Open-mkt buys · 90d
—
0 trades · 0 insiders
Open-mkt sales · 90d
—
0 trades · 0 insiders
Net · 90d
$0
Insiders on file
24
Daily buy vs sell · 90 days
No data yet.
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| Loren Stefan | Other | 12 | $0 | $0 | 2026-07-08 |
| Gu Andrew | Director | 1 | $0 | $0 | 2026-07-07 |
| Chanan-Khan Asher | Director | 6 | $0 | $0 | 2026-07-07 |
| Kolean Chad J | VP, Chief Financial Officer | 11 | $25.0K | $0 | 2026-07-07 |
| Longcor Jarrod | Sr. VP of Corp Dev & Ops | 26 | $200.5K | $15.3K | 2026-07-07 |
| Swirsky Douglas J | Director | 11 | $26.0K | $0 | 2026-07-07 |
| CARUSO JAMES V | President and CEO | 31 | $269.6K | $49.7K | 2026-07-07 |
| NEIS JOHN | Director | 29 | $2.01M | $263.5K | 2026-07-07 |
| DRISCOLL FREDERICK W | Director | 11 | $20.2K | $0 | 2026-07-07 |
| Shustov Andrei | Senior Vice President, Medical | 3 | $0 | $0 | 2024-06-14 |
| Lea Darrell Shane | Chief Commercial Officer | 4 | $0 | $0 | 2024-06-14 |
| Elefant Dov | Chief Financial Officer | 8 | $15.0K | $0 | 2022-01-25 |
| Friend John E. II | VP, Chief Medical Officer | 4 | $0 | $0 | 2021-03-04 |
| HILL STEPHEN A | Director | 16 | $59.4K | $3.2K | 2020-06-24 |
| Grachev Igor D | Chief Medical Officer | 1 | $0 | $0 | 2020-01-06 |
| POSNER BRIAN M | Chief Financial Officer | 3 | $0 | $0 | 2019-01-17 |
| Hertzberg Richard | Other | 5 | $507.1K | $114.2K | 2016-10-31 |
| Weichert Jamey P | Chief Scientific Officer | 1 | $0 | $0 | 2016-05-12 |
| BERNS PAUL L | Director | 4 | $250.0K | $0 | 2016-04-20 |
| AWM Investment Company, Inc. | 10% Owner | 30 | $0 | $1.11M | 2015-12-31 |
| Genn John Patrick | VP of Business Development | 5 | $500 | $0 | 2015-02-26 |
| Szakacs Cameron | VP of Clinical Development | 1 | $0 | $0 | 2014-11-24 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | 10% Owner | 4 | $232.6K | $0 | 2014-09-08 |
| Pedder Simon | President and CEO | 2 | $50.0K | $0 | 2014-08-20 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| Loren Stefan | Other | A Award deriv | 2026-07-08 | 2026-07-08 | 15,000 | — | $0 | 15,000 | SEC↗ |
| Loren Stefan | Other | A Award deriv | 2026-07-08 | 2026-07-10 | 15,000 | — | $0 | 15,000 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2026-07-07 | 2026-07-08 | 25,000 | — | $0 | 25,000 | SEC↗ |
| Swirsky Douglas J | Director | A Award deriv | 2026-07-07 | 2026-07-08 | 37,500 | — | $0 | 37,500 | SEC↗ |
| Longcor Jarrod | Chief Operating Officer | A Award deriv | 2026-07-07 | 2026-07-08 | 118,000 | — | $0 | 118,000 | SEC↗ |
| Gu Andrew | Director | A Award deriv | 2026-07-07 | 2026-07-08 | 25,000 | — | $0 | 25,000 | SEC↗ |
| CARUSO JAMES V | President & CEO | A Award deriv | 2026-07-07 | 2026-07-08 | 250,000 | — | $0 | 250,000 | SEC↗ |
| Chanan-Khan Asher | Director | A Award deriv | 2026-07-07 | 2026-07-08 | 25,000 | — | $0 | 25,000 | SEC↗ |
| DRISCOLL FREDERICK W | Director | A Award deriv | 2026-07-07 | 2026-07-08 | 25,000 | — | $0 | 25,000 | SEC↗ |
| Kolean Chad J | CFO | A Award deriv | 2026-07-07 | 2026-07-08 | 92,000 | — | $0 | 92,000 | SEC↗ |
| CARUSO JAMES V | Chief Executive Officer | P Buy deriv | 2026-05-07 | 2026-05-11 | 26,040 | $0.01 | $260 | 36,076 | SEC↗ |
| Longcor Jarrod | Chief Operating Officer | P Buy deriv | 2026-05-07 | 2026-05-11 | 26,040 | $0.01 | $260 | 36,149 | SEC↗ |
| CARUSO JAMES V | Chief Executive Officer | P Buy | 2026-05-07 | 2026-05-11 | 8,680 | $2.88 | $25.0K | 20,318 | SEC↗ |
| Longcor Jarrod | Chief Operating Officer | P Buy | 2026-05-07 | 2026-05-11 | 8,680 | $2.88 | $25.0K | 20,451 | SEC↗ |
| NEIS JOHN | Director | S Sale | 2025-12-12 | 2025-12-16 | 198 | $3.70 | $733 | 10 | SEC↗ |
| Kolean Chad J | Chief Financial Officer | P Buy deriv | 2025-07-02 | 2025-07-03 | 5,000 | $0.01 | $50 | 5,000 | SEC↗ |
| Longcor Jarrod | Chief Operating Officer | P Buy deriv | 2025-07-02 | 2025-07-03 | 10,000 | $0.01 | $100 | 10,000 | SEC↗ |
| CARUSO JAMES V | Chief Executive Officer | P Buy deriv | 2025-07-02 | 2025-07-03 | 10,000 | $0.01 | $100 | 10,000 | SEC↗ |
| Kolean Chad J | Chief Financial Officer | P Buy | 2025-07-02 | 2025-07-03 | 5,000 | $4.99 | $24.9K | 6,418 | SEC↗ |
| Longcor Jarrod | Chief Operating Officer | P Buy | 2025-07-02 | 2025-07-03 | 10,000 | $4.99 | $49.9K | 12,768 | SEC↗ |
| CARUSO JAMES V | Chief Executive Officer | P Buy | 2025-07-02 | 2025-07-03 | 10,000 | $4.99 | $49.9K | 11,638 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award deriv | 2025-02-14 | 2025-02-18 | 900,000 | — | $0 | 900,000 | SEC↗ |
| Chanan-Khan Asher | Director | A Award deriv | 2025-02-14 | 2025-02-18 | 60,000 | — | $0 | 60,000 | SEC↗ |
| DRISCOLL FREDERICK W | Director | A Award deriv | 2025-02-14 | 2025-02-18 | 60,000 | — | $0 | 60,000 | SEC↗ |
| Kolean Chad J | Chief Financial Officer | A Award deriv | 2025-02-14 | 2025-02-18 | 290,000 | — | $0 | 290,000 | SEC↗ |
| Longcor Jarrod | Chief Operating Officer | A Award deriv | 2025-02-14 | 2025-02-18 | 500,000 | — | $0 | 500,000 | SEC↗ |
| Loren Stefan | Director | A Award deriv | 2025-02-14 | 2025-02-18 | 60,000 | — | $0 | 60,000 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2025-02-14 | 2025-02-18 | 60,000 | — | $0 | 60,000 | SEC↗ |
| Swirsky Douglas J | Director | A Award deriv | 2025-02-14 | 2025-02-18 | 90,000 | — | $0 | 90,000 | SEC↗ |
| Longcor Jarrod | Chief Operating Officer | P Buy | 2025-01-10 | 2025-03-12 | 30,000 | $0.28 | $8.4K | 83,141 | SEC↗ |
| Chanan-Khan Asher | Director | A Award deriv | 2024-06-14 | 2024-06-18 | 60,000 | — | $0 | 60,000 | SEC↗ |
| DRISCOLL FREDERICK W | Director | A Award deriv | 2024-06-14 | 2024-06-18 | 60,000 | — | $0 | 60,000 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2024-06-14 | 2024-06-18 | 60,000 | — | $0 | 60,000 | SEC↗ |
| Swirsky Douglas J | Director | A Award deriv | 2024-06-14 | 2024-06-18 | 90,000 | — | $0 | 90,000 | SEC↗ |
| Loren Stefan | Director | A Award deriv | 2024-06-14 | 2024-06-18 | 60,000 | — | $0 | 60,000 | SEC↗ |
| Lea Darrell Shane | Chief Commercial Officer | A Award deriv | 2024-06-14 | 2024-06-18 | 260,000 | — | $0 | 260,000 | SEC↗ |
| Shustov Andrei | Senior Vice President, Medic | A Award deriv | 2024-06-14 | 2024-06-18 | 260,000 | — | $0 | 260,000 | SEC↗ |
| Kolean Chad J | Chief Financial Officer | A Award deriv | 2024-06-14 | 2024-06-18 | 290,000 | — | $0 | 290,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award deriv | 2024-06-14 | 2024-06-18 | 900,000 | — | $0 | 900,000 | SEC↗ |
| Longcor Jarrod | Chief Operating Officer | A Award deriv | 2024-06-14 | 2024-06-18 | 500,000 | — | $0 | 500,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award | 2023-12-08 | 2023-12-12 | 40,596 | — | $0 | 49,236 | SEC↗ |
| Longcor Jarrod | Chief Operating Officer | A Award | 2023-12-08 | 2023-12-12 | 42,927 | — | $0 | 53,141 | SEC↗ |
| Shustov Andrei | Senior Vice President, Medic | A Award | 2023-12-08 | 2023-12-12 | 47,856 | — | $0 | 55,038 | SEC↗ |
| Kolean Chad J | Chief Financial Officer | A Award | 2023-12-08 | 2023-12-12 | 42,554 | — | $0 | 42,578 | SEC↗ |
| Lea Darrell Shane | Chief Commercial Officer | A Award | 2023-12-08 | 2023-12-12 | 39,599 | — | $0 | 39,599 | SEC↗ |
| Chanan-Khan Asher | Director | A Award deriv | 2023-06-28 | 2023-06-28 | 25,000 | — | $0 | 40,600 | SEC↗ |
| DRISCOLL FREDERICK W | Director | A Award deriv | 2023-06-28 | 2023-06-28 | 25,000 | — | $0 | 47,650 | SEC↗ |
| Loren Stefan | Director | A Award deriv | 2023-06-28 | 2023-06-28 | 25,000 | — | $0 | 47,885 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2023-06-28 | 2023-06-28 | 25,000 | — | $0 | 47,887 | SEC↗ |
| Swirsky Douglas J | Director | A Award deriv | 2023-06-28 | 2023-06-28 | 37,500 | — | $0 | 71,925 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award deriv | 2023-06-23 | 2023-12-12 | 261,000 | — | $0 | 261,000 | SEC↗ |
| Longcor Jarrod | Chief Operating Officer | A Award deriv | 2023-06-23 | 2023-12-12 | 144,000 | — | $0 | 144,000 | SEC↗ |
| Kolean Chad J | Chief Financial Officer | A Award deriv | 2023-06-23 | 2023-12-12 | 104,000 | — | $0 | 104,000 | SEC↗ |
| Lea Darrell Shane | Chief Commercial Officer | A Award deriv | 2023-06-23 | 2023-12-12 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Shustov Andrei | Senior Vice President, Medic | A Award deriv | 2023-02-15 | 2023-03-16 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Kolean Chad J | Chief Financial Officer | A Award deriv | 2023-01-17 | 2023-01-18 | 104,000 | — | $0 | 104,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award deriv | 2023-01-17 | 2023-01-18 | 261,000 | — | $0 | 261,000 | SEC↗ |
| Longcor Jarrod | Chief Operating Officer | A Award deriv | 2023-01-17 | 2023-01-18 | 144,000 | — | $0 | 144,000 | SEC↗ |
| Lea Darrell Shane | Chief Commercial Officer | A Award deriv | 2022-11-21 | 2022-12-15 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Chanan-Khan Asher | Director | A Award deriv | 2022-06-24 | 2022-08-01 | 7,800 | — | $0 | 7,800 | SEC↗ |
| DRISCOLL FREDERICK W | Director | A Award deriv | 2022-06-24 | 2022-08-01 | 7,800 | — | $0 | 7,800 | SEC↗ |
| Loren Stefan | Director | A Award deriv | 2022-06-24 | 2022-08-01 | 7,800 | — | $0 | 7,800 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2022-06-24 | 2022-08-01 | 7,800 | — | $0 | 7,800 | SEC↗ |
| Swirsky Douglas J | Director | A Award deriv | 2022-06-24 | 2022-08-01 | 11,700 | — | $0 | 11,700 | SEC↗ |
| Kolean Chad J | Chief Financial Officer | A Award deriv | 2022-02-22 | 2022-02-24 | 150,000 | — | $0 | 150,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award deriv | 2022-01-25 | 2022-01-27 | 1,419,000 | — | $0 | 1,419,000 | SEC↗ |
| Elefant Dov | Chief Financial Officer | A Award deriv | 2022-01-25 | 2022-01-27 | 422,000 | — | $0 | 422,000 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | A Award deriv | 2022-01-25 | 2022-01-27 | 475,000 | — | $0 | 475,000 | SEC↗ |
| Swirsky Douglas J | Director | P Buy | 2021-09-14 | 2021-09-14 | 25,000 | $1.04 | $26.0K | 25,000 | SEC↗ |
| DRISCOLL FREDERICK W | Director | P Buy | 2021-09-03 | 2021-09-07 | 19,417 | $1.04 | $20.2K | 19,417 | SEC↗ |
| Chanan-Khan Asher | Director | A Award deriv | 2021-06-30 | 2021-07-02 | 78,000 | — | $0 | 78,000 | SEC↗ |
| DRISCOLL FREDERICK W | Director | A Award deriv | 2021-06-30 | 2021-07-02 | 78,000 | — | $0 | 78,000 | SEC↗ |
| Loren Stefan | Director | A Award deriv | 2021-06-30 | 2021-07-02 | 78,000 | — | $0 | 78,000 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2021-06-30 | 2021-07-02 | 78,000 | — | $0 | 78,000 | SEC↗ |
| Swirsky Douglas J | Director | A Award deriv | 2021-06-30 | 2021-07-02 | 117,000 | — | $0 | 117,000 | SEC↗ |
| NEIS JOHN | Director | S Sale deriv | 2021-03-18 | 2021-03-19 | 23,232 | $0.25 | $5.8K | 0 | SEC↗ |
| NEIS JOHN | Director | S Sale deriv | 2021-03-17 | 2021-03-19 | 58,640 | $0.28 | $16.4K | 23,232 | SEC↗ |
| NEIS JOHN | Director | S Sale deriv | 2021-03-16 | 2021-03-16 | 100,515 | $0.31 | $31.2K | 81,872 | SEC↗ |
| NEIS JOHN | Director | S Sale deriv | 2021-03-15 | 2021-03-16 | 11,200 | $0.27 | $3.0K | 182,387 | SEC↗ |
| NEIS JOHN | Director | S Sale deriv | 2021-03-12 | 2021-03-16 | 41,155 | $0.27 | $11.1K | 193,587 | SEC↗ |
| CARUSO JAMES V | President and CEO | S Sale deriv | 2021-03-04 | 2021-03-05 | 46,948 | $0.19 | $8.9K | 0 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award deriv | 2021-03-04 | 2021-03-05 | 1,600,000 | — | $0 | 1,600,000 | SEC↗ |
| Friend John E. II | Chief Medical Officer | A Award deriv | 2021-03-04 | 2021-03-05 | 330,000 | — | $0 | 330,000 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | A Award deriv | 2021-03-04 | 2021-03-05 | 450,000 | — | $0 | 450,000 | SEC↗ |
| Elefant Dov | Chief Financial Officer | A Award deriv | 2021-03-04 | 2021-03-05 | 430,000 | — | $0 | 430,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | P Buy | 2021-03-04 | 2021-03-05 | 5,100 | $1.70 | $8.7K | 86,401 | SEC↗ |
| Elefant Dov | Chief Financial Officer | P Buy | 2020-12-28 | 2020-12-28 | 7,407 | $1.35 | $10.0K | 11,755 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | P Buy | 2020-12-28 | 2020-12-28 | 29,630 | $1.35 | $40.0K | 102,148 | SEC↗ |
| CARUSO JAMES V | President and CEO | P Buy | 2020-12-28 | 2020-12-28 | 37,037 | $1.35 | $50.0K | 81,301 | SEC↗ |
| Friend John E. II | VP, Chief Medical Officer | A Award deriv | 2020-07-01 | 2020-07-06 | 100,000 | — | $0 | 100,000 | SEC↗ |
| DRISCOLL FREDERICK W | Director | A Award deriv | 2020-06-24 | 2020-06-25 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Swirsky Douglas J | Director | A Award deriv | 2020-06-24 | 2020-06-25 | 80,000 | — | $0 | 80,000 | SEC↗ |
| HILL STEPHEN A | Director | A Award deriv | 2020-06-24 | 2020-06-25 | 50,000 | — | $0 | 50,000 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2020-06-24 | 2020-06-25 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Loren Stefan | Director | A Award deriv | 2020-06-24 | 2020-06-25 | 50,000 | — | $0 | 50,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | P Buy deriv | 2020-06-05 | 2020-06-08 | 10,870 | $0.01 | $109 | 10,870 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | P Buy deriv | 2020-06-05 | 2020-06-08 | 32,609 | $0.01 | $326 | 32,609 | SEC↗ |
| Elefant Dov | Chief Financial Officer | P Buy deriv | 2020-06-05 | 2020-06-08 | 2,174 | $0.01 | $22 | 2,174 | SEC↗ |
| CARUSO JAMES V | President and CEO | P Buy | 2020-06-05 | 2020-06-08 | 21,740 | $1.15 | $25.0K | 44,264 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | P Buy | 2020-06-05 | 2020-06-08 | 65,218 | $1.15 | $75.0K | 72,518 | SEC↗ |
| Elefant Dov | Chief Financial Officer | P Buy | 2020-06-05 | 2020-06-08 | 4,348 | $1.15 | $5.0K | 4,348 | SEC↗ |
| HILL STEPHEN A | Director | P Buy | 2020-06-04 | 2020-06-08 | 18,000 | $1.08 | $19.4K | 18,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award deriv | 2020-02-03 | 2020-03-05 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | A Award deriv | 2020-02-03 | 2020-03-05 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Elefant Dov | Chief Financial Officer | A Award deriv | 2020-02-03 | 2020-03-05 | 10,000 | — | $0 | 10,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award | 2020-02-03 | 2020-02-04 | 100,000 | $2.71 | $271.0K | 100,000 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | A Award | 2020-02-03 | 2020-02-04 | 40,000 | $2.71 | $108.4K | 40,000 | SEC↗ |
| Elefant Dov | Chief Financial Officer | A Award | 2020-02-03 | 2020-02-04 | 10,000 | $2.71 | $27.1K | 10,000 | SEC↗ |
| Grachev Igor D | Chief Medical Officer | A Award deriv | 2020-01-06 | 2020-01-08 | 80,000 | — | $0 | 80,000 | SEC↗ |
| Elefant Dov | Chief Financial Officer | A Award deriv | 2019-09-10 | 2019-09-11 | 90,000 | — | $0 | 90,000 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2019-06-13 | 2019-06-14 | 6,500 | — | $0 | 6,500 | SEC↗ |
| DRISCOLL FREDERICK W | Director | A Award deriv | 2019-06-13 | 2019-06-14 | 6,500 | — | $0 | 6,500 | SEC↗ |
| Swirsky Douglas J | Director | A Award deriv | 2019-06-13 | 2019-06-14 | 9,750 | — | $0 | 9,750 | SEC↗ |
| Loren Stefan | Director | A Award deriv | 2019-06-13 | 2019-06-14 | 6,500 | — | $0 | 6,500 | SEC↗ |
| HILL STEPHEN A | Director | A Award deriv | 2019-06-13 | 2019-06-14 | 6,500 | — | $0 | 6,500 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | P Buy | 2019-02-28 | 2019-03-01 | 100 | $2.00 | $200 | 7,300 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award deriv | 2019-01-17 | 2019-01-18 | 75,000 | — | $0 | 75,000 | SEC↗ |
| POSNER BRIAN M | Chief Financial Officer | A Award deriv | 2019-01-17 | 2019-01-18 | 30,000 | — | $0 | 30,000 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | A Award deriv | 2019-01-17 | 2019-01-18 | 30,000 | — | $0 | 30,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | P Buy | 2018-11-30 | 2018-11-30 | 1,000 | $2.28 | $2.3K | 22,354 | SEC↗ |
| HILL STEPHEN A | Director | S Sale deriv | 2018-11-29 | 2018-11-30 | 530 | $0.05 | $27 | 0 | SEC↗ |
| HILL STEPHEN A | Director | S Sale deriv | 2018-11-29 | 2018-11-30 | 9,390 | $0.10 | $939 | 0 | SEC↗ |
| HILL STEPHEN A | Director | S Sale | 2018-11-29 | 2018-11-30 | 939 | $2.21 | $2.1K | 53 | SEC↗ |
| HILL STEPHEN A | Director | S Sale | 2018-11-29 | 2018-11-30 | 53 | $2.21 | $117 | 0 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award deriv | 2018-10-12 | 2018-10-15 | 150,000 | — | $0 | 150,000 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | A Award deriv | 2018-10-12 | 2018-10-15 | 63,000 | — | $0 | 63,000 | SEC↗ |
| Friend John E. II | Chief Medical Officer | A Award deriv | 2018-10-12 | 2018-10-15 | 63,000 | — | $0 | 63,000 | SEC↗ |
| POSNER BRIAN M | Chief Financial Officer | A Award deriv | 2018-10-12 | 2018-10-15 | 54,000 | — | $0 | 54,000 | SEC↗ |
| Swirsky Douglas J | Director | A Award deriv | 2018-10-12 | 2018-10-15 | 19,500 | — | $0 | 19,500 | SEC↗ |
| DRISCOLL FREDERICK W | Director | A Award deriv | 2018-10-12 | 2018-10-15 | 13,000 | — | $0 | 13,000 | SEC↗ |
| HILL STEPHEN A | Director | A Award deriv | 2018-10-12 | 2018-10-15 | 13,000 | — | $0 | 13,000 | SEC↗ |
| Loren Stefan | Director | A Award deriv | 2018-10-12 | 2018-10-15 | 13,000 | — | $0 | 13,000 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2018-10-12 | 2018-10-15 | 13,000 | — | $0 | 13,000 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | P Buy | 2018-08-16 | 2018-08-17 | 500 | $2.71 | $1.4K | 7,200 | SEC↗ |
| POSNER BRIAN M | Chief Financial Officer | A Award deriv | 2018-04-06 | 2018-04-06 | 80,000 | — | $0 | 80,000 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | S Sale | 2018-03-13 | 2018-03-14 | 13,000 | $1.18 | $15.3K | 67,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | S Sale | 2018-03-12 | 2018-03-14 | 34,000 | $1.20 | $40.8K | 213,548 | SEC↗ |
| NEIS JOHN | Director | S Sale | 2017-11-14 | 2017-11-16 | 5,214 | $1.49 | $7.8K | 626,103 | SEC↗ |
| Longcor Jarrod | Chief Business Officer | A Award deriv | 2017-09-18 | 2017-09-25 | 25,000 | — | $0 | 25,000 | SEC↗ |
| Swirsky Douglas J | Director | A Award deriv | 2017-05-31 | 2017-06-01 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Loren Stefan | Director | A Award deriv | 2017-05-31 | 2017-06-01 | 10,000 | — | $0 | 10,000 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2017-05-31 | 2017-06-01 | 10,000 | — | $0 | 10,000 | SEC↗ |
| DRISCOLL FREDERICK W | Director | A Award deriv | 2017-05-31 | 2017-06-01 | 10,000 | — | $0 | 10,000 | SEC↗ |
| HILL STEPHEN A | Director | A Award deriv | 2017-05-31 | 2017-06-01 | 10,000 | — | $0 | 10,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award | 2017-04-18 | 2017-04-20 | 200,000 | — | $0 | 247,548 | SEC↗ |
| Longcor Jarrod | Sr. VP of Corp Dev & Ops | A Award | 2017-04-18 | 2017-04-20 | 80,000 | — | $0 | 80,000 | SEC↗ |
| Kolean Chad J | VP, Chief Financial Officer | A Award | 2017-04-18 | 2017-04-20 | 80,000 | — | $0 | 80,000 | SEC↗ |
| Friend John E. II | VP, Chief Medical Officer | A Award | 2017-04-17 | 2017-04-18 | 100,000 | — | $0 | 100,000 | SEC↗ |
| NEIS JOHN | Director | P Buy deriv | 2016-11-29 | 2016-11-30 | 333,333 | $0.01 | $3.3K | 607,946 | SEC↗ |
| NEIS JOHN | Director | P Buy | 2016-11-29 | 2016-11-30 | 333,333 | $1.49 | $496.7K | 631,317 | SEC↗ |
| Hertzberg Richard | Other | S Sale | 2016-10-31 | 2016-11-01 | 21,000 | $2.03 | $42.6K | 280,000 | SEC↗ |
| Hertzberg Richard | Other | S Sale deriv | 2016-08-09 | 2016-11-01 | 40,916 | $1.75 | $71.6K | 0 | SEC↗ |
| Longcor Jarrod | Sr. VP of Corp Dev & Ops | A Award deriv | 2016-07-15 | 2016-08-12 | 75,000 | — | $0 | 75,000 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2016-07-05 | 2016-07-06 | 22,500 | $0.01 | $225 | 24,750 | SEC↗ |
| HILL STEPHEN A | Director | A Award deriv | 2016-07-05 | 2016-07-06 | 22,500 | $0.01 | $225 | 25,434 | SEC↗ |
| Loren Stefan | Director | A Award deriv | 2016-07-05 | 2016-07-07 | 22,500 | $0.01 | $225 | 23,500 | SEC↗ |
| Kolean Chad J | VP, CFO and Treasurer | A Award deriv | 2016-05-12 | 2016-05-23 | 50,000 | $0.01 | $500 | 52,000 | SEC↗ |
| Weichert Jamey P | Chief Scientific Officer | A Award deriv | 2016-05-12 | 2016-05-23 | 40,000 | $0.01 | $400 | 42,895 | SEC↗ |
| CARUSO JAMES V | President and CEO | A Award deriv | 2016-05-12 | 2016-05-23 | 200,000 | $0.01 | $2.0K | 237,500 | SEC↗ |
| Hertzberg Richard | Other | P Buy | 2016-04-21 | 2016-06-14 | 3,758 | $1.90 | $7.1K | 301,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | P Buy deriv | 2016-04-20 | 2016-04-21 | 46,948 | $0.01 | $469 | 46,948 | SEC↗ |
| BERNS PAUL L | Director | P Buy deriv | 2016-04-20 | 2016-04-21 | 117,371 | $0.01 | $1.2K | 117,371 | SEC↗ |
| NEIS JOHN | Director | P Buy deriv | 2016-04-20 | 2016-04-21 | 234,742 | $0.01 | $2.3K | 274,613 | SEC↗ |
| HILL STEPHEN A | Director | P Buy deriv | 2016-04-20 | 2016-04-21 | 9,390 | $0.01 | $94 | 9,920 | SEC↗ |
| CARUSO JAMES V | President and CEO | P Buy | 2016-04-20 | 2016-04-21 | 46,948 | $2.12 | $99.5K | 47,548 | SEC↗ |
| BERNS PAUL L | Director | P Buy | 2016-04-20 | 2016-04-21 | 117,371 | $2.12 | $248.8K | 117,371 | SEC↗ |
| NEIS JOHN | Director | P Buy | 2016-04-20 | 2016-04-21 | 234,742 | $2.12 | $497.7K | 297,984 | SEC↗ |
| HILL STEPHEN A | Director | P Buy | 2016-04-20 | 2016-04-21 | 9,390 | $2.12 | $19.9K | 9,920 | SEC↗ |
| Hertzberg Richard | Other | P Buy deriv | 2016-04-15 | 2016-06-14 | 234,742 | $0.01 | $2.3K | 41,915 | SEC↗ |
| Hertzberg Richard | Other | P Buy | 2016-04-15 | 2016-06-14 | 234,742 | $2.12 | $497.7K | 297,242 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-31 | 2016-01-04 | 35,253 | $0.70 | $24.7K | 0 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-30 | 2016-01-04 | 64,747 | $0.69 | $44.7K | 35,253 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-29 | 2015-12-30 | 82,847 | $0.69 | $57.2K | 100,000 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-28 | 2015-12-29 | 150,975 | $0.69 | $104.2K | 182,847 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-24 | 2015-12-29 | 216,991 | $0.76 | $164.9K | 333,822 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-22 | 2015-12-23 | 7,938 | $0.90 | $7.1K | 550,813 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-21 | 2015-12-22 | 20,621 | $0.92 | $19.0K | 558,751 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-18 | 2015-12-22 | 7,000 | $0.90 | $6.3K | 579,372 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-17 | 2015-12-18 | 18,240 | $0.88 | $16.1K | 586,372 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-16 | 2015-12-18 | 52,985 | $0.86 | $45.6K | 604,612 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-15 | 2015-12-16 | 44,965 | $0.82 | $36.9K | 657,597 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-04 | 2015-12-08 | 1,000 | $1.14 | $1.1K | 752,512 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-04 | 2015-12-08 | 49,950 | $1.06 | $52.9K | 702,562 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-12-01 | 2015-12-03 | 42,110 | $1.04 | $43.8K | 753,512 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-11-25 | 2015-12-01 | 4,378 | $1.20 | $5.3K | 795,622 | SEC↗ |
| CARUSO JAMES V | President and CEO | P Buy | 2015-11-24 | 2015-11-25 | 1,000 | $1.30 | $1.3K | 6,000 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-11-24 | 2015-11-25 | 67,102 | $1.27 | $85.2K | 800,000 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-11-23 | 2015-11-25 | 106,700 | $1.21 | $129.1K | 867,102 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-11-20 | 2015-11-23 | 88,745 | $1.15 | $102.1K | 973,802 | SEC↗ |
| CARUSO JAMES V | President and CEO | P Buy | 2015-11-20 | 2015-11-24 | 1,000 | $1.16 | $1.2K | 5,000 | SEC↗ |
| CARUSO JAMES V | President and CEO | P Buy | 2015-11-19 | 2015-11-19 | 2,000 | $1.50 | $3.0K | 4,000 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-11-19 | 2015-11-23 | 8,061 | $1.38 | $11.1K | 10,625,547 | SEC↗ |
| CARUSO JAMES V | President and CEO | P Buy | 2015-11-18 | 2015-11-19 | 2,000 | $1.39 | $2.8K | 2,000 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-10-28 | 2015-10-29 | 99 | $2.00 | $198 | 1,070,608 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-10-23 | 2015-10-26 | 2,000 | $2.00 | $4.0K | 1,070,707 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-10-22 | 2015-10-26 | 6,866 | $2.00 | $13.7K | 1,072,707 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-10-06 | 2015-10-08 | 2,554 | $2.00 | $5.1K | 1,079,573 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-10-05 | 2015-10-06 | 2,800 | $2.11 | $5.9K | 1,082,127 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-10-02 | 2015-10-06 | 4,700 | $2.00 | $9.4K | 1,084,927 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-10-01 | 2015-10-02 | 21,600 | $2.06 | $44.5K | 1,089,627 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-09-30 | 2015-10-02 | 6,340 | $2.00 | $12.7K | 1,111,227 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-09-29 | 2015-09-30 | 1,701 | $2.15 | $3.7K | 1,117,567 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-09-28 | 2015-09-30 | 10,000 | $2.65 | $26.5K | 1,119,268 | SEC↗ |
| AWM Investment Company, Inc. | 10% Owner | S Sale | 2015-09-28 | 2015-09-30 | 13,100 | $2.17 | $28.4K | 1,129,268 | SEC↗ |
| BERNS PAUL L | Director | A Award deriv | 2015-06-09 | 2015-06-10 | 5,000 | — | $0 | 5,000 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2015-06-09 | 2015-06-10 | 5,000 | — | $0 | 5,000 | SEC↗ |
| HILL STEPHEN A | Director | A Award deriv | 2015-06-09 | 2015-06-10 | 5,000 | — | $0 | 5,000 | SEC↗ |
| BERNS PAUL L | Director | A Award deriv | 2015-02-26 | 2015-03-04 | 5,000 | — | $0 | 5,000 | SEC↗ |
| Genn John Patrick | VP of Business Development | A Award deriv | 2015-02-26 | 2015-03-04 | 10,000 | — | $0 | 10,000 | SEC↗ |
| NEIS JOHN | Director | A Award deriv | 2015-02-26 | 2015-03-04 | 5,000 | — | $0 | 5,000 | SEC↗ |
| HILL STEPHEN A | Director | A Award deriv | 2015-02-26 | 2015-03-04 | 5,500 | — | $0 | 5,500 | SEC↗ |
| Szakacs Cameron | VP of Clinical Development | A Award deriv | 2014-11-24 | 2014-12-18 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Genn John Patrick | VP of Business Development | P Buy deriv | 2014-09-08 | 2014-09-09 | 10,000 | $0.01 | $100 | 77,083 | SEC↗ |
| MARXE AUSTIN W & GREENHOUSE DA | 10% Owner | P Buy | 2014-09-08 | 2014-09-10 | 182 | $3.00 | $546 | 1,142,368 | SEC↗ |
| Genn John Patrick | VP of Business Development | P Buy deriv | 2014-08-29 | 2014-09-09 | 15,000 | $0.01 | $150 | 67,083 | SEC↗ |
| Genn John Patrick | VP of Business Development | P Buy deriv | 2014-08-28 | 2014-09-09 | 22,000 | $0.01 | $220 | 52,083 | SEC↗ |
| Genn John Patrick | VP of Business Development | P Buy deriv | 2014-08-27 | 2014-09-09 | 3,000 | $0.01 | $30 | 30,083 | SEC↗ |
| MARXE AUSTIN W & GREENHOUSE DA | 10% Owner | P Buy | 2014-08-22 | 2014-09-08 | 5,699 | $3.00 | $17.1K | 1,142,186 | SEC↗ |
| HILL STEPHEN A | Director | P Buy deriv | 2014-08-20 | 2014-08-22 | 5,300 | $0.01 | $53 | 21,351 | SEC↗ |
| Pedder Simon | President and CEO | P Buy deriv | 2014-08-20 | 2014-08-22 | 13,300 | $0.01 | $133 | 277,578 | SEC↗ |
| NEIS JOHN | Director | P Buy deriv | 2014-08-20 | 2014-08-22 | 130,000 | $0.01 | $1.3K | 130,000 | SEC↗ |
| NEIS JOHN | Director | S Sale deriv | 2014-08-20 | 2014-08-22 | 50,000 | $3.75 | $187.5K | 0 | SEC↗ |
| NEIS JOHN | Director | P Buy deriv | 2014-08-20 | 2014-08-22 | 138,711 | $0.01 | $1.4K | 268,711 | SEC↗ |
| HILL STEPHEN A | Director | P Buy | 2014-08-20 | 2014-08-22 | 5,300 | $3.75 | $19.9K | 5,300 | SEC↗ |
| Pedder Simon | President and CEO | P Buy | 2014-08-20 | 2014-08-22 | 13,300 | $3.75 | $49.9K | 13,300 | SEC↗ |
| NEIS JOHN | Director | P Buy | 2014-08-20 | 2014-08-22 | 130,000 | $3.75 | $487.5K | 493,715 | SEC↗ |
| NEIS JOHN | Director | P Buy | 2014-08-20 | 2014-08-22 | 138,711 | $3.75 | $520.2K | 632,426 | SEC↗ |
| MARXE AUSTIN W & GREENHOUSE DA | 10% Owner | P Buy | 2014-08-19 | 2014-09-08 | 65,687 | $3.05 | $200.3K | 1,136,487 | SEC↗ |
| MARXE AUSTIN W & GREENHOUSE DA | 10% Owner | P Buy | 2014-08-18 | 2014-09-08 | 4,800 | $3.05 | $14.6K | 1,070,800 | SEC↗ |