APTO

Aptose Biosciences Inc.CIK 882361 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for APTO PRO

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AI insights for APTO

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Bejar Rafael	Sr. VP, Chief Medical Officer	17	$25.6K	$0	2026-06-30
Seizinger Bernd R.	Other	8	$53.4K	$0	2026-06-30
Rice William G.	Chairman, President & CEO	36	$193.0K	$1.02M	2026-06-30
Whitehead Warren	Other	40	$0	$406.4K	2026-06-30
Vincent Mark D.	Other	19	$0	$0	2026-06-30
Payne Fletcher	Sr VP and CFO	10	$6.8K	$0	2026-06-30
PLATZER ERICH	Other	29	$498.6K	$43.8K	2026-06-30
BURGER DENIS R	Other	24	$14.5K	$0	2026-06-30
LEDRU PHILIPPE	Sr VP & Ch Commerical Officer	4	$0	$0	2024-02-05
Ashe Carol Gail	Director	7	$0	$0	2024-02-05
Marango Jotin	Senior VP, Chief Bus. Officer	12	$0	$512.9K	2022-01-18
Loewy Caroline M	Director	6	$0	$0	2022-01-18
DRW Commodities, LLC	10% Owner	2	$151.6K	$157.2K	2021-08-05
Chow Gregory K.	Senior VP & CFO	9	$40.1K	$766.3K	2021-01-04

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Bejar Rafael	Other	D To issuer deriv	2026-06-30	2026-07-01	400,000	—	$0	0	SEC↗
Bejar Rafael	Other	D To issuer deriv	2026-06-30	2026-07-01	200,000	—	$0	0	SEC↗
Bejar Rafael	Other	D To issuer deriv	2026-06-30	2026-07-01	343,000	—	$0	0	SEC↗
Bejar Rafael	Other	D To issuer deriv	2026-06-30	2026-07-01	400,000	—	$0	0	SEC↗
Bejar Rafael	Other	D To issuer deriv	2026-06-30	2026-07-01	200,000	—	$0	0	SEC↗
Bejar Rafael	Other	D To issuer deriv	2026-06-30	2026-07-01	35,000	—	$0	0	SEC↗
BURGER DENIS R	Other	D To issuer deriv	2026-06-30	2026-07-01	3,333	—	$0	0	SEC↗
BURGER DENIS R	Other	D To issuer deriv	2026-06-30	2026-07-01	100,000	—	$0	0	SEC↗
BURGER DENIS R	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
BURGER DENIS R	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
BURGER DENIS R	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
BURGER DENIS R	Other	D To issuer deriv	2026-06-30	2026-07-01	160,334	—	$0	0	SEC↗
BURGER DENIS R	Other	D To issuer deriv	2026-06-30	2026-07-01	40,000	—	$0	0	SEC↗
BURGER DENIS R	Other	D To issuer deriv	2026-06-30	2026-07-01	5,000	—	$0	0	SEC↗
BURGER DENIS R	Other	D To issuer deriv	2026-06-30	2026-07-01	10,000	—	$0	0	SEC↗
BURGER DENIS R	Other	D To issuer deriv	2026-06-30	2026-07-01	60,000	—	$0	0	SEC↗
Payne Fletcher	Other	D To issuer deriv	2026-06-30	2026-07-01	55,000	—	$0	0	SEC↗
Payne Fletcher	Other	D To issuer deriv	2026-06-30	2026-07-01	200,000	—	$0	0	SEC↗
Payne Fletcher	Other	D To issuer deriv	2026-06-30	2026-07-01	1,000,000	—	$0	0	SEC↗
PLATZER ERICH	Other	D To issuer deriv	2026-06-30	2026-07-01	135,000	—	$0	0	SEC↗
PLATZER ERICH	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
PLATZER ERICH	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
PLATZER ERICH	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
PLATZER ERICH	Other	D To issuer deriv	2026-06-30	2026-07-01	100,000	—	$0	0	SEC↗
PLATZER ERICH	Other	D To issuer deriv	2026-06-30	2026-07-01	3,333	—	$0	0	SEC↗
PLATZER ERICH	Other	D To issuer deriv	2026-06-30	2026-07-01	60,000	—	$0	0	SEC↗
PLATZER ERICH	Other	D To issuer deriv	2026-06-30	2026-07-01	5,000	—	$0	0	SEC↗
PLATZER ERICH	Other	D To issuer deriv	2026-06-30	2026-07-01	10,000	—	$0	0	SEC↗
PLATZER ERICH	Other	D To issuer deriv	2026-06-30	2026-07-01	40,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	2,000,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	343,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	700,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	600,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	400,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	70,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	400,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	300,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	100,000	—	$0	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer deriv	2026-06-30	2026-07-01	400,000	—	$0	0	SEC↗
Vincent Mark D.	Other	D To issuer deriv	2026-06-30	2026-07-01	40,000	—	$0	0	SEC↗
Vincent Mark D.	Other	D To issuer deriv	2026-06-30	2026-07-01	154,000	—	$0	0	SEC↗
Vincent Mark D.	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
Vincent Mark D.	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
Vincent Mark D.	Other	D To issuer deriv	2026-06-30	2026-07-01	100,000	—	$0	0	SEC↗
Vincent Mark D.	Other	D To issuer deriv	2026-06-30	2026-07-01	3,333	—	$0	0	SEC↗
Vincent Mark D.	Other	D To issuer deriv	2026-06-30	2026-07-01	10,000	—	$0	0	SEC↗
Vincent Mark D.	Other	D To issuer deriv	2026-06-30	2026-07-01	5,000	—	$0	0	SEC↗
Vincent Mark D.	Other	D To issuer deriv	2026-06-30	2026-07-01	60,000	—	$0	0	SEC↗
Vincent Mark D.	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
Whitehead Warren	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
Whitehead Warren	Other	D To issuer deriv	2026-06-30	2026-07-01	40,000	—	$0	0	SEC↗
Whitehead Warren	Other	D To issuer deriv	2026-06-30	2026-07-01	152,500	—	$0	0	SEC↗
Whitehead Warren	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
Whitehead Warren	Other	D To issuer deriv	2026-06-30	2026-07-01	53,000	—	$0	0	SEC↗
Whitehead Warren	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
Whitehead Warren	Other	D To issuer deriv	2026-06-30	2026-07-01	50,000	—	$0	0	SEC↗
Whitehead Warren	Other	D To issuer deriv	2026-06-30	2026-07-01	100,000	—	$0	0	SEC↗
Whitehead Warren	Other	D To issuer deriv	2026-06-30	2026-07-01	3,333	—	$0	0	SEC↗
Seizinger Bernd R.	Other	D To issuer deriv	2026-06-30	2026-07-02	100,000	—	$0	0	SEC↗
Seizinger Bernd R.	Other	D To issuer deriv	2026-06-30	2026-07-02	50,000	—	$0	0	SEC↗
Seizinger Bernd R.	Other	D To issuer deriv	2026-06-30	2026-07-02	3,333	—	$0	0	SEC↗
Bejar Rafael	Other	D To issuer	2026-06-30	2026-07-01	244	$1.72	$420	0	SEC↗
BURGER DENIS R	Other	D To issuer	2026-06-30	2026-07-01	70	$1.72	$120	0	SEC↗
Payne Fletcher	Other	D To issuer	2026-06-30	2026-07-01	22	$1.72	$38	0	SEC↗
Payne Fletcher	Other	D To issuer	2026-06-30	2026-07-01	222	$1.72	$382	0	SEC↗
PLATZER ERICH	Other	D To issuer	2026-06-30	2026-07-01	1,122	$1.72	$1.9K	0	SEC↗
Rice William G.	Chair, President & CEO	D To issuer	2026-06-30	2026-07-01	613,252	$1.72	$1.05M	0	SEC↗
Whitehead Warren	Other	D To issuer	2026-06-30	2026-07-01	33	$1.72	$57	0	SEC↗
Seizinger Bernd R.	Other	D To issuer	2026-06-30	2026-07-02	17,000	$1.72	$29.2K	0	SEC↗
Vincent Mark D.	Other	D To issuer	2026-06-13	2026-07-01	14	$1.72	$24	0	SEC↗
Rice William G.	Chair, President & CEO	P Buy deriv	2024-11-25	2024-11-26	50,000	—	$0	50,000	SEC↗
Rice William G.	Chair, President & CEO	P Buy	2024-11-25	2024-11-26	100,000	$0.20	$20.0K	613,252	SEC↗
Whitehead Warren	Director	A Award deriv	2024-02-05	2024-02-07	3,333	—	$0	3,333	SEC↗
BURGER DENIS R	Director	A Award deriv	2024-02-05	2024-02-07	3,333	—	$0	3,333	SEC↗
Ashe Carol Gail	Director	A Award deriv	2024-02-05	2024-02-07	3,333	—	$0	3,333	SEC↗
Vincent Mark D.	Director	A Award deriv	2024-02-05	2024-02-07	3,333	—	$0	3,333	SEC↗
PLATZER ERICH	Director	A Award deriv	2024-02-05	2024-02-07	3,333	—	$0	3,333	SEC↗
Seizinger Bernd R.	Director	A Award deriv	2024-02-05	2024-02-07	3,333	—	$0	3,333	SEC↗
Rice William G.	Chair, President & CEO	A Award deriv	2024-02-05	2024-02-07	70,000	—	$0	70,000	SEC↗
LEDRU PHILIPPE	Sr VP & Ch Commerical Office	A Award deriv	2024-02-05	2024-02-07	11,000	—	$0	11,000	SEC↗
Bejar Rafael	Sr VP & Chief Medical Office	A Award deriv	2024-02-05	2024-02-07	35,000	—	$0	35,000	SEC↗
Payne Fletcher	Sr VP and CFO	A Award deriv	2024-02-05	2024-02-07	55,000	—	$0	55,000	SEC↗
Seizinger Bernd R.	Director	P Buy	2023-09-22	2023-09-25	17,000	$3.14	$53.4K	17,000	SEC↗
Bejar Rafael	Sr. VP, Chief Medical Office	A Award deriv	2023-01-19	2023-01-23	200,000	—	$0	200,000	SEC↗
Ashe Carol Gail	Director	A Award deriv	2023-01-19	2023-01-23	100,000	—	$0	100,000	SEC↗
BURGER DENIS R	Director	A Award deriv	2023-01-19	2023-01-23	100,000	—	$0	100,000	SEC↗
LEDRU PHILIPPE	Chief Commercial Officer	A Award deriv	2023-01-19	2023-01-23	200,000	—	$0	200,000	SEC↗
Payne Fletcher	SR VP & Chief Fin. Officer	A Award deriv	2023-01-19	2023-01-23	200,000	—	$0	200,000	SEC↗
PLATZER ERICH	Director	A Award deriv	2023-01-19	2023-01-23	100,000	—	$0	100,000	SEC↗
Rice William G.	Chair, President & CEO	A Award deriv	2023-01-19	2023-01-23	400,000	—	$0	400,000	SEC↗
Seizinger Bernd R.	Director	A Award deriv	2023-01-19	2023-01-23	100,000	—	$0	100,000	SEC↗
Vincent Mark D.	Director	A Award deriv	2023-01-19	2023-01-23	100,000	—	$0	100,000	SEC↗
Whitehead Warren	Director	A Award deriv	2023-01-19	2023-01-23	100,000	—	$0	100,000	SEC↗
Bejar Rafael	Sr. VP, Chief Medical Office	A Award	2023-01-19	2023-01-23	100,000	—	$0	110,000	SEC↗
LEDRU PHILIPPE	Chief Commercial Officer	A Award	2023-01-19	2023-01-23	100,000	—	$0	100,500	SEC↗
Payne Fletcher	SR VP & Chief Fin. Officer	A Award	2023-01-19	2023-01-23	100,000	—	$0	100,000	SEC↗
Rice William G.	Chair, President & CEO	A Award	2023-01-19	2023-01-23	150,000	—	$0	513,252	SEC↗
Payne Fletcher	SR VP & Chief Fin. Officer	P Buy	2022-09-19	2022-09-21	10,000	$0.68	$6.8K	10,000	SEC↗
Rice William G.	Chair, President & CEO	P Buy	2022-09-19	2022-09-21	10,000	$0.68	$6.8K	363,252	SEC↗
Seizinger Bernd R.	Director	A Award deriv	2022-09-14	2022-09-16	50,000	—	$0	50,000	SEC↗
Rice William G.	Chair, President & CEO	A Award deriv	2022-07-06	2022-07-07	600,000	—	$0	600,000	SEC↗
Payne Fletcher	SR VP & Chief Fin. Officer	A Award deriv	2022-06-27	2022-06-28	1,000,000	—	$0	1,000,000	SEC↗
Rice William G.	Chair, President & CEO	P Buy	2022-06-06	2022-06-06	10,000	$0.97	$9.7K	353,252	SEC↗
LEDRU PHILIPPE	Chief Commercial Officer	A Award deriv	2022-04-13	2022-04-14	600,000	—	$0	600,000	SEC↗
PLATZER ERICH	Director	A Award deriv	2022-01-18	2022-01-20	50,000	—	$0	50,000	SEC↗
Whitehead Warren	Director	A Award deriv	2022-01-18	2022-01-20	50,000	—	$0	50,000	SEC↗
Loewy Caroline M	Director	A Award deriv	2022-01-18	2022-01-20	50,000	—	$0	50,000	SEC↗
BURGER DENIS R	Director	A Award deriv	2022-01-18	2022-01-20	50,000	—	$0	50,000	SEC↗
Vincent Mark D.	Director	A Award deriv	2022-01-18	2022-01-20	50,000	—	$0	50,000	SEC↗
Bejar Rafael	Sr. VP, Chief Medical Office	A Award deriv	2022-01-18	2022-01-20	600,000	—	$0	600,000	SEC↗
Marango Jotin	Senior VP, CFO, and CBO	A Award deriv	2022-01-18	2022-01-20	600,000	—	$0	600,000	SEC↗
Rice William G.	Chair, President & CEO	A Award deriv	2022-01-18	2022-01-20	700,000	—	$0	700,000	SEC↗
Ashe Carol Gail	Director	A Award deriv	2022-01-18	2022-01-20	50,000	—	$0	50,000	SEC↗
BURGER DENIS R	Director	P Buy	2021-12-20	2021-12-21	10,000	$1.45	$14.5K	31,671	SEC↗
Rice William G.	Chair, President & CEO	P Buy	2021-12-16	2021-12-17	13,183	$1.52	$20.0K	343,252	SEC↗
PLATZER ERICH	Director	P Buy	2021-12-16	2021-12-20	30,000	$1.38	$41.4K	485,000	SEC↗
PLATZER ERICH	Director	P Buy	2021-12-16	2021-12-20	50,000	$1.37	$68.5K	455,000	SEC↗
PLATZER ERICH	Director	P Buy	2021-12-16	2021-12-20	20,000	$1.40	$28.0K	505,000	SEC↗
Rice William G.	Chair, President & CEO	P Buy	2021-12-15	2021-12-15	17,822	$1.12	$20.0K	330,069	SEC↗
PLATZER ERICH	Director	P Buy	2021-12-15	2021-12-17	30,000	$1.19	$35.7K	305,000	SEC↗
PLATZER ERICH	Director	P Buy	2021-12-15	2021-12-17	120,000	$1.16	$139.2K	255,000	SEC↗
PLATZER ERICH	Director	P Buy	2021-12-15	2021-12-17	100,000	$1.18	$118.0K	405,000	SEC↗
PLATZER ERICH	Director	P Buy	2021-12-15	2021-12-17	20,000	$1.20	$24.0K	275,000	SEC↗
Rice William G.	Chair, President & CEO	P Buy	2021-11-26	2021-11-29	8,643	$2.31	$20.0K	312,247	SEC↗
BURGER DENIS R	Director	D To issuer deriv	2021-11-19	2021-11-19	5,714	—	$0	0	SEC↗
BURGER DENIS R	Director	M Exercise deriv	2021-11-19	2021-11-23	5,417	—	$0	0	SEC↗
Bejar Rafael	Sr. VP, Chief Medical Office	P Buy	2021-11-19	2021-11-19	10,000	$2.56	$25.6K	10,000	SEC↗
BURGER DENIS R	Director	M Exercise	2021-11-19	2021-11-19	5,417	$2.04	$11.1K	21,671	SEC↗
BURGER DENIS R	Director	M Exercise	2021-11-19	2021-11-23	5,417	$2.04	$11.1K	21,671	SEC↗
Bejar Rafael	Sr. VP, Chief Medical Office	A Award deriv	2021-08-19	2021-08-23	200,000	—	$0	200,000	SEC↗
Bejar Rafael	Sr. VP, Chief Medical Office	A Award deriv	2021-08-19	2021-08-23	200,000	—	$0	200,000	SEC↗
Marango Jotin	Senior VP, CFO, and CBO	A Award deriv	2021-08-19	2021-08-23	200,000	—	$0	200,000	SEC↗
Marango Jotin	Senior VP, CFO, and CBO	A Award deriv	2021-08-19	2021-08-23	200,000	—	$0	200,000	SEC↗
DRW Commodities, LLC	10% Owner	S Sale	2021-08-05	2021-08-05	60,000	$2.62	$157.2K	8,888,275	SEC↗
DRW Commodities, LLC	10% Owner	P Buy	2021-08-03	2021-08-05	57,199	$2.65	$151.6K	8,948,275	SEC↗
Rice William G.	Chair, President & CEO	P Buy	2021-07-02	2021-07-06	6,081	$3.29	$20.0K	303,604	SEC↗
Whitehead Warren	Director	S Sale	2021-06-22	2021-06-23	9,600	$3.24	$31.1K	15,000	SEC↗
Whitehead Warren	Director	S Sale	2021-06-21	2021-06-23	15,400	$3.35	$51.6K	24,600	SEC↗
Ashe Carol Gail	Director	A Award deriv	2021-01-04	2021-01-06	50,000	—	$0	50,000	SEC↗
Bejar Rafael	Sr. VP, Chief Medical Office	A Award deriv	2021-01-04	2021-01-06	343,000	—	$0	343,000	SEC↗
BURGER DENIS R	Director	A Award deriv	2021-01-04	2021-01-06	50,000	—	$0	50,000	SEC↗
Chow Gregory K.	Executive VP & CFO	A Award deriv	2021-01-04	2021-01-06	343,000	—	$0	343,000	SEC↗
Loewy Caroline M	Director	A Award deriv	2021-01-04	2021-01-06	50,000	—	$0	50,000	SEC↗
Marango Jotin	Senior VP, Chief Bus. Office	A Award deriv	2021-01-04	2021-01-06	343,000	—	$0	343,000	SEC↗
PLATZER ERICH	Director	A Award deriv	2021-01-04	2021-01-06	50,000	—	$0	50,000	SEC↗
Rice William G.	Chair, President & CEO	A Award deriv	2021-01-04	2021-01-06	343,000	—	$0	343,000	SEC↗
Vincent Mark D.	Director	A Award deriv	2021-01-04	2021-01-06	50,000	—	$0	50,000	SEC↗
Whitehead Warren	Director	A Award deriv	2021-01-04	2021-01-06	50,000	—	$0	50,000	SEC↗
Whitehead Warren	Director	M Exercise deriv	2020-12-22	2020-12-28	20,000	—	$0	20,000	SEC↗
Whitehead Warren	Director	S Sale	2020-12-22	2020-12-28	10,000	$4.11	$41.1K	40,000	SEC↗
Whitehead Warren	Director	S Sale	2020-12-22	2020-12-28	10,000	$4.01	$40.1K	50,000	SEC↗
Whitehead Warren	Director	M Exercise	2020-12-22	2020-12-28	20,000	$2.01	$40.2K	60,000	SEC↗
Marango Jotin	Senior VP, Chief Bus. Office	S Sale	2020-07-10	2020-07-10	62,835	$6.05	$380.2K	116,219	SEC↗
Rice William G.	Chair, President & CEO	S Sale	2020-07-10	2020-07-10	168,891	$6.05	$1.02M	297,523	SEC↗
Chow Gregory K.	Executive VP & CFO	S Sale	2020-07-10	2020-07-10	126,668	$6.05	$766.3K	232,846	SEC↗
Marango Jotin	Senior VP, Chief Bus. Office	S Sale	2020-07-02	2020-07-02	20,946	$6.34	$132.8K	179,054	SEC↗
Whitehead Warren	Director	M Exercise deriv	2020-06-24	2020-06-25	5,000	—	$0	0	SEC↗
Whitehead Warren	Director	M Exercise deriv	2020-06-24	2020-06-25	7,000	—	$0	53,000	SEC↗
Whitehead Warren	Director	M Exercise	2020-06-24	2020-06-25	5,000	$1.02	$5.1K	50,000	SEC↗
Whitehead Warren	Director	S Sale	2020-06-24	2020-06-25	5,000	$6.78	$33.9K	40,000	SEC↗
Whitehead Warren	Director	S Sale	2020-06-24	2020-06-25	12,000	$6.73	$80.8K	45,000	SEC↗
Whitehead Warren	Director	M Exercise	2020-06-24	2020-06-25	7,000	$2.60	$18.2K	57,000	SEC↗
Whitehead Warren	Director	M Exercise deriv	2020-06-23	2020-06-25	1,250	—	$0	0	SEC↗
Whitehead Warren	Director	M Exercise deriv	2020-06-23	2020-06-25	500	—	$0	0	SEC↗
Whitehead Warren	Director	M Exercise deriv	2020-06-23	2020-06-25	1,250	—	$0	0	SEC↗
Whitehead Warren	Director	M Exercise deriv	2020-06-23	2020-06-25	10,000	—	$0	0	SEC↗
Whitehead Warren	Director	M Exercise	2020-06-23	2020-06-25	500	$1.60	$800	51,750	SEC↗
Whitehead Warren	Director	S Sale	2020-06-23	2020-06-25	5,000	$7.17	$35.9K	45,000	SEC↗
Whitehead Warren	Director	S Sale	2020-06-23	2020-06-25	13,000	$7.08	$92.0K	50,000	SEC↗
Whitehead Warren	Director	M Exercise	2020-06-23	2020-06-25	10,000	$1.12	$11.2K	63,000	SEC↗
Whitehead Warren	Director	M Exercise	2020-06-23	2020-06-25	1,250	$4.22	$5.3K	53,000	SEC↗
Whitehead Warren	Director	M Exercise	2020-06-23	2020-06-25	1,250	$1.91	$2.4K	51,250	SEC↗
Rice William G.	Chair, President & CEO	P Buy	2020-03-25	2020-03-26	3,400	$5.82	$19.8K	466,414	SEC↗
Whitehead Warren	Director	A Award deriv	2020-03-11	2020-03-13	50,000	—	$0	50,000	SEC↗
Vincent Mark D.	Director	A Award deriv	2020-03-11	2020-03-13	50,000	—	$0	50,000	SEC↗
BURGER DENIS R	Director	A Award deriv	2020-03-11	2020-03-13	50,000	—	$0	50,000	SEC↗
Loewy Caroline M	Director	A Award deriv	2020-03-11	2020-03-13	50,000	—	$0	50,000	SEC↗
Whitehead Warren	Director	A Award deriv	2020-03-11	2020-03-13	50,000	—	$0	50,000	SEC↗
PLATZER ERICH	Director	A Award deriv	2020-03-11	2020-03-13	50,000	—	$0	50,000	SEC↗
Vincent Mark D.	Director	A Award deriv	2020-03-11	2020-03-13	50,000	—	$0	50,000	SEC↗
BURGER DENIS R	Director	A Award deriv	2020-03-11	2020-03-13	50,000	—	$0	50,000	SEC↗
Loewy Caroline M	Director	A Award deriv	2020-03-11	2020-03-13	50,000	—	$0	50,000	SEC↗
Ashe Carol Gail	Director	A Award deriv	2020-03-11	2020-03-13	50,000	—	$0	50,000	SEC↗
Marango Jotin	Senior VP, Chief Bus. Office	A Award	2020-03-10	2020-05-07	120,000	—	$0	200,000	SEC↗
Rice William G.	Chair, President & CEO	A Award	2020-03-10	2020-05-07	300,000	—	$0	463,014	SEC↗
Chow Gregory K.	Executive VP & CFO	A Award	2020-03-10	2020-05-07	225,000	—	$0	359,514	SEC↗
Rice William G.	Chair, President & CEO	A Award	2020-03-10	2020-03-12	300,000	—	$0	463,014	SEC↗
Marango Jotin	Senior VP, Chief Bus. Office	A Award	2020-03-10	2020-03-12	120,000	—	$0	200,000	SEC↗
Chow Gregory K.	Executive VP & CFO	A Award	2020-03-10	2020-03-12	225,000	—	$0	359,514	SEC↗
Ashe Carol Gail	Director	A Award deriv	2020-01-31	2020-02-03	65,000	—	$0	65,000	SEC↗
Bejar Rafael	Sr. VP, Chief Medical Office	A Award deriv	2020-01-31	2020-02-03	200,000	—	$0	200,000	SEC↗
BURGER DENIS R	Director	A Award deriv	2020-01-31	2020-02-03	160,334	—	$0	160,334	SEC↗
Chow Gregory K.	Executive VP & CFO	A Award deriv	2020-01-31	2020-02-03	1,200,000	—	$0	1,200,000	SEC↗
Loewy Caroline M	Director	A Award deriv	2020-01-31	2020-02-03	65,000	—	$0	65,000	SEC↗
Marango Jotin	Senior VP, Chief Bus. Office	A Award deriv	2020-01-31	2020-02-03	400,000	—	$0	400,000	SEC↗
PLATZER ERICH	Director	A Award deriv	2020-01-31	2020-02-03	135,000	—	$0	135,000	SEC↗
Rice William G.	Chair, President & CEO	A Award deriv	2020-01-31	2020-02-03	2,000,000	—	$0	2,000,000	SEC↗
Vincent Mark D.	Director	A Award deriv	2020-01-31	2020-02-03	154,000	—	$0	154,000	SEC↗
Whitehead Warren	Director	A Award deriv	2020-01-31	2020-02-03	152,500	—	$0	152,500	SEC↗
Bejar Rafael	Chief Medical Officer	A Award deriv	2020-01-01	2020-01-03	400,000	—	$0	0	SEC↗
Rice William G.	Chairman, President & CEO	P Buy	2019-10-24	2019-10-28	10,000	$1.92	$19.2K	163,014	SEC↗
Chow Gregory K.	Senior VP & CFO	P Buy	2019-06-05	2019-06-07	7,500	$1.84	$13.8K	134,514	SEC↗
Marango Jotin	Senior VP, Chief Bus. Office	A Award	2019-06-03	2020-05-07	80,000	—	$0	80,000	SEC↗
Marango Jotin	Senior VP, Chief Bus. Office	A Award deriv	2019-06-03	2019-06-05	320,000	—	$0	320,000	SEC↗
Marango Jotin	Senior VP, Chief Bus. Office	A Award	2019-06-03	2019-06-05	80,000	—	$0	80,000	SEC↗
Rice William G.	Chair, President & CEO	P Buy	2019-04-18	2019-04-19	10,000	$1.85	$18.5K	153,014	SEC↗
PLATZER ERICH	Director	S Sale	2019-03-19	2019-03-20	15,000	$2.19	$32.9K	130,000	SEC↗
PLATZER ERICH	Director	S Sale	2019-03-19	2019-03-20	5,000	$2.19	$10.9K	135,000	SEC↗
PLATZER ERICH	Director	P Buy	2019-03-19	2019-03-21	5,000	$2.19	$10.9K	135,000	SEC↗
PLATZER ERICH	Director	P Buy	2019-03-19	2019-03-21	15,000	$2.19	$32.9K	130,000	SEC↗
Rice William G.	Chair, President & CEO	P Buy	2019-03-14	2019-03-15	10,000	$1.90	$19.0K	143,014	SEC↗
Chow Gregory K.	Senior VP & CFO	P Buy	2019-03-13	2019-03-14	5,000	$1.79	$8.9K	127,014	SEC↗
Chow Gregory K.	Senior VP & CFO	P Buy	2019-03-13	2019-03-14	10,000	$1.74	$17.4K	122,014	SEC↗
Vincent Mark D.	Director	A Award deriv	2019-01-02	2019-01-03	40,000	—	$0	40,000	SEC↗
Whitehead Warren	Director	A Award deriv	2019-01-02	2019-01-03	40,000	—	$0	40,000	SEC↗
Rice William G.	Chair, President & CEO	A Award deriv	2019-01-02	2019-01-03	400,000	—	$0	400,000	SEC↗
Chow Gregory K.	Senior VP & CFO	A Award deriv	2019-01-02	2019-01-03	300,000	—	$0	300,000	SEC↗
Ashe Carol Gail	Director	A Award deriv	2019-01-02	2019-01-03	40,000	—	$0	40,000	SEC↗
Loewy Caroline M	Director	A Award deriv	2019-01-02	2019-01-03	40,000	—	$0	40,000	SEC↗
PLATZER ERICH	Director	A Award deriv	2019-01-02	2019-01-03	40,000	—	$0	40,000	SEC↗
BURGER DENIS R	Director	A Award deriv	2019-01-02	2019-01-03	40,000	—	$0	40,000	SEC↗