BTX

BlackRock Technology & Private Equity Term TrustCIK 1836057 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for BTX PRO

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AI insights for BTX

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Menge Steven Reid	Other	1	$0	$0	2026-01-30
Kim Tony	Other	1	$0	$0	2026-01-30
Fairbairn Robert W	Director	2	$0	$143.0K	2025-12-19
Saba Capital Management, L.P.	10% Owner	1	$0	$0	2025-07-09
Sidhu Roger	See Remarks	6	$0	$0	2022-09-20
Fiore Gregory	Director	2	$0	$0	2022-08-01
Angel Matthew	Interim President and CEO	1	$0	$0	2022-08-01
Wexler William A.	Director	2	$0	$0	2022-08-01
Singer Nicholas Jason	Director	2	$0	$0	2022-08-01
Cherington Charles	Director, 10% Owner	7	$0	$6.30M	2022-08-01
DAmour Kevin	See Remarks	7	$0	$0	2022-06-28
Gurrola Sandra M	Vice President of Finance	7	$0	$0	2022-06-21
Jackson Andrew C.	Chief Financial Officer	1	$0	$0	2022-06-03
Sial Jay	See Remarks	4	$0	$0	2022-03-11
Federoff Howard J.	See Remarks	4	$0	$0	2022-03-11
Redman Heather B	Director	1	$0	$0	2022-01-14
ENRIGHT ERIN S.	Director	1	$0	$0	2022-01-14
Greenwood Luba	Director	1	$0	$0	2021-12-08
Mohr Erich	Director	1	$0	$0	2021-12-08
LANGER DENNIS	Director	1	$0	$0	2021-12-08
DENNY GEORGE P III	10% Owner	4	$40	$1.20M	2021-07-14
Wolff Allen	Former Director and CEO	1	$0	$0	2021-03-24
Russell Angus C.	Director	6	$191.5K	$0	2019-07-01
Mulroy Michael H.	Director	6	$0	$0	2019-07-01
ANDREWS DEBORAH J	Director	11	$27.7K	$0	2019-07-01
BRADSHER NEAL C	Director, 10% Owner	21	$11.02M	$0	2019-07-01
KINGSLEY ALFRED D	See Remarks	24	$0	$4.74M	2019-07-01
BAILEY DON M	Director	2	$0	$0	2019-07-01
FARRELL STEPHEN C	Director	13	$350.4K	$0	2019-07-01
Roberts Brandi	CFO & SVP, Finance	2	$0	$0	2019-06-30
Leavitt Chase C.	General Counsel/Secretary	1	$0	$0	2019-05-20
Wirth Edward	Chief Medical Officer	1	$0	$0	2019-03-19
BROADWOOD CAPITAL INC	10% Owner	14	$6.83M	$0	2019-03-08
Culley Brian M	President and CEO	6	$0	$0	2019-01-01
Patton Stephana Eilene	General Counsel & Secretary	8	$19.4K	$0	2018-12-18
SKIBSTED RUSSELL	Chief Financial Officer	10	$5.3K	$0	2018-12-18
WEST MICHAEL D	Co-Chief Executive Officer	34	$45.7K	$715.5K	2018-09-17
MOHANTY ADITYA P.	Co-Chief Executive Officer	24	$18.8K	$0	2018-07-10
Redmond Cavan M.	Director	1	$0	$0	2018-07-01
BROADWOOD PARTNERS, L.P.	Director, 10% Owner	24	$17.51M	$0	2017-07-31
SCHLACHET DAVID	Director	6	$100.0K	$0	2017-07-01
GREENBELT CORP /NY	Other	2	$0	$0	2017-01-03
KNIGHT JAMES A.	Sr VP, Head of Corporate Dev	1	$0	$0	2016-10-19
SEGALL JUDITH	Vice President & Secretary	4	$0	$0	2016-01-20
Cartt Stephen LaHue	Director	4	$210.1K	$0	2015-08-18
Peabody Robert	Sr. VP, COO, and CFO	9	$0	$265.0K	2015-07-10
LICHTINGER PEDRO	Director	6	$24.9K	$0	2014-07-01
TEW WILLIAM P PHD	Chief Commercial Officer	8	$0	$144.0K	2014-06-17
STOLZ LESLEY A.	EVP, Corporate Development	1	$0	$0	2014-03-20
BERGER FRANKLIN M	Director	2	$1.9K	$0	2013-08-20
VON ESCHENBACH ANDREW C.	Director	3	$11.1K	$0	2013-08-12
NORDHOFF HENRY L	Director	1	$0	$0	2013-07-01
GARCIA PETER S	Chief Financial Officer	3	$23.4K	$0	2013-02-20
GREENWAY PARTNERS L P	10% Owner	2	$0	$0	2012-12-14
COHEN ABRAHAM E	Director	2	$41.2K	$0	2012-07-01
BURNS ARNOLD I	Director	2	$20.9K	$0	2012-07-01

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Kim Tony	Other	A Award deriv	2026-01-30	2026-02-03	29,271	$7.85	$229.8K	29,271	SEC↗
Menge Steven Reid	Other	A Award deriv	2026-01-30	2026-02-03	4,137	$7.85	$32.5K	4,137	SEC↗
Fairbairn Robert W	Director	S Sale	2025-12-19	2025-12-22	1	$6.55	$5	0	SEC↗
Fairbairn Robert W	Director	S Sale	2025-12-18	2025-12-22	21,936	$6.52	$143.0K	1	SEC↗
Saba Capital Management, L.P.	10% Owner	J Other	2025-07-09	2025-07-10	60,675,395	$7.49	$454.46M	0	SEC↗
Sidhu Roger	Chief Medical Officer	M Exercise deriv	2022-09-20	2022-09-21	20,163	—	$0	60,487	SEC↗
Sidhu Roger	Chief Medical Officer	M Exercise	2022-09-20	2022-09-21	20,163	—	$0	20,163	SEC↗
Singer Nicholas Jason	Director	A Award deriv	2022-08-01	2022-08-03	165,800	—	$0	165,800	SEC↗
Singer Nicholas Jason	Director	A Award deriv	2022-08-01	2022-08-03	146,100	—	$0	146,100	SEC↗
Fiore Gregory	Director	A Award deriv	2022-08-01	2022-08-03	95,100	—	$0	95,100	SEC↗
Fiore Gregory	Director	A Award deriv	2022-08-01	2022-08-03	165,800	—	$0	165,800	SEC↗
Cherington Charles	Director	A Award deriv	2022-08-01	2022-08-03	165,800	—	$0	165,800	SEC↗
Cherington Charles	Director	A Award deriv	2022-08-01	2022-08-03	215,100	—	$0	215,100	SEC↗
Angel Matthew	Interim President and CEO	A Award deriv	2022-08-01	2022-08-03	2,487,003	—	$0	2,487,003	SEC↗
Wexler William A.	Director	A Award deriv	2022-08-01	2022-08-03	152,100	—	$0	152,100	SEC↗
Wexler William A.	Director	A Award deriv	2022-08-01	2022-08-03	165,800	—	$0	165,800	SEC↗
DAmour Kevin	Chief Scientific Officer	M Exercise deriv	2022-06-28	2022-06-29	17,573	—	$0	52,717	SEC↗
DAmour Kevin	Chief Scientific Officer	F Tax w/h	2022-06-28	2022-06-29	6,077	$0.55	$3.3K	11,496	SEC↗
DAmour Kevin	Chief Scientific Officer	M Exercise	2022-06-28	2022-06-29	17,573	—	$0	17,573	SEC↗
Gurrola Sandra M	Vice President of Finance	M Exercise deriv	2022-06-21	2022-06-23	8,750	—	$0	26,250	SEC↗
Gurrola Sandra M	Vice President of Finance	F Tax w/h	2022-06-21	2022-06-23	3,586	$0.48	$1.7K	13,367	SEC↗
Gurrola Sandra M	Vice President of Finance	M Exercise	2022-06-21	2022-06-23	8,750	—	$0	16,953	SEC↗
Jackson Andrew C.	Chief Financial Officer	A Award deriv	2022-06-03	2022-06-06	664,800	—	$0	664,800	SEC↗
Sidhu Roger	Chief Medical Officer	A Award deriv	2022-03-11	2022-03-15	142,100	—	$0	142,100	SEC↗
Sial Jay	Chief Administration Officer	A Award deriv	2022-03-11	2022-03-15	117,200	—	$0	117,200	SEC↗
Federoff Howard J.	CEO & President	A Award deriv	2022-03-11	2022-03-15	413,700	—	$0	413,700	SEC↗
Gurrola Sandra M	Vice President of Finance	A Award deriv	2022-03-11	2022-03-15	114,500	—	$0	114,500	SEC↗
DAmour Kevin	Chief Scientific Officer	A Award deriv	2022-03-11	2022-03-15	138,400	—	$0	138,400	SEC↗
Sidhu Roger	Chief Medical Officer	A Award deriv	2022-03-11	2022-03-17	142,100	—	$0	142,100	SEC↗
Sial Jay	Chief Administration Officer	A Award deriv	2022-03-11	2022-03-17	117,200	—	$0	117,200	SEC↗
Federoff Howard J.	CEO & President	A Award deriv	2022-03-11	2022-03-17	413,700	—	$0	413,700	SEC↗
Gurrola Sandra M	Vice President of Finance	A Award deriv	2022-03-11	2022-03-17	114,500	—	$0	114,500	SEC↗
DAmour Kevin	Chief Scientific Officer	A Award deriv	2022-03-11	2022-03-17	138,400	—	$0	138,400	SEC↗
ENRIGHT ERIN S.	Director	A Award deriv	2022-01-14	2022-01-19	67,000	—	$0	67,000	SEC↗
Redman Heather B	Director	A Award deriv	2022-01-14	2022-01-19	67,000	—	$0	67,000	SEC↗
LANGER DENNIS	Director	A Award deriv	2021-12-08	2021-12-10	67,000	—	$0	67,000	SEC↗
Mohr Erich	Director	A Award deriv	2021-12-08	2021-12-10	67,000	—	$0	67,000	SEC↗
Cherington Charles	Director	A Award deriv	2021-12-08	2021-12-10	67,000	—	$0	67,000	SEC↗
Greenwood Luba	Director	A Award deriv	2021-12-08	2021-12-10	67,000	—	$0	67,000	SEC↗
Sidhu Roger	See Remarks	A Award deriv	2021-09-20	2021-09-22	80,650	—	$0	80,650	SEC↗
Sidhu Roger	See Remarks	A Award deriv	2021-09-20	2021-09-22	161,300	—	$0	161,300	SEC↗
Sial Jay	See Remarks	A Award deriv	2021-07-15	2021-07-19	71,000	—	$0	71,000	SEC↗
Sial Jay	See Remarks	A Award deriv	2021-07-15	2021-07-19	35,700	—	$0	35,700	SEC↗
DENNY GEORGE P III	10% Owner	P Buy	2021-07-14	2021-08-20	1	$11.99	$12	3	SEC↗
DENNY GEORGE P III	10% Owner	P Buy	2021-07-09	2021-08-20	1	$14.11	$14	2	SEC↗
DENNY GEORGE P III	10% Owner	P Buy	2021-07-08	2021-08-20	1	$14.35	$14	1	SEC↗
DENNY GEORGE P III	10% Owner	S Sale	2021-07-06	2021-08-20	75,000	$16.06	$1.20M	4,775,117	SEC↗
DAmour Kevin	See Remarks	A Award deriv	2021-06-28	2021-06-30	140,580	—	$0	140,580	SEC↗
DAmour Kevin	See Remarks	A Award deriv	2021-06-28	2021-06-30	70,290	—	$0	70,290	SEC↗
Gurrola Sandra M	Vice President of Finance	A Award deriv	2021-06-21	2021-06-22	35,000	—	$0	35,000	SEC↗
Cherington Charles	Director, 10% Owner	S Sale	2021-06-17	2021-06-21	198,000	$15.74	$3.12M	5,896,101	SEC↗
Cherington Charles	Director, 10% Owner	S Sale	2021-06-17	2021-06-21	2,000	$16.30	$32.6K	5,894,101	SEC↗
Cherington Charles	Director, 10% Owner	S Sale	2021-06-16	2021-06-21	200,000	$15.73	$3.15M	6,094,101	SEC↗
Cherington Charles	Director	J Other	2021-06-01	2021-12-10	92	—	$0	5,894,193	SEC↗
Federoff Howard J.	See Remarks	A Award deriv	2021-04-16	2021-04-20	597,253	—	$0	597,253	SEC↗
Federoff Howard J.	See Remarks	A Award deriv	2021-04-16	2021-04-20	2,627,915	—	$0	2,627,915	SEC↗
Gurrola Sandra M	Former SVP of Finance	F Tax w/h	2021-03-24	2021-03-26	6,094	$2.67	$16.3K	21,617	SEC↗
Wolff Allen	Former Director and CEO	F Tax w/h	2021-03-24	2021-03-26	9,944	$2.67	$26.6K	128,520	SEC↗
BRADSHER NEAL C	Director, 10% Owner	A Award deriv	2019-07-01	2019-07-03	40,000	—	$0	40,000	SEC↗
Russell Angus C.	Director	A Award deriv	2019-07-01	2019-07-03	40,000	—	$0	40,000	SEC↗
Mulroy Michael H.	Director	A Award deriv	2019-07-01	2019-07-03	40,000	—	$0	40,000	SEC↗
KINGSLEY ALFRED D	Director	A Award deriv	2019-07-01	2019-07-03	70,000	—	$0	70,000	SEC↗
FARRELL STEPHEN C	Director	A Award deriv	2019-07-01	2019-07-03	40,000	—	$0	40,000	SEC↗
BAILEY DON M	Director	A Award deriv	2019-07-01	2019-07-03	40,000	—	$0	40,000	SEC↗
ANDREWS DEBORAH J	Director	A Award deriv	2019-07-01	2019-07-03	40,000	—	$0	40,000	SEC↗
Roberts Brandi	CFO & SVP, Finance	A Award deriv	2019-06-30	2019-07-02	150,000	—	$0	150,000	SEC↗
Leavitt Chase C.	General Counsel/Secretary	A Award deriv	2019-05-20	2019-05-22	300,000	—	$0	300,000	SEC↗
BRADSHER NEAL C	Director, 10% Owner	J Other	2019-04-16	2019-04-18	251,835	$1.32	$332.4K	33,980,826	SEC↗
BRADSHER NEAL C	Director, 10% Owner	J Other	2019-04-16	2019-04-18	0	—	$0	33,980,826	SEC↗
BAILEY DON M	Director	A Award deriv	2019-03-19	2019-07-03	60,000	—	$0	60,000	SEC↗
Wirth Edward	Chief Medical Officer	A Award deriv	2019-03-19	2019-03-21	350,000	—	$0	350,000	SEC↗
KINGSLEY ALFRED D	Director	A Award	2019-03-08	2019-04-05	6,390	—	$0	5,457,945	SEC↗
BROADWOOD CAPITAL INC	10% Owner	J Other	2019-03-08	2019-03-12	3,757,430	—	$0	33,728,991	SEC↗
BROADWOOD CAPITAL INC	10% Owner	J Other	2019-03-08	2019-03-12	0	—	$0	33,728,991	SEC↗
Mulroy Michael H.	Director	A Award	2019-03-08	2019-03-15	194,271	—	$0	226,821	SEC↗
Roberts Brandi	CFO & SVP, Finance	A Award deriv	2019-01-07	2019-01-09	500,000	—	$0	500,000	SEC↗
Culley Brian M	President and CEO	M Exercise deriv	2019-01-01	2019-01-03	100,000	—	$0	0	SEC↗
Culley Brian M	President and CEO	F Tax w/h	2019-01-01	2019-01-03	40,880	$0.91	$37.2K	59,120	SEC↗
Culley Brian M	President and CEO	M Exercise	2019-01-01	2019-01-03	100,000	—	$0	100,000	SEC↗
Patton Stephana Eilene	General Counsel & Secretary	M Exercise deriv	2018-12-18	2018-12-20	27,500	—	$0	13,750	SEC↗
SKIBSTED RUSSELL	Chief Financial Officer	M Exercise deriv	2018-12-18	2018-12-20	22,500	—	$0	11,250	SEC↗
Patton Stephana Eilene	General Counsel & Secretary	F Tax w/h	2018-12-18	2018-12-20	9,510	$1.03	$9.8K	34,485	SEC↗
Patton Stephana Eilene	General Counsel & Secretary	M Exercise	2018-12-18	2018-12-20	27,500	—	$0	43,995	SEC↗
SKIBSTED RUSSELL	Chief Financial Officer	F Tax w/h	2018-12-18	2018-12-20	7,781	$1.03	$8.0K	24,078	SEC↗
SKIBSTED RUSSELL	Chief Financial Officer	M Exercise	2018-12-18	2018-12-20	22,500	—	$0	31,859	SEC↗
Patton Stephana Eilene	General Counsel & Secretary	M Exercise deriv	2018-10-04	2018-10-09	13,750	—	$0	41,250	SEC↗
SKIBSTED RUSSELL	Chief Financial Officer	M Exercise deriv	2018-10-04	2018-10-09	11,250	—	$0	33,750	SEC↗
Patton Stephana Eilene	General Counsel & Secretary	M Exercise	2018-10-04	2018-10-09	13,750	—	$0	21,250	SEC↗
Patton Stephana Eilene	General Counsel & Secretary	F Tax w/h	2018-10-04	2018-10-09	4,755	$2.22	$10.6K	16,495	SEC↗
SKIBSTED RUSSELL	Chief Financial Officer	M Exercise	2018-10-04	2018-10-09	11,250	—	$0	13,250	SEC↗
SKIBSTED RUSSELL	Chief Financial Officer	F Tax w/h	2018-10-04	2018-10-09	3,891	$2.22	$8.6K	9,359	SEC↗
Culley Brian M	President and CEO	A Award deriv	2018-09-17	2018-09-19	1,500,000	—	$0	1,500,000	SEC↗
Culley Brian M	President and CEO	A Award deriv	2018-09-17	2018-09-19	100,000	—	$0	100,000	SEC↗
Culley Brian M	President and CEO	A Award deriv	2018-09-17	2018-09-19	200,000	—	$0	200,000	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise deriv	2018-09-17	2018-09-19	10,938	—	$0	0	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	F Tax w/h	2018-09-17	2018-09-19	3,783	$2.31	$8.7K	893,913	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise	2018-09-17	2018-09-19	10,938	—	$0	897,696	SEC↗
ANDREWS DEBORAH J	Director	P Buy	2018-09-11	2018-09-13	1,604	$2.35	$3.8K	10,000	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise deriv	2018-07-10	2018-07-12	4,687	—	$0	32,813	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise deriv	2018-07-10	2018-07-12	1,562	—	$0	10,938	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	F Tax w/h	2018-07-10	2018-07-12	1,621	$2.20	$3.6K	101,384	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise	2018-07-10	2018-07-12	4,687	—	$0	103,005	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	F Tax w/h	2018-07-10	2018-07-12	541	$2.20	$1.2K	886,758	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise	2018-07-10	2018-07-12	1,562	—	$0	887,299	SEC↗
BRADSHER NEAL C	Director, 10% Owner	A Award deriv	2018-07-01	2018-07-03	40,000	—	$0	40,000	SEC↗
ANDREWS DEBORAH J	Director	A Award deriv	2018-07-01	2018-07-03	40,000	—	$0	40,000	SEC↗
FARRELL STEPHEN C	Director	A Award deriv	2018-07-01	2018-07-03	40,000	—	$0	40,000	SEC↗
Mulroy Michael H.	Director	A Award deriv	2018-07-01	2018-07-03	40,000	—	$0	40,000	SEC↗
Redmond Cavan M.	Director	A Award deriv	2018-07-01	2018-07-03	40,000	—	$0	40,000	SEC↗
Russell Angus C.	Director	A Award deriv	2018-07-01	2018-07-03	40,000	—	$0	40,000	SEC↗
KINGSLEY ALFRED D	See Remarks	A Award deriv	2018-07-01	2018-07-03	70,000	—	$0	70,000	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise deriv	2018-04-10	2018-04-12	4,688	—	$0	37,500	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise deriv	2018-04-10	2018-04-12	1,563	—	$0	12,500	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	F Tax w/h	2018-04-10	2018-04-12	1,622	$2.49	$4.0K	98,318	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise	2018-04-10	2018-04-12	4,688	—	$0	99,940	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise	2018-04-10	2018-04-12	1,563	—	$0	886,278	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	F Tax w/h	2018-04-10	2018-04-12	541	$2.49	$1.3K	885,737	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	A Award deriv	2018-03-15	2018-03-19	200,000	—	$0	200,000	SEC↗
SKIBSTED RUSSELL	Chief Financial Officer	A Award deriv	2018-03-15	2018-03-19	150,000	—	$0	150,000	SEC↗
Patton Stephana Eilene	General Counsel & Secretary	A Award deriv	2018-03-15	2018-03-19	125,000	—	$0	125,000	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise deriv	2018-01-10	2018-01-12	1,562	—	$0	14,063	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise deriv	2018-01-10	2018-01-12	4,687	—	$0	42,188	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise	2018-01-10	2018-01-12	1,562	—	$0	885,401	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	F Tax w/h	2018-01-10	2018-01-12	686	$2.68	$1.8K	884,715	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	F Tax w/h	2018-01-10	2018-01-12	2,057	$2.68	$5.5K	95,252	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise	2018-01-10	2018-01-12	4,687	—	$0	97,309	SEC↗
BRADSHER NEAL C	Director, 10% Owner	P Buy	2017-10-13	2017-10-17	2,692,307	$2.60	$7.00M	29,971,561	SEC↗
BRADSHER NEAL C	Director, 10% Owner	P Buy	2017-10-13	2017-10-17	0	—	$0	29,971,561	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise deriv	2017-10-10	2017-10-12	1,563	—	$0	15,625	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise deriv	2017-10-10	2017-10-12	4,688	—	$0	46,875	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise	2017-10-10	2017-10-12	1,563	—	$0	884,427	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	F Tax w/h	2017-10-10	2017-10-12	588	$2.81	$1.7K	883,839	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise	2017-10-10	2017-10-12	4,688	—	$0	94,384	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	F Tax w/h	2017-10-10	2017-10-12	1,762	$2.81	$5.0K	92,622	SEC↗
SKIBSTED RUSSELL	Chief Financial Officer	P Buy	2017-08-23	2017-08-25	2,000	$2.64	$5.3K	2,000	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	P Buy	2017-08-22	2017-08-23	2,000	$2.60	$5.2K	882,864	SEC↗
BRADSHER NEAL C	Director, 10% Owner	P Buy	2017-08-22	2017-08-24	10,000	$2.60	$26.0K	27,279,254	SEC↗
BRADSHER NEAL C	Director, 10% Owner	P Buy	2017-08-22	2017-08-24	0	—	$0	27,279,254	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	P Buy	2017-08-21	2017-08-22	7,500	$2.50	$18.8K	89,696	SEC↗
Patton Stephana Eilene	General Counsel	P Buy	2017-08-21	2017-08-22	7,500	$2.58	$19.4K	7,500	SEC↗
ANDREWS DEBORAH J	Director	P Buy	2017-08-21	2017-08-23	2,396	$2.50	$6.0K	8,396	SEC↗
KINGSLEY ALFRED D	See Remarks	D To issuer	2017-08-17	2017-08-21	300,000	$2.81	$843.0K	5,481,555	SEC↗
KINGSLEY ALFRED D	See Remarks	S Sale	2017-07-31	2017-08-02	150,000	$2.80	$420.0K	5,781,555	SEC↗
BROADWOOD PARTNERS, L.P.	Director, 10% Owner	P Buy	2017-07-31	2017-08-02	150,000	$2.80	$420.0K	27,269,254	SEC↗
BROADWOOD PARTNERS, L.P.	Director, 10% Owner	P Buy	2017-07-31	2017-08-02	0	—	$0	27,269,254	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise deriv	2017-07-10	2017-07-12	1,562	—	$0	17,188	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise deriv	2017-07-10	2017-07-12	4,687	—	$0	51,563	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise	2017-07-10	2017-07-12	1,562	—	$0	881,451	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	F Tax w/h	2017-07-10	2017-07-12	587	$3.09	$1.8K	880,864	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	F Tax w/h	2017-07-10	2017-07-12	1,762	$3.09	$5.4K	82,196	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise	2017-07-10	2017-07-12	4,687	—	$0	83,958	SEC↗
BRADSHER NEAL C	Director, 10% Owner	A Award deriv	2017-07-01	2017-07-05	20,000	—	$0	20,000	SEC↗
ANDREWS DEBORAH J	Director	A Award deriv	2017-07-01	2017-07-05	20,000	—	$0	20,000	SEC↗
FARRELL STEPHEN C	Director	A Award deriv	2017-07-01	2017-07-05	20,000	—	$0	20,000	SEC↗
Mulroy Michael H.	Director	A Award deriv	2017-07-01	2017-07-05	20,000	—	$0	20,000	SEC↗
Russell Angus C.	Director	A Award deriv	2017-07-01	2017-07-05	20,000	—	$0	20,000	SEC↗
SCHLACHET DAVID	Director	A Award deriv	2017-07-01	2017-07-05	20,000	—	$0	20,000	SEC↗
KINGSLEY ALFRED D	See Remarks	A Award deriv	2017-07-01	2017-07-05	50,000	—	$0	50,000	SEC↗
ANDREWS DEBORAH J	Director	P Buy	2017-06-16	2017-06-21	2,000	$2.95	$5.9K	6,000	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	A Award deriv	2017-06-06	2017-06-08	650,000	—	$0	650,000	SEC↗
SKIBSTED RUSSELL	Chief Financial Officer	A Award deriv	2017-06-06	2017-06-08	250,000	—	$0	250,000	SEC↗
ANDREWS DEBORAH J	Director	P Buy	2017-05-16	2017-05-17	2,000	$3.21	$6.4K	4,000	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise deriv	2017-04-10	2017-05-01	6,250	—	$0	18,750	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise deriv	2017-04-10	2017-05-01	18,750	—	$0	56,250	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	F Tax w/h	2017-04-10	2017-05-01	2,348	$3.33	$7.8K	879,889	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	M Exercise	2017-04-10	2017-05-01	6,250	—	$0	882,237	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	M Exercise	2017-04-10	2017-05-01	18,750	—	$0	86,317	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	F Tax w/h	2017-04-10	2017-05-01	7,046	$3.33	$23.5K	79,271	SEC↗
BROADWOOD PARTNERS, L.P.	Director, 10% Owner	P Buy	2017-02-15	2017-02-17	0	—	$0	27,119,254	SEC↗
BROADWOOD PARTNERS, L.P.	Director, 10% Owner	P Buy	2017-02-15	2017-02-17	2,222,222	$2.70	$6.00M	27,119,254	SEC↗
GREENBELT CORP /NY	Other	J Other	2017-01-03	2017-01-06	238,459	—	$0	1,143,346	SEC↗
KINGSLEY ALFRED D	See Remarks	J Other	2017-01-03	2017-01-06	238,469	—	$0	1,143,346	SEC↗
KNIGHT JAMES A.	Sr VP, Head of Corporate Dev	A Award deriv	2016-10-19	2016-11-18	300,000	—	$0	300,000	SEC↗
SKIBSTED RUSSELL	Chief Financial Officer	A Award deriv	2016-09-08	2016-09-09	50,000	—	$0	50,000	SEC↗
BRADSHER NEAL C	Director, 10% Owner	A Award deriv	2016-07-01	2016-07-05	20,000	—	$0	20,000	SEC↗
ANDREWS DEBORAH J	Director	A Award deriv	2016-07-01	2016-07-05	20,000	—	$0	20,000	SEC↗
FARRELL STEPHEN C	Director	A Award deriv	2016-07-01	2016-07-05	20,000	—	$0	20,000	SEC↗
KINGSLEY ALFRED D	See Remarks	A Award deriv	2016-07-01	2016-07-05	50,000	—	$0	50,000	SEC↗
Russell Angus C.	Director	A Award deriv	2016-07-01	2016-07-05	20,000	—	$0	20,000	SEC↗
Mulroy Michael H.	Director	A Award deriv	2016-07-01	2016-07-05	20,000	—	$0	20,000	SEC↗
SCHLACHET DAVID	Director	A Award deriv	2016-07-01	2016-07-05	20,000	—	$0	20,000	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2016-06-21	2016-06-23	2,732,636	$2.39	$6.53M	24,897,032	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2016-06-21	2016-06-23	0	—	$0	24,897,032	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	A Award deriv	2016-04-11	2016-04-11	75,000	—	$0	75,000	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	A Award	2016-04-11	2016-04-11	67,567	$2.96	$200.0K	67,567	SEC↗
MOHANTY ADITYA P.	Co-Chief Executive Officer	A Award deriv	2016-04-07	2016-04-11	375,000	—	$0	375,000	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	A Award deriv	2016-04-07	2016-04-11	25,000	—	$0	25,000	SEC↗
WEST MICHAEL D	Co-Chief Executive Officer	A Award deriv	2016-04-07	2016-04-11	175,000	—	$0	175,000	SEC↗
SEGALL JUDITH	Vice President & Secretary	A Award deriv	2016-01-20	2016-03-04	25,000	—	$0	25,000	SEC↗
KINGSLEY ALFRED D	See Remarks	S Sale	2016-01-20	2016-01-22	300,000	$2.35	$705.0K	5,638,055	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2016-01-20	2016-01-22	300,000	$2.35	$705.0K	22,164,396	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2016-01-20	2016-01-22	0	—	$0	22,164,396	SEC↗
KINGSLEY ALFRED D	See Remarks	S Sale	2015-11-06	2015-11-10	100,000	$3.83	$383.0K	5,938,055	SEC↗
Russell Angus C.	Director	P Buy	2015-11-06	2015-11-10	50,000	$3.83	$191.5K	67,500	SEC↗
FARRELL STEPHEN C	Director	P Buy	2015-11-06	2015-11-10	50,000	$3.83	$191.5K	97,450	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	J Other	2015-10-02	2015-10-06	1,600,000	$3.19	$5.10M	21,864,396	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	J Other	2015-10-02	2015-10-06	0	—	$0	21,864,396	SEC↗
BROADWOOD CAPITAL INC	10% Owner	J Other	2015-09-14	2015-09-16	0	—	$0	20,264,396	SEC↗
BROADWOOD CAPITAL INC	10% Owner	J Other	2015-09-14	2015-09-16	2,431,611	$3.29	$8.00M	20,264,396	SEC↗
ANDREWS DEBORAH J	Director	P Buy	2015-08-26	2015-08-26	2,000	$2.82	$5.6K	2,000	SEC↗
Cartt Stephen LaHue	Director	P Buy	2015-08-18	2015-08-18	17,200	$2.90	$49.9K	155,125	SEC↗
Cartt Stephen LaHue	Director	P Buy	2015-08-17	2015-08-18	39,400	$2.83	$111.5K	137,925	SEC↗
Cartt Stephen LaHue	Director	P Buy	2015-08-14	2015-08-18	18,400	$2.65	$48.8K	98,525	SEC↗
WEST MICHAEL D	Chief Executive Officer	A Award deriv	2015-07-10	2015-07-14	200,000	—	$0	200,000	SEC↗
Peabody Robert	Sr. VP and CFO	A Award deriv	2015-07-10	2015-07-14	100,000	—	$0	100,000	SEC↗
BRADSHER NEAL C	Director, 10% Owner	A Award deriv	2015-07-01	2015-07-06	20,000	—	$0	20,000	SEC↗
KINGSLEY ALFRED D	See Remarks	A Award deriv	2015-07-01	2015-07-06	50,000	—	$0	50,000	SEC↗
ANDREWS DEBORAH J	Director	A Award deriv	2015-07-01	2015-07-06	20,000	—	$0	20,000	SEC↗
Cartt Stephen LaHue	Director	A Award deriv	2015-07-01	2015-07-06	20,000	—	$0	20,000	SEC↗
FARRELL STEPHEN C	Director	A Award deriv	2015-07-01	2015-07-06	20,000	—	$0	20,000	SEC↗
Mulroy Michael H.	Director	A Award deriv	2015-07-01	2015-07-06	20,000	—	$0	20,000	SEC↗
Russell Angus C.	Director	A Award deriv	2015-07-01	2015-07-06	20,000	—	$0	20,000	SEC↗
SCHLACHET DAVID	Director	A Award deriv	2015-07-01	2015-07-06	20,000	—	$0	20,000	SEC↗
SEGALL JUDITH	Vice President & Secretary	A Award deriv	2015-03-03	2015-03-05	50,000	—	$0	50,000	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	J Other	2014-10-08	2014-10-08	0	—	$0	17,832,785	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	J Other	2014-10-08	2014-10-08	4,040,523	$3.12	$12.61M	17,832,785	SEC↗
SCHLACHET DAVID	Director	P Buy	2014-10-08	2014-10-10	32,050	$3.12	$100.0K	32,050	SEC↗
FARRELL STEPHEN C	Director	P Buy	2014-10-08	2014-10-10	32,050	$3.12	$100.0K	47,450	SEC↗
WEST MICHAEL D	Chief Executive Officer	S Sale	2014-07-22	2014-07-23	270,000	$2.65	$715.5K	875,987	SEC↗
Peabody Robert	Sr. VP, COO, and CFO	S Sale	2014-07-22	2014-07-23	100,000	$2.65	$265.0K	315,777	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2014-07-22	2014-07-24	0	—	$0	13,792,262	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2014-07-22	2014-07-24	270,000	$2.65	$715.5K	13,792,262	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2014-07-22	2014-07-24	0	—	$0	13,522,262	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2014-07-22	2014-07-24	100,000	$2.65	$265.0K	13,522,262	SEC↗
WEST MICHAEL D	Chief Executive Officer	M Exercise deriv	2014-07-21	2014-07-23	1,470,400	—	$0	0	SEC↗
Peabody Robert	Sr. VP, COO, and CFO	M Exercise deriv	2014-07-21	2014-07-23	475,000	—	$0	0	SEC↗
WEST MICHAEL D	Chief Executive Officer	M Exercise	2014-07-21	2014-07-23	1,470,400	$0.50	$735.2K	1,580,000	SEC↗
WEST MICHAEL D	Chief Executive Officer	F Tax w/h	2014-07-21	2014-07-23	434,013	$2.65	$1.15M	1,145,987	SEC↗
Peabody Robert	Sr. VP, COO, and CFO	M Exercise	2014-07-21	2014-07-23	475,000	$0.50	$237.5K	505,400	SEC↗
Peabody Robert	Sr. VP, COO, and CFO	F Tax w/h	2014-07-21	2014-07-23	89,623	$2.65	$237.5K	415,777	SEC↗
SCHLACHET DAVID	Director	A Award deriv	2014-07-01	2014-10-10	20,000	—	$0	20,000	SEC↗
BRADSHER NEAL C	Director, 10% Owner	A Award deriv	2014-07-01	2014-07-03	20,000	—	$0	20,000	SEC↗
ANDREWS DEBORAH J	Director	A Award deriv	2014-07-01	2014-07-03	20,000	—	$0	20,000	SEC↗
FARRELL STEPHEN C	Director	A Award deriv	2014-07-01	2014-07-03	20,000	—	$0	20,000	SEC↗
KINGSLEY ALFRED D	See Remarks	A Award deriv	2014-07-01	2014-07-03	50,000	—	$0	50,000	SEC↗
LICHTINGER PEDRO	Director	A Award deriv	2014-07-01	2014-07-03	20,000	—	$0	20,000	SEC↗
SCHLACHET DAVID	Director	A Award deriv	2014-07-01	2014-07-03	20,000	—	$0	20,000	SEC↗
BRADSHER NEAL C	Director, 10% Owner	M Exercise deriv	2014-06-30	2014-07-02	20,000	—	$0	0	SEC↗
BRADSHER NEAL C	Director, 10% Owner	M Exercise	2014-06-30	2014-07-02	20,000	$2.30	$46.0K	62,908	SEC↗
KINGSLEY ALFRED D	See Remarks	M Exercise deriv	2014-06-27	2014-07-01	50,000	—	$0	0	SEC↗
KINGSLEY ALFRED D	See Remarks	M Exercise	2014-06-27	2014-07-01	50,000	$2.30	$115.0K	6,038,055	SEC↗
TEW WILLIAM P PHD	Chief Commercial Officer	S Sale	2014-06-17	2014-06-17	7,000	$3.23	$22.6K	3,265	SEC↗
TEW WILLIAM P PHD	Chief Commercial Officer	S Sale	2014-06-16	2014-06-17	20,000	$3.02	$60.4K	10,265	SEC↗
BRADSHER NEAL C	Director, 10% Owner	P Buy	2014-06-16	2014-06-18	1,000,000	$2.50	$2.50M	13,422,262	SEC↗
BRADSHER NEAL C	Director, 10% Owner	P Buy	2014-06-16	2014-06-18	0	—	$0	13,422,262	SEC↗
TEW WILLIAM P PHD	Chief Commercial Officer	S Sale	2014-06-13	2014-06-17	3,000	$2.99	$9.0K	30,265	SEC↗
KINGSLEY ALFRED D	See Remarks	S Sale	2014-05-16	2014-05-16	300,000	$2.45	$735.0K	5,988,055	SEC↗
BROADWOOD CAPITAL INC	10% Owner	P Buy	2014-05-16	2014-05-16	0	—	$0	12,422,262	SEC↗
BROADWOOD CAPITAL INC	10% Owner	P Buy	2014-05-16	2014-05-16	300,000	$2.45	$735.0K	12,422,262	SEC↗
KINGSLEY ALFRED D	See Remarks	S Sale	2014-05-08	2014-05-09	300,000	$2.44	$732.0K	6,288,055	SEC↗
BRADSHER NEAL C	Director, 10% Owner	P Buy	2014-05-08	2014-05-09	300,000	$2.44	$732.0K	12,122,262	SEC↗
BRADSHER NEAL C	Director, 10% Owner	P Buy	2014-05-08	2014-05-09	0	—	$0	12,122,262	SEC↗
BROADWOOD CAPITAL INC	10% Owner	P Buy	2014-05-01	2014-05-05	2,000,000	$2.52	$5.04M	11,822,262	SEC↗
BROADWOOD CAPITAL INC	10% Owner	P Buy	2014-05-01	2014-05-05	0	—	$0	11,822,262	SEC↗
TEW WILLIAM P PHD	Chief Commercial Officer	J Other deriv	2014-03-20	2014-03-24	100,000	—	$0	100,000	SEC↗
STOLZ LESLEY A.	EVP, Corporate Development	J Other deriv	2014-03-20	2014-03-24	50,000	—	$0	50,000	SEC↗
SEGALL JUDITH	Vice President & Secretary	J Other deriv	2014-03-20	2014-03-24	50,000	—	$0	50,000	SEC↗
Peabody Robert	Sr. VP, COO, and CFO	J Other deriv	2014-03-20	2014-03-24	100,000	—	$0	100,000	SEC↗
WEST MICHAEL D	Chief Executive Officer	J Other deriv	2014-03-20	2014-03-24	200,000	—	$0	200,000	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2014-02-25	2014-02-27	500,000	$3.74	$1.87M	9,822,262	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2014-02-25	2014-02-27	0	—	$0	9,822,262	SEC↗
Peabody Robert	Sr. VP, COO, and CFO	M Exercise deriv	2014-01-06	2014-01-08	25,000	—	$0	475,000	SEC↗
Peabody Robert	Sr. VP, COO, and CFO	M Exercise	2014-01-06	2014-01-08	25,000	$0.50	$12.5K	30,400	SEC↗
BROADWOOD CAPITAL INC	10% Owner	P Buy	2013-12-30	2013-12-30	175,000	$3.49	$610.8K	9,322,262	SEC↗
BROADWOOD CAPITAL INC	10% Owner	P Buy	2013-12-30	2013-12-30	0	—	$0	9,322,262	SEC↗
BROADWOOD CAPITAL INC	10% Owner	P Buy	2013-12-27	2013-12-30	56,000	$3.53	$197.7K	9,147,262	SEC↗
BROADWOOD CAPITAL INC	10% Owner	P Buy	2013-12-27	2013-12-30	0	—	$0	9,147,262	SEC↗
BROADWOOD CAPITAL INC	10% Owner	P Buy	2013-12-26	2013-12-30	0	—	$0	9,091,262	SEC↗
BROADWOOD CAPITAL INC	10% Owner	P Buy	2013-12-26	2013-12-30	69,042	$3.53	$243.7K	9,091,262	SEC↗
TEW WILLIAM P PHD	Chief Commercial Officer	S Sale	2013-11-20	2013-11-20	3,860	$3.73	$14.4K	33,265	SEC↗
TEW WILLIAM P PHD	Chief Commercial Officer	S Sale	2013-11-18	2013-11-20	5,000	$3.76	$18.8K	37,125	SEC↗
TEW WILLIAM P PHD	Chief Commercial Officer	S Sale	2013-11-18	2013-11-20	5,000	$3.77	$18.9K	42,125	SEC↗
FARRELL STEPHEN C	Director	P Buy	2013-09-12	2013-09-13	2,922	$3.86	$11.3K	15,400	SEC↗
FARRELL STEPHEN C	Director	P Buy	2013-09-11	2013-09-13	8,291	$3.90	$32.3K	12,478	SEC↗
FARRELL STEPHEN C	Director	P Buy	2013-08-20	2013-08-21	2,700	$3.66	$9.9K	4,187	SEC↗
BERGER FRANKLIN M	Director	P Buy	2013-08-20	2013-08-22	500	$3.71	$1.9K	500	SEC↗
FARRELL STEPHEN C	Director	P Buy	2013-08-19	2013-08-21	1,487	$3.65	$5.4K	1,487	SEC↗
VON ESCHENBACH ANDREW C.	Director	P Buy	2013-08-12	2013-08-14	3,000	$3.69	$11.1K	3,000	SEC↗
BROADWOOD PARTNERS LP	10% Owner	A Award deriv	2013-07-01	2013-07-03	20,000	—	$0	20,000	SEC↗
BERGER FRANKLIN M	Director	A Award deriv	2013-07-01	2013-07-03	20,000	—	$0	20,000	SEC↗
FARRELL STEPHEN C	Director	A Award deriv	2013-07-01	2013-07-03	20,000	—	$0	20,000	SEC↗
KINGSLEY ALFRED D	See Remarks	A Award deriv	2013-07-01	2013-07-03	50,000	—	$0	50,000	SEC↗
LICHTINGER PEDRO	Director	A Award deriv	2013-07-01	2013-07-03	20,000	—	$0	20,000	SEC↗
NORDHOFF HENRY L	Director	A Award deriv	2013-07-01	2013-07-03	20,000	—	$0	20,000	SEC↗
VON ESCHENBACH ANDREW C.	Director	A Award deriv	2013-07-01	2013-07-05	20,000	—	$0	20,000	SEC↗
LICHTINGER PEDRO	Director	P Buy deriv	2013-06-04	2013-06-06	30,000	—	$0	30,000	SEC↗
KINGSLEY ALFRED D	See Remarks	S Sale deriv	2013-06-04	2013-06-06	80,000	—	$0	0	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy deriv	2013-06-04	2013-06-06	50,000	—	$0	50,000	SEC↗
LICHTINGER PEDRO	Director	P Buy	2013-06-04	2013-06-06	120,000	—	$0	126,250	SEC↗
KINGSLEY ALFRED D	See Remarks	S Sale	2013-06-04	2013-06-06	320,000	—	$0	6,620,055	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2013-06-04	2013-06-06	0	—	$0	9,022,220	SEC↗
BROADWOOD PARTNERS LP	Director, 10% Owner	P Buy	2013-06-04	2013-06-06	200,000	—	$0	9,022,220	SEC↗
KINGSLEY ALFRED D	See Remarks	S Sale	2013-03-28	2013-03-29	200,000	$3.81	$762.0K	7,090,055	SEC↗
BRADSHER NEAL C	Director, 10% Owner	P Buy	2013-03-28	2013-03-29	0	—	$0	8,822,220	SEC↗
BRADSHER NEAL C	Director, 10% Owner	P Buy	2013-03-28	2013-03-29	200,000	$3.81	$762.0K	8,822,220	SEC↗
WEST MICHAEL D	Chief Executive Officer	J Other deriv	2013-02-20	2013-02-22	200,000	—	$0	200,000	SEC↗
Peabody Robert	Senior VP and COO	J Other deriv	2013-02-20	2013-02-22	100,000	—	$0	100,000	SEC↗
GARCIA PETER S	Chief Financial Officer	J Other deriv	2013-02-20	2013-02-22	100,000	—	$0	100,000	SEC↗
TEW WILLIAM P PHD	Chief Commercial Officer	J Other deriv	2013-02-20	2013-02-22	100,000	—	$0	100,000	SEC↗
SEGALL JUDITH	Vice President & Secretary	J Other deriv	2013-02-20	2013-02-22	50,000	—	$0	50,000	SEC↗