CIFC

CIFC LLCCIK 1649709 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for CIFC PRO

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AI insights for CIFC

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Amato Paolo	Director	18	$0	$0	2016-11-21
Musetti Marco	Director	22	$0	$0	2016-11-21
Agarwal Rahul N	Chief Financial Officer	22	$0	$0	2016-11-21
Weldon Julian	GC, CCO and Secretary	11	$0	$0	2016-11-21
Wriedt Oliver	Head of Cap Mgmt and Distrbn	76	$555.6K	$0	2016-11-21
Vaccaro Stephen J	Co-President	34	$0	$0	2016-11-21
Gleysteen Peter	Director	2	$0	$0	2016-11-21
DFR Holdings, LLC	Director, 10% Owner	13	$96.08M	$0	2016-11-21
Schrupp Daniel	Director	22	$0	$0	2016-11-21
Epstein Jason	Director	26	$0	$0	2016-11-21
Barak Ehud	Director	22	$0	$0	2016-11-21
Serota Jeffrey	Director	25	$0	$0	2016-11-21
MACHINIST ROBERT	Director	30	$0	$0	2016-11-21
INTRATER ANDREW	Director	26	$0	$0	2016-11-21
SMITH STEPHEN FRANKLIN	Director	22	$0	$0	2016-11-21
Bakaleynik Iosif	Director	4	$0	$0	2015-06-26
Lipari Paul	Director	5	$0	$0	2015-06-26
Milton Robert C. III	General Counsel and Secretary	1	$0	$0	2014-12-30
TZ Columbus Services Ltd	10% Owner	2	$81.82M	$0	2014-07-12
ARNOLD FREDERICK	Director	7	$0	$0	2014-06-05
Puleo Frank C	Director	7	$0	$0	2014-06-05
Mayflower Trust	10% Owner	2	$14.26M	$0	2013-12-31
Charlesbank Equity Fund VI, Limited Partnership	Director, 10% Owner	1	$0	$81.82M	2013-12-18

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
DFR Holdings, LLC	Director, 10% Owner	D To issuer deriv	2016-11-21	2016-11-23	2,000,000	$6.68	$13.36M	0	SEC↗
Agarwal Rahul N	Chief Financial Officer	D To issuer deriv	2016-11-21	2016-11-23	100,000	—	$0	0	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	D To issuer deriv	2016-11-21	2016-11-23	100,000	—	$0	0	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	D To issuer deriv	2016-11-21	2016-11-23	287,500	—	$0	0	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	D To issuer deriv	2016-11-21	2016-11-23	250,000	—	$0	0	SEC↗
Gleysteen Peter	Director	D To issuer deriv	2016-11-21	2016-11-23	407,813	—	$0	0	SEC↗
Gleysteen Peter	Director	D To issuer deriv	2016-11-21	2016-11-23	800,000	—	$0	0	SEC↗
Wriedt Oliver	Co-President	D To issuer deriv	2016-11-21	2016-11-28	505,000	—	$0	0	SEC↗
Wriedt Oliver	Co-President	D To issuer deriv	2016-11-21	2016-11-28	300,000	—	$0	0	SEC↗
DFR Holdings, LLC	Director, 10% Owner	D To issuer	2016-11-21	2016-11-23	18,822,175	$11.46	$215.70M	0	SEC↗
Serota Jeffrey	Director	D To issuer	2016-11-21	2016-11-23	20,798	$11.36	$236.3K	0	SEC↗
Serota Jeffrey	Director	D To issuer	2016-11-21	2016-11-23	21,097	$11.36	$239.7K	20,798	SEC↗
Agarwal Rahul N	Chief Financial Officer	D To issuer	2016-11-21	2016-11-23	29,735	$11.36	$337.8K	0	SEC↗
Agarwal Rahul N	Chief Financial Officer	D To issuer	2016-11-21	2016-11-23	65,933	$11.36	$749.0K	29,735	SEC↗
INTRATER ANDREW	Director	D To issuer	2016-11-21	2016-11-23	7,032	$11.36	$79.9K	0	SEC↗
SMITH STEPHEN FRANKLIN	Director	D To issuer	2016-11-21	2016-11-23	7,032	$11.36	$79.9K	9,995	SEC↗
SMITH STEPHEN FRANKLIN	Director	D To issuer	2016-11-21	2016-11-23	9,995	$11.36	$113.5K	0	SEC↗
Barak Ehud	Director	D To issuer	2016-11-21	2016-11-23	12,607	$11.36	$143.2K	0	SEC↗
Barak Ehud	Director	D To issuer	2016-11-21	2016-11-23	7,032	$11.36	$79.9K	12,607	SEC↗
Musetti Marco	Director	D To issuer	2016-11-21	2016-11-23	12,607	$11.36	$143.2K	0	SEC↗
Musetti Marco	Director	D To issuer	2016-11-21	2016-11-23	7,032	$11.36	$79.9K	12,607	SEC↗
Weldon Julian	GC, CCO and Secretary	D To issuer	2016-11-21	2016-11-23	21,960	$11.36	$249.5K	0	SEC↗
Weldon Julian	GC, CCO and Secretary	D To issuer	2016-11-21	2016-11-23	100,167	$11.36	$1.14M	21,960	SEC↗
MACHINIST ROBERT	Director	D To issuer	2016-11-21	2016-11-23	87,308	$11.36	$991.8K	0	SEC↗
MACHINIST ROBERT	Director	D To issuer	2016-11-21	2016-11-23	7,032	$11.36	$79.9K	87,308	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	J Other	2016-11-21	2016-11-23	240,000	—	$0	202,882	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	D To issuer	2016-11-21	2016-11-23	202,882	$11.36	$2.30M	0	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	D To issuer	2016-11-21	2016-11-23	12,000	$11.36	$136.3K	442,882	SEC↗
Schrupp Daniel	Director	D To issuer	2016-11-21	2016-11-23	7,032	$11.36	$79.9K	13,106	SEC↗
Schrupp Daniel	Director	D To issuer	2016-11-21	2016-11-23	13,106	$11.36	$148.9K	0	SEC↗
Amato Paolo	Director	D To issuer	2016-11-21	2016-11-23	6,463	$11.36	$73.4K	0	SEC↗
Amato Paolo	Director	D To issuer	2016-11-21	2016-11-23	7,032	$11.36	$79.9K	6,463	SEC↗
Wriedt Oliver	Co-President	D To issuer	2016-11-21	2016-11-28	12,000	$11.36	$136.3K	698,520	SEC↗
Wriedt Oliver	Co-President	D To issuer	2016-11-21	2016-11-28	358,520	$11.36	$4.07M	100,000	SEC↗
Wriedt Oliver	Co-President	J Other	2016-11-21	2016-11-28	100,000	—	$0	0	SEC↗
Wriedt Oliver	Co-President	D To issuer	2016-11-21	2016-11-28	82,676	$11.36	$939.2K	0	SEC↗
Wriedt Oliver	Co-President	J Other	2016-11-21	2016-11-28	240,000	—	$0	458,520	SEC↗
Epstein Jason	Director	D To issuer	2016-11-21	2016-11-30	7,032	$11.36	$79.9K	0	SEC↗
Agarwal Rahul N	Chief Financial Officer	F Tax w/h	2016-09-30	2016-10-04	1,496	$11.17	$16.7K	95,668	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	F Tax w/h	2016-09-30	2016-10-04	3,094	$11.17	$34.6K	454,882	SEC↗
Weldon Julian	GC, CCO and Secretary	F Tax w/h	2016-09-30	2016-10-04	1,374	$11.17	$15.3K	122,127	SEC↗
Wriedt Oliver	Co-President	F Tax w/h	2016-09-30	2016-10-04	3,094	$11.17	$34.6K	710,520	SEC↗
Barak Ehud	Director	A Award	2016-08-02	2016-08-10	7,032	—	$0	19,639	SEC↗
MACHINIST ROBERT	Director	A Award	2016-08-02	2016-08-10	7,032	—	$0	94,340	SEC↗
SMITH STEPHEN FRANKLIN	Director	A Award	2016-08-02	2016-08-10	7,032	—	$0	17,027	SEC↗
Schrupp Daniel	Director	A Award	2016-08-02	2016-08-10	7,032	—	$0	20,138	SEC↗
Epstein Jason	Director	A Award	2016-08-02	2016-08-10	7,032	—	$0	7,032	SEC↗
INTRATER ANDREW	Director	A Award	2016-08-02	2016-08-10	7,032	—	$0	7,032	SEC↗
Amato Paolo	Director	A Award	2016-08-02	2016-08-12	7,032	—	$0	13,495	SEC↗
Musetti Marco	Director	A Award	2016-08-02	2016-08-22	7,032	—	$0	19,639	SEC↗
Serota Jeffrey	Director	A Award	2016-08-02	2016-08-25	21,097	—	$0	41,895	SEC↗
Barak Ehud	Director	M Exercise deriv	2016-07-01	2016-07-05	90	—	$0	0	SEC↗
Barak Ehud	Director	M Exercise deriv	2016-07-01	2016-07-05	81	—	$0	0	SEC↗
Barak Ehud	Director	M Exercise deriv	2016-07-01	2016-07-05	84	—	$0	0	SEC↗
Barak Ehud	Director	M Exercise deriv	2016-07-01	2016-07-05	220	—	$0	0	SEC↗
Barak Ehud	Director	M Exercise deriv	2016-07-01	2016-07-05	5,988	—	$0	0	SEC↗
INTRATER ANDREW	Director	M Exercise deriv	2016-07-01	2016-07-05	5,988	—	$0	0	SEC↗
INTRATER ANDREW	Director	M Exercise deriv	2016-07-01	2016-07-05	220	—	$0	0	SEC↗
INTRATER ANDREW	Director	M Exercise deriv	2016-07-01	2016-07-05	84	—	$0	0	SEC↗
INTRATER ANDREW	Director	M Exercise deriv	2016-07-01	2016-07-05	81	—	$0	0	SEC↗
INTRATER ANDREW	Director	M Exercise deriv	2016-07-01	2016-07-05	90	—	$0	0	SEC↗
MACHINIST ROBERT	Director	M Exercise deriv	2016-07-01	2016-07-05	11,976	—	$0	0	SEC↗
MACHINIST ROBERT	Director	M Exercise deriv	2016-07-01	2016-07-05	162	—	$0	0	SEC↗
MACHINIST ROBERT	Director	M Exercise deriv	2016-07-01	2016-07-05	441	—	$0	0	SEC↗
MACHINIST ROBERT	Director	M Exercise deriv	2016-07-01	2016-07-05	168	—	$0	0	SEC↗
MACHINIST ROBERT	Director	M Exercise deriv	2016-07-01	2016-07-05	180	—	$0	0	SEC↗
Musetti Marco	Director	M Exercise deriv	2016-07-01	2016-07-05	5,988	—	$0	0	SEC↗
Musetti Marco	Director	M Exercise deriv	2016-07-01	2016-07-05	220	—	$0	0	SEC↗
Musetti Marco	Director	M Exercise deriv	2016-07-01	2016-07-05	84	—	$0	0	SEC↗
Musetti Marco	Director	M Exercise deriv	2016-07-01	2016-07-05	81	—	$0	0	SEC↗
Musetti Marco	Director	M Exercise deriv	2016-07-01	2016-07-05	90	—	$0	0	SEC↗
Serota Jeffrey	Director	M Exercise deriv	2016-07-01	2016-07-05	90	—	$0	0	SEC↗
Serota Jeffrey	Director	M Exercise deriv	2016-07-01	2016-07-05	81	—	$0	0	SEC↗
Serota Jeffrey	Director	M Exercise deriv	2016-07-01	2016-07-05	8,961	—	$0	0	SEC↗
Serota Jeffrey	Director	M Exercise deriv	2016-07-01	2016-07-05	5,988	—	$0	0	SEC↗
Serota Jeffrey	Director	M Exercise deriv	2016-07-01	2016-07-05	541	—	$0	0	SEC↗
Serota Jeffrey	Director	M Exercise deriv	2016-07-01	2016-07-05	206	—	$0	0	SEC↗
Schrupp Daniel	Director	M Exercise deriv	2016-07-01	2016-07-05	220	—	$0	0	SEC↗
Schrupp Daniel	Director	M Exercise deriv	2016-07-01	2016-07-05	5,988	—	$0	0	SEC↗
Schrupp Daniel	Director	M Exercise deriv	2016-07-01	2016-07-05	84	—	$0	0	SEC↗
Schrupp Daniel	Director	M Exercise deriv	2016-07-01	2016-07-05	90	—	$0	0	SEC↗
Schrupp Daniel	Director	M Exercise deriv	2016-07-01	2016-07-05	81	—	$0	0	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise deriv	2016-07-01	2016-07-05	90	—	$0	0	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise deriv	2016-07-01	2016-07-05	5,988	—	$0	0	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise deriv	2016-07-01	2016-07-05	84	—	$0	0	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise deriv	2016-07-01	2016-07-05	81	—	$0	0	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise deriv	2016-07-01	2016-07-05	220	—	$0	0	SEC↗
Amato Paolo	Director	M Exercise deriv	2016-07-01	2016-07-05	90	—	$0	0	SEC↗
Amato Paolo	Director	M Exercise deriv	2016-07-01	2016-07-05	81	—	$0	0	SEC↗
Amato Paolo	Director	M Exercise deriv	2016-07-01	2016-07-05	5,988	—	$0	0	SEC↗
Amato Paolo	Director	M Exercise deriv	2016-07-01	2016-07-05	220	—	$0	0	SEC↗
Amato Paolo	Director	M Exercise deriv	2016-07-01	2016-07-05	84	—	$0	0	SEC↗
Epstein Jason	Director	M Exercise deriv	2016-07-01	2016-07-05	81	—	$0	0	SEC↗
Epstein Jason	Director	M Exercise deriv	2016-07-01	2016-07-05	90	—	$0	0	SEC↗
Epstein Jason	Director	M Exercise deriv	2016-07-01	2016-07-05	84	—	$0	0	SEC↗
Epstein Jason	Director	M Exercise deriv	2016-07-01	2016-07-05	5,988	—	$0	0	SEC↗
Epstein Jason	Director	M Exercise deriv	2016-07-01	2016-07-05	220	—	$0	0	SEC↗
Barak Ehud	Director	M Exercise	2016-07-01	2016-07-05	84	—	$0	6,399	SEC↗
Barak Ehud	Director	M Exercise	2016-07-01	2016-07-05	81	—	$0	6,225	SEC↗
Barak Ehud	Director	M Exercise	2016-07-01	2016-07-05	90	—	$0	6,315	SEC↗
Barak Ehud	Director	M Exercise	2016-07-01	2016-07-05	220	—	$0	6,619	SEC↗
Barak Ehud	Director	M Exercise	2016-07-01	2016-07-05	5,988	—	$0	12,607	SEC↗
INTRATER ANDREW	Director	M Exercise	2016-07-01	2016-07-05	81	—	$0	81	SEC↗
INTRATER ANDREW	Director	M Exercise	2016-07-01	2016-07-05	90	—	$0	171	SEC↗
INTRATER ANDREW	Director	M Exercise	2016-07-01	2016-07-05	84	—	$0	255	SEC↗
INTRATER ANDREW	Director	M Exercise	2016-07-01	2016-07-05	220	—	$0	475	SEC↗
INTRATER ANDREW	Director	J Other	2016-07-01	2016-07-05	6,463	—	$0	0	SEC↗
INTRATER ANDREW	Director	M Exercise	2016-07-01	2016-07-05	5,988	—	$0	6,463	SEC↗
MACHINIST ROBERT	Director	M Exercise	2016-07-01	2016-07-05	162	—	$0	74,543	SEC↗
MACHINIST ROBERT	Director	M Exercise	2016-07-01	2016-07-05	11,976	—	$0	87,308	SEC↗
MACHINIST ROBERT	Director	M Exercise	2016-07-01	2016-07-05	441	—	$0	75,332	SEC↗
MACHINIST ROBERT	Director	M Exercise	2016-07-01	2016-07-05	168	—	$0	74,891	SEC↗
MACHINIST ROBERT	Director	M Exercise	2016-07-01	2016-07-05	180	—	$0	74,723	SEC↗
Musetti Marco	Director	M Exercise	2016-07-01	2016-07-05	5,988	—	$0	12,607	SEC↗
Musetti Marco	Director	M Exercise	2016-07-01	2016-07-05	220	—	$0	6,619	SEC↗
Musetti Marco	Director	M Exercise	2016-07-01	2016-07-05	84	—	$0	6,399	SEC↗
Musetti Marco	Director	M Exercise	2016-07-01	2016-07-05	90	—	$0	6,315	SEC↗
Musetti Marco	Director	M Exercise	2016-07-01	2016-07-05	81	—	$0	6,225	SEC↗
Serota Jeffrey	Director	M Exercise	2016-07-01	2016-07-05	206	—	$0	5,308	SEC↗
Serota Jeffrey	Director	M Exercise	2016-07-01	2016-07-05	90	—	$0	5,102	SEC↗
Serota Jeffrey	Director	M Exercise	2016-07-01	2016-07-05	541	—	$0	5,849	SEC↗
Serota Jeffrey	Director	M Exercise	2016-07-01	2016-07-05	8,961	—	$0	20,798	SEC↗
Serota Jeffrey	Director	M Exercise	2016-07-01	2016-07-05	5,988	—	$0	11,837	SEC↗
Serota Jeffrey	Director	M Exercise	2016-07-01	2016-07-05	81	—	$0	5,012	SEC↗
Schrupp Daniel	Director	M Exercise	2016-07-01	2016-07-05	220	—	$0	7,118	SEC↗
Schrupp Daniel	Director	M Exercise	2016-07-01	2016-07-05	84	—	$0	6,898	SEC↗
Schrupp Daniel	Director	M Exercise	2016-07-01	2016-07-05	5,988	—	$0	13,106	SEC↗
Schrupp Daniel	Director	M Exercise	2016-07-01	2016-07-05	81	—	$0	6,724	SEC↗
Schrupp Daniel	Director	M Exercise	2016-07-01	2016-07-05	90	—	$0	6,814	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise	2016-07-01	2016-07-05	84	—	$0	3,787	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise	2016-07-01	2016-07-05	220	—	$0	4,007	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise	2016-07-01	2016-07-05	5,988	—	$0	9,995	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise	2016-07-01	2016-07-05	90	—	$0	3,703	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise	2016-07-01	2016-07-05	81	—	$0	3,613	SEC↗
Amato Paolo	Director	M Exercise	2016-07-01	2016-07-05	84	—	$0	255	SEC↗
Amato Paolo	Director	M Exercise	2016-07-01	2016-07-05	220	—	$0	475	SEC↗
Amato Paolo	Director	M Exercise	2016-07-01	2016-07-05	5,988	—	$0	6,463	SEC↗
Amato Paolo	Director	M Exercise	2016-07-01	2016-07-05	90	—	$0	171	SEC↗
Amato Paolo	Director	M Exercise	2016-07-01	2016-07-05	81	—	$0	81	SEC↗
Epstein Jason	Director	M Exercise	2016-07-01	2016-07-05	5,988	—	$0	6,463	SEC↗
Epstein Jason	Director	M Exercise	2016-07-01	2016-07-05	81	—	$0	81	SEC↗
Epstein Jason	Director	M Exercise	2016-07-01	2016-07-05	90	—	$0	171	SEC↗
Epstein Jason	Director	M Exercise	2016-07-01	2016-07-05	84	—	$0	255	SEC↗
Epstein Jason	Director	M Exercise	2016-07-01	2016-07-05	220	—	$0	475	SEC↗
Epstein Jason	Director	J Other	2016-07-01	2016-07-05	6,463	—	$0	0	SEC↗
DFR Holdings, LLC	10% Owner	J Other	2016-07-01	2016-07-06	12,926	—	$0	18,822,175	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise deriv	2016-06-30	2016-07-05	6,000	—	$0	252,000	SEC↗
Weldon Julian	GC, CCO and Secretary	M Exercise deriv	2016-06-30	2016-07-05	3,334	—	$0	20,000	SEC↗
Wriedt Oliver	Co-President	M Exercise deriv	2016-06-30	2016-07-05	6,000	—	$0	252,000	SEC↗
Agarwal Rahul N	Chief Financial Officer	M Exercise deriv	2016-06-30	2016-07-05	4,045	—	$0	24,273	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise	2016-06-30	2016-07-05	6,000	—	$0	457,976	SEC↗
Weldon Julian	GC, CCO and Secretary	M Exercise	2016-06-30	2016-07-05	3,334	—	$0	123,501	SEC↗
Wriedt Oliver	Co-President	M Exercise	2016-06-30	2016-07-05	6,000	—	$0	713,614	SEC↗
Agarwal Rahul N	Chief Financial Officer	M Exercise	2016-06-30	2016-07-05	4,045	—	$0	97,164	SEC↗
Barak Ehud	Director	A Award deriv	2016-05-24	2016-07-05	220	—	$0	220	SEC↗
INTRATER ANDREW	Director	A Award deriv	2016-05-24	2016-07-05	220	—	$0	220	SEC↗
MACHINIST ROBERT	Director	A Award deriv	2016-05-24	2016-07-05	441	—	$0	441	SEC↗
Musetti Marco	Director	A Award deriv	2016-05-24	2016-07-05	220	—	$0	220	SEC↗
Serota Jeffrey	Director	A Award deriv	2016-05-24	2016-07-05	541	—	$0	541	SEC↗
Schrupp Daniel	Director	A Award deriv	2016-05-24	2016-07-05	220	—	$0	220	SEC↗
SMITH STEPHEN FRANKLIN	Director	A Award deriv	2016-05-24	2016-07-05	220	—	$0	220	SEC↗
Amato Paolo	Director	A Award deriv	2016-05-24	2016-07-05	220	—	$0	220	SEC↗
Epstein Jason	Director	A Award deriv	2016-05-24	2016-07-05	220	—	$0	220	SEC↗
Barak Ehud	Director	A Award deriv	2016-04-15	2016-07-05	84	—	$0	84	SEC↗
INTRATER ANDREW	Director	A Award deriv	2016-04-15	2016-07-05	84	—	$0	84	SEC↗
MACHINIST ROBERT	Director	A Award deriv	2016-04-15	2016-07-05	168	—	$0	168	SEC↗
Musetti Marco	Director	A Award deriv	2016-04-15	2016-07-05	84	—	$0	84	SEC↗
Serota Jeffrey	Director	A Award deriv	2016-04-15	2016-07-05	206	—	$0	206	SEC↗
Schrupp Daniel	Director	A Award deriv	2016-04-15	2016-07-05	84	—	$0	84	SEC↗
SMITH STEPHEN FRANKLIN	Director	A Award deriv	2016-04-15	2016-07-05	84	—	$0	84	SEC↗
Amato Paolo	Director	A Award deriv	2016-04-15	2016-07-05	84	—	$0	84	SEC↗
Epstein Jason	Director	A Award deriv	2016-04-15	2016-07-05	84	—	$0	84	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise deriv	2016-03-31	2016-04-04	56,250	—	$0	0	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise deriv	2016-03-31	2016-04-04	6,000	—	$0	258,000	SEC↗
Wriedt Oliver	Co-President	M Exercise deriv	2016-03-31	2016-04-04	56,250	—	$0	0	SEC↗
Wriedt Oliver	Co-President	M Exercise deriv	2016-03-31	2016-04-04	6,000	—	$0	258,000	SEC↗
Weldon Julian	GC, CCO and Secretary	M Exercise deriv	2016-03-31	2016-04-04	3,333	—	$0	23,334	SEC↗
Agarwal Rahul N	Chief Financial Officer	M Exercise deriv	2016-03-31	2016-04-04	4,045	—	$0	28,318	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise	2016-03-31	2016-04-04	62,250	—	$0	214,473	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	F Tax w/h	2016-03-31	2016-04-04	14,497	$7.10	$102.9K	199,976	SEC↗
Wriedt Oliver	Co-President	F Tax w/h	2016-03-31	2016-04-04	14,497	$7.10	$102.9K	455,614	SEC↗
Wriedt Oliver	Co-President	M Exercise	2016-03-31	2016-04-04	62,250	—	$0	470,111	SEC↗
Weldon Julian	GC, CCO and Secretary	M Exercise	2016-03-31	2016-04-04	3,333	—	$0	16,666	SEC↗
Agarwal Rahul N	Chief Financial Officer	F Tax w/h	2016-03-31	2016-04-04	1,495	$7.10	$10.6K	23,141	SEC↗
Agarwal Rahul N	Chief Financial Officer	M Exercise	2016-03-31	2016-04-04	4,045	—	$0	24,636	SEC↗
Wriedt Oliver	Co-President	M Exercise deriv	2016-03-11	2016-03-15	50,000	—	$0	555,000	SEC↗
Wriedt Oliver	Co-President	M Exercise	2016-03-11	2016-03-15	50,000	$4.83	$241.5K	407,861	SEC↗
Agarwal Rahul N	Chief Financial Officer	A Award deriv	2016-02-09	2016-05-06	15,500	—	$0	41,955	SEC↗
Weldon Julian	GC, CCO and Secretary	A Award deriv	2016-02-09	2016-05-06	35,000	—	$0	83,501	SEC↗
Weldon Julian	GC, CCO and Secretary	A Award deriv	2016-02-09	2016-02-16	48,501	—	$0	48,501	SEC↗
Agarwal Rahul N	Chief Financial Officer	A Award deriv	2016-02-09	2016-02-17	26,455	—	$0	26,455	SEC↗
Serota Jeffrey	Director	A Award deriv	2016-02-09	2016-02-24	8,961	—	$0	8,961	SEC↗
Wriedt Oliver	Co-President	M Exercise deriv	2016-01-01	2016-01-05	50,000	—	$0	0	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise deriv	2016-01-01	2016-01-05	50,000	—	$0	0	SEC↗
Wriedt Oliver	Co-President	M Exercise	2016-01-01	2016-01-05	50,000	—	$0	357,861	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise	2016-01-01	2016-01-05	50,000	—	$0	152,223	SEC↗
Weldon Julian	GC, CCO and Secretary	M Exercise deriv	2015-12-31	2016-01-05	13,333	—	$0	26,667	SEC↗
Agarwal Rahul N	Chief Financial Officer	M Exercise deriv	2015-12-31	2016-01-05	16,181	—	$0	32,363	SEC↗
Wriedt Oliver	Co-President	M Exercise deriv	2015-12-31	2016-01-05	15,000	—	$0	264,000	SEC↗
Wriedt Oliver	Co-President	A Award deriv	2015-12-31	2016-01-05	56,250	—	$0	56,250	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	A Award deriv	2015-12-31	2016-01-05	56,250	—	$0	56,250	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise deriv	2015-12-31	2016-01-05	15,000	—	$0	264,000	SEC↗
Weldon Julian	GC, CCO and Secretary	M Exercise	2015-12-31	2016-01-05	13,333	—	$0	13,333	SEC↗
Agarwal Rahul N	Chief Financial Officer	M Exercise	2015-12-31	2016-01-05	16,181	—	$0	27,431	SEC↗
Agarwal Rahul N	Chief Financial Officer	F Tax w/h	2015-12-31	2016-01-05	6,840	$5.58	$38.2K	20,591	SEC↗
Wriedt Oliver	Co-President	M Exercise	2015-12-31	2016-01-05	15,000	—	$0	307,861	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise	2015-12-31	2016-01-05	15,000	—	$0	102,223	SEC↗
Agarwal Rahul N	Chief Financial Officer	M Exercise deriv	2015-12-21	2015-12-23	3,750	—	$0	3,750	SEC↗
Agarwal Rahul N	Chief Financial Officer	M Exercise	2015-12-21	2015-12-23	3,750	—	$0	11,250	SEC↗
Barak Ehud	Director	A Award deriv	2015-12-16	2016-04-13	5,988	—	$0	5,988	SEC↗
SMITH STEPHEN FRANKLIN	Director	A Award deriv	2015-12-16	2016-02-17	5,988	—	$0	5,988	SEC↗
Amato Paolo	Director	A Award deriv	2015-12-16	2016-02-17	5,988	—	$0	5,988	SEC↗
Schrupp Daniel	Director	A Award deriv	2015-12-16	2016-02-17	5,988	—	$0	5,988	SEC↗
Musetti Marco	Director	A Award deriv	2015-12-16	2016-02-17	5,988	—	$0	5,988	SEC↗
MACHINIST ROBERT	Director	A Award deriv	2015-12-16	2016-02-17	11,976	—	$0	11,976	SEC↗
INTRATER ANDREW	Director	A Award deriv	2015-12-16	2016-02-17	5,988	—	$0	5,988	SEC↗
Serota Jeffrey	Director	A Award deriv	2015-12-16	2016-02-24	5,988	—	$0	5,988	SEC↗
Epstein Jason	Director	A Award deriv	2015-12-16	2016-03-08	5,988	—	$0	5,988	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-12-03	2015-12-04	9,800	$6.85	$67.1K	82,676	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-12-02	2015-12-04	200	$6.75	$1.4K	72,876	SEC↗
Barak Ehud	Director	A Award deriv	2015-12-01	2016-07-05	90	—	$0	90	SEC↗
INTRATER ANDREW	Director	A Award deriv	2015-12-01	2016-07-05	90	—	$0	90	SEC↗
MACHINIST ROBERT	Director	A Award deriv	2015-12-01	2016-07-05	180	—	$0	180	SEC↗
Musetti Marco	Director	A Award deriv	2015-12-01	2016-07-05	90	—	$0	90	SEC↗
Serota Jeffrey	Director	A Award deriv	2015-12-01	2016-07-05	90	—	$0	90	SEC↗
Schrupp Daniel	Director	A Award deriv	2015-12-01	2016-07-05	90	—	$0	90	SEC↗
SMITH STEPHEN FRANKLIN	Director	A Award deriv	2015-12-01	2016-07-05	90	—	$0	90	SEC↗
Amato Paolo	Director	A Award deriv	2015-12-01	2016-07-05	90	—	$0	90	SEC↗
Epstein Jason	Director	A Award deriv	2015-12-01	2016-07-05	90	—	$0	90	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-11-23	2015-11-24	10,000	$6.75	$67.5K	72,676	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-11-17	2015-11-19	2,000	$6.81	$13.6K	292,861	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-11-17	2015-11-19	10,000	$6.80	$68.0K	62,676	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise deriv	2015-09-30	2015-09-30	3,000	—	$0	279,000	SEC↗
Wriedt Oliver	Co-President	M Exercise deriv	2015-09-30	2015-09-30	3,000	—	$0	279,000	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise	2015-09-30	2015-09-30	3,000	—	$0	87,223	SEC↗
Wriedt Oliver	Co-President	M Exercise	2015-09-30	2015-09-30	3,000	—	$0	290,861	SEC↗
DFR Holdings, LLC	Director, 10% Owner	D To issuer deriv	2015-09-24	2015-10-19	2,000,000	$2.73	$5.46M	2,000,000	SEC↗
DFR Holdings, LLC	Director, 10% Owner	A Award deriv	2015-09-24	2015-10-19	2,000,000	$2.90	$5.80M	2,000,000	SEC↗
Barak Ehud	Director	A Award deriv	2015-09-08	2016-07-05	81	—	$0	81	SEC↗
INTRATER ANDREW	Director	A Award deriv	2015-09-08	2016-07-05	81	—	$0	81	SEC↗
MACHINIST ROBERT	Director	A Award deriv	2015-09-08	2016-07-05	162	—	$0	162	SEC↗
Musetti Marco	Director	A Award deriv	2015-09-08	2016-07-05	81	—	$0	81	SEC↗
Serota Jeffrey	Director	A Award deriv	2015-09-08	2016-07-05	81	—	$0	81	SEC↗
Schrupp Daniel	Director	A Award deriv	2015-09-08	2016-07-05	81	—	$0	81	SEC↗
SMITH STEPHEN FRANKLIN	Director	A Award deriv	2015-09-08	2016-07-05	81	—	$0	81	SEC↗
Amato Paolo	Director	A Award deriv	2015-09-08	2016-07-05	81	—	$0	81	SEC↗
Epstein Jason	Director	A Award deriv	2015-09-08	2016-07-05	81	—	$0	81	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise deriv	2015-06-30	2015-07-02	3,000	—	$0	282,000	SEC↗
Wriedt Oliver	Co-President	M Exercise deriv	2015-06-30	2015-07-02	3,000	—	$0	282,000	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise	2015-06-30	2015-07-02	3,000	—	$0	84,223	SEC↗
Wriedt Oliver	Co-President	M Exercise	2015-06-30	2015-07-02	3,000	—	$0	287,861	SEC↗
Bakaleynik Iosif	Director	M Exercise deriv	2015-06-26	2015-07-01	5,854	—	$0	0	SEC↗
Bakaleynik Iosif	Director	J Other	2015-06-26	2015-07-01	290	—	$0	6,144	SEC↗
Bakaleynik Iosif	Director	M Exercise	2015-06-26	2015-07-01	5,854	—	$0	5,854	SEC↗
Barak Ehud	Director	M Exercise deriv	2015-06-26	2015-06-30	5,854	—	$0	0	SEC↗
Epstein Jason	Director	M Exercise deriv	2015-06-26	2015-06-30	5,854	—	$0	0	SEC↗
INTRATER ANDREW	Director	M Exercise deriv	2015-06-26	2015-06-30	5,854	—	$0	0	SEC↗
Lipari Paul	Director	M Exercise deriv	2015-06-26	2015-06-30	5,854	—	$0	0	SEC↗
MACHINIST ROBERT	Director	M Exercise deriv	2015-06-26	2015-06-30	17,564	—	$0	0	SEC↗
Musetti Marco	Director	M Exercise deriv	2015-06-26	2015-06-30	5,854	—	$0	0	SEC↗
Schrupp Daniel	Director	M Exercise deriv	2015-06-26	2015-06-30	3,441	—	$0	0	SEC↗
Serota Jeffrey	Director	M Exercise deriv	2015-06-26	2015-06-30	4,804	—	$0	0	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise deriv	2015-06-26	2015-06-30	3,441	—	$0	0	SEC↗
Barak Ehud	Director	J Other	2015-06-26	2015-06-30	290	—	$0	6,144	SEC↗
Barak Ehud	Director	M Exercise	2015-06-26	2015-06-30	5,854	—	$0	5,854	SEC↗
Epstein Jason	Director	J Other	2015-06-26	2015-06-30	6,144	—	$0	0	SEC↗
Epstein Jason	Director	M Exercise	2015-06-26	2015-06-30	5,854	—	$0	5,854	SEC↗
Epstein Jason	Director	J Other	2015-06-26	2015-06-30	290	—	$0	6,144	SEC↗
INTRATER ANDREW	Director	J Other	2015-06-26	2015-06-30	6,144	—	$0	0	SEC↗
INTRATER ANDREW	Director	J Other	2015-06-26	2015-06-30	290	—	$0	6,144	SEC↗
INTRATER ANDREW	Director	M Exercise	2015-06-26	2015-06-30	5,854	—	$0	5,854	SEC↗
Lipari Paul	Director	J Other	2015-06-26	2015-06-30	6,144	—	$0	0	SEC↗
Lipari Paul	Director	M Exercise	2015-06-26	2015-06-30	5,854	—	$0	5,854	SEC↗
Lipari Paul	Director	J Other	2015-06-26	2015-06-30	290	—	$0	6,144	SEC↗
MACHINIST ROBERT	Director	J Other	2015-06-26	2015-06-30	870	—	$0	74,381	SEC↗
MACHINIST ROBERT	Director	M Exercise	2015-06-26	2015-06-30	17,564	—	$0	73,511	SEC↗
Musetti Marco	Director	J Other	2015-06-26	2015-06-30	290	—	$0	6,144	SEC↗
Musetti Marco	Director	M Exercise	2015-06-26	2015-06-30	5,854	—	$0	5,854	SEC↗
Schrupp Daniel	Director	J Other	2015-06-26	2015-06-30	91	—	$0	6,643	SEC↗
Schrupp Daniel	Director	M Exercise	2015-06-26	2015-06-30	3,441	—	$0	6,552	SEC↗
Serota Jeffrey	Director	J Other	2015-06-26	2015-06-30	127	—	$0	4,931	SEC↗
Serota Jeffrey	Director	M Exercise	2015-06-26	2015-06-30	4,804	—	$0	4,804	SEC↗
SMITH STEPHEN FRANKLIN	Director	M Exercise	2015-06-26	2015-06-30	3,441	—	$0	3,441	SEC↗
SMITH STEPHEN FRANKLIN	Director	J Other	2015-06-26	2015-06-30	91	—	$0	3,532	SEC↗
DFR Holdings, LLC	10% Owner	J Other	2015-06-26	2015-06-30	18,432	—	$0	18,809,249	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-06-01	2015-06-03	5,000	$7.80	$39.0K	52,676	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-05-26	2015-05-27	2,532	$7.85	$19.9K	284,861	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-05-22	2015-05-27	463	$7.85	$3.6K	282,329	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-05-20	2015-05-21	5	$7.85	$39	281,866	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-05-19	2015-05-21	11,413	$8.02	$91.5K	281,861	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-05-14	2015-05-18	100	$7.85	$785	270,448	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-05-14	2015-05-18	1,000	$7.89	$7.9K	270,348	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-05-12	2015-05-13	3,728	$7.55	$28.1K	269,348	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-05-11	2015-05-13	4,808	$7.20	$34.6K	260,779	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-05-11	2015-05-13	2,179	$7.35	$16.0K	265,620	SEC↗
Wriedt Oliver	Co-President	P Buy	2015-05-11	2015-05-13	2,662	$7.30	$19.4K	263,441	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise deriv	2015-03-31	2015-04-01	3,000	—	$0	285,000	SEC↗
Wriedt Oliver	Co-President	M Exercise deriv	2015-03-31	2015-04-01	3,000	—	$0	285,000	SEC↗
Vaccaro Stephen J	Co-Pres & CIO	M Exercise	2015-03-31	2015-04-01	3,000	—	$0	81,223	SEC↗
Wriedt Oliver	Co-President	M Exercise	2015-03-31	2015-04-01	3,000	—	$0	255,971	SEC↗