APEN

Apollo Endosurgery, Inc.CIK 1251769 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for APEN PRO

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AI insights for APEN

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Bankes Jeannette	Director	7	$0	$0	2023-04-04
Gutteridge Mike	VP, Int'l Sales and Marketing	11	$0	$0	2023-04-04
Desai Antal Rohit	10% Owner	12	$0	$0	2023-04-04
Molesphini John J	EVP, Operations	15	$0	$0	2023-04-04
Pacitti David	Director	48	$0	$257.7K	2023-04-04
Gostout Christopher J.	Chief Medical Officer	19	$0	$0	2023-04-04
McClellan William D. Jr.	Director	27	$25.3K	$0	2023-04-04
McKhann Chas	President and CEO	14	$0	$1.01M	2023-04-04
O'KEEFE SHARON	Director	3	$0	$0	2023-04-04
Black Jeffrey G.	Chief Financial Officer	14	$447.9K	$0	2023-04-04
McGaughy R Kent Jr	Director, 10% Owner	36	$10.02M	$0	2023-04-04
Shimer Julie Ann	Director	16	$0	$0	2023-04-04
BARR JOHN R	Director	20	$58.9K	$0	2023-04-04
Anderson Rick D	Director, 10% Owner	18	$6.94M	$0	2022-06-14
CPMG Inc	10% Owner	9	$7.53M	$0	2021-10-15
Cavanaugh Stefanie L.	CFO, Treasurer, Secretary	18	$50.0K	$0	2021-07-07
Gagnon Neil	10% Owner	24	$598.5K	$62.0K	2021-06-30
Schwartzhoff Bret	VP, US Sales & Marketing	13	$40.3K	$0	2021-03-10
Crawford Matthew S	Director, 10% Owner	31	$8.96M	$0	2021-02-24
PTV SCIENCES II L P	10% Owner	10	$6.00M	$0	2021-02-24
Newton Todd	Chief Executive Officer	19	$1.25M	$0	2021-01-05
Pinto Technology Ventures GP II, L.P.	10% Owner	3	$0	$0	2020-05-26
Traweek James W JR	10% Owner	3	$0	$0	2020-01-02
H.I.G. Ventures - Endosurgery, LLC	10% Owner	1	$0	$0	2019-12-29
Remeditex Ventures LLC	10% Owner	1	$0	$0	2019-12-29
STONEPINE CAPITAL, L.P.	10% Owner	15	$2.75M	$2.25M	2019-08-12
MEELIA RICHARD J	Director	11	$250.0K	$0	2018-02-28
Pinto TV GP CO LLC	10% Owner	5	$685.4K	$0	2017-11-15
McWilliams Dennis L.	President, CCO	8	$0	$0	2017-09-15
Novo Holdings A/S	10% Owner	5	$0	$935.9K	2017-07-26
Tribie Charles	Executive V.P. of Operations	4	$0	$0	2017-05-25
Creecy John W	Director, 10% Owner	1	$0	$0	2016-12-29
Robertson Bruce C	Director, 10% Owner	1	$0	$0	2016-12-29

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Pacitti David	Director	D To issuer deriv	2023-04-04	2023-04-04	27,749	—	$0	0	SEC↗
Pacitti David	Director	D To issuer deriv	2023-04-04	2023-04-04	5,271	—	$0	0	SEC↗
Pacitti David	Director	D To issuer deriv	2023-04-04	2023-04-04	19,333	—	$0	0	SEC↗
Pacitti David	Director	D To issuer deriv	2023-04-04	2023-04-04	16,536	—	$0	0	SEC↗
Pacitti David	Director	D To issuer deriv	2023-04-04	2023-04-04	15,154	—	$0	0	SEC↗
Shimer Julie Ann	Director	D To issuer deriv	2023-04-04	2023-04-04	5,271	—	$0	0	SEC↗
Shimer Julie Ann	Director	D To issuer deriv	2023-04-04	2023-04-04	8,002	—	$0	0	SEC↗
Shimer Julie Ann	Director	D To issuer deriv	2023-04-04	2023-04-04	16,536	—	$0	0	SEC↗
Shimer Julie Ann	Director	D To issuer deriv	2023-04-04	2023-04-04	28,156	—	$0	0	SEC↗
Shimer Julie Ann	Director	D To issuer deriv	2023-04-04	2023-04-04	19,333	—	$0	0	SEC↗
Black Jeffrey G.	Chief Financial Officer	D To issuer deriv	2023-04-04	2023-04-04	120,834	—	$0	0	SEC↗
Black Jeffrey G.	Chief Financial Officer	D To issuer deriv	2023-04-04	2023-04-04	150,000	—	$0	0	SEC↗
Gutteridge Mike	VP, Int'l Sales and Marketin	D To issuer deriv	2023-04-04	2023-04-04	14,000	—	$0	0	SEC↗
Gutteridge Mike	VP, Int'l Sales and Marketin	D To issuer deriv	2023-04-04	2023-04-04	22,171	—	$0	0	SEC↗
Gutteridge Mike	VP, Int'l Sales and Marketin	D To issuer deriv	2023-04-04	2023-04-04	25,500	—	$0	0	SEC↗
Gutteridge Mike	VP, Int'l Sales and Marketin	D To issuer deriv	2023-04-04	2023-04-04	11,611	—	$0	0	SEC↗
Gutteridge Mike	VP, Int'l Sales and Marketin	D To issuer deriv	2023-04-04	2023-04-04	22,655	—	$0	0	SEC↗
Gutteridge Mike	VP, Int'l Sales and Marketin	D To issuer deriv	2023-04-04	2023-04-04	14,846	—	$0	0	SEC↗
Gostout Christopher J.	Chief Medical Officer	D To issuer deriv	2023-04-04	2023-04-04	3,450	—	$0	0	SEC↗
Gostout Christopher J.	Chief Medical Officer	D To issuer deriv	2023-04-04	2023-04-04	135,000	—	$0	0	SEC↗
Gostout Christopher J.	Chief Medical Officer	D To issuer deriv	2023-04-04	2023-04-04	14,050	—	$0	0	SEC↗
Gostout Christopher J.	Chief Medical Officer	D To issuer deriv	2023-04-04	2023-04-04	25,442	—	$0	0	SEC↗
Gostout Christopher J.	Chief Medical Officer	D To issuer deriv	2023-04-04	2023-04-04	11,876	—	$0	0	SEC↗
Gostout Christopher J.	Chief Medical Officer	D To issuer deriv	2023-04-04	2023-04-04	6,635	—	$0	0	SEC↗
Gostout Christopher J.	Chief Medical Officer	D To issuer deriv	2023-04-04	2023-04-04	51,610	—	$0	0	SEC↗
Molesphini John J	EVP, Operations	D To issuer deriv	2023-04-04	2023-04-04	30,973	—	$0	0	SEC↗
Molesphini John J	EVP, Operations	D To issuer deriv	2023-04-04	2023-04-04	49,500	—	$0	0	SEC↗
Molesphini John J	EVP, Operations	D To issuer deriv	2023-04-04	2023-04-04	26,539	—	$0	0	SEC↗
Molesphini John J	EVP, Operations	D To issuer deriv	2023-04-04	2023-04-04	16,627	—	$0	0	SEC↗
Molesphini John J	EVP, Operations	D To issuer deriv	2023-04-04	2023-04-04	61,949	—	$0	0	SEC↗
McClellan William D. Jr.	Director	D To issuer deriv	2023-04-04	2023-04-04	19,333	—	$0	0	SEC↗
McClellan William D. Jr.	Director	D To issuer deriv	2023-04-04	2023-04-04	1,437	—	$0	0	SEC↗
McClellan William D. Jr.	Director	D To issuer deriv	2023-04-04	2023-04-04	4,844	—	$0	0	SEC↗
McClellan William D. Jr.	Director	D To issuer deriv	2023-04-04	2023-04-04	5,271	—	$0	0	SEC↗
McClellan William D. Jr.	Director	D To issuer deriv	2023-04-04	2023-04-04	28,446	—	$0	0	SEC↗
McClellan William D. Jr.	Director	D To issuer deriv	2023-04-04	2023-04-04	16,536	—	$0	0	SEC↗
McClellan William D. Jr.	Director	D To issuer deriv	2023-04-04	2023-04-04	9,848	—	$0	0	SEC↗
McKhann Chas	President and CEO	D To issuer deriv	2023-04-04	2023-04-04	459,170	—	$0	0	SEC↗
McKhann Chas	President and CEO	D To issuer deriv	2023-04-04	2023-04-04	848,733	—	$0	0	SEC↗
Bankes Jeannette	Director	D To issuer deriv	2023-04-04	2023-04-04	9,533	—	$0	0	SEC↗
Bankes Jeannette	Director	D To issuer deriv	2023-04-04	2023-04-04	19,333	—	$0	0	SEC↗
BARR JOHN R	Director	D To issuer deriv	2023-04-04	2023-04-04	16,536	—	$0	0	SEC↗
BARR JOHN R	Director	D To issuer deriv	2023-04-04	2023-04-04	19,333	—	$0	0	SEC↗
BARR JOHN R	Director	D To issuer deriv	2023-04-04	2023-04-04	29,317	—	$0	0	SEC↗
BARR JOHN R	Director	D To issuer deriv	2023-04-04	2023-04-04	5,271	—	$0	0	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	D To issuer deriv	2023-04-04	2023-04-04	38,667	—	$0	0	SEC↗
Pacitti David	Director	D To issuer	2023-04-04	2023-04-04	18,112	—	$0	0	SEC↗
Shimer Julie Ann	Director	D To issuer	2023-04-04	2023-04-04	36,021	—	$0	0	SEC↗
Black Jeffrey G.	Chief Financial Officer	D To issuer	2023-04-04	2023-04-04	335,330	—	$0	0	SEC↗
Gutteridge Mike	VP, Int'l Sales and Marketin	D To issuer	2023-04-04	2023-04-04	86,647	—	$0	0	SEC↗
Gostout Christopher J.	Chief Medical Officer	D To issuer	2023-04-04	2023-04-04	90,267	—	$0	0	SEC↗
Molesphini John J	EVP, Operations	D To issuer	2023-04-04	2023-04-04	92,626	—	$0	0	SEC↗
McClellan William D. Jr.	Director	D To issuer	2023-04-04	2023-04-04	2,000	—	$0	0	SEC↗
McClellan William D. Jr.	Director	D To issuer	2023-04-04	2023-04-04	39,249	—	$0	0	SEC↗
McKhann Chas	President and CEO	D To issuer	2023-04-04	2023-04-04	689,880	—	$0	0	SEC↗
O'KEEFE SHARON	Director	D To issuer	2023-04-04	2023-04-04	35,604	—	$0	0	SEC↗
Bankes Jeannette	Director	D To issuer	2023-04-04	2023-04-04	17,641	—	$0	0	SEC↗
BARR JOHN R	Director	D To issuer	2023-04-04	2023-04-04	44,082	—	$0	0	SEC↗
Desai Antal Rohit	10% Owner	D To issuer	2023-04-04	2023-04-04	400,675	—	$0	0	SEC↗
Desai Antal Rohit	10% Owner	D To issuer	2023-04-04	2023-04-04	63,671	—	$0	0	SEC↗
Desai Antal Rohit	10% Owner	D To issuer	2023-04-04	2023-04-04	45,594	—	$0	0	SEC↗
Desai Antal Rohit	10% Owner	D To issuer	2023-04-04	2023-04-04	3,687,781	—	$0	0	SEC↗
Desai Antal Rohit	10% Owner	D To issuer	2023-04-04	2023-04-04	1,310,701	—	$0	0	SEC↗
Desai Antal Rohit	10% Owner	D To issuer	2023-04-04	2023-04-04	675,181	—	$0	0	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	D To issuer	2023-04-04	2023-04-04	675,181	—	$0	0	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	D To issuer	2023-04-04	2023-04-04	1,310,701	—	$0	0	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	D To issuer	2023-04-04	2023-04-04	3,687,781	—	$0	0	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	D To issuer	2023-04-04	2023-04-04	63,671	—	$0	0	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	D To issuer	2023-04-04	2023-04-04	400,675	—	$0	0	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	D To issuer	2023-04-04	2023-04-04	45,594	—	$0	0	SEC↗
Desai Antal Rohit	10% Owner	C Conversion deriv	2022-12-28	2022-12-30	0	—	$0	0	SEC↗
Desai Antal Rohit	10% Owner	C Conversion deriv	2022-12-28	2022-12-30	0	—	$0	0	SEC↗
Desai Antal Rohit	10% Owner	C Conversion deriv	2022-12-28	2022-12-30	0	—	$0	0	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	C Conversion deriv	2022-12-28	2022-12-30	0	—	$0	0	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	C Conversion deriv	2022-12-28	2022-12-30	0	—	$0	0	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	C Conversion deriv	2022-12-28	2022-12-30	0	—	$0	0	SEC↗
Desai Antal Rohit	10% Owner	C Conversion	2022-12-28	2022-12-30	586,308	$3.25	$1.91M	1,310,701	SEC↗
Desai Antal Rohit	10% Owner	C Conversion	2022-12-28	2022-12-30	146,577	$3.25	$476.4K	675,181	SEC↗
Desai Antal Rohit	10% Owner	C Conversion	2022-12-28	2022-12-30	1,465,770	$3.25	$4.76M	3,687,781	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	C Conversion	2022-12-28	2022-12-30	586,308	$3.25	$1.91M	1,310,701	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	C Conversion	2022-12-28	2022-12-30	146,577	$3.25	$476.4K	675,181	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	C Conversion	2022-12-28	2022-12-30	1,465,770	$3.25	$4.76M	3,687,781	SEC↗
Black Jeffrey G.	Chief Financial Officer	F Tax w/h	2022-11-04	2022-11-04	15,060	$6.46	$97.3K	332,650	SEC↗
Black Jeffrey G.	Chief Financial Officer	F Tax w/h	2022-08-05	2022-08-05	6,190	$6.46	$40.0K	347,710	SEC↗
O'KEEFE SHARON	Director	A Award	2022-08-05	2022-08-05	18,576	—	$0	18,576	SEC↗
O'KEEFE SHARON	Director	A Award	2022-08-05	2022-08-05	17,028	—	$0	17,028	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	A Award deriv	2022-06-14	2022-06-16	38,667	—	$0	38,667	SEC↗
BARR JOHN R	Director	A Award deriv	2022-06-14	2022-06-16	19,333	—	$0	19,333	SEC↗
McKhann Chas	President and CEO	A Award deriv	2022-06-14	2022-06-16	459,170	—	$0	459,170	SEC↗
Pacitti David	Director	A Award deriv	2022-06-14	2022-06-16	19,333	—	$0	19,333	SEC↗
Black Jeffrey G.	Chief Financial Officer	A Award deriv	2022-06-14	2022-06-16	120,834	—	$0	120,834	SEC↗
McClellan William D. Jr.	Director	A Award deriv	2022-06-14	2022-06-16	19,333	—	$0	19,333	SEC↗
Shimer Julie Ann	Director	A Award deriv	2022-06-14	2022-06-16	19,333	—	$0	19,333	SEC↗
Bankes Jeannette	Director	A Award deriv	2022-06-14	2022-06-16	19,333	—	$0	19,333	SEC↗
Anderson Rick D	Director, 10% Owner	A Award deriv	2022-06-14	2022-06-16	19,333	—	$0	19,333	SEC↗
BARR JOHN R	Director	A Award	2022-06-14	2022-06-16	14,224	—	$0	44,082	SEC↗
McKhann Chas	President and CEO	A Award	2022-06-14	2022-06-16	112,607	—	$0	689,880	SEC↗
Pacitti David	Director	A Award	2022-06-14	2022-06-16	14,224	—	$0	18,112	SEC↗
Black Jeffrey G.	Chief Financial Officer	A Award	2022-06-14	2022-06-16	88,900	—	$0	353,900	SEC↗
McClellan William D. Jr.	Director	A Award	2022-06-14	2022-06-16	14,224	—	$0	39,249	SEC↗
Shimer Julie Ann	Director	A Award	2022-06-14	2022-06-16	14,224	—	$0	36,021	SEC↗
Bankes Jeannette	Director	A Award	2022-06-14	2022-06-16	14,224	—	$0	17,641	SEC↗
Anderson Rick D	Director, 10% Owner	A Award	2022-06-14	2022-06-16	14,224	—	$0	113,484	SEC↗
Bankes Jeannette	Director	A Award deriv	2022-05-06	2022-06-16	9,533	—	$0	9,533	SEC↗
Bankes Jeannette	Director	A Award	2022-05-06	2022-06-16	3,417	—	$0	3,417	SEC↗
McKhann Chas	President and CEO	F Tax w/h	2022-05-05	2022-05-09	66,553	$5.42	$360.7K	577,273	SEC↗
Black Jeffrey G.	Chief Financial Officer	P Buy	2022-03-01	2022-03-01	10,000	$6.20	$62.0K	265,000	SEC↗
Black Jeffrey G.	Chief Financial Officer	P Buy	2022-02-28	2022-03-01	15,000	$5.66	$84.9K	255,000	SEC↗
Molesphini John J	EVP, Operations	A Award deriv	2022-02-25	2022-02-28	26,539	—	$0	26,539	SEC↗
Gostout Christopher J.	Chief Medical Officer	A Award deriv	2022-02-25	2022-02-28	6,635	—	$0	6,635	SEC↗
Gutteridge Mike	VP, Int'l Sales and Marketin	A Award deriv	2022-02-25	2022-03-01	11,611	—	$0	11,611	SEC↗
Gutteridge Mike	VP, Int'l Sales and Marketin	A Award deriv	2022-02-25	2022-03-10	11,611	—	$0	11,611	SEC↗
Molesphini John J	EVP, Operations	A Award	2022-02-25	2022-02-28	17,227	—	$0	92,626	SEC↗
Gostout Christopher J.	Chief Medical Officer	A Award	2022-02-25	2022-02-28	12,920	—	$0	90,267	SEC↗
Gutteridge Mike	VP, Int'l Sales and Marketin	A Award	2022-02-25	2022-03-01	22,610	—	$0	63,809	SEC↗
Black Jeffrey G.	Chief Financial Officer	P Buy	2022-02-25	2022-03-01	15,000	$5.48	$82.2K	240,000	SEC↗
Gutteridge Mike	VP, Int'l Sales and Marketin	A Award	2022-02-25	2022-03-10	22,610	—	$0	63,809	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	P Buy	2021-10-15	2021-10-19	387,097	$7.75	$3.00M	2,151,209	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	P Buy	2021-10-15	2021-10-19	258,064	$7.75	$2.00M	696,071	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	P Buy	2021-10-15	2021-10-19	38,710	$7.75	$300.0K	521,522	SEC↗
CPMG Inc	10% Owner	P Buy	2021-10-15	2021-10-19	258,064	$7.75	$2.00M	696,071	SEC↗
CPMG Inc	10% Owner	P Buy	2021-10-15	2021-10-19	387,097	$7.75	$3.00M	2,151,209	SEC↗
CPMG Inc	10% Owner	P Buy	2021-10-15	2021-10-19	38,710	$7.75	$300.0K	521,522	SEC↗
McKhann Chas	President and CEO	S Sale	2021-08-20	2021-08-20	21,148	$7.74	$163.7K	643,826	SEC↗
McKhann Chas	President and CEO	S Sale	2021-08-20	2021-08-20	21,148	$7.74	$163.7K	643,826	SEC↗
McKhann Chas	President and CEO	S Sale	2021-08-19	2021-08-20	21,148	$7.89	$166.9K	664,974	SEC↗
McKhann Chas	President and CEO	S Sale	2021-08-19	2021-08-20	21,148	$7.89	$166.9K	664,974	SEC↗
McKhann Chas	President and CEO	S Sale	2021-08-18	2021-08-20	21,156	$8.21	$173.7K	686,122	SEC↗
McKhann Chas	President and CEO	S Sale	2021-08-18	2021-08-20	21,156	$8.21	$173.7K	686,122	SEC↗
Black Jeffrey G.	Chief Financial Officer	P Buy	2021-08-11	2021-08-11	25,000	$8.75	$218.8K	25,000	SEC↗
Black Jeffrey G.	Chief Financial Officer	A Award deriv	2021-08-09	2021-08-11	150,000	$8.69	$1.30M	150,000	SEC↗
Black Jeffrey G.	Chief Financial Officer	A Award	2021-08-09	2021-08-11	120,000	—	$0	145,000	SEC↗
Black Jeffrey G.	Chief Financial Officer	A Award	2021-08-09	2021-08-11	80,000	—	$0	225,000	SEC↗
Cavanaugh Stefanie L.	CFO, Treasurer, Secretary	J Other	2021-07-07	2021-07-07	91	—	$0	95,998	SEC↗
Gagnon Neil	10% Owner	J Other	2021-06-30	2021-07-08	3,337	—	$0	413,962	SEC↗
Gagnon Neil	10% Owner	J Other	2021-06-30	2021-07-08	1,001	—	$0	85,015	SEC↗
Shimer Julie Ann	Director	A Award deriv	2021-06-17	2021-06-21	5,271	$8.86	$46.7K	57,965	SEC↗
Pacitti David	Director	A Award deriv	2021-06-17	2021-06-21	5,271	$8.86	$46.7K	64,710	SEC↗
BARR JOHN R	Director	A Award deriv	2021-06-17	2021-06-21	5,271	$8.86	$46.7K	51,124	SEC↗
Anderson Rick D	Director, 10% Owner	A Award deriv	2021-06-17	2021-06-21	5,271	$8.86	$46.7K	5,271	SEC↗
McClellan William D. Jr.	Director	A Award deriv	2021-06-17	2021-06-21	5,271	$8.86	$46.7K	66,382	SEC↗
Shimer Julie Ann	Director	A Award	2021-06-17	2021-06-21	3,888	—	$0	21,797	SEC↗
Pacitti David	Director	A Award	2021-06-17	2021-06-21	3,888	—	$0	3,888	SEC↗
BARR JOHN R	Director	A Award	2021-06-17	2021-06-21	3,888	—	$0	29,858	SEC↗
Anderson Rick D	Director, 10% Owner	A Award	2021-06-17	2021-06-21	3,888	—	$0	53,565	SEC↗
McClellan William D. Jr.	Director	A Award	2021-06-17	2021-06-21	3,888	—	$0	25,025	SEC↗
Gagnon Neil	10% Owner	X Exercise deriv	2021-06-11	2021-06-15	128,585	—	$0	0	SEC↗
Gagnon Neil	10% Owner	X Exercise	2021-06-11	2021-06-15	128,585	—	$0	1,329,354	SEC↗
Gagnon Neil	10% Owner	J Other	2021-05-21	2021-06-15	1,609	—	$0	84,014	SEC↗
Gagnon Neil	10% Owner	J Other	2021-05-21	2021-06-15	8,045	—	$0	410,625	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	800	$6.70	$5.4K	17,142	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	200	$6.67	$1.3K	17,942	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	100	$6.71	$671	17,042	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	300	$6.72	$2.0K	16,742	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	600	$6.64	$4.0K	18,142	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	790	$6.96	$5.5K	0	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	600	$6.93	$4.2K	790	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	3,400	$6.92	$23.5K	1,390	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	5,524	$6.91	$38.2K	4,790	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	3,144	$6.90	$21.7K	10,314	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	464	$6.89	$3.2K	13,458	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	1,100	$6.88	$7.6K	13,922	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	20	$6.85	$137	15,022	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	500	$6.81	$3.4K	15,042	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	600	$6.80	$4.1K	15,542	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	600	$6.73	$4.0K	16,142	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	464	$6.89	$3.2K	13,458	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	1,100	$6.88	$7.6K	13,922	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	20	$6.85	$137	15,022	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	500	$6.81	$3.4K	15,042	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	600	$6.80	$4.1K	15,542	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	600	$6.73	$4.0K	16,142	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	300	$6.72	$2.0K	16,742	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	5,524	$6.91	$38.2K	4,790	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	800	$6.70	$5.4K	17,142	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	200	$6.67	$1.3K	17,942	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	600	$6.64	$4.0K	18,142	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	790	$6.96	$5.5K	0	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	600	$6.93	$4.2K	790	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	3,400	$6.92	$23.5K	1,390	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	3,144	$6.90	$21.7K	10,314	SEC↗
Pacitti David	Director	S Sale	2021-05-19	2021-05-20	100	$6.71	$671	17,042	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-04-05	2021-04-13	303	$5.48	$1.7K	402,580	SEC↗
Molesphini John J	EVP, Operations	A Award deriv	2021-03-10	2021-03-12	16,627	$5.95	$98.9K	159,049	SEC↗
Schwartzhoff Bret	VP, US Sales & Marketing	A Award deriv	2021-03-10	2021-03-12	16,627	$5.95	$98.9K	185,809	SEC↗
McKhann Chas	President and CEO	A Award deriv	2021-03-10	2021-03-12	848,733	$5.95	$5.05M	848,733	SEC↗
Gostout Christopher J.	Chief Medical Officer	A Award deriv	2021-03-10	2021-03-12	11,876	$5.95	$70.7K	241,428	SEC↗
Cavanaugh Stefanie L.	CFO, Treasurer, Secretary	A Award deriv	2021-03-10	2021-03-12	16,627	$5.95	$98.9K	180,140	SEC↗
Molesphini John J	EVP, Operations	A Award	2021-03-10	2021-03-12	14,028	—	$0	75,399	SEC↗
Schwartzhoff Bret	VP, US Sales & Marketing	A Award	2021-03-10	2021-03-12	14,028	—	$0	102,869	SEC↗
McKhann Chas	President and CEO	A Award	2021-03-10	2021-03-12	707,278	—	$0	707,278	SEC↗
Gostout Christopher J.	Chief Medical Officer	A Award	2021-03-10	2021-03-12	10,020	—	$0	77,347	SEC↗
BARR JOHN R	Director	P Buy	2021-03-10	2021-03-12	100	$5.87	$587	18,270	SEC↗
BARR JOHN R	Director	P Buy	2021-03-10	2021-03-12	2,100	$5.85	$12.3K	18,170	SEC↗
BARR JOHN R	Director	P Buy	2021-03-10	2021-03-12	100	$5.84	$584	16,070	SEC↗
BARR JOHN R	Director	P Buy	2021-03-10	2021-03-12	3,000	$5.90	$17.7K	22,770	SEC↗
BARR JOHN R	Director	P Buy	2021-03-10	2021-03-12	600	$5.91	$3.5K	23,370	SEC↗
BARR JOHN R	Director	P Buy	2021-03-10	2021-03-12	2,600	$5.92	$15.4K	25,970	SEC↗
BARR JOHN R	Director	P Buy	2021-03-10	2021-03-12	1,500	$5.89	$8.8K	19,770	SEC↗
Cavanaugh Stefanie L.	CFO, Treasurer, Secretary	A Award	2021-03-10	2021-03-12	14,028	—	$0	95,907	SEC↗
PTV SCIENCES II L P	10% Owner	J Other	2021-02-24	2021-03-09	13,473	—	$0	0	SEC↗
PTV SCIENCES II L P	10% Owner	J Other	2021-02-24	2021-03-09	1,347,565	—	$0	0	SEC↗
PTV SCIENCES II L P	10% Owner	J Other	2021-02-24	2021-03-09	13,473	—	$0	13,473	SEC↗
PTV SCIENCES II L P	10% Owner	J Other	2021-02-24	2021-03-09	6,055	—	$0	0	SEC↗
PTV SCIENCES II L P	10% Owner	J Other	2021-02-24	2021-03-09	6,055	—	$0	6,055	SEC↗
PTV SCIENCES II L P	10% Owner	J Other	2021-02-24	2021-03-09	605,712	—	$0	605,712	SEC↗
Crawford Matthew S	10% Owner	J Other	2021-02-24	2021-03-09	1,347,565	—	$0	0	SEC↗
Crawford Matthew S	10% Owner	J Other	2021-02-24	2021-03-09	13,473	—	$0	13,473	SEC↗
Crawford Matthew S	10% Owner	J Other	2021-02-24	2021-03-09	13,473	—	$0	0	SEC↗
Crawford Matthew S	10% Owner	J Other	2021-02-24	2021-03-09	4,444	—	$0	132,377	SEC↗
Crawford Matthew S	10% Owner	J Other	2021-02-24	2021-03-09	2,017	—	$0	134,394	SEC↗
Crawford Matthew S	10% Owner	J Other	2021-02-24	2021-03-09	6,055	—	$0	0	SEC↗
Crawford Matthew S	10% Owner	J Other	2021-02-24	2021-03-09	6,055	—	$0	6,055	SEC↗
Crawford Matthew S	10% Owner	J Other	2021-02-24	2021-03-09	605,712	—	$0	605,712	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-23	2021-02-24	8,055	$4.62	$37.2K	402,277	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-23	2021-02-24	4,166	$4.62	$19.2K	26,446	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-22	2021-02-24	10,103	$4.80	$48.5K	394,222	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-18	2021-02-22	1,649	$4.75	$7.8K	384,119	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-18	2021-02-22	378	$4.75	$1.8K	22,280	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-05	2021-02-08	30,954	$4.71	$145.8K	382,470	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-05	2021-02-08	15,488	$5.14	$79.6K	116,360	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-05	2021-02-08	7,101	$4.84	$34.4K	21,902	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-04	2021-02-05	9,729	$4.71	$45.8K	100,872	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-03	2021-02-05	145	$4.49	$651	14,801	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-03	2021-02-05	28,243	$4.46	$126.0K	91,143	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-02	2021-02-03	10,873	$4.42	$48.1K	62,900	SEC↗
Gagnon Neil	10% Owner	P Buy	2021-02-01	2021-02-03	473	$4.20	$2.0K	351,516	SEC↗
Cavanaugh Stefanie L.	CFO, Treasurer, Secretary	J Other	2021-01-06	2021-01-07	218	—	$0	81,879	SEC↗
Newton Todd	Chief Executive Officer	J Other	2021-01-05	2021-01-07	3,479	—	$0	412,306	SEC↗
Gagnon Neil	10% Owner	S Sale	2020-12-16	2020-12-17	2,488	$4.16	$10.4K	14,656	SEC↗
Gagnon Neil	10% Owner	S Sale	2020-12-16	2020-12-17	8,314	$4.16	$34.6K	351,043	SEC↗
PTV SCIENCES II L P	10% Owner	J Other	2020-10-30	2021-03-09	857,964	—	$0	0	SEC↗
PTV SCIENCES II L P	10% Owner	J Other	2020-10-30	2021-03-09	857,964	—	$0	857,964	SEC↗
PTV SCIENCES II L P	10% Owner	J Other	2020-10-30	2021-03-09	857,964	—	$0	0	SEC↗
Crawford Matthew S	10% Owner	J Other	2020-10-30	2021-03-09	857,964	—	$0	1,221,464	SEC↗
Crawford Matthew S	10% Owner	J Other	2020-10-30	2021-03-09	857,964	—	$0	127,933	SEC↗
Crawford Matthew S	10% Owner	J Other	2020-10-30	2021-03-09	857,964	—	$0	985,897	SEC↗
Crawford Matthew S	10% Owner	J Other	2020-10-30	2021-03-09	857,964	—	$0	0	SEC↗
Crawford Matthew S	10% Owner	J Other	2020-10-30	2021-03-09	857,964	—	$0	857,964	SEC↗
Crawford Matthew S	10% Owner	J Other	2020-10-30	2021-03-09	857,964	—	$0	0	SEC↗
Gagnon Neil	10% Owner	S Sale	2020-10-28	2020-12-17	693	$1.65	$1.1K	52,027	SEC↗
Gagnon Neil	10% Owner	S Sale	2020-10-28	2020-12-17	9,663	$1.65	$15.9K	1,200,769	SEC↗
CPMG Inc	10% Owner	P Buy	2020-07-17	2020-07-21	180,000	$1.25	$225.0K	477,120	SEC↗
CPMG Inc	10% Owner	P Buy	2020-07-17	2020-07-21	400,000	$1.25	$500.0K	415,244	SEC↗
CPMG Inc	10% Owner	P Buy	2020-07-17	2020-07-21	1,200,000	$1.25	$1.50M	1,707,208	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	P Buy	2020-07-17	2020-07-21	400,000	$1.25	$500.0K	415,244	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	P Buy	2020-07-17	2020-07-21	180,000	$1.25	$225.0K	477,120	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	P Buy	2020-07-17	2020-07-21	1,200,000	$1.25	$1.50M	1,707,208	SEC↗
Crawford Matthew S	Director	J Other	2020-05-26	2020-06-17	245,444	—	$0	245,444	SEC↗
Crawford Matthew S	Director	J Other	2020-05-26	2020-06-17	245,444	—	$0	0	SEC↗
Crawford Matthew S	Director	J Other	2020-05-26	2020-06-17	74,218	—	$0	127,933	SEC↗
Crawford Matthew S	Director	J Other	2020-05-26	2020-06-17	1,341,222	—	$0	857,964	SEC↗
Pinto Technology Ventures GP I	10% Owner	J Other	2020-05-26	2020-06-18	1,341,222	—	$0	857,964	SEC↗
Pinto Technology Ventures GP I	10% Owner	J Other	2020-05-26	2020-06-18	245,444	—	$0	0	SEC↗
Pinto Technology Ventures GP I	10% Owner	J Other	2020-05-26	2020-06-18	245,444	—	$0	245,444	SEC↗
Newton Todd	Chief Executive Officer	A Award deriv	2020-05-07	2020-05-11	115,094	$2.08	$239.4K	511,604	SEC↗
Gostout Christopher J.	Chief Medical Officer	A Award deriv	2020-05-07	2020-05-11	51,610	$2.08	$107.3K	229,552	SEC↗
Molesphini John J	EVP, Operations	A Award deriv	2020-05-07	2020-05-11	61,949	$2.08	$128.9K	142,422	SEC↗
Schwartzhoff Bret	VP, US Sales & Marketing	A Award deriv	2020-05-07	2020-05-11	59,728	—	$0	169,182	SEC↗
Shimer Julie Ann	Director	A Award deriv	2020-05-07	2020-05-11	28,156	$2.08	$58.6K	52,694	SEC↗
Pacitti David	Director	A Award deriv	2020-05-07	2020-05-11	27,749	$2.08	$57.7K	59,439	SEC↗
BARR JOHN R	Director	A Award deriv	2020-05-07	2020-05-11	29,317	$2.08	$61.0K	45,853	SEC↗
McClellan William D. Jr.	Director	A Award deriv	2020-05-07	2020-05-11	28,446	$2.08	$59.2K	61,111	SEC↗
Cavanaugh Stefanie L.	CFO, Treasurer, Secretary	A Award deriv	2020-05-07	2020-05-11	62,718	$2.08	$130.5K	163,513	SEC↗
Newton Todd	Chief Executive Officer	A Award	2020-05-07	2020-05-11	77,075	—	$0	408,827	SEC↗
Gostout Christopher J.	Chief Medical Officer	A Award	2020-05-07	2020-05-11	34,561	—	$0	67,327	SEC↗
Molesphini John J	EVP, Operations	A Award	2020-05-07	2020-05-11	41,485	—	$0	61,371	SEC↗
Schwartzhoff Bret	VP, US Sales & Marketing	A Award	2020-05-07	2020-05-11	39,997	—	$0	88,841	SEC↗
Shimer Julie Ann	Director	A Award	2020-05-07	2020-05-11	10,153	—	$0	17,909	SEC↗
Pacitti David	Director	A Award	2020-05-07	2020-05-11	10,006	—	$0	18,742	SEC↗
BARR JOHN R	Director	A Award	2020-05-07	2020-05-11	10,571	—	$0	15,970	SEC↗
McClellan William D. Jr.	Director	A Award	2020-05-07	2020-05-11	10,257	—	$0	21,137	SEC↗
Cavanaugh Stefanie L.	CFO, Treasurer, Secretary	A Award	2020-05-07	2020-05-11	42,000	—	$0	81,661	SEC↗
Newton Todd	Chief Executive Officer	J Other	2020-01-03	2020-01-06	3,296	—	$0	331,752	SEC↗
Cavanaugh Stefanie L.	CFO, Treasurer, Secretary	J Other	2020-01-02	2020-01-06	206	—	$0	39,661	SEC↗
CPMG Inc	10% Owner	J Other	2020-01-02	2020-01-06	15,244	—	$0	15,244	SEC↗
CPMG Inc	10% Owner	J Other	2020-01-02	2020-01-06	3,811	—	$0	297,120	SEC↗
CPMG Inc	10% Owner	J Other	2020-01-02	2020-01-06	38,108	—	$0	507,208	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	J Other	2020-01-02	2020-01-06	38,108	—	$0	507,208	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	J Other	2020-01-02	2020-01-06	15,244	—	$0	15,244	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	J Other	2020-01-02	2020-01-06	3,811	—	$0	297,120	SEC↗
Traweek James W JR	10% Owner	J Other	2020-01-02	2020-01-06	3,811	—	$0	297,120	SEC↗
Traweek James W JR	10% Owner	J Other	2020-01-02	2020-01-06	15,244	—	$0	15,244	SEC↗
Traweek James W JR	10% Owner	J Other	2020-01-02	2020-01-06	38,108	—	$0	507,208	SEC↗
H.I.G. Ventures - Endosurgery,	10% Owner	J Other	2019-12-29	2016-12-30	1,451,185	—	$0	1,451,185	SEC↗
Remeditex Ventures LLC	10% Owner	J Other	2019-12-29	2016-12-30	1,309,392	—	$0	1,309,392	SEC↗
Shimer Julie Ann	Director	A Award deriv	2019-08-16	2019-08-20	16,536	$3.27	$54.1K	24,538	SEC↗
Pacitti David	Director	A Award deriv	2019-08-16	2019-08-20	0	$3.27	$0	31,690	SEC↗
BARR JOHN R	Director	A Award deriv	2019-08-16	2019-08-20	16,536	$3.27	$54.1K	16,536	SEC↗
McClellan William D. Jr.	Director	A Award deriv	2019-08-16	2019-08-20	16,536	$3.27	$54.1K	32,665	SEC↗
Shimer Julie Ann	Director	A Award	2019-08-16	2019-08-20	5,399	—	$0	7,756	SEC↗
Pacitti David	Director	A Award	2019-08-16	2019-08-20	5,399	$3.27	$17.7K	8,736	SEC↗
BARR JOHN R	Director	A Award	2019-08-16	2019-08-20	5,399	—	$0	5,399	SEC↗
McClellan William D. Jr.	Director	A Award	2019-08-16	2019-08-20	5,399	—	$0	10,880	SEC↗
Newton Todd	Chief Executive Officer	P Buy deriv	2019-08-12	2019-08-14	0	$400000.00	$0	0	SEC↗
Cavanaugh Stefanie L.	CFO, Treasurer, Secretary	P Buy deriv	2019-08-12	2019-08-14	0	$25000.00	$0	0	SEC↗
STONEPINE CAPITAL, L.P.	10% Owner	P Buy deriv	2019-08-12	2019-08-14	0	$2775000.00	$0	0	SEC↗
STONEPINE CAPITAL, L.P.	10% Owner	J Other deriv	2019-08-12	2019-08-14	1	—	$0	1	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	P Buy deriv	2019-08-12	2019-08-14	0	$1850000.00	$0	0	SEC↗
McGaughy R Kent Jr	Director, 10% Owner	P Buy deriv	2019-08-12	2019-08-14	0	$4625000.00	$0	0	SEC↗