016-06-21	2016-06-21	2,500	—	$0	0	SEC↗
KING THOMAS BRAXTON	President & CEO	D To issuer deriv	2016-06-21	2016-06-21	50,001	—	$0	0	SEC↗
KING THOMAS BRAXTON	President & CEO	D To issuer deriv	2016-06-21	2016-06-21	50,000	—	$0	0	SEC↗
KING THOMAS BRAXTON	President & CEO	D To issuer deriv	2016-06-21	2016-06-21	400,000	—	$0	0	SEC↗
KING THOMAS BRAXTON	President & CEO	D To issuer deriv	2016-06-21	2016-06-21	5,819	—	$0	0	SEC↗
KING THOMAS BRAXTON	President & CEO	D To issuer deriv	2016-06-21	2016-06-21	5,453	—	$0	0	SEC↗
KING THOMAS BRAXTON	President & CEO	D To issuer deriv	2016-06-21	2016-06-21	9,921	—	$0	0	SEC↗
KING THOMAS BRAXTON	President & CEO	D To issuer deriv	2016-06-21	2016-06-21	19,576	—	$0	0	SEC↗
KING THOMAS BRAXTON	President & CEO	D To issuer deriv	2016-06-21	2016-06-21	33,449	—	$0	0	SEC↗
Kamemoto Edwin S	EVP, R&D, Regulatory & Quali	D To issuer deriv	2016-06-21	2016-06-21	9,999	—	$0	0	SEC↗
Kamemoto Edwin S	EVP, R&D, Regulatory & Quali	D To issuer deriv	2016-06-21	2016-06-21	35,000	—	$0	0	SEC↗
Kamemoto Edwin S	EVP, R&D, Regulatory & Quali	D To issuer deriv	2016-06-21	2016-06-21	43,750	—	$0	0	SEC↗
Kamemoto Edwin S	EVP, R&D, Regulatory & Quali	D To issuer deriv	2016-06-21	2016-06-21	5,000	—	$0	0	SEC↗
Kamemoto Edwin S	EVP, R&D, Regulatory & Quali	D To issuer deriv	2016-06-21	2016-06-21	15,000	—	$0	0	SEC↗
Kamemoto Edwin S	EVP, R&D, Regulatory & Quali	D To issuer deriv	2016-06-21	2016-06-21	24,000	—	$0	0	SEC↗
Kamemoto Edwin S	EVP, R&D, Regulatory & Quali	D To issuer deriv	2016-06-21	2016-06-21	125,000	—	$0	0	SEC↗
PAKIANATHAN DEEPIKA	Director	U Tender	2016-06-21	2016-06-21	658	—	$0	0	SEC↗
PAKIANATHAN DEEPIKA	Director	U Tender	2016-06-21	2016-06-21	98,967	—	$0	0	SEC↗
Read J Leighton	Director	U Tender	2016-06-21	2016-06-21	3,492	—	$0	0	SEC↗
RINGOLD GORDON	Director	U Tender	2016-06-21	2016-06-21	927	—	$0	0	SEC↗
RINGOLD GORDON	Director	U Tender	2016-06-21	2016-06-21	32,392	—	$0	0	SEC↗
RINGOLD GORDON	Director	U Tender	2016-06-21	2016-06-21	927	—	$0	0	SEC↗
STEIN ISAAC	Director	U Tender	2016-06-21	2016-06-21	15,838	—	$0	0	SEC↗
TURNER JOSEPH L	Director	U Tender	2016-06-21	2016-06-21	1,050	—	$0	0	SEC↗
KING THOMAS BRAXTON	President & CEO	U Tender	2016-06-21	2016-06-21	40,000	—	$0	0	SEC↗
KING THOMAS BRAXTON	President & CEO	U Tender	2016-06-21	2016-06-21	37,224	—	$0	0	SEC↗
Kamemoto Edwin S	EVP, R&D, Regulatory & Quali	U Tender	2016-06-21	2016-06-21	9,112	—	$0	0	SEC↗
Grupo Ferrer Internacional, S.	10% Owner	P Buy	2016-06-21	2016-06-22	19,465,714	$0.90	$17.52M	21,832,649	SEC↗
Ferrer-Salat Sergio	10% Owner	P Buy	2015-09-28	2016-03-03	125,000	—	$0	2,366,935	SEC↗
Grupo Ferrer Internacional, S.	10% Owner	P Buy	2015-09-28	2015-09-28	125,000	—	$0	2,366,935	SEC↗
KING THOMAS BRAXTON	President and CEO	A Award deriv	2015-07-22	2015-07-24	400,000	—	$0	400,000	SEC↗
Oki Mark K	SVP, Finance, CFO & Sec	A Award deriv	2015-07-22	2015-07-24	125,000	—	$0	125,000	SEC↗
Kamemoto Edwin S	EVP, R&D and Quality	A Award deriv	2015-07-22	2015-07-24	125,000	—	$0	125,000	SEC↗
RINGOLD GORDON	Director	A Award deriv	2015-06-23	2015-06-25	12,500	—	$0	12,500	SEC↗
TURNER JOSEPH L	Director	A Award deriv	2015-06-23	2015-06-25	12,500	—	$0	12,500	SEC↗
Read J Leighton	Director	A Award deriv	2015-06-23	2015-06-25	12,500	—	$0	12,500	SEC↗
BUCHI J KEVIN	Director	A Award deriv	2015-06-23	2015-06-25	12,500	—	$0	12,500	SEC↗
PAKIANATHAN DEEPIKA	Director	A Award deriv	2015-06-23	2015-06-25	12,500	—	$0	12,500	SEC↗
STEIN ISAAC	Director	A Award deriv	2015-06-23	2015-06-25	12,500	—	$0	12,500	SEC↗
Kamemoto Edwin S	EVP, R&D and Quality	A Award deriv	2015-04-28	2015-04-29	35,000	—	$0	35,000	SEC↗
Cassella James V	EVP, R&D and CSO	A Award deriv	2014-07-07	2014-07-08	25,000	—	$0	25,000	SEC↗
Cassella James V	EVP, R&D and CSO	A Award deriv	2014-06-27	2014-06-30	125,000	—	$0	125,000	SEC↗
KING THOMAS BRAXTON	President and CEO	A Award deriv	2014-06-27	2014-06-30	100,000	—	$0	100,000	SEC↗
Oki Mark K	SVP, CFO & Secretary	A Award deriv	2014-06-27	2014-06-30	50,000	—	$0	50,000	SEC↗
BUCHI J KEVIN	Director	A Award deriv	2014-06-10	2014-06-11	12,500	—	$0	12,500	SEC↗
TURNER JOSEPH L	Director	A Award deriv	2014-06-10	2014-06-11	12,500	—	$0	12,500	SEC↗
PAKIANATHAN DEEPIKA	Director	A Award deriv	2014-06-10	2014-06-11	12,500	—	$0	12,500	SEC↗
STEIN ISAAC	Director	A Award deriv	2014-06-10	2014-06-11	12,500	—	$0	12,500	SEC↗
Read J Leighton	Director	A Award deriv	2014-06-10	2014-06-11	12,500	—	$0	12,500	SEC↗
RINGOLD GORDON	Director	A Award deriv	2014-06-10	2014-06-11	12,500	—	$0	12,500	SEC↗
RINGOLD GORDON	Director	P Buy	2013-09-06	2013-09-09	10,000	$4.77	$47.7K	32,392	SEC↗
KING THOMAS BRAXTON	Pres & CEO	P Buy	2013-07-26	2013-07-26	2,420	$4.49	$10.9K	215,000	SEC↗
KING THOMAS BRAXTON	Pres & CEO	P Buy	2013-07-26	2013-07-30	2,420	$4.49	$10.9K	215,000	SEC↗
KING THOMAS BRAXTON	Pres & CEO	P Buy	2013-07-25	2013-07-26	12,580	$4.50	$56.6K	212,580	SEC↗
KING THOMAS BRAXTON	Pres & CEO	P Buy	2013-07-25	2013-07-30	12,580	$4.50	$56.6K	212,580	SEC↗
KING THOMAS BRAXTON	Pres & CEO	P Buy	2013-07-24	2013-07-26	25,000	$4.48	$112.0K	200,000	SEC↗
KING THOMAS BRAXTON	Pres & CEO	P Buy	2013-07-24	2013-07-30	25,000	$4.48	$112.0K	200,000	SEC↗
TURNER JOSEPH L	Director	A Award deriv	2013-05-21	2013-05-22	11,606	—	$0	11,606	SEC↗
PAKIANATHAN DEEPIKA	Director	A Award deriv	2013-05-21	2013-05-22	11,606	—	$0	11,606	SEC↗
STEIN ISAAC	Director	A Award deriv	2013-05-21	2013-05-22	11,606	—	$0	11,606	SEC↗
Read J Leighton	Director	A Award deriv	2013-05-21	2013-05-22	11,606	—	$0	11,606	SEC↗
RINGOLD GORDON	Director	A Award deriv	2013-05-21	2013-05-22	11,606	—	$0	11,606	SEC↗
Moreland Darl	SVP, Quality	A Award deriv	2013-03-29	2013-04-02	87,500	—	$0	87,500	SEC↗
KING THOMAS BRAXTON	Pres & CEO	A Award deriv	2013-03-29	2013-04-02	350,000	—	$0	350,000	SEC↗
Cassella James V	EVP, R&D and CSO	A Award deriv	2013-03-29	2013-04-02	43,750	—	$0	43,750	SEC↗
Oki Mark K	SVP, CFO and Sec	A Award deriv	2013-03-29	2013-04-02	87,500	—	$0	87,500	SEC↗
Simms Michael J	SVP, Operations & Manuf	A Award deriv	2013-03-29	2013-04-02	87,500	—	$0	87,500	SEC↗
Schineller Peter W.	SVP and CCO	A Award deriv	2013-03-29	2013-04-02	87,500	—	$0	87,500	SEC↗
Cassella James V	EVP, R&D and CSO	A Award deriv	2013-03-29	2013-04-02	87,500	—	$0	87,500	SEC↗
Moreland Darl	SVP, Quality	A Award	2013-03-29	2013-04-02	43,750	$4.42	$193.4K	47,299	SEC↗
KING THOMAS BRAXTON	Pres & CEO	A Award	2013-03-29	2013-04-02	175,000	$4.42	$773.5K	175,000	SEC↗
Cassella James V	EVP, R&D and CSO	A Award	2013-03-29	2013-04-02	43,750	$4.42	$193.4K	62,495	SEC↗
Oki Mark K	SVP, CFO and Sec	A Award	2013-03-29	2013-04-02	43,750	$4.42	$193.4K	49,538	SEC↗
Simms Michael J	SVP, Operations & Manuf	A Award	2013-03-29	2013-04-02	43,750	$4.42	$193.4K	47,998	SEC↗
Schineller Peter W.	SVP and CCO	A Award	2013-03-29	2013-04-02	43,750	$4.42	$193.4K	43,750	SEC↗
Cassella James V	EVP, R&D and CSO	A Award	2013-03-29	2013-04-02	43,750	$4.42	$193.4K	62,495	SEC↗
KING THOMAS BRAXTON	Pres & CEO	G Gift	2013-02-25	2013-02-27	9,113	—	$0	30,149	SEC↗
KING THOMAS BRAXTON	Pres & CEO	G Gift	2013-02-25	2013-02-27	9,113	—	$0	0	SEC↗
Cassella James V	EVP, R&D and CSO	A Award	2013-02-07	2013-02-08	17,795	—	$0	18,745	SEC↗
LANSDOWNE PARTNERS AUSTRIA GMB	10% Owner	S Sale	2013-01-18	2013-01-22	25,000	$4.75	$118.8K	1,520,055	SEC↗
LANSDOWNE PARTNERS AUSTRIA GMB	10% Owner	S Sale	2013-01-17	2013-01-22	100,000	$4.75	$475.0K	1,545,055	SEC↗
LANSDOWNE PARTNERS AUSTRIA GMB	10% Owner	P Buy	2012-12-27	2012-12-31	28,589	$4.84	$138.4K	1,645,055	SEC↗
LANSDOWNE PARTNERS AUSTRIA GMB	10% Owner	P Buy	2012-12-27	2012-12-31	43,600	$4.86	$211.9K	1,616,466	SEC↗
Cassella James V	EVP, R&D and CSO	S Sale	2012-12-26	2012-12-27	4,558	$4.90	$22.3K	950	SEC↗
Simms Michael J	SVP, Operations & Manuf	S Sale	2012-12-26	2012-12-27	4,558	$4.90	$22.3K	4,180	SEC↗
Simms Michael J	SVP, Operations & Manuf	W Will	2012-12-05	2013-04-02	68	—	$0	4,248	SEC↗
Oki Mark K	SVP, CFO and Sec	S Sale	2012-08-27	2012-08-29	10,000	$4.14	$41.4K	3,788	SEC↗
Simms Michael J	SVP, Operations & Manuf	S Sale	2012-08-27	2012-08-29	10,000	$4.14	$41.4K	7,957	SEC↗
Moreland Darl	SVP, Quality	S Sale	2012-08-27	2012-08-29	10,000	$4.14	$41.4K	1,908	SEC↗
KING THOMAS BRAXTON	Pres & CEO	S Sale	2012-08-27	2012-08-29	10,000	$4.14	$41.4K	10,229	SEC↗
Cassella James V	EVP, R&D and CSO	S Sale	2012-08-27	2012-08-29	10,000	$4.14	$41.4K	5,508	SEC↗
KING THOMAS BRAXTON	Pres & CEO	G Gift	2012-08-14	2012-08-29	1,116	—	$0	9,113	SEC↗
KING THOMAS BRAXTON	Pres & CEO	G Gift	2012-08-14	2012-08-29	1,116	—	$0	20,482	SEC↗
KING THOMAS BRAXTON	Pres & CEO	A Award deriv	2012-07-26	2012-07-30	50,000	—	$0	50,000	SEC↗
Cassella James V	EVP, R&D and CSO	A Award deriv	2012-07-26	2012-07-30	25,000	—	$0	25,000	SEC↗
Cassella James V	EVP, R&D and CSO	A Award deriv	2012-07-26	2012-07-30	15,000	—	$0	15,000	SEC↗
Oki Mark K	SVP, CFO and Sec	A Award deriv	2012-07-26	2012-07-30	10,000	—	$0	10,000	SEC↗
Oki Mark K	SVP, CFO and Sec	A Award deriv	2012-07-26	2012-07-30	25,000	—	$0	25,000	SEC↗
Simms Michael J	SVP, Operations & Manuf	A Award deriv	2012-07-26	2012-07-30	25,000	—	$0	25,000	SEC↗
Read J Leighton	Director	A Award deriv	2012-06-06	2012-06-08	39,918	—	$0	39,918	SEC↗
Barron Hal	Director	A Award deriv	2012-06-06	2012-06-08	39,918	—	$0	39,918	SEC↗
BUSSER ANDREW L	Director	A Award deriv	2012-06-06	2012-06-08	39,918	—	$0	39,918	SEC↗
TURNER JOSEPH L	Director	A Award deriv	2012-06-06	2012-06-08	39,918	—	$0	39,918	SEC↗
PAKIANATHAN DEEPIKA	Director	A Award deriv	2012-06-06	2012-06-08	39,918	—	$0	39,918	SEC↗
STEIN ISAAC	Director	A Award deriv	2012-06-06	2012-06-08	39,918	—	$0	39,918	SEC↗
RINGOLD GORDON	Director	A Award deriv	2012-06-06	2012-06-08	39,918	—	$0	39,918	SEC↗
Simms Michael J	SVP, Operations & Manuf	S Sale	2012-06-06	2012-06-08	46,222	$0.34	$15.7K	179,603	SEC↗
Oki Mark K	VP Fin Controller PAO PFO Se	S Sale	2012-06-06	2012-06-08	31,873	$0.34	$10.8K	137,896	SEC↗
Cassella James V	SVP, Research & Development	S Sale	2012-06-06	2012-06-08	46,222	$0.34	$15.7K	157,801	SEC↗
KING THOMAS BRAXTON	Pres & CEO	S Sale	2012-06-06	2012-06-08	65,516	$0.34	$22.3K	202,325	SEC↗
Cassella James V	SVP, Research & Development	A Award	2012-05-10	2012-05-14	100,000	—	$0	204,023	SEC↗
Simms Michael J	SVP, Operations & Manuf	A Award	2012-05-10	2012-05-14	100,000	—	$0	225,825	SEC↗
Oki Mark K	VP Fin Controller PAO PFO Se	A Award	2012-05-10	2012-05-14	100,000	—	$0	169,769	SEC↗
KING THOMAS BRAXTON	Pres & CEO	A Award	2012-05-10	2012-05-14	100,000	—	$0	267,841	SEC↗
RINGOLD GORDON	Director	P Buy	2012-04-09	2012-04-11	100,000	$0.54	$54.0K	223,925	SEC↗
Cassella James V	SVP, Research & Development	A Award	2012-03-23	2012-03-26	46,222	—	$0	104,023	SEC↗
KING THOMAS BRAXTON	Pres & CEO	A Award	2012-03-23	2012-03-26	65,516	—	$0	167,841	SEC↗
Oki Mark K	VP Fin Controller PAO PFO Se	A Award	2012-03-23	2012-03-26	31,873	—	$0	69,769	SEC↗
Simms Michael J	SVP, Operations & Manuf	A Award	2012-03-23	2012-03-26	46,222	—	$0	125,825	SEC↗
RINGOLD GORDON	Director	G Gift	2012-03-20	2012-04-11	7,000	—	$0	123,925	SEC↗
RINGOLD GORDON	Director	G Gift	2012-03-20	2012-04-11	7,000	—	$0	0	SEC↗
Occitan Capital Management Inc	10% Owner	J Other deriv	2012-02-09	2012-02-10	33,000	$0.01	$330	47,012	SEC↗
Occitan Capital Management Inc	10% Owner	J Other deriv	2012-02-09	2012-02-10	13,500	$0.05	$675	33,512	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	S Sale deriv	2012-01-18	2012-01-20	47,000	—	$0	33,012	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2012-01-13	2012-01-20	172	$0.37	$64	80,012	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-13	2012-01-20	25,000	$0.80	$20.0K	3,738,186	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-13	2012-01-20	1,900	$0.80	$1.5K	3,678,386	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-13	2012-01-20	10,000	$0.83	$8.3K	3,823,186	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-13	2012-01-20	10,000	$0.80	$8.0K	3,813,186	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-13	2012-01-20	25,000	$0.80	$20.0K	3,803,186	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-13	2012-01-20	15,000	$0.80	$12.0K	3,778,186	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-13	2012-01-20	25,000	$0.80	$20.0K	3,763,186	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-13	2012-01-20	9,800	$0.80	$7.8K	3,688,186	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-13	2012-01-20	25,000	$0.80	$20.0K	3,713,186	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2012-01-12	2012-01-20	3,500	$0.47	$1.6K	79,840	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-12	2012-01-20	5,000	$0.87	$4.3K	3,676,486	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-12	2012-01-20	5,000	$0.87	$4.3K	3,671,486	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-12	2012-01-20	10,000	$0.87	$8.7K	3,666,486	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-12	2012-01-20	5,000	$0.84	$4.2K	3,656,486	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-12	2012-01-20	1,000	$0.84	$840	3,651,486	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-12	2012-01-20	2,441	$0.84	$2.1K	3,650,486	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	100	$0.92	$92	3,644,145	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	10,000	$0.92	$9.2K	3,644,045	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	7,225	$0.92	$6.6K	3,634,045	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	100	$0.93	$93	3,626,820	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	100	$0.93	$93	3,626,720	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	1,700	$0.93	$1.6K	3,626,620	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	100	$0.93	$93	3,624,920	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	100	$0.93	$93	3,624,820	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	2,500	$0.93	$2.3K	3,624,720	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	175	$0.93	$163	3,622,220	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	2,775	$0.93	$2.6K	3,622,045	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-10	2012-01-20	800	$0.93	$744	3,619,270	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-10	2012-01-20	2,500	$0.92	$2.3K	3,648,048	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-10	2012-01-20	500	$0.92	$460	3,645,545	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-10	2012-01-20	700	$0.92	$644	3,645,045	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-10	2012-01-20	100	$0.92	$92	3,644,345	SEC↗
Occitan Capital Management Inc	10% Owner	P Buy	2012-01-10	2012-01-20	100	$0.92	$92	3,644,245	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-06	2012-01-20	5,000	$0.94	$4.7K	3,618,470	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-06	2012-01-20	5,000	$0.94	$4.7K	3,613,470	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2012-01-06	2012-01-20	10,000	$0.94	$9.4K	3,608,470	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2012-01-03	2012-01-20	32	$0.37	$12	66,340	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2012-01-03	2012-01-20	10,000	$0.52	$5.2K	76,340	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2011-12-30	2012-01-20	1,000	$0.32	$320	59,313	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2011-12-30	2012-01-20	3,295	$0.37	$1.2K	62,608	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2011-12-30	2012-01-20	1,700	$0.44	$748	64,308	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2011-12-30	2012-01-20	2,000	$0.47	$940	66,308	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-30	2012-01-20	21,070	$0.79	$16.6K	3,598,470	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	S Sale	2011-12-30	2012-01-20	10,000	$0.85	$8.5K	3,577,400	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	S Sale	2011-12-30	2012-01-20	5,000	$0.85	$4.3K	3,587,400	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	S Sale	2011-12-30	2012-01-20	3,600	$0.86	$3.1K	3,592,400	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2011-12-29	2012-01-20	6,000	$0.45	$2.7K	58,113	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2011-12-29	2012-01-20	200	$0.27	$54	58,313	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-29	2012-01-20	10,000	$0.81	$8.1K	3,596,000	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-29	2012-01-20	500	$0.79	$395	3,586,000	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2011-12-28	2012-01-20	293	$0.42	$123	52,113	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2011-12-28	2012-01-20	2,000	$0.32	$640	51,820	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-28	2012-01-20	500	$0.81	$405	3,585,500	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-28	2012-01-20	10,000	$0.80	$8.0K	3,585,000	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-28	2012-01-20	12,077	$0.79	$9.5K	3,575,000	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-28	2012-01-20	2,923	$0.79	$2.3K	3,562,923	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2011-12-27	2012-01-20	3,000	$0.44	$1.3K	49,820	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy deriv	2011-12-27	2012-01-20	200	$0.32	$64	46,820	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-23	2012-01-20	4,392	$0.83	$3.6K	3,552,600	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-23	2012-01-20	4,100	$0.82	$3.4K	3,560,000	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-23	2012-01-20	900	$0.82	$738	3,555,900	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-23	2012-01-20	500	$0.82	$410	3,555,000	SEC↗
OCCITAN MASTER FUND L.P.	10% Owner	P Buy	2011-12-23	2012-01-20	1,900	$0.83	$1.6K	3,554,500	SEC↗