Open-mkt buys · 90d
—
0 trades · 0 insiders
Open-mkt sales · 90d
—
0 trades · 0 insiders
Net · 90d
$0
Insiders on file
23
Daily buy vs sell · 90 days
No data yet.
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| Stanton Michael James | Chief Financial Officer/EVP | 4 | $0 | $0 | 2016-04-14 |
| Foote Abigail Kate | Director | 4 | $0 | $0 | 2016-04-14 |
| Stafford Brian K | President/CEO | 2 | $0 | $0 | 2016-04-14 |
| Sanchez Alexander | Interim CFO | 7 | $0 | $0 | 2016-04-14 |
| Tartaro Thomas N. | Exec VP, GC and Corp. Sec. | 10 | $0 | $0 | 2016-04-14 |
| Flickman Michael | EVP & Chief Technology Officer | 8 | $0 | $0 | 2016-04-14 |
| West Broadway Advisors, L.L.C. | 10% Owner | 4 | $0 | $200.0K | 2016-04-14 |
| Carroll Kenneth | 10% Owner | 6 | $0 | $230.0K | 2016-04-14 |
| Hilk Jeffrey | Sr. VP/Dir. of Client Serv. | 8 | $21.1K | $0 | 2016-04-14 |
| Russell Mark | Director | 17 | $17.8K | $144.1K | 2016-04-14 |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | 41 | $30.0K | $681.8K | 2016-04-14 |
| Kobler Hans | Director | 9 | $0 | $96.2K | 2016-04-14 |
| Petersen Greg | Executive Vice Chairman | 10 | $100.0K | $0 | 2016-04-14 |
| JONES A LAURENCE | Director | 12 | $100.0K | $0 | 2016-04-14 |
| SPRING STREET PARTNERS LP | Director, 10% Owner | 4 | $0 | $0 | 2016-02-12 |
| Carroll Capital Holdings LLC | 10% Owner | 38 | $0 | $7.76M | 2015-12-23 |
| Weldon Mark Rhys | Director | 5 | $0 | $0 | 2015-01-12 |
| Blandino Carl Douglas | Other | 4 | $0 | $0 | 2014-05-20 |
| Carrabino Joseph D. Jr. | Director | 3 | $0 | $0 | 2014-04-09 |
| Liptak David | Director, 10% Owner | 4 | $0 | $200.0K | 2014-04-09 |
| Meisner Don | Treasurer (CFO, USA) | 7 | $0 | $256.8K | 2013-05-14 |
| Ruse Steven P. | EVP, CFO | 10 | $0 | $684.8K | 2013-05-13 |
| Norton Robert E. | EVP/General Counsel/Secretary | 4 | $0 | $0 | 2012-01-17 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| West Broadway Advisors, L.L.C. | 10% Owner | J Other deriv | 2016-04-14 | 2016-04-15 | 20,000,000 | $4.90 | $98.00M | 0 | SEC↗ |
| Petersen Greg | Director | D To issuer deriv | 2016-04-14 | 2016-04-18 | 250,000 | $1.11 | $277.5K | 0 | SEC↗ |
| Sanchez Alexander | Chief Accounting Officer | D To issuer deriv | 2016-04-14 | 2016-04-18 | 40,000 | $1.06 | $42.4K | 0 | SEC↗ |
| Sanchez Alexander | Chief Accounting Officer | D To issuer deriv | 2016-04-14 | 2016-04-18 | 10,000 | $0.98 | $9.8K | 0 | SEC↗ |
| Tartaro Thomas N. | Exec VP, GC and Corp. Sec. | D To issuer deriv | 2016-04-14 | 2016-04-18 | 146,667 | $1.06 | $155.5K | 0 | SEC↗ |
| Hilk Jeffrey | Chief Customer Officer | D To issuer deriv | 2016-04-14 | 2016-04-18 | 106,667 | $1.06 | $113.1K | 0 | SEC↗ |
| Hilk Jeffrey | Chief Customer Officer | D To issuer deriv | 2016-04-14 | 2016-04-18 | 200,000 | — | $0 | 0 | SEC↗ |
| Flickman Michael | EVP & Chief Technology Offic | D To issuer deriv | 2016-04-14 | 2016-04-18 | 200,000 | — | $0 | 0 | SEC↗ |
| Flickman Michael | EVP & Chief Technology Offic | D To issuer deriv | 2016-04-14 | 2016-04-18 | 136,667 | $1.06 | $144.9K | 0 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | D To issuer deriv | 2016-04-14 | 2016-04-18 | 800,000 | $2.11 | $1.69M | 0 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | D To issuer deriv | 2016-04-14 | 2016-04-18 | 49 | — | $0 | 0 | SEC↗ |
| Stanton Michael James | Chief Financial Officer/EVP | D To issuer deriv | 2016-04-14 | 2016-04-18 | 240,000 | $1.80 | $432.0K | 0 | SEC↗ |
| West Broadway Advisors, L.L.C. | 10% Owner | J Other | 2016-04-14 | 2016-04-15 | 5,896,973 | $4.90 | $28.90M | 0 | SEC↗ |
| Carroll Kenneth | 10% Owner | J Other | 2016-04-14 | 2016-04-18 | 10,000,000 | — | $0 | 0 | SEC↗ |
| Carroll Kenneth | 10% Owner | J Other | 2016-04-14 | 2016-04-18 | 3,389,763 | — | $0 | 0 | SEC↗ |
| Carroll Kenneth | 10% Owner | J Other | 2016-04-14 | 2016-04-18 | 600,000 | — | $0 | 0 | SEC↗ |
| Carroll Kenneth | 10% Owner | J Other | 2016-04-14 | 2016-04-18 | 1,000,000 | — | $0 | 0 | SEC↗ |
| Petersen Greg | Director | D To issuer | 2016-04-14 | 2016-04-18 | 186,828 | $4.90 | $915.5K | 0 | SEC↗ |
| JONES A LAURENCE | Director | D To issuer | 2016-04-14 | 2016-04-18 | 39,477 | $4.90 | $193.4K | 0 | SEC↗ |
| JONES A LAURENCE | Director | D To issuer | 2016-04-14 | 2016-04-18 | 32,123 | $4.90 | $157.4K | 0 | SEC↗ |
| Foote Abigail Kate | Director | D To issuer | 2016-04-14 | 2016-04-18 | 18,717 | $4.90 | $91.7K | 0 | SEC↗ |
| Kobler Hans | Director | D To issuer | 2016-04-14 | 2016-04-18 | 139,381 | $4.90 | $683.0K | 0 | SEC↗ |
| Russell Mark | Director | D To issuer | 2016-04-14 | 2016-04-18 | 111,628 | $4.90 | $547.0K | 0 | SEC↗ |
| Sanchez Alexander | Chief Accounting Officer | D To issuer | 2016-04-14 | 2016-04-18 | 68,332 | $4.90 | $334.8K | 0 | SEC↗ |
| Tartaro Thomas N. | Exec VP, GC and Corp. Sec. | D To issuer | 2016-04-14 | 2016-04-18 | 172,381 | $4.90 | $844.7K | 0 | SEC↗ |
| Hilk Jeffrey | Chief Customer Officer | M Exercise | 2016-04-14 | 2016-04-18 | 200,000 | $2.45 | $490.0K | 263,333 | SEC↗ |
| Hilk Jeffrey | Chief Customer Officer | D To issuer | 2016-04-14 | 2016-04-18 | 383,333 | $4.90 | $1.88M | 0 | SEC↗ |
| Flickman Michael | EVP & Chief Technology Offic | D To issuer | 2016-04-14 | 2016-04-18 | 382,018 | $4.90 | $1.87M | 0 | SEC↗ |
| Flickman Michael | EVP & Chief Technology Offic | M Exercise | 2016-04-14 | 2016-04-18 | 200,000 | $3.84 | $768.0K | 262,018 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | D To issuer | 2016-04-14 | 2016-04-18 | 5,074,335 | $4.90 | $24.86M | 0 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | M Exercise | 2016-04-14 | 2016-04-18 | 49 | $0.82 | $40 | 4,661,835 | SEC↗ |
| Stafford Brian K | President/CEO | D To issuer | 2016-04-14 | 2016-04-18 | 900,000 | $4.90 | $4.41M | 0 | SEC↗ |
| Stanton Michael James | Chief Financial Officer/EVP | A Award | 2016-04-14 | 2016-04-18 | 360,000 | $4.90 | $1.76M | 0 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | M Exercise deriv | 2016-04-11 | 2016-04-12 | 121,951 | — | $0 | 49 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | M Exercise deriv | 2016-04-11 | 2016-04-12 | 400,000 | — | $0 | 0 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | M Exercise | 2016-04-11 | 2016-04-12 | 400,000 | $0.14 | $56.0K | 4,539,835 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | M Exercise | 2016-04-11 | 2016-04-12 | 121,951 | $0.82 | $100.0K | 4,661,786 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | F Tax w/h | 2016-03-31 | 2016-03-31 | 29,008 | $4.86 | $141.0K | 4,139,835 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | G Gift | 2016-03-20 | 2016-03-22 | 25,000 | — | $0 | 4,168,843 | SEC↗ |
| SPRING STREET PARTNERS LP | Director, 10% Owner | J Other deriv | 2016-02-12 | 2016-02-18 | 0 | — | $0 | 20,000,000 | SEC↗ |
| SPRING STREET PARTNERS LP | Director, 10% Owner | J Other | 2016-02-12 | 2016-02-18 | 5,896,973 | — | $0 | 5,896,973 | SEC↗ |
| Kobler Hans | Director | A Award | 2016-01-12 | 2016-01-13 | 5,005 | $6.09 | $30.5K | 139,381 | SEC↗ |
| JONES A LAURENCE | Director | A Award | 2016-01-12 | 2016-01-13 | 5,005 | $6.09 | $30.5K | 44,933 | SEC↗ |
| Foote Abigail Kate | Director | A Award | 2016-01-12 | 2016-01-13 | 5,005 | $6.09 | $30.5K | 18,717 | SEC↗ |
| Petersen Greg | Director | A Award | 2016-01-12 | 2016-01-13 | 5,005 | $6.09 | $30.5K | 186,828 | SEC↗ |
| Russell Mark | Director | A Award | 2016-01-12 | 2016-01-13 | 5,005 | $6.09 | $30.5K | 111,628 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | M Exercise deriv | 2015-12-30 | 2015-12-31 | 128,000 | — | $0 | 122,000 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | M Exercise | 2015-12-30 | 2015-12-31 | 128,000 | $0.82 | $105.0K | 4,193,843 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | G Gift deriv | 2015-12-23 | 2016-01-04 | 10,000,000 | — | $0 | 0 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | G Gift deriv | 2015-12-23 | 2016-01-04 | 10,000,000 | — | $0 | 10,000,000 | SEC↗ |
| Sanchez Alexander | Chief Accounting Officer | A Award | 2015-11-30 | 2015-11-30 | 50,000 | — | $0 | 68,332 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | J Other deriv | 2015-11-13 | 2015-11-16 | 400,000 | — | $0 | 400,000 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | J Other deriv | 2015-11-13 | 2015-11-16 | 250,000 | — | $0 | 250,000 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | J Other deriv | 2015-11-13 | 2015-11-16 | 800,000 | — | $0 | 800,000 | SEC↗ |
| Tartaro Thomas N. | Exec VP, GC and Corp. Sec. | A Award | 2015-11-06 | 2015-11-09 | 60,000 | — | $0 | 172,781 | SEC↗ |
| JONES A LAURENCE | Director | A Award | 2015-10-12 | 2015-10-13 | 5,645 | $5.31 | $30.0K | 39,928 | SEC↗ |
| Foote Abigail Kate | Director | A Award | 2015-10-12 | 2015-10-13 | 5,645 | $5.31 | $30.0K | 13,712 | SEC↗ |
| Russell Mark | Director | A Award | 2015-10-12 | 2015-10-13 | 5,645 | $5.31 | $30.0K | 106,623 | SEC↗ |
| Kobler Hans | Director | A Award | 2015-10-12 | 2015-10-13 | 5,645 | $5.31 | $30.0K | 134,376 | SEC↗ |
| Stanton Michael James | Chief Financial Officer/EVP | A Award deriv | 2015-09-08 | 2015-09-10 | 240,000 | — | $0 | 240,000 | SEC↗ |
| Stanton Michael James | Chief Financial Officer/EVP | A Award | 2015-09-08 | 2015-09-10 | 120,000 | — | $0 | 120,000 | SEC↗ |
| Kobler Hans | Director | A Award | 2015-07-12 | 2015-07-14 | 5,397 | $5.50 | $29.7K | 128,731 | SEC↗ |
| Foote Abigail Kate | Director | A Award | 2015-07-12 | 2015-07-14 | 3,717 | $5.50 | $20.4K | 3,717 | SEC↗ |
| Russell Mark | Director | A Award | 2015-07-12 | 2015-07-14 | 5,397 | $5.50 | $29.7K | 100,978 | SEC↗ |
| JONES A LAURENCE | Director | A Award | 2015-07-12 | 2015-07-14 | 5,397 | $5.50 | $29.7K | 34,283 | SEC↗ |
| Tartaro Thomas N. | Exec VP, GC and Corp. Sec | F Tax w/h | 2015-06-22 | 2015-06-24 | 14,952 | $3.74 | $55.9K | 112,781 | SEC↗ |
| Flickman Michael | EVP & Chief Technology Offic | F Tax w/h | 2015-06-22 | 2015-06-24 | 6,315 | $3.74 | $23.6K | 62,018 | SEC↗ |
| Sanchez Alexander | Interim CFO | F Tax w/h | 2015-06-22 | 2015-06-24 | 1,668 | $3.74 | $6.2K | 18,332 | SEC↗ |
| Kobler Hans | Director | S Sale | 2015-06-15 | 2015-06-17 | 26,000 | $3.70 | $96.2K | 0 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | J Other | 2015-05-17 | 2015-05-19 | 639,572 | — | $0 | 4,065,843 | SEC↗ |
| Russell Mark | Director | S Sale | 2015-05-14 | 2015-05-18 | 36,041 | $3.98 | $143.4K | 95,581 | SEC↗ |
| Russell Mark | Director | A Award | 2015-04-13 | 2015-04-14 | 4,690 | $5.66 | $26.5K | 131,622 | SEC↗ |
| JONES A LAURENCE | Director | A Award | 2015-04-13 | 2015-04-14 | 4,690 | $5.66 | $26.5K | 28,886 | SEC↗ |
| Kobler Hans | Director | A Award | 2015-04-13 | 2015-04-14 | 4,690 | $5.66 | $26.5K | 149,334 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | A Award | 2015-03-31 | 2015-04-01 | 62,500 | — | $0 | 4,480,415 | SEC↗ |
| Stafford Brian K | President/CEO | A Award | 2015-03-31 | 2015-04-01 | 450,000 | — | $0 | 450,000 | SEC↗ |
| Sodi Alessandro | Founder/C. Prod. Strat. Off. | A Award | 2015-03-31 | 2015-04-01 | 225,000 | — | $0 | 4,705,415 | SEC↗ |
| Weldon Mark Rhys | Director | A Award | 2015-01-12 | 2015-01-14 | 4,934 | $4.05 | $20.0K | 115,975 | SEC↗ |
| Russell Mark | Director | A Award | 2015-01-12 | 2015-01-14 | 4,934 | $4.05 | $20.0K | 126,932 | SEC↗ |
| Kobler Hans | Director | A Award | 2015-01-12 | 2015-01-14 | 4,934 | $4.05 | $20.0K | 144,644 | SEC↗ |
| JONES A LAURENCE | Director | A Award | 2015-01-12 | 2015-01-14 | 4,934 | $4.05 | $20.0K | 24,196 | SEC↗ |
| Weldon Mark Rhys | Director | A Award | 2014-10-09 | 2014-10-14 | 5,456 | $3.67 | $20.0K | 111,041 | SEC↗ |
| Kobler Hans | Director | A Award | 2014-10-09 | 2014-10-14 | 5,456 | $3.67 | $20.0K | 139,710 | SEC↗ |
| Petersen Greg | Executive Vice Chairman | A Award | 2014-10-09 | 2014-10-14 | 4,566 | $3.67 | $16.8K | 181,823 | SEC↗ |
| Russell Mark | Director | A Award | 2014-10-09 | 2014-10-14 | 5,456 | $3.67 | $20.0K | 121,998 | SEC↗ |
| JONES A LAURENCE | Director | A Award | 2014-10-09 | 2014-10-14 | 5,456 | $3.67 | $20.0K | 19,262 | SEC↗ |
| Petersen Greg | Executive Vice Chairman | A Award deriv | 2014-09-15 | 2014-09-16 | 250,000 | — | $0 | 250,000 | SEC↗ |
| Petersen Greg | Executive Vice Chairman | A Award | 2014-09-15 | 2014-09-16 | 125,000 | — | $0 | 177,257 | SEC↗ |
| Sodi Alessandro | CEO/President | A Award | 2014-08-25 | 2014-08-27 | 2,250,000 | — | $0 | 4,417,915 | SEC↗ |
| Sanchez Alexander | Interim CFO | A Award | 2014-07-23 | 2014-07-25 | 20,000 | — | $0 | 20,000 | SEC↗ |
| Tartaro Thomas N. | Exec VP, GC and Corp. Sec. | A Award | 2014-07-23 | 2014-07-25 | 73,333 | — | $0 | 127,733 | SEC↗ |
| Tartaro Thomas N. | Exec VP, GC and Corp. Sec. | A Award | 2014-07-23 | 2014-07-25 | 54,000 | — | $0 | 54,000 | SEC↗ |
| Flickman Michael | EVP & Chief Technology Offic | A Award | 2014-07-23 | 2014-07-25 | 68,333 | — | $0 | 68,333 | SEC↗ |
| Hilk Jeffrey | EVP and Dir. Client Services | A Award | 2014-07-23 | 2014-07-25 | 53,333 | — | $0 | 63,333 | SEC↗ |
| Kobler Hans | Director | A Award | 2014-07-10 | 2014-07-14 | 2,254 | $3.70 | $8.3K | 134,254 | SEC↗ |
| JONES A LAURENCE | Director | A Award | 2014-07-10 | 2014-07-14 | 5,399 | $3.70 | $20.0K | 13,806 | SEC↗ |
| Russell Mark | Director | A Award | 2014-07-10 | 2014-07-14 | 5,399 | $3.70 | $20.0K | 116,542 | SEC↗ |
| Petersen Greg | Director | A Award | 2014-07-10 | 2014-07-14 | 5,399 | $3.70 | $20.0K | 52,257 | SEC↗ |
| Weldon Mark Rhys | Director | A Award | 2014-07-10 | 2014-07-14 | 5,399 | $3.70 | $20.0K | 105,585 | SEC↗ |
| Hilk Jeffrey | EVP and Dir. of Client Serv. | A Award deriv | 2014-06-20 | 2014-06-24 | 106,667 | — | $0 | 106,667 | SEC↗ |
| Flickman Michael | EVP & Chief Technology Offic | A Award deriv | 2014-06-20 | 2014-06-24 | 136,667 | — | $0 | 136,667 | SEC↗ |
| Tartaro Thomas N. | EVP, GC and Corp. Sec. | A Award deriv | 2014-06-20 | 2014-06-24 | 146,667 | — | $0 | 146,667 | SEC↗ |
| Sanchez Alexander | Interim CFO | A Award deriv | 2014-06-20 | 2014-06-24 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Blandino Carl Douglas | Other | D To issuer deriv | 2014-05-20 | 2014-05-22 | 260,000 | — | $0 | 260,000 | SEC↗ |
| Liptak David | Director, 10% Owner | S Sale | 2014-04-09 | 2014-04-10 | 26,667 | $3.75 | $100.0K | 5,896,973 | SEC↗ |
| Liptak David | Director, 10% Owner | S Sale | 2014-04-09 | 2014-04-10 | 26,667 | $3.75 | $100.0K | 5,923,640 | SEC↗ |
| West Broadway Advisors, L.L.C. | 10% Owner | S Sale | 2014-04-09 | 2014-04-10 | 26,667 | $3.75 | $100.0K | 5,923,640 | SEC↗ |
| West Broadway Advisors, L.L.C. | 10% Owner | S Sale | 2014-04-09 | 2014-04-10 | 26,667 | $3.75 | $100.0K | 5,896,973 | SEC↗ |
| Petersen Greg | Director | P Buy | 2014-04-09 | 2014-04-10 | 26,667 | $3.75 | $100.0K | 41,491 | SEC↗ |
| JONES A LAURENCE | Director | P Buy | 2014-04-09 | 2014-04-10 | 26,667 | $3.75 | $100.0K | 26,667 | SEC↗ |
| Carrabino Joseph D. Jr. | Director | A Award | 2014-04-09 | 2014-04-11 | 5,367 | $3.73 | $20.0K | 30,169 | SEC↗ |
| JONES A LAURENCE | Director | A Award | 2014-04-09 | 2014-04-11 | 5,367 | $3.73 | $20.0K | 8,407 | SEC↗ |
| Russell Mark | Director | A Award | 2014-04-09 | 2014-04-11 | 5,367 | $3.73 | $20.0K | 111,143 | SEC↗ |
| Petersen Greg | Director | A Award | 2014-04-09 | 2014-04-11 | 5,367 | $3.73 | $20.0K | 46,858 | SEC↗ |
| Weldon Mark Rhys | Director | A Award | 2014-04-09 | 2014-04-11 | 5,367 | $3.73 | $20.0K | 100,186 | SEC↗ |
| Russell Mark | Director | A Award | 2014-03-12 | 2014-03-14 | 19,819 | $4.04 | $80.1K | 105,776 | SEC↗ |
| Carrabino Joseph D. Jr. | Director | A Award | 2014-03-12 | 2014-03-14 | 19,819 | $4.04 | $80.1K | 24,802 | SEC↗ |
| Petersen Greg | Director | A Award | 2014-03-12 | 2014-03-14 | 14,824 | $4.04 | $59.9K | 14,824 | SEC↗ |
| JONES A LAURENCE | Director | A Award | 2014-03-12 | 2014-03-14 | 3,040 | $4.04 | $12.3K | 3,040 | SEC↗ |
| Weldon Mark Rhys | Director | A Award | 2014-03-12 | 2014-03-14 | 19,819 | $4.04 | $80.1K | 94,819 | SEC↗ |
| SPRING STREET PARTNERS LP | Director, 10% Owner | C Conversion deriv | 2014-03-05 | 2014-03-07 | 1,777,904 | — | $0 | 20,000,000 | SEC↗ |
| Liptak David | Director, 10% Owner | C Conversion deriv | 2014-03-05 | 2014-03-07 | 1,777,904 | — | $0 | 20,000,000 | SEC↗ |
| SPRING STREET PARTNERS LP | Director, 10% Owner | C Conversion | 2014-03-05 | 2014-03-07 | 1,777,904 | — | $0 | 5,950,307 | SEC↗ |
| Liptak David | Director, 10% Owner | C Conversion | 2014-03-05 | 2014-03-07 | 1,777,904 | — | $0 | 5,950,307 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | C Conversion deriv | 2014-03-03 | 2014-03-05 | 889,219 | — | $0 | 10,000,000 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | C Conversion | 2014-03-03 | 2014-03-05 | 889,219 | — | $0 | 3,389,763 | SEC↗ |
| Blandino Carl Douglas | Exec VP and CFO | D To issuer deriv | 2013-12-30 | 2013-12-31 | 260,000 | — | $0 | 0 | SEC↗ |
| Blandino Carl Douglas | Exec VP and CFO | A Award deriv | 2013-12-30 | 2013-12-31 | 260,000 | — | $0 | 260,000 | SEC↗ |
| Tartaro Thomas N. | Exec VP, GC and Corp Sec. | D To issuer deriv | 2013-12-30 | 2013-12-31 | 100,000 | — | $0 | 0 | SEC↗ |
| Tartaro Thomas N. | Exec VP, GC and Corp Sec. | A Award deriv | 2013-12-30 | 2013-12-31 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Sodi Alessandro | CEO/President | D To issuer deriv | 2013-12-23 | 2013-12-24 | 3,000,000 | — | $0 | 0 | SEC↗ |
| Sodi Alessandro | CEO/President | A Award deriv | 2013-12-23 | 2013-12-24 | 500,000 | — | $0 | 500,000 | SEC↗ |
| Sodi Alessandro | CEO/President | A Award deriv | 2013-12-23 | 2013-12-24 | 1,600,000 | — | $0 | 1,600,000 | SEC↗ |
| Sodi Alessandro | CEO/President | D To issuer deriv | 2013-12-23 | 2013-12-24 | 1,600,000 | — | $0 | 0 | SEC↗ |
| Tartaro Thomas N. | EVP, GC and Corp. Secretary | A Award deriv | 2013-06-24 | 2013-06-25 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Blandino Carl Douglas | Exec VP and CFO | A Award deriv | 2013-06-24 | 2013-06-25 | 260,000 | — | $0 | 260,000 | SEC↗ |
| Meisner Don | Treasurer (CFO, USA) | S Sale | 2013-05-14 | 2013-05-21 | 35,000 | $6.03 | $211.1K | 115,000 | SEC↗ |
| Ruse Steven P. | EVP, CFO | S Sale | 2013-05-13 | 2013-05-15 | 75,000 | $6.01 | $450.8K | 623,350 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-02-08 | 2013-02-11 | 3,064 | $4.47 | $13.7K | 2,506,641 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-02-08 | 2013-02-11 | 6,097 | $4.50 | $27.4K | 2,500,544 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-02-05 | 2013-02-07 | 2,045 | $4.53 | $9.3K | 2,524,018 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-02-04 | 2013-02-04 | 5,287 | $4.56 | $24.1K | 2,526,063 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-02-01 | 2013-02-04 | 3,425 | $4.56 | $15.6K | 2,531,350 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-02-01 | 2013-02-11 | 1,550 | $4.52 | $7.0K | 2,520,462 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-31 | 2013-02-01 | 450,873 | $4.50 | $2.03M | 2,534,775 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-30 | 2013-02-01 | 30,474 | $4.47 | $136.2K | 2,985,648 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-23 | 2013-01-25 | 100,000 | $4.62 | $462.0K | 3,016,122 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-22 | 2013-02-11 | 12,763 | $4.60 | $58.7K | 3,103,359 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-21 | 2013-01-22 | 13,325 | $4.52 | $60.2K | 3,116,122 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-18 | 2013-01-22 | 31,063 | $4.85 | $150.7K | 3,129,447 | SEC↗ |
| Carroll Kenneth | 10% Owner | S Sale | 2013-01-17 | 2013-01-18 | 35,775 | $4.67 | $167.1K | 3,160,510 | SEC↗ |
| Carroll Kenneth | 10% Owner | S Sale | 2013-01-16 | 2013-01-18 | 13,500 | $4.66 | $62.9K | 3,196,285 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-15 | 2013-01-16 | 27,163 | $4.67 | $126.9K | 3,209,785 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-14 | 2013-01-16 | 29,316 | $4.61 | $135.1K | 3,236,948 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-11 | 2013-01-14 | 11,000 | $4.59 | $50.5K | 3,266,264 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-11 | 2013-01-14 | 14,000 | $4.62 | $64.7K | 3,277,264 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-09 | 2013-01-10 | 17,063 | $4.58 | $78.1K | 3,291,264 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-08 | 2013-01-10 | 15,679 | $4.56 | $71.5K | 3,308,327 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-07 | 2013-01-10 | 25,895 | $4.55 | $117.8K | 3,324,006 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-03 | 2013-01-10 | 30,000 | $4.54 | $136.2K | 3,349,901 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2013-01-03 | 2013-01-10 | 1,500 | $4.55 | $6.8K | 3,379,901 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2012-12-31 | 2013-01-10 | 11,899 | $4.48 | $53.3K | 3,381,401 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2012-12-28 | 2013-01-10 | 26,995 | $4.47 | $120.7K | 3,393,300 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2012-12-27 | 2013-01-10 | 21,912 | $4.51 | $98.8K | 3,420,295 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2012-12-24 | 2013-01-10 | 25,807 | $4.53 | $116.9K | 3,442,207 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | G Gift | 2012-11-20 | 2013-01-10 | 1,000,000 | — | $0 | 3,468,014 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | G Gift | 2012-11-20 | 2013-01-10 | 600,000 | — | $0 | 4,468,014 | SEC↗ |
| Meisner Don | Treasurer | S Sale | 2012-11-19 | 2013-04-30 | 15,000 | $3.05 | $45.8K | 100,000 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2012-11-14 | 2012-11-14 | 500,000 | $3.11 | $1.55M | 4,224,931 | SEC↗ |
| Carrabino Joseph D. Jr. | Director | J Other | 2012-11-06 | 2013-04-24 | 4,983 | $3.01 | $15.0K | 4,983 | SEC↗ |
| Ruse Steven P. | EVP, CFO | S Sale | 2012-11-02 | 2013-04-29 | 25,000 | $3.10 | $77.5K | 673,350 | SEC↗ |
| Ruse Steven P. | EVP, CFO | S Sale | 2012-11-02 | 2013-04-29 | 25,000 | $3.06 | $76.5K | 698,350 | SEC↗ |
| Ruse Steven P. | EVP, CFO | S Sale | 2012-10-31 | 2013-04-29 | 25,000 | $3.00 | $75.0K | 723,350 | SEC↗ |
| Ruse Steven P. | EVP, CFO | S Sale | 2012-10-26 | 2013-04-29 | 1,650 | $3.07 | $5.1K | 748,350 | SEC↗ |
| Russell Mark | Director | P Buy | 2012-10-17 | 2013-04-29 | 2,500 | $3.07 | $7.7K | 85,957 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2012-10-10 | 2012-10-12 | 9,273 | $3.18 | $29.5K | 4,734,981 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2012-10-10 | 2012-10-12 | 10,050 | $3.18 | $32.0K | 4,724,931 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2012-10-09 | 2012-10-09 | 3,671 | $3.21 | $11.8K | 4,744,254 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2012-10-09 | 2012-10-09 | 5,000 | $3.18 | $15.9K | 4,747,925 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2012-09-14 | 2012-09-17 | 15,000 | $3.23 | $48.5K | 4,752,925 | SEC↗ |
| Ruse Steven P. | EVP, CFO | M Exercise deriv | 2012-09-10 | 2013-04-29 | 750,000 | — | $0 | 0 | SEC↗ |
| Ruse Steven P. | EVP, CFO | M Exercise | 2012-09-10 | 2013-04-29 | 750,000 | $0.14 | $105.0K | 750,000 | SEC↗ |
| Ruse Steven P. | CFO | C Conversion deriv | 2012-09-10 | 2012-09-13 | 750,000 | — | $0 | 0 | SEC↗ |
| Ruse Steven P. | CFO | C Conversion | 2012-09-10 | 2012-09-13 | 750,000 | $0.14 | $105.0K | 750,000 | SEC↗ |
| Sodi Alessandro | CEO/President | J Other | 2012-08-27 | 2013-04-30 | 290,173 | — | $0 | 0 | SEC↗ |
| Sodi Alessandro | CEO/President | J Other | 2012-08-27 | 2013-04-30 | 290,173 | — | $0 | 2,167,915 | SEC↗ |
| Sodi Alessandro | CEO/President | J Other | 2012-08-22 | 2013-04-30 | 46,838 | — | $0 | 290,173 | SEC↗ |
| Sodi Alessandro | CEO/President | S Sale | 2012-08-20 | 2013-04-30 | 1,256 | $3.11 | $3.9K | 243,335 | SEC↗ |
| Sodi Alessandro | CEO/President | S Sale | 2012-08-17 | 2013-04-30 | 3,025 | $3.13 | $9.5K | 244,591 | SEC↗ |
| Sodi Alessandro | CEO/President | S Sale | 2012-08-16 | 2013-04-30 | 85,610 | $3.09 | $264.5K | 247,616 | SEC↗ |
| Meisner Don | Treasurer | A Award | 2012-08-10 | 2013-04-30 | 40,000 | $3.19 | $127.6K | 150,000 | SEC↗ |
| Meisner Don | Treasurer | A Award | 2012-08-10 | 2013-04-30 | 40,000 | $3.14 | $125.6K | 110,000 | SEC↗ |
| Meisner Don | Treasurer | A Award | 2012-04-26 | 2013-04-30 | 35,000 | $2.85 | $99.8K | 35,000 | SEC↗ |
| Meisner Don | Treasurer | A Award | 2012-04-26 | 2013-04-30 | 35,000 | $2.89 | $101.2K | 70,000 | SEC↗ |
| Hilk Jeffrey | Sr. VP/Dir. of Client Serv. | A Award deriv | 2012-03-07 | 2013-04-29 | 200,000 | — | $0 | 200,000 | SEC↗ |
| Flickman Michael | EVP & Chief Technology Offic | A Award deriv | 2012-03-07 | 2013-04-30 | 200,000 | — | $0 | 200,000 | SEC↗ |
| Hilk Jeffrey | Sr. VP/Dir. of Client Serv. | P Buy | 2012-02-10 | 2013-04-29 | 10,000 | $2.11 | $21.1K | 10,000 | SEC↗ |
| Norton Robert E. | EVP/General Counsel/Secretar | M Exercise deriv | 2012-01-17 | 2013-04-30 | 45,000 | — | $0 | 0 | SEC↗ |
| Norton Robert E. | EVP/General Counsel/Secretar | M Exercise | 2012-01-17 | 2013-04-30 | 45,000 | $0.16 | $7.2K | 165,500 | SEC↗ |
| Carroll Capital Holdings LLC | 10% Owner | S Sale | 2012-01-17 | 2012-01-18 | 1,000,000 | $1.90 | $1.90M | 4,767,925 | SEC↗ |
| Sodi Alessandro | CEO/President | S Sale | 2012-01-09 | 2013-04-30 | 10,451 | $1.49 | $15.6K | 333,226 | SEC↗ |
| Sodi Alessandro | CEO/President | A Award deriv | 2011-06-27 | 2013-04-30 | 3,000,000 | — | $0 | 5,400,000 | SEC↗ |
| Sodi Alessandro | CEO/President | S Sale | 2011-01-19 | 2013-04-30 | 21,478 | $0.69 | $14.8K | 343,677 | SEC↗ |
| Russell Mark | Director | P Buy | 2011-01-18 | 2013-04-29 | 6,197 | $0.53 | $3.3K | 83,457 | SEC↗ |
| Norton Robert E. | EVP/General Counsel/Secretar | A Award | 2010-08-06 | 2013-04-30 | 20,500 | $0.47 | $9.6K | 120,500 | SEC↗ |
| Sodi Alessandro | CEO/President | S Sale | 2010-06-01 | 2013-04-30 | 949,626 | $0.26 | $246.9K | 365,155 | SEC↗ |
| Sodi Alessandro | CEO/President | S Sale | 2010-02-18 | 2014-04-28 | 195,250 | $0.24 | $46.9K | 1,314,781 | SEC↗ |
| Sodi Alessandro | CEO/President | S Sale | 2010-02-18 | 2014-04-28 | 64,276 | $0.24 | $15.4K | 1,510,031 | SEC↗ |
| Sodi Alessandro | CEO/President | S Sale | 2010-02-18 | 2013-04-30 | 64,276 | $0.24 | $15.4K | 1,510,031 | SEC↗ |
| Sodi Alessandro | CEO/President | S Sale | 2010-02-11 | 2013-04-30 | 117,150 | $0.24 | $28.1K | 1,574,307 | SEC↗ |
| Russell Mark | Director | P Buy | 2010-01-22 | 2013-04-29 | 13,000 | $0.27 | $3.5K | 77,260 | SEC↗ |
| Russell Mark | Director | P Buy | 2010-01-19 | 2013-04-29 | 10,000 | $0.27 | $2.7K | 64,260 | SEC↗ |
| Russell Mark | Director | S Sale | 2009-11-12 | 2013-04-29 | 2,240 | $0.28 | $627 | 54,260 | SEC↗ |
| Norton Robert E. | EVP/General Counsel/Secretar | A Award deriv | 2009-10-09 | 2013-04-30 | 45,000 | — | $0 | 45,000 | SEC↗ |
| Meisner Don | Treasurer | A Award deriv | 2009-10-09 | 2013-04-30 | 45,000 | — | $0 | 45,000 | SEC↗ |
| Ruse Steven P. | EVP, CFO | A Award deriv | 2009-08-20 | 2013-04-29 | 750,000 | — | $0 | 750,000 | SEC↗ |
| Sodi Alessandro | CEO/President | A Award deriv | 2009-08-20 | 2013-04-30 | 2,400,000 | — | $0 | 2,400,000 | SEC↗ |
| Russell Mark | Director | P Buy | 2009-07-21 | 2013-04-29 | 6,500 | $0.10 | $650 | 56,500 | SEC↗ |
| Sodi Alessandro | CEO/President | P Buy | 2009-04-09 | 2013-12-24 | 200,000 | $0.15 | $30.0K | 2,477,742 | SEC↗ |
| Sodi Alessandro | CEO/President | S Sale | 2009-03-31 | 2013-04-30 | 259,402 | $0.08 | $20.8K | 1,691,457 | SEC↗ |
| Sodi Alessandro | CEO/President | J Other | 2009-01-26 | 2013-04-30 | 1,089,450 | — | $0 | 1,950,859 | SEC↗ |