Open-mkt buys · 90d
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0 trades · 0 insiders
Open-mkt sales · 90d
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0 trades · 0 insiders
Net · 90d
$0
Insiders on file
22
Daily buy vs sell · 90 days
No data yet.
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| KHANNA ASHISH | CFO and CBO | 23 | $281.0K | $0 | 2023-01-03 |
| KIDD ANDREW | PRESIDENT AND CEO | 13 | $107.2K | $0 | 2023-01-03 |
| RIEDEL NORBERT G | EXECUTIVE CHAIRMAN OF THE BOD | 26 | $366.4K | $0 | 2023-01-03 |
| Miller Joan W. | Director | 4 | $50.1K | $0 | 2022-05-26 |
| Sherman Rachel E. | Director | 5 | $10.4K | $0 | 2022-05-26 |
| O'Neill Gilmore Neil | Director | 2 | $0 | $0 | 2022-05-26 |
| Gosebruch Henry O | Director | 16 | $460.6K | $0 | 2022-05-26 |
| Koppel Adam | Director, 10% Owner | 12 | $16.40M | $0 | 2022-05-26 |
| Gould Terry P | Director, 10% Owner | 54 | $2.40M | $0 | 2022-05-26 |
| HOMBACH ROBERT J. | Director | 21 | $1.22M | $0 | 2022-05-26 |
| ENRIGHT PATRICK G | Director | 21 | $3.19M | $0 | 2022-05-26 |
| BCIP Life Sciences Associates, LP | 10% Owner | 1 | $10.00M | $0 | 2020-10-26 |
| ADAMS STREET PARTNERS LLC | 10% Owner | 57 | $5.40M | $0 | 2020-09-30 |
| Topper James N | Director, 10% Owner | 13 | $2.40M | $0 | 2020-03-31 |
| GANTZ WILBUR H | Director | 20 | $369.6K | $0 | 2020-03-31 |
| MOSKAL JOSEPH R. | Chief Scientific Officer | 9 | $48.0K | $0 | 2019-05-16 |
| Ratcliffe Liam | Director, 10% Owner | 11 | $4.00M | $0 | 2019-03-29 |
| Madsen Torsten M. | Chief Medical Officer | 9 | $21.5K | $0 | 2019-01-28 |
| Houck David | Chief Development Officer | 7 | $0 | $0 | 2019-01-04 |
| FHM LIFE SCIENCES VIII, L.P. | 10% Owner | 7 | $2.40M | $0 | 2018-06-25 |
| Longitude Capital Partners II, LLC | 10% Owner | 7 | $2.40M | $0 | 2018-06-25 |
| New Leaf Ventures III, L.P. | 10% Owner | 10 | $4.00M | $0 | 2018-06-25 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| KIDD ANDREW | PRESIDENT AND CEO | A Award deriv | 2023-01-03 | 2023-01-05 | 700,000 | — | $0 | 700,000 | SEC↗ |
| RIEDEL NORBERT G | EXECUTIVE CHAIRMAN OF THE BO | A Award deriv | 2023-01-03 | 2023-01-05 | 420,000 | — | $0 | 420,000 | SEC↗ |
| KHANNA ASHISH | CFO AND CBO | A Award deriv | 2023-01-03 | 2023-01-05 | 375,000 | — | $0 | 375,000 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2022-05-26 | 2022-05-31 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Sherman Rachel E. | Director | A Award deriv | 2022-05-26 | 2022-05-31 | 40,000 | — | $0 | 40,000 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2022-05-26 | 2022-05-31 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Gosebruch Henry O | Director | A Award deriv | 2022-05-26 | 2022-05-31 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Gould Terry P | Director | A Award deriv | 2022-05-26 | 2022-05-31 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Miller Joan W. | Director | A Award deriv | 2022-05-26 | 2022-05-31 | 40,000 | — | $0 | 40,000 | SEC↗ |
| O'Neill Gilmore Neil | Director | A Award deriv | 2022-05-26 | 2022-05-31 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Koppel Adam | Director, 10% Owner | A Award deriv | 2022-05-26 | 2022-05-31 | 40,000 | — | $0 | 40,000 | SEC↗ |
| KHANNA ASHISH | CFO AND CBO | A Award deriv | 2022-02-17 | 2022-02-22 | 375,000 | — | $0 | 375,000 | SEC↗ |
| Miller Joan W. | Director | P Buy | 2022-01-13 | 2022-01-18 | 17,700 | $2.83 | $50.1K | 17,700 | SEC↗ |
| RIEDEL NORBERT G | CEO | P Buy | 2021-12-06 | 2021-12-08 | 100,000 | $2.23 | $223.0K | 100,000 | SEC↗ |
| RIEDEL NORBERT G | CEO | A Award deriv | 2021-12-02 | 2021-12-07 | 475,000 | — | $0 | 475,000 | SEC↗ |
| KIDD ANDREW | PRESIDENT & COO | A Award deriv | 2021-12-02 | 2021-12-07 | 800,000 | — | $0 | 800,000 | SEC↗ |
| KHANNA ASHISH | CFO AND CBO | P Buy | 2021-12-02 | 2021-12-06 | 45,000 | $2.26 | $101.7K | 420,040 | SEC↗ |
| HOMBACH ROBERT J. | Director | P Buy | 2021-11-12 | 2021-11-15 | 74,600 | $2.40 | $179.0K | 219,100 | SEC↗ |
| HOMBACH ROBERT J. | Director | P Buy | 2021-11-12 | 2021-11-16 | 74,600 | $2.40 | $179.0K | 229,100 | SEC↗ |
| HOMBACH ROBERT J. | Director | P Buy | 2021-11-11 | 2021-11-15 | 5,400 | $2.40 | $13.0K | 144,500 | SEC↗ |
| HOMBACH ROBERT J. | Director | P Buy | 2021-11-11 | 2021-11-16 | 5,400 | $2.40 | $13.0K | 154,500 | SEC↗ |
| O'Neill Gilmore Neil | Director | A Award deriv | 2021-10-19 | 2021-10-22 | 80,000 | — | $0 | 80,000 | SEC↗ |
| Koppel Adam | Director, 10% Owner | A Award deriv | 2021-05-27 | 2021-06-01 | 40,000 | — | $0 | 40,000 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2021-05-27 | 2021-06-01 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Sherman Rachel E. | Director | A Award deriv | 2021-05-27 | 2021-06-01 | 40,000 | — | $0 | 40,000 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2021-05-27 | 2021-06-01 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Gosebruch Henry O | Director | A Award deriv | 2021-05-27 | 2021-06-01 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Gould Terry P | Director | A Award deriv | 2021-05-27 | 2021-06-01 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Miller Joan W. | Director | A Award deriv | 2021-05-27 | 2021-06-01 | 40,000 | — | $0 | 40,000 | SEC↗ |
| RIEDEL NORBERT G | CEO | M Exercise deriv | 2021-05-17 | 2021-05-19 | 380,000 | — | $0 | 0 | SEC↗ |
| KHANNA ASHISH | CFO AND CBO | M Exercise deriv | 2021-05-17 | 2021-05-19 | 130,000 | — | $0 | 0 | SEC↗ |
| KIDD ANDREW | PRESIDENT & COO | M Exercise deriv | 2021-05-17 | 2021-05-19 | 130,000 | — | $0 | 0 | SEC↗ |
| RIEDEL NORBERT G | CEO | M Exercise deriv | 2021-05-17 | 2021-05-20 | 380,000 | — | $0 | 0 | SEC↗ |
| KHANNA ASHISH | CFO AND CBO | M Exercise deriv | 2021-05-17 | 2021-05-20 | 130,000 | — | $0 | 0 | SEC↗ |
| RIEDEL NORBERT G | CEO | F Tax w/h | 2021-05-17 | 2021-05-19 | 127,274 | $2.53 | $322.0K | 615,265 | SEC↗ |
| RIEDEL NORBERT G | CEO | M Exercise | 2021-05-17 | 2021-05-19 | 380,000 | — | $0 | 742,539 | SEC↗ |
| KHANNA ASHISH | CFO AND CBO | M Exercise | 2021-05-17 | 2021-05-19 | 130,000 | — | $0 | 413,130 | SEC↗ |
| KHANNA ASHISH | CFO AND CBO | F Tax w/h | 2021-05-17 | 2021-05-19 | 38,090 | $2.53 | $96.4K | 375,040 | SEC↗ |
| KIDD ANDREW | PRESIDENT & COO | M Exercise | 2021-05-17 | 2021-05-19 | 130,000 | — | $0 | 139,133 | SEC↗ |
| KIDD ANDREW | PRESIDENT & COO | F Tax w/h | 2021-05-17 | 2021-05-19 | 38,090 | $2.53 | $96.4K | 101,043 | SEC↗ |
| RIEDEL NORBERT G | CEO | F Tax w/h | 2021-05-17 | 2021-05-20 | 127,274 | $2.53 | $322.0K | 615,265 | SEC↗ |
| RIEDEL NORBERT G | CEO | M Exercise | 2021-05-17 | 2021-05-20 | 380,000 | — | $0 | 742,539 | SEC↗ |
| KHANNA ASHISH | CFO AND CBO | F Tax w/h | 2021-05-17 | 2021-05-20 | 38,090 | $2.53 | $96.4K | 375,040 | SEC↗ |
| KHANNA ASHISH | CFO AND CBO | M Exercise | 2021-05-17 | 2021-05-20 | 130,000 | — | $0 | 413,130 | SEC↗ |
| Miller Joan W. | Director | A Award deriv | 2021-05-07 | 2021-05-12 | 80,000 | — | $0 | 80,000 | SEC↗ |
| KHANNA ASHISH | CFO AND CBO | A Award deriv | 2021-02-24 | 2021-02-26 | 303,400 | — | $0 | 303,400 | SEC↗ |
| RIEDEL NORBERT G | CEO | A Award deriv | 2021-02-24 | 2021-02-26 | 733,300 | — | $0 | 733,300 | SEC↗ |
| KIDD ANDREW | PRESIDENT & COO | A Award deriv | 2021-02-24 | 2021-02-26 | 351,100 | — | $0 | 351,100 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2020-12-31 | 2021-01-05 | 8,149 | $2.22 | $18.1K | 8,149 | SEC↗ |
| Gosebruch Henry O | Director | A Award deriv | 2020-12-31 | 2021-01-05 | 5,339 | $2.22 | $11.9K | 5,339 | SEC↗ |
| Gould Terry P | Director | A Award deriv | 2020-12-31 | 2021-01-05 | 4,496 | $2.22 | $10.0K | 4,496 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2020-12-31 | 2021-01-05 | 5,620 | $2.22 | $12.5K | 5,620 | SEC↗ |
| Koppel Adam | Director, 10% Owner | A Award deriv | 2020-12-31 | 2021-01-05 | 5,508 | $2.22 | $12.2K | 5,508 | SEC↗ |
| KIDD ANDREW | PRESIDENT & COO | A Award deriv | 2020-12-14 | 2020-12-16 | 415,000 | — | $0 | 415,000 | SEC↗ |
| BCIP Life Sciences Associates, | 10% Owner | P Buy | 2020-10-26 | 2020-10-27 | 3,333,333 | $3.00 | $10.00M | 8,891,758 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2020-09-30 | 2020-10-02 | 8,379 | $2.16 | $18.1K | 8,379 | SEC↗ |
| Gosebruch Henry O | Director | A Award deriv | 2020-09-30 | 2020-10-02 | 5,490 | $2.16 | $11.9K | 5,490 | SEC↗ |
| Gould Terry P | Director, 10% Owner | A Award deriv | 2020-09-30 | 2020-10-02 | 4,623 | $2.16 | $10.0K | 4,623 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2020-09-30 | 2020-10-02 | 5,779 | $2.16 | $12.5K | 5,779 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | A Award deriv | 2020-09-30 | 2020-10-02 | 4,623 | $2.16 | $10.0K | 4,623 | SEC↗ |
| Koppel Adam | Director, 10% Owner | A Award deriv | 2020-09-30 | 2020-10-02 | 5,663 | $2.16 | $12.2K | 5,663 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | J Other | 2020-07-09 | 2020-07-13 | 90,124 | — | $0 | 275,244 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | A Award deriv | 2020-06-30 | 2020-07-02 | 3,735 | $2.68 | $10.0K | 3,735 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2020-06-30 | 2020-07-02 | 4,669 | $2.68 | $12.5K | 4,669 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2020-06-30 | 2020-07-02 | 5,436 | $2.68 | $14.6K | 5,436 | SEC↗ |
| Koppel Adam | Director, 10% Owner | A Award deriv | 2020-06-30 | 2020-07-02 | 4,370 | $2.68 | $11.7K | 4,370 | SEC↗ |
| Gosebruch Henry O | Director | A Award deriv | 2020-06-30 | 2020-07-02 | 4,051 | $2.68 | $10.9K | 4,051 | SEC↗ |
| Gould Terry P | Director, 10% Owner | A Award deriv | 2020-06-30 | 2020-07-02 | 3,735 | $2.68 | $10.0K | 3,735 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2020-05-20 | 2020-05-22 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Gould Terry P | Director, 10% Owner | A Award deriv | 2020-05-20 | 2020-05-22 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Gosebruch Henry O | Director | A Award deriv | 2020-05-20 | 2020-05-22 | 40,000 | — | $0 | 40,000 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2020-05-20 | 2020-05-22 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Sherman Rachel E. | Director | A Award deriv | 2020-05-20 | 2020-05-22 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Koppel Adam | Director, 10% Owner | A Award deriv | 2020-05-20 | 2020-05-22 | 40,000 | — | $0 | 40,000 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | A Award deriv | 2020-03-31 | 2020-04-02 | 7,374 | $1.36 | $10.0K | 7,374 | SEC↗ |
| Gould Terry P | Director, 10% Owner | A Award deriv | 2020-03-31 | 2020-04-02 | 7,374 | $1.36 | $10.0K | 7,374 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2020-03-31 | 2020-04-02 | 9,218 | $1.36 | $12.5K | 9,218 | SEC↗ |
| Gosebruch Henry O | Director | A Award deriv | 2020-03-31 | 2020-04-02 | 7,374 | $1.36 | $10.0K | 7,374 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2020-03-31 | 2020-04-02 | 8,573 | $1.36 | $11.7K | 8,573 | SEC↗ |
| GANTZ WILBUR H | Director | A Award deriv | 2020-03-31 | 2020-04-02 | 13,366 | $1.36 | $18.2K | 13,366 | SEC↗ |
| Koppel Adam | Director, 10% Owner | A Award deriv | 2020-03-31 | 2020-04-02 | 8,296 | $1.36 | $11.3K | 8,296 | SEC↗ |
| Topper James N | Director | A Award | 2020-03-31 | 2020-04-02 | 4,976 | $2.16 | $10.7K | 3,195,055 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | A Award deriv | 2020-02-26 | 2020-02-28 | 625,000 | — | $0 | 625,000 | SEC↗ |
| KIDD ANDREW | Chief Commercial Officer | A Award deriv | 2020-02-26 | 2020-02-28 | 255,000 | — | $0 | 255,000 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | A Award deriv | 2020-02-26 | 2020-02-28 | 230,000 | — | $0 | 230,000 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | J Other | 2020-01-29 | 2020-02-14 | 90,124 | — | $0 | 185,120 | SEC↗ |
| Sherman Rachel E. | Director | P Buy | 2020-01-22 | 2020-01-23 | 2,174 | $4.79 | $10.4K | 2,174 | SEC↗ |
| Koppel Adam | Director, 10% Owner | P Buy | 2020-01-14 | 2020-01-16 | 3,333,333 | $3.00 | $10.00M | 5,558,425 | SEC↗ |
| ENRIGHT PATRICK G | Director | P Buy | 2020-01-10 | 2020-01-14 | 95,000 | $3.00 | $285.0K | 95,000 | SEC↗ |
| ENRIGHT PATRICK G | Director | P Buy | 2020-01-10 | 2020-01-14 | 166,667 | $3.00 | $500.0K | 3,356,746 | SEC↗ |
| Gosebruch Henry O | Director | P Buy | 2020-01-10 | 2020-01-14 | 25,000 | $3.00 | $75.0K | 125,000 | SEC↗ |
| HOMBACH ROBERT J. | Director | P Buy | 2020-01-10 | 2020-01-14 | 50,000 | $3.00 | $150.0K | 139,100 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | P Buy | 2020-01-10 | 2020-01-14 | 35,000 | $3.00 | $105.0K | 35,000 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2020-01-10 | 2020-01-14 | 152,512 | $3.00 | $457.5K | 691,176 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2020-01-10 | 2020-01-14 | 104,942 | $3.00 | $314.8K | 439,714 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2020-01-10 | 2020-01-14 | 120,453 | $3.00 | $361.4K | 504,708 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2020-01-10 | 2020-01-14 | 156,920 | $3.00 | $470.8K | 711,151 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2020-01-10 | 2020-01-14 | 115,367 | $3.00 | $346.1K | 522,837 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2020-01-10 | 2020-01-14 | 349,806 | $3.00 | $1.05M | 1,465,716 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | A Award deriv | 2019-12-31 | 2020-01-03 | 4,668 | $2.14 | $10.0K | 4,668 | SEC↗ |
| Gosebruch Henry O | Director | A Award deriv | 2019-12-31 | 2020-01-03 | 4,668 | $2.14 | $10.0K | 4,668 | SEC↗ |
| Gould Terry P | Director, 10% Owner | A Award deriv | 2019-12-31 | 2020-01-03 | 4,668 | $2.14 | $10.0K | 4,668 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2019-12-31 | 2020-01-03 | 5,835 | $2.14 | $12.5K | 5,835 | SEC↗ |
| Topper James N | Director | A Award deriv | 2019-12-31 | 2020-01-03 | 5,018 | $2.14 | $10.7K | 5,018 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2019-12-31 | 2020-01-03 | 5,427 | $2.14 | $11.6K | 5,427 | SEC↗ |
| GANTZ WILBUR H | Director | A Award deriv | 2019-12-31 | 2020-01-03 | 8,461 | $2.14 | $18.1K | 8,461 | SEC↗ |
| HOMBACH ROBERT J. | Director | P Buy | 2019-11-22 | 2019-11-26 | 50,000 | $3.24 | $162.0K | 89,100 | SEC↗ |
| Gosebruch Henry O | Director | G Gift | 2019-10-04 | 2019-10-07 | 100,000 | — | $0 | 0 | SEC↗ |
| Gosebruch Henry O | Director | G Gift | 2019-10-04 | 2019-10-07 | 100,000 | — | $0 | 100,000 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | A Award deriv | 2019-09-30 | 2019-10-02 | 4,802 | $2.08 | $10.0K | 4,802 | SEC↗ |
| Topper James N | Director | A Award deriv | 2019-09-30 | 2019-10-02 | 5,162 | $2.08 | $10.7K | 5,162 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2019-09-30 | 2019-10-02 | 6,002 | $2.08 | $12.5K | 6,002 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2019-09-30 | 2019-10-02 | 5,582 | $2.08 | $11.6K | 5,582 | SEC↗ |
| Gosebruch Henry O | Director | A Award deriv | 2019-09-30 | 2019-10-02 | 4,419 | $2.08 | $9.2K | 4,419 | SEC↗ |
| GANTZ WILBUR H | Director | A Award deriv | 2019-09-30 | 2019-10-02 | 8,703 | $2.08 | $18.1K | 8,703 | SEC↗ |
| Gould Terry P | Director, 10% Owner | A Award deriv | 2019-09-30 | 2019-10-02 | 4,802 | $2.08 | $10.0K | 4,802 | SEC↗ |
| Sherman Rachel E. | Director | A Award deriv | 2019-08-30 | 2019-09-04 | 80,000 | — | $0 | 80,000 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | A Award deriv | 2019-06-28 | 2019-07-02 | 5,046 | $1.98 | $10.0K | 5,046 | SEC↗ |
| GANTZ WILBUR H | Director | A Award deriv | 2019-06-28 | 2019-07-02 | 9,145 | $1.98 | $18.1K | 9,145 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2019-06-28 | 2019-07-02 | 5,866 | $1.98 | $11.6K | 5,866 | SEC↗ |
| Gosebruch Henry O | Director | A Award deriv | 2019-06-28 | 2019-07-02 | 2,649 | $1.98 | $5.2K | 2,649 | SEC↗ |
| Gould Terry P | Director, 10% Owner | A Award deriv | 2019-06-28 | 2019-07-02 | 5,046 | $1.98 | $10.0K | 5,046 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2019-06-28 | 2019-07-02 | 6,307 | $1.98 | $12.5K | 6,307 | SEC↗ |
| Topper James N | Director | A Award deriv | 2019-06-28 | 2019-07-02 | 5,424 | $1.98 | $10.7K | 5,424 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | A Award deriv | 2019-05-16 | 2019-05-17 | 130,000 | — | $0 | 130,000 | SEC↗ |
| KIDD ANDREW | Chief Commercial Officer | A Award deriv | 2019-05-16 | 2019-05-17 | 130,000 | — | $0 | 130,000 | SEC↗ |
| MOSKAL JOSEPH R. | Chief Scientific Officer | A Award deriv | 2019-05-16 | 2019-05-17 | 19,000 | — | $0 | 19,000 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | A Award deriv | 2019-05-16 | 2019-05-17 | 380,000 | — | $0 | 380,000 | SEC↗ |
| Topper James N | Director | A Award deriv | 2019-05-15 | 2019-05-17 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Gosebruch Henry O | Director | A Award deriv | 2019-05-15 | 2019-05-17 | 80,000 | — | $0 | 80,000 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2019-05-15 | 2019-05-17 | 40,000 | — | $0 | 40,000 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2019-05-15 | 2019-05-17 | 40,000 | — | $0 | 40,000 | SEC↗ |
| GANTZ WILBUR H | Director | A Award deriv | 2019-05-15 | 2019-05-17 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Gould Terry P | Director, 10% Owner | A Award deriv | 2019-05-15 | 2019-05-17 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Koppel Adam | Director | A Award deriv | 2019-05-15 | 2019-05-17 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Gosebruch Henry O | Director | P Buy | 2019-05-08 | 2019-05-09 | 96,580 | $3.86 | $372.8K | 100,000 | SEC↗ |
| Gosebruch Henry O | Director | P Buy | 2019-05-07 | 2019-05-09 | 3,420 | $3.75 | $12.8K | 3,420 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | A Award deriv | 2019-03-29 | 2019-04-02 | 4,123 | $2.43 | $10.0K | 4,123 | SEC↗ |
| Ratcliffe Liam | Director | A Award deriv | 2019-03-29 | 2019-04-02 | 4,123 | $2.43 | $10.0K | 4,123 | SEC↗ |
| Topper James N | Director | A Award deriv | 2019-03-29 | 2019-04-02 | 4,433 | $2.43 | $10.8K | 4,433 | SEC↗ |
| GANTZ WILBUR H | Director | A Award deriv | 2019-03-29 | 2019-04-02 | 7,474 | $2.43 | $18.2K | 7,474 | SEC↗ |
| HOMBACH ROBERT J. | Director | A Award deriv | 2019-03-29 | 2019-04-02 | 5,154 | $2.43 | $12.5K | 5,154 | SEC↗ |
| Gould Terry P | Director, 10% Owner | A Award deriv | 2019-03-29 | 2019-04-02 | 4,123 | $2.43 | $10.0K | 4,123 | SEC↗ |
| ENRIGHT PATRICK G | Director | A Award deriv | 2019-03-29 | 2019-04-02 | 4,793 | $2.43 | $11.6K | 4,793 | SEC↗ |
| Madsen Torsten M. | Chief Medical Officer | P Buy | 2019-01-28 | 2019-01-30 | 1,050 | $5.27 | $5.5K | 232,600 | SEC↗ |
| HOMBACH ROBERT J. | Director | P Buy | 2019-01-25 | 2019-01-28 | 11,655 | $5.54 | $64.6K | 49,100 | SEC↗ |
| HOMBACH ROBERT J. | Director | P Buy | 2019-01-24 | 2019-01-28 | 13,345 | $5.52 | $73.7K | 37,445 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | P Buy | 2019-01-18 | 2019-01-18 | 10,000 | $5.45 | $54.5K | 283,130 | SEC↗ |
| MOSKAL JOSEPH R. | Chief Scientific Officer | A Award deriv | 2019-01-04 | 2019-01-07 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Madsen Torsten M. | Chief Medical Officer | A Award deriv | 2019-01-04 | 2019-01-07 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Houck David | Chief Development Officer | A Award deriv | 2019-01-04 | 2019-01-07 | 50,000 | — | $0 | 50,000 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | A Award deriv | 2019-01-04 | 2019-01-07 | 275,000 | — | $0 | 275,000 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | A Award deriv | 2019-01-04 | 2019-01-07 | 90,000 | — | $0 | 90,000 | SEC↗ |
| KIDD ANDREW | Chief Commercial Officer | A Award deriv | 2019-01-04 | 2019-01-07 | 90,000 | — | $0 | 90,000 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | M Exercise deriv | 2018-11-12 | 2018-11-14 | 38,563 | — | $0 | 441,615 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | M Exercise | 2018-11-12 | 2018-11-14 | 38,563 | $2.59 | $99.9K | 362,539 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | A Award deriv | 2018-09-20 | 2018-09-21 | 30,000 | — | $0 | 30,000 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | A Award deriv | 2018-09-20 | 2018-09-21 | 427,265 | — | $0 | 427,265 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,465,474 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 4,406,861 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 5,036,369 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,347,072 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,333,558 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,809,747 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 2,531,884 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 4,534,213 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 5,181,913 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,443,798 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,480,521 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,977,704 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 2,643,505 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,032,316 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 2,303,087 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 10,107,719 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 11,551,579 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 7,676,955 | — | $0 | 0 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | C Conversion deriv | 2018-06-25 | 2018-06-26 | 836,541 | — | $0 | 0 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | C Conversion deriv | 2018-06-25 | 2018-06-26 | 1,042,482 | — | $0 | 0 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | C Conversion deriv | 2018-06-25 | 2018-06-26 | 1,334,254 | — | $0 | 0 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | C Conversion deriv | 2018-06-25 | 2018-06-26 | 75,000 | — | $0 | 0 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | C Conversion deriv | 2018-06-25 | 2018-06-26 | 112,959 | — | $0 | 0 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | C Conversion deriv | 2018-06-25 | 2018-06-26 | 166,782 | — | $0 | 0 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | C Conversion deriv | 2018-06-25 | 2018-06-26 | 145,935 | — | $0 | 0 | SEC↗ |
| KIDD ANDREW | Chief Commercial Officer | C Conversion deriv | 2018-06-25 | 2018-06-26 | 67,130 | — | $0 | 0 | SEC↗ |
| Madsen Torsten M. | Chief Medical Officer | C Conversion deriv | 2018-06-25 | 2018-06-26 | 64,212 | — | $0 | 0 | SEC↗ |
| Madsen Torsten M. | Chief Medical Officer | C Conversion deriv | 2018-06-25 | 2018-06-26 | 49,702 | — | $0 | 0 | SEC↗ |
| Madsen Torsten M. | Chief Medical Officer | C Conversion deriv | 2018-06-25 | 2018-06-26 | 73,384 | — | $0 | 0 | SEC↗ |
| MOSKAL JOSEPH R. | Chief Scientific Officer | C Conversion deriv | 2018-06-25 | 2018-06-26 | 266,851 | — | $0 | 0 | SEC↗ |
| MOSKAL JOSEPH R. | Chief Scientific Officer | C Conversion deriv | 2018-06-25 | 2018-06-26 | 180,734 | — | $0 | 0 | SEC↗ |
| MOSKAL JOSEPH R. | Chief Scientific Officer | C Conversion deriv | 2018-06-25 | 2018-06-26 | 233,496 | — | $0 | 0 | SEC↗ |
| Houck David | Chief Development Officer | C Conversion deriv | 2018-06-25 | 2018-06-26 | 40,028 | — | $0 | 0 | SEC↗ |
| Houck David | Chief Development Officer | C Conversion deriv | 2018-06-25 | 2018-06-26 | 35,024 | — | $0 | 0 | SEC↗ |
| Houck David | Chief Development Officer | C Conversion deriv | 2018-06-25 | 2018-06-26 | 16,782 | — | $0 | 0 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion deriv | 2018-06-25 | 2018-06-26 | 2,668,508 | — | $0 | 0 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion deriv | 2018-06-25 | 2018-06-26 | 700,489 | — | $0 | 0 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion deriv | 2018-06-25 | 2018-06-26 | 2,334,966 | — | $0 | 0 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion deriv | 2018-06-25 | 2018-06-26 | 542,203 | — | $0 | 0 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion deriv | 2018-06-25 | 2018-06-26 | 1,807,340 | — | $0 | 0 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion deriv | 2018-06-25 | 2018-06-26 | 800,552 | — | $0 | 0 | SEC↗ |
| ENRIGHT PATRICK G | Director | C Conversion deriv | 2018-06-25 | 2018-06-26 | 21,946,301 | — | $0 | 0 | SEC↗ |
| ENRIGHT PATRICK G | Director | C Conversion deriv | 2018-06-25 | 2018-06-26 | 28,895,188 | — | $0 | 0 | SEC↗ |
| ENRIGHT PATRICK G | Director | C Conversion deriv | 2018-06-25 | 2018-06-26 | 33,022,786 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 4,406,861 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 5,036,369 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,347,072 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,333,558 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,809,747 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 11,551,579 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,032,316 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,465,474 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 2,303,087 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,977,704 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 2,643,505 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 7,676,955 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 10,107,719 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 2,531,884 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 4,534,213 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 5,181,913 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,443,798 | — | $0 | 0 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 3,480,521 | — | $0 | 0 | SEC↗ |
| Koppel Adam | Director | C Conversion deriv | 2018-06-25 | 2018-06-26 | 50,347,397 | — | $0 | 0 | SEC↗ |
| Ratcliffe Liam | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 33,022,786 | — | $0 | 0 | SEC↗ |
| Ratcliffe Liam | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 15,233,315 | — | $0 | 0 | SEC↗ |
| Ratcliffe Liam | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 6,712,986 | — | $0 | 0 | SEC↗ |
| Ratcliffe Liam | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 28,895,188 | — | $0 | 0 | SEC↗ |
| Topper James N | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 28,895,188 | — | $0 | 0 | SEC↗ |
| Topper James N | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 33,022,786 | — | $0 | 0 | SEC↗ |
| Topper James N | Director, 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 21,946,301 | — | $0 | 0 | SEC↗ |
| Longitude Capital Partners II, | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 21,946,301 | — | $0 | 0 | SEC↗ |
| Longitude Capital Partners II, | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 33,022,786 | — | $0 | 0 | SEC↗ |
| Longitude Capital Partners II, | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 28,895,188 | — | $0 | 0 | SEC↗ |
| FHM LIFE SCIENCES VIII, L.P. | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 21,946,301 | — | $0 | 0 | SEC↗ |
| FHM LIFE SCIENCES VIII, L.P. | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 28,895,188 | — | $0 | 0 | SEC↗ |
| FHM LIFE SCIENCES VIII, L.P. | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 33,022,786 | — | $0 | 0 | SEC↗ |
| New Leaf Ventures III, L.P. | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 33,022,786 | — | $0 | 0 | SEC↗ |
| New Leaf Ventures III, L.P. | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 28,895,188 | — | $0 | 0 | SEC↗ |
| New Leaf Ventures III, L.P. | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 15,233,315 | — | $0 | 0 | SEC↗ |
| New Leaf Ventures III, L.P. | 10% Owner | C Conversion deriv | 2018-06-25 | 2018-06-26 | 6,712,986 | — | $0 | 0 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2018-06-25 | 2018-06-26 | 18,068 | $16.00 | $289.1K | 384,255 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 187,844 | — | $0 | 405,855 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 164,365 | — | $0 | 218,011 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2018-06-25 | 2018-06-26 | 17,305 | $16.00 | $276.9K | 407,470 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 91,781 | — | $0 | 390,165 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 138,103 | — | $0 | 298,384 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 120,841 | — | $0 | 160,281 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2018-06-25 | 2018-06-26 | 22,877 | $16.00 | $366.0K | 538,664 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 121,331 | — | $0 | 515,787 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 182,568 | — | $0 | 394,456 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 159,749 | — | $0 | 211,888 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2018-06-25 | 2018-06-26 | 52,471 | $16.00 | $839.5K | 1,115,910 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 278,290 | — | $0 | 1,063,439 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 418,745 | — | $0 | 785,149 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 366,404 | — | $0 | 366,404 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2018-06-25 | 2018-06-26 | 15,741 | $16.00 | $251.9K | 334,772 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 83,487 | — | $0 | 319,031 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 125,623 | — | $0 | 235,544 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 109,921 | — | $0 | 109,921 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 126,168 | — | $0 | 126,168 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 144,192 | — | $0 | 270,360 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 95,827 | — | $0 | 366,187 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 124,838 | — | $0 | 530,693 | SEC↗ |
| ADAMS STREET PARTNERS LLC | 10% Owner | P Buy | 2018-06-25 | 2018-06-26 | 23,538 | $16.00 | $376.6K | 554,231 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | P Buy | 2018-06-25 | 2018-06-26 | 2,400 | $16.00 | $38.4K | 5,118 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | C Conversion | 2018-06-25 | 2018-06-26 | 2,718 | — | $0 | 2,718 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | C Conversion | 2018-06-25 | 2018-06-26 | 30,324 | — | $0 | 323,976 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | C Conversion | 2018-06-25 | 2018-06-26 | 48,367 | — | $0 | 293,652 | SEC↗ |
| RIEDEL NORBERT G | CEO and President | C Conversion | 2018-06-25 | 2018-06-26 | 37,790 | — | $0 | 245,285 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | C Conversion | 2018-06-25 | 2018-06-26 | 5,290 | — | $0 | 256,990 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | P Buy | 2018-06-25 | 2018-06-26 | 1,800 | $16.00 | $28.8K | 1,800 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | C Conversion | 2018-06-25 | 2018-06-26 | 4,094 | — | $0 | 267,130 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | C Conversion | 2018-06-25 | 2018-06-26 | 6,046 | — | $0 | 263,036 | SEC↗ |
| KHANNA ASHISH | CFO and CBO | P Buy | 2018-06-25 | 2018-06-26 | 6,000 | $16.00 | $96.0K | 273,130 | SEC↗ |
| KIDD ANDREW | Chief Commercial Officer | C Conversion | 2018-06-25 | 2018-06-26 | 2,433 | — | $0 | 2,433 | SEC↗ |
| KIDD ANDREW | Chief Commercial Officer | P Buy | 2018-06-25 | 2018-06-26 | 6,700 | $16.00 | $107.2K | 9,133 | SEC↗ |
| Madsen Torsten M. | Chief Medical Officer | P Buy | 2018-06-25 | 2018-06-26 | 1,000 | $16.00 | $16.0K | 231,550 | SEC↗ |
| Madsen Torsten M. | Chief Medical Officer | C Conversion | 2018-06-25 | 2018-06-26 | 2,328 | — | $0 | 226,089 | SEC↗ |
| Madsen Torsten M. | Chief Medical Officer | C Conversion | 2018-06-25 | 2018-06-26 | 2,660 | — | $0 | 228,749 | SEC↗ |
| Madsen Torsten M. | Chief Medical Officer | C Conversion | 2018-06-25 | 2018-06-26 | 1,801 | — | $0 | 230,550 | SEC↗ |
| MOSKAL JOSEPH R. | Chief Scientific Officer | P Buy | 2018-06-25 | 2018-06-26 | 3,000 | $16.00 | $48.0K | 378,288 | SEC↗ |
| MOSKAL JOSEPH R. | Chief Scientific Officer | C Conversion | 2018-06-25 | 2018-06-26 | 8,464 | — | $0 | 359,063 | SEC↗ |
| MOSKAL JOSEPH R. | Chief Scientific Officer | C Conversion | 2018-06-25 | 2018-06-26 | 9,673 | — | $0 | 368,736 | SEC↗ |
| MOSKAL JOSEPH R. | Chief Scientific Officer | C Conversion | 2018-06-25 | 2018-06-26 | 6,552 | — | $0 | 375,288 | SEC↗ |
| Houck David | Chief Development Officer | C Conversion | 2018-06-25 | 2018-06-26 | 1,270 | — | $0 | 34,866 | SEC↗ |
| Houck David | Chief Development Officer | C Conversion | 2018-06-25 | 2018-06-26 | 1,451 | — | $0 | 36,317 | SEC↗ |
| Houck David | Chief Development Officer | C Conversion | 2018-06-25 | 2018-06-26 | 607 | — | $0 | 36,924 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion | 2018-06-25 | 2018-06-26 | 65,516 | — | $0 | 355,514 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion | 2018-06-25 | 2018-06-26 | 96,733 | — | $0 | 289,998 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion | 2018-06-25 | 2018-06-26 | 29,020 | — | $0 | 54,412 | SEC↗ |
| GANTZ WILBUR H | Director | P Buy | 2018-06-25 | 2018-06-26 | 6,100 | $16.00 | $97.6K | 80,167 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion | 2018-06-25 | 2018-06-26 | 19,655 | — | $0 | 74,067 | SEC↗ |
| GANTZ WILBUR H | Director | P Buy | 2018-06-25 | 2018-06-26 | 17,000 | $16.00 | $272.0K | 372,514 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion | 2018-06-25 | 2018-06-26 | 25,392 | — | $0 | 25,392 | SEC↗ |
| GANTZ WILBUR H | Director | C Conversion | 2018-06-25 | 2018-06-26 | 84,643 | — | $0 | 193,265 | SEC↗ |
| ENRIGHT PATRICK G | Director | C Conversion | 2018-06-25 | 2018-06-26 | 1,047,450 | — | $0 | 1,047,450 | SEC↗ |
| ENRIGHT PATRICK G | Director | C Conversion | 2018-06-25 | 2018-06-26 | 1,197,076 | — | $0 | 2,244,526 | SEC↗ |
| ENRIGHT PATRICK G | Director | C Conversion | 2018-06-25 | 2018-06-26 | 795,553 | — | $0 | 3,040,079 | SEC↗ |
| ENRIGHT PATRICK G | Director | P Buy | 2018-06-25 | 2018-06-26 | 150,000 | $16.00 | $2.40M | 3,190,079 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 91,781 | — | $0 | 390,165 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 138,103 | — | $0 | 298,384 | SEC↗ |
| Gould Terry P | Director, 10% Owner | C Conversion | 2018-06-25 | 2018-06-26 | 120,841 | — | $0 | 160,281 | SEC↗ |