AMTD

TD AMERITRADE HOLDING CORPCIK 1173431 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for AMTD PRO

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AI insights for AMTD

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
TESSLER ALLAN R	Director	51	$0	$0	2020-10-06
Peterson Jon C.	Interim CFO	10	$0	$0	2020-10-06
TD GROUP US HOLDINGS LLC	10% Owner	1	$0	$0	2020-10-06
Quirk Steven M.	EVP, Trader Group	39	$0	$4.27M	2020-10-06
Nally Thomas A.	Exec. VP, inst'l svcs	64	$0	$3.66M	2020-10-06
Ricketts Todd M	Director	53	$0	$0	2020-10-06
Maidment Karen E.	Director	47	$0	$0	2020-10-06
Levitt Brian M	Director	22	$169.3K	$0	2020-10-06
DESILVA PETER J	EVP, Retail Distribution	25	$283.6K	$0	2020-10-06
BETTINO LORENZO A	Director	28	$0	$0	2020-10-06
BOYLE STEPHEN J	President and CEO	37	$0	$949.9K	2020-10-06
PREZZANO WILBUR J	Director	47	$0	$551.3K	2020-10-06
MITCHELL MARK L	Director	55	$0	$0	2020-10-06
MOGLIA JOSEPH H	Director	179	$0	$128.75M	2020-10-06
HAILEY V ANN	Director	24	$0	$0	2020-10-06
MILLER IRENE R	Director	23	$0	$0	2020-10-06
KOPLOW ELLEN L S	Executive VP, General Counsel	64	$0	$6.14M	2019-12-17
Hockey Tim	President	21	$0	$0	2019-11-19
TD Luxembourg International Holdings S.a r.l.	10% Owner	2	$400.00M	$128.20M	2017-09-18
Bradley Thomas Jr	Exec. VP, retail distribution	44	$3.4K	$1.34M	2017-08-15
Tomczyk Fredric J	President and CEO	45	$0	$13.91M	2016-08-18
ADAMS MARVIN W	Exec. VP & COO	30	$0	$5.24M	2016-05-17
RICKETTS J JOE	Other	36	$0	$307.92M	2015-12-18
COOK DAN W III	Director	24	$0	$0	2015-11-24
Marlene M. Ricketts 1994 Dynasty Trust	10% Owner	22	$0	$137.36M	2015-11-06
Gerber William	EVP and CFO	37	$0	$1.32M	2015-08-18
COHEN MARSHALL A	Director	23	$0	$898.5K	2015-08-18
J. Joe Ricketts 1996 Dynasty Trust	10% Owner	1	$0	$1.85M	2015-06-08
RICKETTS J PETER	Director	87	$126	$3.18M	2014-12-05
RICKETTS MARLENE M	10% Owner	15	$0	$3.86M	2014-03-06
TORONTO DOMINION BANK	10% Owner	2	$0	$481.01M	2013-12-06
Peacock Kerry	Director	1	$66.8K	$0	2013-01-24

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
TD GROUP US HOLDINGS LLC	10% Owner	J Other	2020-10-06	2020-10-07	233,993,484	—	$0	0	SEC↗
BETTINO LORENZO A	Director	D To issuer	2020-10-06	2020-10-07	26,446	—	$0	0	SEC↗
BOYLE STEPHEN J	Interim President and CEO	D To issuer	2020-10-06	2020-10-07	251,448	—	$0	0	SEC↗
Levitt Brian M	Director	D To issuer	2020-10-06	2020-10-07	20,160	—	$0	0	SEC↗
DESILVA PETER J	EVP, Retail Distribution	D To issuer	2020-10-06	2020-10-07	5,000	—	$0	0	SEC↗
DESILVA PETER J	EVP, Retail Distribution	D To issuer	2020-10-06	2020-10-07	116,143	—	$0	0	SEC↗
MILLER IRENE R	Director	D To issuer	2020-10-06	2020-10-07	15,195	—	$0	0	SEC↗
Maidment Karen E.	Director	D To issuer	2020-10-06	2020-10-07	76,737	—	$0	0	SEC↗
MITCHELL MARK L	Director	D To issuer	2020-10-06	2020-10-07	50,387	—	$0	0	SEC↗
MOGLIA JOSEPH H	Director	D To issuer	2020-10-06	2020-10-07	94,147	—	$0	0	SEC↗
Nally Thomas A.	EVP, Institutional Services	D To issuer	2020-10-06	2020-10-07	225,701	—	$0	0	SEC↗
Peterson Jon C.	Interim CFO	D To issuer	2020-10-06	2020-10-07	25,500	—	$0	0	SEC↗
PREZZANO WILBUR J	Director	D To issuer	2020-10-06	2020-10-07	123,059	—	$0	0	SEC↗
Quirk Steven M.	EVP, Trader Group	D To issuer	2020-10-06	2020-10-07	139,749	—	$0	0	SEC↗
Ricketts Todd M	Director	D To issuer	2020-10-06	2020-10-07	8,059	—	$0	0	SEC↗
Ricketts Todd M	Director	D To issuer	2020-10-06	2020-10-07	228,659	—	$0	0	SEC↗
Ricketts Todd M	Director	D To issuer	2020-10-06	2020-10-07	43,055	—	$0	0	SEC↗
Ricketts Todd M	Director	D To issuer	2020-10-06	2020-10-07	188,057	—	$0	0	SEC↗
TESSLER ALLAN R	Director	D To issuer	2020-10-06	2020-10-07	10,000	—	$0	0	SEC↗
TESSLER ALLAN R	Director	D To issuer	2020-10-06	2020-10-07	72,973	—	$0	0	SEC↗
HAILEY V ANN	Director	D To issuer	2020-10-06	2020-10-07	15,774	—	$0	0	SEC↗
BOYLE STEPHEN J	Interim President and CEO	A Award	2020-10-05	2020-10-07	844	—	$0	251,448	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2020-10-05	2020-10-07	418	—	$0	116,143	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2020-10-05	2020-10-07	418	—	$0	225,701	SEC↗
Peterson Jon C.	Interim CFO	A Award	2020-10-05	2020-10-07	72	—	$0	25,500	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2020-10-05	2020-10-07	400	—	$0	139,749	SEC↗
BOYLE STEPHEN J	Interim President and CEO	A Award	2020-09-30	2020-10-02	72,725	—	$0	250,604	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2020-09-30	2020-10-02	38,204	—	$0	115,725	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2020-09-30	2020-10-02	37,284	—	$0	225,283	SEC↗
Peterson Jon C.	Interim CFO	A Award	2020-09-30	2020-10-02	6,347	—	$0	25,428	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2020-09-30	2020-10-02	36,578	—	$0	139,349	SEC↗
DESILVA PETER J	EVP, Retail Distribution	F Tax w/h	2020-09-20	2020-09-22	3,646	$38.96	$142.0K	77,521	SEC↗
BETTINO LORENZO A	Director	A Award	2020-08-21	2020-08-25	94	—	$0	26,446	SEC↗
BOYLE STEPHEN J	Interim President and CEO	A Award	2020-08-21	2020-08-25	1,323	—	$0	177,879	SEC↗
Levitt Brian M	Director	A Award	2020-08-21	2020-08-25	124	—	$0	20,160	SEC↗
MILLER IRENE R	Director	A Award	2020-08-21	2020-08-25	24	—	$0	15,195	SEC↗
Maidment Karen E.	Director	A Award	2020-08-21	2020-08-25	601	—	$0	76,737	SEC↗
MITCHELL MARK L	Director	A Award	2020-08-21	2020-08-25	291	—	$0	50,387	SEC↗
MOGLIA JOSEPH H	Director	A Award	2020-08-21	2020-08-25	34	—	$0	94,147	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2020-08-21	2020-08-25	781	—	$0	187,999	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2020-08-21	2020-08-25	665	—	$0	81,167	SEC↗
Peterson Jon C.	Interim CFO	A Award	2020-08-21	2020-08-25	108	—	$0	19,081	SEC↗
PREZZANO WILBUR J	Director	A Award	2020-08-21	2020-08-25	448	—	$0	123,059	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2020-08-21	2020-08-25	592	—	$0	102,771	SEC↗
Ricketts Todd M	Director	A Award	2020-08-21	2020-08-25	24	—	$0	188,057	SEC↗
TESSLER ALLAN R	Director	A Award	2020-08-21	2020-08-25	24	—	$0	72,973	SEC↗
HAILEY V ANN	Director	A Award	2020-08-21	2020-08-25	103	—	$0	15,774	SEC↗
MOGLIA JOSEPH H	Director	S Sale	2020-06-09	2020-06-11	9,683	$44.00	$426.1K	94,113	SEC↗
MITCHELL MARK L	Director	G Gift	2020-06-02	2020-08-25	12,500	—	$0	50,096	SEC↗
BETTINO LORENZO A	Director	A Award	2020-05-20	2020-05-22	100	—	$0	26,352	SEC↗
BOYLE STEPHEN J	Interim President and CEO	A Award	2020-05-20	2020-05-22	1,402	—	$0	176,556	SEC↗
Levitt Brian M	Director	A Award	2020-05-20	2020-05-22	131	—	$0	20,036	SEC↗
MILLER IRENE R	Director	A Award	2020-05-20	2020-05-22	26	—	$0	15,171	SEC↗
Maidment Karen E.	Director	A Award	2020-05-20	2020-05-22	636	—	$0	76,136	SEC↗
MITCHELL MARK L	Director	A Award	2020-05-20	2020-05-22	308	—	$0	62,596	SEC↗
MOGLIA JOSEPH H	Director	A Award	2020-05-20	2020-05-22	36	—	$0	103,796	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2020-05-20	2020-05-22	824	—	$0	187,218	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2020-05-20	2020-05-22	704	—	$0	80,502	SEC↗
Peterson Jon C.	Interim CFO	A Award	2020-05-20	2020-05-22	115	—	$0	18,973	SEC↗
PREZZANO WILBUR J	Director	A Award	2020-05-20	2020-05-22	474	—	$0	122,611	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2020-05-20	2020-05-22	624	—	$0	102,179	SEC↗
Ricketts Todd M	Director	A Award	2020-05-20	2020-05-22	26	—	$0	188,033	SEC↗
TESSLER ALLAN R	Director	A Award	2020-05-20	2020-05-22	26	—	$0	72,949	SEC↗
HAILEY V ANN	Director	A Award	2020-05-20	2020-05-22	110	—	$0	15,671	SEC↗
MOGLIA JOSEPH H	Director	S Sale	2020-04-30	2020-05-01	9,000	$40.00	$360.0K	103,760	SEC↗
MOGLIA JOSEPH H	Director	S Sale	2020-04-29	2020-05-01	5,000	$40.00	$200.0K	112,760	SEC↗
MITCHELL MARK L	Director	A Award	2020-02-24	2020-02-26	2,956	—	$0	62,288	SEC↗
MILLER IRENE R	Director	A Award	2020-02-24	2020-02-26	2,956	—	$0	15,145	SEC↗
Maidment Karen E.	Director	A Award	2020-02-24	2020-02-26	2,956	—	$0	75,500	SEC↗
MOGLIA JOSEPH H	Director	A Award	2020-02-24	2020-02-26	4,077	—	$0	117,760	SEC↗
HAILEY V ANN	Director	A Award	2020-02-24	2020-02-26	2,956	—	$0	15,561	SEC↗
TESSLER ALLAN R	Director	A Award	2020-02-24	2020-02-26	5,243	—	$0	72,923	SEC↗
PREZZANO WILBUR J	Director	A Award	2020-02-24	2020-02-26	2,956	—	$0	122,137	SEC↗
BETTINO LORENZO A	Director	A Award	2020-02-24	2020-02-26	5,620	—	$0	26,252	SEC↗
Ricketts Todd M	Director	A Award	2020-02-24	2020-02-26	5,352	—	$0	188,007	SEC↗
Levitt Brian M	Director	A Award	2020-02-24	2020-02-26	2,956	—	$0	19,905	SEC↗
Maidment Karen E.	Director	A Award	2020-02-19	2020-02-21	426	—	$0	72,544	SEC↗
BETTINO LORENZO A	Director	A Award	2020-02-19	2020-02-21	57	—	$0	20,632	SEC↗
HAILEY V ANN	Director	A Award	2020-02-19	2020-02-21	58	—	$0	12,605	SEC↗
Levitt Brian M	Director	A Award	2020-02-19	2020-02-21	73	—	$0	16,949	SEC↗
MILLER IRENE R	Director	A Award	2020-02-19	2020-02-21	16	—	$0	12,189	SEC↗
MITCHELL MARK L	Director	A Award	2020-02-19	2020-02-21	196	—	$0	59,332	SEC↗
MOGLIA JOSEPH H	Director	A Award	2020-02-19	2020-02-21	22	—	$0	113,683	SEC↗
PREZZANO WILBUR J	Director	A Award	2020-02-19	2020-02-21	329	—	$0	119,181	SEC↗
Ricketts Todd M	Director	A Award	2020-02-19	2020-02-21	16	—	$0	182,655	SEC↗
TESSLER ALLAN R	Director	A Award	2020-02-19	2020-02-21	16	—	$0	67,680	SEC↗
BOYLE STEPHEN J	President and CEO	A Award	2020-02-19	2020-02-21	977	—	$0	175,154	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2020-02-19	2020-02-21	576	—	$0	186,394	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2020-02-19	2020-02-21	491	—	$0	79,798	SEC↗
Peterson Jon C.	Chief Financial Officer	A Award	2020-02-19	2020-02-21	80	—	$0	18,858	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2020-02-19	2020-02-21	435	—	$0	101,555	SEC↗
BOYLE STEPHEN J	President and CEO	F Tax w/h	2019-12-20	2019-12-26	12,346	$50.15	$619.2K	174,176	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	S Sale	2019-12-17	2019-12-18	17,241	$52.01	$896.7K	0	SEC↗
BOYLE STEPHEN J	President and CEO	S Sale	2019-12-16	2019-12-18	18,180	$52.25	$949.9K	186,522	SEC↗
Quirk Steven M.	EVP, Trader Group	S Sale	2019-12-12	2019-12-16	24,043	$53.46	$1.29M	101,120	SEC↗
BOYLE STEPHEN J	President and CEO	A Award	2019-12-05	2019-12-09	24,304	—	$0	204,702	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	S Sale	2019-12-05	2019-12-09	7,533	$51.04	$384.5K	104,862	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2019-12-05	2019-12-09	31,603	—	$0	185,818	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2019-12-05	2019-12-09	26,127	—	$0	79,307	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2019-12-05	2019-12-09	30,995	—	$0	125,163	SEC↗
Peterson Jon C.	Chief Financial Officer	A Award	2019-12-05	2019-12-09	4,302	—	$0	19,016	SEC↗
Peterson Jon C.	Chief Financial Officer	F Tax w/h	2019-12-05	2019-12-16	238	$50.79	$12.1K	18,778	SEC↗
MOGLIA JOSEPH H	Director	S Sale	2019-12-02	2019-12-04	15,000	$52.37	$785.5K	113,661	SEC↗
BOYLE STEPHEN J	President and CEO	F Tax w/h	2019-11-22	2019-11-26	8,638	$48.13	$415.7K	180,398	SEC↗
BOYLE STEPHEN J	President and CEO	A Award	2019-11-22	2019-11-26	2,147	—	$0	189,036	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	F Tax w/h	2019-11-22	2019-11-26	3,761	$48.13	$181.0K	112,395	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2019-11-22	2019-11-26	1,081	—	$0	116,156	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2019-11-22	2019-11-26	2,704	—	$0	162,214	SEC↗
Nally Thomas A.	EVP, Institutional Services	F Tax w/h	2019-11-22	2019-11-26	7,999	$48.13	$385.0K	154,215	SEC↗
Quirk Steven M.	EVP, Trader Group	F Tax w/h	2019-11-22	2019-11-26	8,489	$48.13	$408.6K	94,168	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2019-11-22	2019-11-26	2,465	—	$0	102,657	SEC↗
Peterson Jon C.	Chief Financial Officer	F Tax w/h	2019-11-22	2019-11-27	1,637	$48.13	$78.8K	35,625	SEC↗
Peterson Jon C.	Chief Financial Officer	F Tax w/h	2019-11-22	2019-12-09	1,637	$48.13	$78.8K	14,714	SEC↗
BETTINO LORENZO A	Director	A Award	2019-11-19	2019-11-21	70	—	$0	20,575	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2019-11-19	2019-11-21	1,339	—	$0	186,889	SEC↗
Levitt Brian M	Director	A Award	2019-11-19	2019-11-21	89	—	$0	16,876	SEC↗
MILLER IRENE R	Director	A Award	2019-11-19	2019-11-21	20	—	$0	12,173	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2019-11-19	2019-11-21	253	—	$0	115,075	SEC↗
Maidment Karen E.	Director	A Award	2019-11-19	2019-11-21	518	—	$0	72,118	SEC↗
MITCHELL MARK L	Director	A Award	2019-11-19	2019-11-21	239	—	$0	59,136	SEC↗
MOGLIA JOSEPH H	Director	A Award	2019-11-19	2019-11-21	27	—	$0	128,661	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2019-11-19	2019-11-21	655	—	$0	159,510	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2019-11-19	2019-11-21	401	—	$0	53,180	SEC↗
PREZZANO WILBUR J	Director	A Award	2019-11-19	2019-11-21	401	—	$0	118,852	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2019-11-19	2019-11-21	473	—	$0	100,192	SEC↗
Ricketts Todd M	Director	A Award	2019-11-19	2019-11-21	20	—	$0	182,639	SEC↗
TESSLER ALLAN R	Director	A Award	2019-11-19	2019-11-21	20	—	$0	67,664	SEC↗
Hockey Tim	CEO and President	A Award	2019-11-19	2019-11-21	3,787	—	$0	500,514	SEC↗
HAILEY V ANN	Director	A Award	2019-11-19	2019-11-21	83	—	$0	12,547	SEC↗
BETTINO LORENZO A	Director	A Award	2019-08-20	2019-08-22	63	—	$0	20,505	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2019-08-20	2019-08-22	1,200	—	$0	185,551	SEC↗
Levitt Brian M	Director	A Award	2019-08-20	2019-08-22	81	—	$0	16,787	SEC↗
MILLER IRENE R	Director	A Award	2019-08-20	2019-08-22	18	—	$0	12,153	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2019-08-20	2019-08-22	227	—	$0	114,822	SEC↗
Maidment Karen E.	Director	A Award	2019-08-20	2019-08-22	468	—	$0	71,600	SEC↗
MITCHELL MARK L	Director	A Award	2019-08-20	2019-08-22	216	—	$0	58,897	SEC↗
MOGLIA JOSEPH H	Director	A Award	2019-08-20	2019-08-22	25	—	$0	128,634	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2019-08-20	2019-08-22	591	—	$0	158,855	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2019-08-20	2019-08-22	361	—	$0	52,779	SEC↗
PREZZANO WILBUR J	Director	A Award	2019-08-20	2019-08-22	362	—	$0	118,451	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2019-08-20	2019-08-22	427	—	$0	99,719	SEC↗
Ricketts Todd M	Director	A Award	2019-08-20	2019-08-22	18	—	$0	182,619	SEC↗
TESSLER ALLAN R	Director	A Award	2019-08-20	2019-08-22	18	—	$0	67,644	SEC↗
Hockey Tim	CEO and President	A Award	2019-08-20	2019-08-22	3,418	—	$0	496,727	SEC↗
HAILEY V ANN	Director	A Award	2019-08-20	2019-08-22	75	—	$0	12,464	SEC↗
BETTINO LORENZO A	Director	A Award	2019-05-21	2019-05-23	51	—	$0	20,442	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2019-05-21	2019-05-23	991	—	$0	184,351	SEC↗
Levitt Brian M	Director	A Award	2019-05-21	2019-05-23	65	—	$0	16,706	SEC↗
MILLER IRENE R	Director	A Award	2019-05-21	2019-05-23	14	—	$0	12,135	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2019-05-21	2019-05-23	186	—	$0	114,595	SEC↗
Maidment Karen E.	Director	A Award	2019-05-21	2019-05-23	382	—	$0	71,132	SEC↗
MITCHELL MARK L	Director	A Award	2019-05-21	2019-05-23	176	—	$0	58,681	SEC↗
MOGLIA JOSEPH H	Director	A Award	2019-05-21	2019-05-23	20	—	$0	128,609	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2019-05-21	2019-05-23	484	—	$0	158,264	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2019-05-21	2019-05-23	297	—	$0	47,418	SEC↗
PREZZANO WILBUR J	Director	A Award	2019-05-21	2019-05-23	296	—	$0	118,089	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2019-05-21	2019-05-23	349	—	$0	99,292	SEC↗
Ricketts Todd M	Director	A Award	2019-05-21	2019-05-23	14	—	$0	182,601	SEC↗
TESSLER ALLAN R	Director	A Award	2019-05-21	2019-05-23	14	—	$0	67,626	SEC↗
Hockey Tim	CEO and President	A Award	2019-05-21	2019-05-23	2,800	—	$0	493,309	SEC↗
HAILEY V ANN	Director	A Award	2019-05-21	2019-05-23	60	—	$0	12,389	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2019-05-21	2019-06-25	297	—	$0	52,418	SEC↗
MITCHELL MARK L	Director	G Gift	2019-05-05	2019-05-23	1,500	—	$0	58,505	SEC↗
DESILVA PETER J	EVP, Retail Distribution	G Gift	2019-02-22	2019-05-23	5,000	—	$0	47,033	SEC↗
DESILVA PETER J	EVP, Retail Distribution	G Gift	2019-02-22	2019-06-25	5,000	—	$0	52,121	SEC↗
Nally Thomas A.	EVP, Institutional Services	S Sale	2019-02-21	2019-02-25	25,000	$56.10	$1.40M	157,780	SEC↗
BETTINO LORENZO A	Director	A Award	2019-02-20	2019-02-21	4,632	—	$0	20,391	SEC↗
Levitt Brian M	Director	A Award	2019-02-20	2019-02-21	2,602	—	$0	16,641	SEC↗
MILLER IRENE R	Director	A Award	2019-02-20	2019-02-21	2,602	—	$0	12,121	SEC↗
Maidment Karen E.	Director	A Award	2019-02-20	2019-02-21	2,602	—	$0	70,750	SEC↗
MITCHELL MARK L	Director	A Award	2019-02-20	2019-02-21	2,602	—	$0	60,005	SEC↗
MOGLIA JOSEPH H	Director	A Award	2019-02-20	2019-02-21	3,589	—	$0	128,589	SEC↗
PREZZANO WILBUR J	Director	A Award	2019-02-20	2019-02-21	2,602	—	$0	117,793	SEC↗
Ricketts Todd M	Director	A Award	2019-02-20	2019-02-21	4,544	—	$0	182,587	SEC↗
TESSLER ALLAN R	Director	A Award	2019-02-20	2019-02-21	2,602	—	$0	67,612	SEC↗
HAILEY V ANN	Director	A Award	2019-02-20	2019-02-21	2,602	—	$0	12,329	SEC↗
BETTINO LORENZO A	Director	A Award	2019-02-19	2019-02-21	23	—	$0	15,759	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2019-02-19	2019-02-21	910	—	$0	183,360	SEC↗
Levitt Brian M	Director	A Award	2019-02-19	2019-02-21	46	—	$0	14,039	SEC↗
MILLER IRENE R	Director	A Award	2019-02-19	2019-02-21	12	—	$0	9,519	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2019-02-19	2019-02-21	171	—	$0	114,409	SEC↗
Maidment Karen E.	Director	A Award	2019-02-19	2019-02-21	337	—	$0	68,148	SEC↗
MITCHELL MARK L	Director	A Award	2019-02-19	2019-02-21	161	—	$0	57,403	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2019-02-19	2019-02-21	444	—	$0	182,780	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2019-02-19	2019-02-21	271	—	$0	57,121	SEC↗
PREZZANO WILBUR J	Director	A Award	2019-02-19	2019-02-21	270	—	$0	115,191	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2019-02-19	2019-02-21	320	—	$0	98,943	SEC↗
Ricketts Todd M	Director	A Award	2019-02-19	2019-02-21	12	—	$0	178,043	SEC↗
TESSLER ALLAN R	Director	A Award	2019-02-19	2019-02-21	12	—	$0	65,010	SEC↗
Hockey Tim	CEO and President	A Award	2019-02-19	2019-02-21	2,568	—	$0	490,509	SEC↗
HAILEY V ANN	Director	A Award	2019-02-19	2019-02-21	42	—	$0	9,727	SEC↗
Ricketts Todd M	Director	G Gift	2018-12-12	2019-02-21	870	—	$0	178,031	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2018-12-05	2018-12-07	22,586	—	$0	182,450	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2018-12-05	2018-12-07	11,616	—	$0	114,238	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2018-12-05	2018-12-07	29,790	—	$0	182,336	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2018-12-05	2018-12-07	27,712	—	$0	56,850	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2018-12-05	2018-12-07	20,005	—	$0	98,623	SEC↗
Hockey Tim	CEO and President	A Award	2018-12-05	2018-12-07	117,445	—	$0	487,941	SEC↗
BOYLE STEPHEN J	EVP and CFO	F Tax w/h	2018-11-25	2018-11-27	10,281	$51.71	$531.6K	159,774	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	F Tax w/h	2018-11-25	2018-11-27	6,233	$51.71	$322.3K	102,622	SEC↗
Nally Thomas A.	EVP, Institutional Services	F Tax w/h	2018-11-25	2018-11-27	8,931	$51.71	$461.8K	152,546	SEC↗
Quirk Steven M.	EVP, Trader Group	F Tax w/h	2018-11-25	2018-11-27	9,117	$51.71	$471.4K	78,618	SEC↗
BETTINO LORENZO A	Director	A Award	2018-11-20	2018-11-21	25	—	$0	15,736	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2018-11-20	2018-11-21	987	—	$0	170,055	SEC↗
Levitt Brian M	Director	A Award	2018-11-20	2018-11-21	51	—	$0	13,993	SEC↗
MILLER IRENE R	Director	A Award	2018-11-20	2018-11-21	13	—	$0	9,507	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2018-11-20	2018-11-21	195	—	$0	108,855	SEC↗
Maidment Karen E.	Director	A Award	2018-11-20	2018-11-21	372	—	$0	67,811	SEC↗
MITCHELL MARK L	Director	A Award	2018-11-20	2018-11-21	177	—	$0	57,242	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2018-11-20	2018-11-21	491	—	$0	161,477	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2018-11-20	2018-11-21	138	—	$0	29,138	SEC↗
PREZZANO WILBUR J	Director	A Award	2018-11-20	2018-11-21	298	—	$0	114,921	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2018-11-20	2018-11-21	394	—	$0	87,735	SEC↗
Ricketts Todd M	Director	A Award	2018-11-20	2018-11-21	13	—	$0	178,901	SEC↗
TESSLER ALLAN R	Director	A Award	2018-11-20	2018-11-21	13	—	$0	64,998	SEC↗
Hockey Tim	CEO and President	A Award	2018-11-20	2018-11-21	2,153	—	$0	370,496	SEC↗
HAILEY V ANN	Director	A Award	2018-11-20	2018-11-21	55	—	$0	9,685	SEC↗
BETTINO LORENZO A	Director	A Award	2018-08-21	2018-08-23	15	—	$0	15,711	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2018-08-21	2018-08-23	632	—	$0	133,056	SEC↗
Levitt Brian M	Director	A Award	2018-08-21	2018-08-23	32	—	$0	13,942	SEC↗
MILLER IRENE R	Director	A Award	2018-08-21	2018-08-23	8	—	$0	9,494	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2018-08-21	2018-08-23	125	—	$0	108,660	SEC↗
Maidment Karen E.	Director	A Award	2018-08-21	2018-08-23	238	—	$0	67,439	SEC↗
MITCHELL MARK L	Director	A Award	2018-08-21	2018-08-23	113	—	$0	57,065	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2018-08-21	2018-08-23	314	—	$0	160,986	SEC↗
DESILVA PETER J	EVP, Retail Distribution	P Buy	2018-08-21	2018-08-23	5,000	$56.73	$283.6K	29,000	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2018-08-21	2018-08-23	88	—	$0	24,000	SEC↗
PREZZANO WILBUR J	Director	A Award	2018-08-21	2018-08-23	190	—	$0	114,623	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2018-08-21	2018-08-23	252	—	$0	87,341	SEC↗
Ricketts Todd M	Director	A Award	2018-08-21	2018-08-23	8	—	$0	178,888	SEC↗
TESSLER ALLAN R	Director	A Award	2018-08-21	2018-08-23	8	—	$0	64,985	SEC↗
Hockey Tim	CEO and President	A Award	2018-08-21	2018-08-23	1,377	—	$0	368,343	SEC↗
HAILEY V ANN	Director	A Award	2018-08-21	2018-08-23	35	—	$0	9,630	SEC↗
BOYLE STEPHEN J	EVP and CFO	F Tax w/h	2018-07-08	2018-07-10	1,981	$54.81	$108.6K	132,424	SEC↗
MOGLIA JOSEPH H	Director	S Sale	2018-06-14	2018-06-18	10,000	$60.00	$600.0K	125,000	SEC↗
BETTINO LORENZO A	Director	A Award	2018-05-22	2018-05-24	14	—	$0	15,696	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2018-05-22	2018-05-24	579	—	$0	134,405	SEC↗
Levitt Brian M	Director	A Award	2018-05-22	2018-05-24	29	—	$0	13,910	SEC↗
MILLER IRENE R	Director	A Award	2018-05-22	2018-05-24	7	—	$0	9,486	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2018-05-22	2018-05-24	112	—	$0	108,535	SEC↗
Maidment Karen E.	Director	A Award	2018-05-22	2018-05-24	216	—	$0	67,201	SEC↗
MITCHELL MARK L	Director	A Award	2018-05-22	2018-05-24	102	—	$0	56,952	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2018-05-22	2018-05-24	284	—	$0	160,672	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2018-05-22	2018-05-24	80	—	$0	23,912	SEC↗
PREZZANO WILBUR J	Director	A Award	2018-05-22	2018-05-24	173	—	$0	114,433	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2018-05-22	2018-05-24	228	—	$0	87,089	SEC↗
Ricketts Todd M	Director	A Award	2018-05-22	2018-05-24	7	—	$0	178,880	SEC↗
TESSLER ALLAN R	Director	A Award	2018-05-22	2018-05-24	7	—	$0	64,977	SEC↗
Hockey Tim	CEO and President	A Award	2018-05-22	2018-05-24	1,250	—	$0	366,966	SEC↗
HAILEY V ANN	Director	A Award	2018-05-22	2018-05-24	31	—	$0	9,595	SEC↗
MITCHELL MARK L	Director	G Gift	2018-03-12	2018-05-24	1,000	—	$0	56,850	SEC↗
MOGLIA JOSEPH H	Director	S Sale	2018-03-08	2018-03-12	10,000	$60.00	$600.0K	135,000	SEC↗
Quirk Steven M.	EVP, Trader Group	S Sale	2018-02-27	2018-03-01	5,000	$59.82	$299.1K	86,861	SEC↗
BETTINO LORENZO A	Director	A Award	2018-02-20	2018-02-22	4,421	—	$0	15,682	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2018-02-20	2018-02-22	632	—	$0	133,826	SEC↗
Levitt Brian M	Director	A Award	2018-02-20	2018-02-22	2,343	—	$0	13,881	SEC↗
MILLER IRENE R	Director	A Award	2018-02-20	2018-02-22	2,343	—	$0	9,479	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2018-02-20	2018-02-22	122	—	$0	108,423	SEC↗
Maidment Karen E.	Director	A Award	2018-02-20	2018-02-22	2,559	—	$0	66,985	SEC↗
MITCHELL MARK L	Director	A Award	2018-02-20	2018-02-22	2,447	—	$0	57,850	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2018-02-20	2018-02-22	309	—	$0	160,388	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2018-02-20	2018-02-22	88	—	$0	23,832	SEC↗
PREZZANO WILBUR J	Director	A Award	2018-02-20	2018-02-22	2,524	—	$0	114,260	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2018-02-20	2018-02-22	249	—	$0	91,861	SEC↗
Ricketts Todd M	Director	A Award	2018-02-20	2018-02-22	2,343	—	$0	178,873	SEC↗
TESSLER ALLAN R	Director	G Gift	2018-02-20	2018-02-22	3,835	—	$0	64,970	SEC↗
TESSLER ALLAN R	Director	A Award	2018-02-20	2018-02-22	2,343	—	$0	68,805	SEC↗
Hockey Tim	CEO and President	A Award	2018-02-20	2018-02-22	1,363	—	$0	365,716	SEC↗
HAILEY V ANN	Director	A Award	2018-02-20	2018-02-22	2,358	—	$0	9,564	SEC↗
Nally Thomas A.	EVP, Institutional Services	S Sale	2018-02-06	2018-02-08	17,243	$56.13	$967.8K	160,079	SEC↗
MOGLIA JOSEPH H	Director	S Sale	2018-01-25	2018-01-29	10,000	$55.28	$552.8K	145,000	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2017-12-01	2017-12-05	18,076	—	$0	169,251	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2017-11-29	2017-12-01	10,927	—	$0	108,301	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2017-11-29	2017-12-01	29,348	—	$0	177,322	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2017-11-29	2017-12-01	780	—	$0	23,744	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2017-11-29	2017-12-01	18,026	—	$0	91,612	SEC↗
Hockey Tim	CEO and President	A Award	2017-11-29	2017-12-01	93,619	—	$0	364,353	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2017-11-29	2017-12-01	18,026	—	$0	151,175	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	F Tax w/h	2017-11-25	2017-11-28	4,266	$49.39	$210.7K	97,374	SEC↗
Nally Thomas A.	EVP, Institutional Services	F Tax w/h	2017-11-25	2017-11-28	8,266	$49.39	$408.3K	147,974	SEC↗
Quirk Steven M.	EVP, Trader Group	F Tax w/h	2017-11-25	2017-11-28	6,420	$49.39	$317.1K	73,586	SEC↗
BETTINO LORENZO A	Director	A Award	2017-11-21	2017-11-22	12	—	$0	11,261	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2017-11-21	2017-11-22	564	—	$0	133,149	SEC↗
Levitt Brian M	Director	A Award	2017-11-21	2017-11-22	26	—	$0	11,525	SEC↗
MILLER IRENE R	Director	A Award	2017-11-21	2017-11-22	12	—	$0	7,136	SEC↗
KOPLOW ELLEN L S	EVP, General Counsel and Sec	A Award	2017-11-21	2017-11-22	143	—	$0	101,640	SEC↗
Maidment Karen E.	Director	A Award	2017-11-21	2017-11-22	257	—	$0	64,426	SEC↗
MITCHELL MARK L	Director	A Award	2017-11-21	2017-11-22	130	—	$0	55,403	SEC↗
Nally Thomas A.	EVP, Institutional Services	A Award	2017-11-21	2017-11-22	342	—	$0	156,240	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2017-11-21	2017-11-22	96	—	$0	22,964	SEC↗
PREZZANO WILBUR J	Director	A Award	2017-11-21	2017-11-22	217	—	$0	111,736	SEC↗
Quirk Steven M.	EVP, Trader Group	A Award	2017-11-21	2017-11-22	290	—	$0	80,006	SEC↗
Ricketts Todd M	Director	A Award	2017-11-21	2017-11-22	12	—	$0	176,530	SEC↗
TESSLER ALLAN R	Director	A Award	2017-11-21	2017-11-22	12	—	$0	66,462	SEC↗
Hockey Tim	CEO and President	A Award	2017-11-21	2017-11-22	1,150	—	$0	270,734	SEC↗
HAILEY V ANN	Director	A Award	2017-11-21	2017-11-22	29	—	$0	7,206	SEC↗
BOYLE STEPHEN J	EVP and CFO	A Award	2017-11-21	2017-12-19	564	—	$0	133,194	SEC↗
DESILVA PETER J	EVP, Retail Distribution	A Award	2017-09-20	2017-09-22	22,868	—	$0	22,868	SEC↗
TD Luxembourg International Ho	10% Owner	P Buy	2017-09-18	2017-09-20	11,074,197	$36.12	$400.00M	233,993,484	SEC↗
MOGLIA JOSEPH H	Director	S Sale	2017-09-14	2017-09-18	15,000	$44.66	$669.9K	155,000	SEC↗