GALE

Galena Biopharma, Inc.CIK 1390478 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for GALE PRO

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AI insights for GALE

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Einhorn Irving M.	Director	8	$0	$0	2017-10-10
Ashton William	Director	9	$0	$0	2017-10-10
Chin Richard	Director	23	$0	$1.23M	2017-10-10
Nisi Rudolph	Director	26	$98.8K	$2.70M	2017-10-10
Hillsberg Sanford	Director	30	$0	$2.74M	2017-10-10
GRAY MARY ANN	Director	7	$0	$0	2017-10-10
GALLIKER STEPHEN S	Director	21	$0	$1.25M	2017-10-10
Gerber Sander	10% Owner	2	$36.30M	$1.99M	2017-02-08
Knapp Thomas J	General Counsel	5	$0	$0	2017-02-06
Nejadnik Bijan	Executive VP and CMO	4	$0	$0	2017-01-17
Burns John Thomas	Vice President, Finance	3	$0	$0	2017-01-17
Ghiglieri Stephen F	Chief Financial Officer	1	$0	$0	2016-11-01
SCHWARTZ MARK W.	President and CEO	19	$0	$557.0K	2016-07-01
Dunlap Ryan	VP, Chief Financial Officer	15	$0	$276.6K	2016-06-01
KRIEGSMAN STEVEN A	Director	17	$0	$3.82M	2015-06-19
Kivinski Margaret	VP and General Counsel	2	$0	$0	2015-01-16
HAMILTON BRIAN L	EVP, Chief Medical Officer	2	$0	$0	2014-06-30
Ahn Mark J	President and CEO	23	$0	$3.85M	2014-06-30
MAZANET ROSEMARY	Chief Medical Officer	2	$0	$0	2013-01-29

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Chin Richard	Director	A Award	2017-10-10	2017-10-10	12,708	$0.38	$4.8K	31,339	SEC↗
Ashton William	Director	A Award	2017-10-10	2017-10-10	15,472	$0.38	$5.9K	38,154	SEC↗
Einhorn Irving M.	Director	A Award	2017-10-10	2017-10-10	14,366	$0.38	$5.5K	34,690	SEC↗
GALLIKER STEPHEN S	Director	A Award	2017-10-10	2017-10-10	13,814	$0.38	$5.2K	36,039	SEC↗
Hillsberg Sanford	Director	A Award	2017-10-10	2017-10-10	20,997	$0.38	$8.0K	56,950	SEC↗
GRAY MARY ANN	Director	A Award	2017-10-10	2017-10-10	15,472	$0.38	$5.9K	39,167	SEC↗
Nisi Rudolph	Director	A Award	2017-10-10	2017-10-10	17,130	$0.38	$6.5K	42,918	SEC↗
Nisi Rudolph	Director	A Award	2017-07-06	2017-07-06	10,924	$0.59	$6.4K	25,788	SEC↗
GRAY MARY ANN	Director	A Award	2017-07-06	2017-07-06	9,866	$0.59	$5.8K	23,695	SEC↗
Chin Richard	Director	A Award	2017-07-06	2017-07-06	8,104	$0.59	$4.8K	18,631	SEC↗
Hillsberg Sanford	Director	A Award	2017-07-06	2017-07-06	13,390	$0.59	$7.9K	35,953	SEC↗
GALLIKER STEPHEN S	Director	A Award	2017-07-06	2017-07-06	8,809	$0.59	$5.2K	22,225	SEC↗
Ashton William	Director	A Award	2017-07-06	2017-07-06	9,866	$0.59	$5.8K	22,682	SEC↗
Einhorn Irving M.	Director	A Award	2017-07-06	2017-07-06	9,161	$0.59	$5.4K	20,114	SEC↗
Nisi Rudolph	Director	S Sale	2017-06-20	2017-06-22	500	$0.55	$275	14,864	SEC↗
Nisi Rudolph	Director	A Award deriv	2017-06-08	2017-07-06	5,000	—	$0	5,000	SEC↗
GRAY MARY ANN	Director	A Award deriv	2017-06-08	2017-07-06	5,000	—	$0	5,000	SEC↗
Chin Richard	Director	A Award deriv	2017-06-08	2017-07-06	5,000	—	$0	5,000	SEC↗
Hillsberg Sanford	Director	A Award deriv	2017-06-08	2017-07-06	5,000	—	$0	5,000	SEC↗
GALLIKER STEPHEN S	Director	A Award deriv	2017-06-08	2017-07-06	5,000	—	$0	5,000	SEC↗
Ashton William	Director	A Award deriv	2017-06-08	2017-07-06	5,000	—	$0	5,000	SEC↗
Einhorn Irving M.	Director	A Award deriv	2017-06-08	2017-07-06	5,000	—	$0	5,000	SEC↗
Ashton William	Director	A Award	2017-04-10	2017-04-12	9,870	$0.59	$5.8K	12,816	SEC↗
Chin Richard	Director	A Award	2017-04-10	2017-04-12	8,107	$0.59	$4.8K	10,527	SEC↗
Einhorn Irving M.	Director	A Award	2017-04-10	2017-04-12	8,638	$0.59	$5.1K	10,953	SEC↗
GALLIKER STEPHEN S	Director	A Award	2017-04-10	2017-04-12	9,865	$0.59	$5.8K	13,416	SEC↗
Hillsberg Sanford	Director	A Award	2017-04-10	2017-04-12	13,394	$0.59	$7.9K	22,563	SEC↗
GRAY MARY ANN	Director	A Award	2017-04-10	2017-04-12	8,815	$0.59	$5.2K	13,829	SEC↗
Nisi Rudolph	Director	A Award	2017-04-10	2017-04-12	10,927	$0.59	$6.4K	15,364	SEC↗
Gerber Sander	10% Owner	P Buy deriv	2017-02-08	2017-02-10	1,100	$33000.00	$36.30M	0	SEC↗
Gerber Sander	10% Owner	S Sale	2017-02-08	2017-02-10	2,363,441	$0.84	$1.99M	2,036,559	SEC↗
Knapp Thomas J	General Counsel	A Award deriv	2017-02-06	2017-02-07	10,000	—	$0	10,000	SEC↗
GALLIKER STEPHEN S	Director	A Award	2017-01-20	2017-01-24	3,051	$1.98	$6.0K	3,551	SEC↗
Chin Richard	Director	A Award	2017-01-20	2017-01-24	2,420	$1.98	$4.8K	2,420	SEC↗
Nisi Rudolph	Director	A Award	2017-01-20	2017-01-24	3,262	$1.98	$6.5K	4,437	SEC↗
Hillsberg Sanford	Director	A Award	2017-01-20	2017-01-24	3,998	$1.98	$7.9K	9,169	SEC↗
Ashton William	Director	A Award	2017-01-20	2017-01-24	2,946	$1.98	$5.8K	2,946	SEC↗
GRAY MARY ANN	Director	A Award	2017-01-20	2017-01-24	2,525	$1.98	$5.0K	5,004	SEC↗
Einhorn Irving M.	Director	A Award	2017-01-20	2017-01-24	2,525	$1.98	$5.0K	2,525	SEC↗
Burns John Thomas	Vice President, Finance	A Award deriv	2017-01-17	2017-01-19	15,000	—	$0	15,000	SEC↗
Knapp Thomas J	General Counsel	A Award deriv	2017-01-17	2017-01-19	5,000	—	$0	5,000	SEC↗
Nejadnik Bijan	Chief Medical Officer	A Award deriv	2017-01-17	2017-01-19	30,000	—	$0	30,000	SEC↗
Ghiglieri Stephen F	Chief Financial Officer	A Award deriv	2016-11-01	2016-11-15	1,000,000	—	$0	1,000,000	SEC↗
Knapp Thomas J	General Counsel	A Award deriv	2016-10-25	2016-12-20	102,000	—	$0	102,000	SEC↗
Chin Richard	Director	A Award deriv	2016-07-14	2016-07-18	100,000	—	$0	100,000	SEC↗
Einhorn Irving M.	Director	A Award deriv	2016-07-14	2016-07-18	100,000	—	$0	100,000	SEC↗
GRAY MARY ANN	Director	A Award deriv	2016-07-14	2016-07-18	100,000	—	$0	100,000	SEC↗
GALLIKER STEPHEN S	Director	A Award deriv	2016-07-14	2016-07-18	100,000	—	$0	100,000	SEC↗
Ashton William	Director	A Award deriv	2016-07-14	2016-07-18	100,000	—	$0	100,000	SEC↗
Hillsberg Sanford	Director	A Award deriv	2016-07-14	2016-07-18	100,000	—	$0	100,000	SEC↗
Nisi Rudolph	Director	A Award deriv	2016-07-14	2016-07-20	100,000	—	$0	100,000	SEC↗
Burns John Thomas	Principal Accounting Officer	J Other	2016-07-01	2016-07-06	8,503	$0.40	$3.4K	10,899	SEC↗
SCHWARTZ MARK W.	President & CEO	J Other	2016-07-01	2016-07-06	8,503	$0.40	$3.4K	439,978	SEC↗
Nejadnik Bijan	Chief Medical Officer	J Other	2016-07-01	2016-07-08	8,503	$0.40	$3.4K	8,503	SEC↗
Dunlap Ryan	Former Chief Financial Offic	M Exercise deriv	2016-06-01	2016-06-07	65,625	—	$0	30,000	SEC↗
Dunlap Ryan	Former Chief Financial Offic	M Exercise deriv	2016-06-01	2016-06-07	30,000	—	$0	0	SEC↗
Dunlap Ryan	Former Chief Financial Offic	M Exercise deriv	2016-06-01	2016-06-07	31,250	—	$0	95,625	SEC↗
Dunlap Ryan	Former Chief Financial Offic	S Sale	2016-06-01	2016-06-07	126,875	$2.18	$276.6K	18,702	SEC↗
Dunlap Ryan	Former Chief Financial Offic	M Exercise	2016-06-01	2016-06-07	30,000	$1.71	$51.3K	145,577	SEC↗
Dunlap Ryan	Former Chief Financial Offic	M Exercise	2016-06-01	2016-06-07	65,625	$1.85	$121.4K	115,577	SEC↗
Dunlap Ryan	Former Chief Financial Offic	M Exercise	2016-06-01	2016-06-07	31,250	$1.75	$54.7K	49,952	SEC↗
GRAY MARY ANN	Director	A Award deriv	2016-04-25	2016-04-28	200,000	—	$0	200,000	SEC↗
Burns John Thomas	Principal Accounting Officer	A Award deriv	2016-02-23	2016-03-04	75,000	—	$0	75,000	SEC↗
SCHWARTZ MARK W.	President and CEO	A Award deriv	2015-12-18	2015-12-22	1,250,000	—	$0	1,250,000	SEC↗
Knapp Thomas J	General Counsel	A Award deriv	2015-12-18	2015-12-22	225,000	—	$0	225,000	SEC↗
Nejadnik Bijan	Executive VP and CMO	A Award deriv	2015-12-18	2015-12-29	50,000	—	$0	50,000	SEC↗
Nejadnik Bijan	Executive VP and CMO	A Award deriv	2015-10-30	2015-12-29	350,000	—	$0	350,000	SEC↗
Knapp Thomas J	General Counsel	A Award deriv	2015-06-25	2015-07-16	40,000	—	$0	40,000	SEC↗
Ashton William	Director	A Award deriv	2015-06-19	2015-06-23	100,000	—	$0	100,000	SEC↗
Chin Richard	Director	A Award deriv	2015-06-19	2015-06-23	100,000	—	$0	100,000	SEC↗
Nisi Rudolph	Director	A Award deriv	2015-06-19	2015-06-23	100,000	—	$0	100,000	SEC↗
Hillsberg Sanford	Director	A Award deriv	2015-06-19	2015-06-23	100,000	—	$0	100,000	SEC↗
KRIEGSMAN STEVEN A	Director	A Award deriv	2015-06-19	2015-06-23	100,000	—	$0	100,000	SEC↗
Einhorn Irving M.	Director	A Award deriv	2015-06-19	2015-06-23	100,000	—	$0	100,000	SEC↗
GALLIKER STEPHEN S	Director	A Award deriv	2015-06-19	2015-06-23	100,000	—	$0	100,000	SEC↗
Kivinski Margaret	VP and General Counsel	A Award deriv	2015-01-16	2015-01-20	50,000	—	$0	50,000	SEC↗
Dunlap Ryan	VP, Chief Financial Officer	A Award deriv	2015-01-16	2015-01-20	125,000	—	$0	125,000	SEC↗
SCHWARTZ MARK W.	President & CEO	A Award deriv	2015-01-16	2015-01-20	550,000	—	$0	550,000	SEC↗
Dunlap Ryan	VP, Chief Financial Officer	J Other	2014-12-31	2015-01-20	3,846	$1.28	$4.9K	11,650	SEC↗
SCHWARTZ MARK W.	President & CEO	J Other	2014-12-31	2015-01-20	3,846	$1.28	$4.9K	415,972	SEC↗
SCHWARTZ MARK W.	President & CEO	A Award deriv	2014-09-16	2014-09-18	200,000	—	$0	200,000	SEC↗
Kivinski Margaret	VP and General Counsel	A Award deriv	2014-07-28	2014-07-29	200,000	—	$0	200,000	SEC↗
Ahn Mark J	President & CEO	J Other	2014-06-30	2014-07-02	2,461	$2.60	$6.4K	116,225	SEC↗
Dunlap Ryan	VP, Chief Financial Officer	J Other	2014-06-30	2014-07-02	2,461	$2.60	$6.4K	7,804	SEC↗
HAMILTON BRIAN L	EVP, Chief Medical Officer	J Other	2014-06-30	2014-07-02	2,461	$2.60	$6.4K	2,461	SEC↗
SCHWARTZ MARK W.	EVP, Chief Operating Officer	J Other	2014-06-30	2014-07-02	2,461	$2.60	$6.4K	412,126	SEC↗
Ahn Mark J	President & CEO	A Award	2014-06-30	2014-09-19	2,461	$2.60	$6.4K	116,225	SEC↗
Einhorn Irving M.	Director	A Award deriv	2014-04-18	2014-04-21	100,000	—	$0	100,000	SEC↗
Chin Richard	Director	M Exercise deriv	2014-02-12	2014-02-13	100,000	—	$0	0	SEC↗
Chin Richard	Director	M Exercise deriv	2014-02-12	2014-02-13	50,000	—	$0	0	SEC↗
Chin Richard	Director	M Exercise deriv	2014-02-12	2014-02-13	37,500	—	$0	12,500	SEC↗
Chin Richard	Director	M Exercise	2014-02-12	2014-02-13	37,500	$1.71	$64.1K	187,500	SEC↗
Chin Richard	Director	M Exercise	2014-02-12	2014-02-13	50,000	$2.31	$115.5K	50,000	SEC↗
Chin Richard	Director	S Sale	2014-02-12	2014-02-13	187,500	$4.33	$811.9K	0	SEC↗
Chin Richard	Director	M Exercise	2014-02-12	2014-02-13	100,000	$1.18	$118.0K	150,000	SEC↗
Nisi Rudolph	Director	P Buy	2014-02-07	2014-02-13	20,000	$4.94	$98.8K	23,500	SEC↗
GALLIKER STEPHEN S	Director	M Exercise deriv	2014-02-03	2014-02-05	50,000	—	$0	0	SEC↗
GALLIKER STEPHEN S	Director	M Exercise deriv	2014-02-03	2014-02-05	50,000	—	$0	0	SEC↗
GALLIKER STEPHEN S	Director	M Exercise deriv	2014-02-03	2014-02-05	50,000	—	$0	0	SEC↗
GALLIKER STEPHEN S	Director	M Exercise deriv	2014-02-03	2014-02-05	50,000	—	$0	0	SEC↗
GALLIKER STEPHEN S	Director	M Exercise deriv	2014-02-03	2014-02-05	100,000	—	$0	0	SEC↗
GALLIKER STEPHEN S	Director	M Exercise	2014-02-03	2014-02-05	50,000	$0.85	$42.5K	210,000	SEC↗
GALLIKER STEPHEN S	Director	M Exercise	2014-02-03	2014-02-05	50,000	$1.71	$85.5K	310,000	SEC↗
GALLIKER STEPHEN S	Director	M Exercise	2014-02-03	2014-02-05	50,000	$0.72	$36.0K	260,000	SEC↗
GALLIKER STEPHEN S	Director	S Sale	2014-02-03	2014-02-05	300,000	$4.18	$1.25M	10,000	SEC↗
GALLIKER STEPHEN S	Director	M Exercise	2014-02-03	2014-02-05	100,000	$1.18	$118.0K	160,000	SEC↗
GALLIKER STEPHEN S	Director	M Exercise	2014-02-03	2014-02-05	50,000	$2.31	$115.5K	60,000	SEC↗
Hillsberg Sanford	Director	M Exercise deriv	2014-01-30	2014-01-31	100,000	—	$0	0	SEC↗
Hillsberg Sanford	Director	M Exercise deriv	2014-01-30	2014-01-31	100,000	—	$0	0	SEC↗
Hillsberg Sanford	Director	H Expire deriv	2014-01-30	2014-01-31	50,000	—	$0	0	SEC↗
Chin Richard	Director	M Exercise deriv	2014-01-30	2014-02-03	25,000	—	$0	0	SEC↗
Chin Richard	Director	M Exercise deriv	2014-01-30	2014-02-03	50,000	—	$0	0	SEC↗
Hillsberg Sanford	Director	G Gift	2014-01-30	2014-01-31	15,000	—	$0	95,447	SEC↗
Hillsberg Sanford	Director	S Sale	2014-01-30	2014-01-31	250,000	$5.41	$1.35M	17,974	SEC↗
Hillsberg Sanford	Director	M Exercise	2014-01-30	2014-01-31	50,000	$1.71	$85.5K	267,974	SEC↗
Hillsberg Sanford	Director	M Exercise	2014-01-30	2014-01-31	200,000	$1.18	$236.0K	217,974	SEC↗
SCHWARTZ MARK W.	EVP & Chief Operating Office	S Sale	2014-01-30	2014-01-31	100,000	$5.57	$557.0K	409,665	SEC↗
Chin Richard	Director	S Sale	2014-01-30	2014-02-03	50,000	$5.57	$278.5K	25,000	SEC↗
Chin Richard	Director	M Exercise	2014-01-30	2014-02-03	25,000	$0.85	$21.3K	75,000	SEC↗
Chin Richard	Director	M Exercise	2014-01-30	2014-02-03	50,000	$0.72	$36.0K	50,000	SEC↗
Chin Richard	Director	S Sale	2014-01-30	2014-02-03	25,000	$5.61	$140.3K	0	SEC↗
Nisi Rudolph	Director	M Exercise deriv	2014-01-29	2014-01-31	50,000	—	$0	0	SEC↗
Nisi Rudolph	Director	M Exercise deriv	2014-01-29	2014-01-31	100,000	—	$0	0	SEC↗
Nisi Rudolph	Director	M Exercise deriv	2014-01-29	2014-01-31	50,000	—	$0	0	SEC↗
Nisi Rudolph	Director	M Exercise deriv	2014-01-29	2014-01-31	50,000	—	$0	0	SEC↗
Nisi Rudolph	Director	M Exercise	2014-01-29	2014-01-31	50,000	$2.31	$115.5K	53,500	SEC↗
Nisi Rudolph	Director	M Exercise	2014-01-29	2014-01-31	50,000	$0.72	$36.0K	203,500	SEC↗
Nisi Rudolph	Director	S Sale	2014-01-29	2014-01-31	250,000	$5.28	$1.32M	3,500	SEC↗
Nisi Rudolph	Director	M Exercise	2014-01-29	2014-01-31	50,000	$1.71	$85.5K	253,500	SEC↗
Nisi Rudolph	Director	M Exercise	2014-01-29	2014-01-31	100,000	$1.18	$118.0K	153,500	SEC↗
Ahn Mark J	President & CEO	M Exercise deriv	2014-01-27	2014-01-29	50,000	—	$0	0	SEC↗
Ahn Mark J	President & CEO	M Exercise deriv	2014-01-27	2014-01-29	121,875	—	$0	423,173	SEC↗
Ahn Mark J	President & CEO	M Exercise deriv	2014-01-27	2014-01-29	100,000	—	$0	0	SEC↗
Ahn Mark J	President & CEO	M Exercise deriv	2014-01-27	2014-01-29	324,890	—	$0	25,110	SEC↗
Ahn Mark J	President & CEO	M Exercise deriv	2014-01-27	2014-01-29	200,000	—	$0	200,000	SEC↗
Ahn Mark J	President & CEO	M Exercise	2014-01-27	2014-01-29	324,890	$1.38	$448.3K	588,654	SEC↗
Ahn Mark J	President & CEO	M Exercise	2014-01-27	2014-01-29	121,875	$1.71	$208.4K	918,529	SEC↗
Ahn Mark J	President & CEO	M Exercise	2014-01-27	2014-01-29	200,000	$0.72	$144.0K	788,654	SEC↗
Ahn Mark J	President & CEO	S Sale	2014-01-27	2014-01-29	796,765	$4.83	$3.85M	113,764	SEC↗
Ahn Mark J	President & CEO	M Exercise	2014-01-27	2014-01-29	100,000	$1.38	$138.0K	263,764	SEC↗
Ahn Mark J	President & CEO	M Exercise	2014-01-27	2014-01-29	50,000	$2.31	$115.5K	163,764	SEC↗
KRIEGSMAN STEVEN A	Director	M Exercise deriv	2014-01-23	2014-04-09	50,000	—	$0	0	SEC↗
KRIEGSMAN STEVEN A	Director	M Exercise deriv	2014-01-23	2014-04-09	100,000	—	$0	0	SEC↗
KRIEGSMAN STEVEN A	Director	S Sale	2014-01-23	2014-04-09	150,000	$5.92	$888.0K	5,000	SEC↗
KRIEGSMAN STEVEN A	Director	M Exercise	2014-01-23	2014-04-09	50,000	$2.31	$115.5K	155,000	SEC↗
KRIEGSMAN STEVEN A	Director	M Exercise	2014-01-23	2014-04-09	100,000	$1.18	$118.0K	105,000	SEC↗
KRIEGSMAN STEVEN A	Director	M Exercise deriv	2014-01-22	2014-01-22	200,000	—	$0	0	SEC↗
KRIEGSMAN STEVEN A	Director	M Exercise deriv	2014-01-22	2014-01-22	50,000	—	$0	0	SEC↗
KRIEGSMAN STEVEN A	Director	S Sale	2014-01-22	2014-01-22	250,000	$6.13	$1.53M	5,000	SEC↗
KRIEGSMAN STEVEN A	Director	M Exercise	2014-01-22	2014-01-22	50,000	$0.72	$36.0K	255,000	SEC↗
KRIEGSMAN STEVEN A	Director	M Exercise	2014-01-22	2014-01-22	200,000	$1.18	$236.0K	205,000	SEC↗
KRIEGSMAN STEVEN A	Director	M Exercise deriv	2014-01-17	2014-01-22	200,000	—	$0	0	SEC↗
Nisi Rudolph	Director	S Sale	2014-01-17	2014-01-22	200,000	$6.90	$1.38M	3,500	SEC↗
KRIEGSMAN STEVEN A	Director	M Exercise	2014-01-17	2014-01-22	200,000	$0.85	$170.0K	205,000	SEC↗
KRIEGSMAN STEVEN A	Director	S Sale	2014-01-17	2014-01-22	200,000	$7.00	$1.40M	5,000	SEC↗
Hillsberg Sanford	Director	S Sale	2014-01-17	2014-01-22	200,000	$6.93	$1.39M	110,447	SEC↗
Nisi Rudolph	Director	M Exercise deriv	2014-01-15	2014-01-22	100,000	—	$0	0	SEC↗
Nisi Rudolph	Director	M Exercise deriv	2014-01-15	2014-01-22	100,000	—	$0	0	SEC↗
Nisi Rudolph	Director	M Exercise	2014-01-15	2014-01-22	100,000	$1.18	$118.0K	103,500	SEC↗
Nisi Rudolph	Director	M Exercise	2014-01-15	2014-01-22	100,000	$0.85	$85.0K	203,500	SEC↗
Hillsberg Sanford	Director	M Exercise deriv	2014-01-14	2014-01-16	200,000	—	$0	0	SEC↗
Hillsberg Sanford	Director	F Tax w/h	2014-01-14	2014-01-16	24,426	$6.96	$170.0K	310,447	SEC↗
Hillsberg Sanford	Director	M Exercise	2014-01-14	2014-01-16	200,000	$0.85	$170.0K	334,873	SEC↗
Dunlap Ryan	Principal Accounting Officer	J Other	2013-12-31	2014-01-22	2,728	$1.88	$5.1K	5,343	SEC↗
SCHWARTZ MARK W.	EVP & Chief Operating Office	J Other	2013-12-31	2014-01-22	5,656	$1.88	$10.6K	509,665	SEC↗
Ahn Mark J	President & CEO	J Other	2013-12-31	2014-01-22	5,656	$1.88	$10.6K	113,764	SEC↗
Hillsberg Sanford	Director	M Exercise deriv	2013-12-12	2013-12-13	50,000	—	$0	0	SEC↗
Hillsberg Sanford	Director	M Exercise	2013-12-12	2013-12-13	50,000	$0.72	$36.0K	143,375	SEC↗
Hillsberg Sanford	Director	F Tax w/h	2013-12-12	2013-12-13	8,592	$4.19	$36.0K	134,873	SEC↗
Ahn Mark J	President and CEO	A Award deriv	2013-11-26	2014-01-29	600,000	—	$0	600,000	SEC↗
Nisi Rudolph	Director	A Award deriv	2013-11-26	2013-11-27	200,000	—	$0	200,000	SEC↗
Ahn Mark J	President and CEO	A Award deriv	2013-11-26	2013-11-27	600,000	—	$0	600,000	SEC↗
Ahn Mark J	President and CEO	A Award deriv	2013-11-26	2013-11-27	200,000	—	$0	200,000	SEC↗
SCHWARTZ MARK W.	Chief Operating Officer	A Award deriv	2013-11-26	2013-11-27	300,000	—	$0	300,000	SEC↗
KRIEGSMAN STEVEN A	Director	A Award deriv	2013-11-26	2013-11-27	200,000	—	$0	200,000	SEC↗
Dunlap Ryan	Chief Accounting Officer	A Award deriv	2013-11-26	2013-11-27	150,000	—	$0	150,000	SEC↗
Hillsberg Sanford	Director	A Award deriv	2013-11-26	2013-11-27	200,000	—	$0	200,000	SEC↗
GALLIKER STEPHEN S	Director	A Award deriv	2013-11-26	2013-11-27	200,000	—	$0	200,000	SEC↗
Chin Richard	Director	A Award deriv	2013-11-26	2013-11-27	200,000	—	$0	200,000	SEC↗
Ashton William	Director	A Award deriv	2013-11-26	2013-11-27	200,000	—	$0	200,000	SEC↗
HAMILTON BRIAN L	EVP & Chief Medical Officer	A Award deriv	2013-11-26	2013-12-16	300,000	—	$0	300,000	SEC↗
Hillsberg Sanford	Director	G Gift	2013-11-12	2013-12-13	37,001	—	$0	93,375	SEC↗
SCHWARTZ MARK W.	EVP, Chief Operating Officer	A Award	2013-10-11	2013-10-15	7,349	—	$0	504,009	SEC↗
Hillsberg Sanford	Director	A Award	2013-10-11	2013-10-15	2,630	—	$0	17,974	SEC↗
Dunlap Ryan	Principal Accounting Officer	J Other	2013-06-30	2013-07-03	1,369	$1.35	$1.8K	2,615	SEC↗
SCHWARTZ MARK W.	EVP, Chief Operating Officer	J Other	2013-06-30	2013-07-03	7,862	$1.35	$10.6K	496,660	SEC↗
Ahn Mark J	President & CEO	J Other	2013-06-30	2013-07-03	7,862	$1.35	$10.6K	108,108	SEC↗
Hillsberg Sanford	Director	A Award	2013-06-04	2013-06-13	9,327	—	$0	145,703	SEC↗
SCHWARTZ MARK W.	EVP, Chief Operating Officer	A Award	2013-06-04	2013-06-17	26,110	—	$0	488,798	SEC↗
Hillsberg Sanford	Director	A Award	2013-06-04	2013-06-17	9,344	—	$0	145,720	SEC↗
Ashton William	Director	A Award deriv	2013-04-26	2013-04-30	100,000	—	$0	100,000	SEC↗
Dunlap Ryan	Principal Accounting Officer	A Award deriv	2013-01-29	2013-01-31	40,000	—	$0	40,000	SEC↗
Hillsberg Sanford	Director	A Award deriv	2013-01-29	2013-01-31	50,000	—	$0	50,000	SEC↗
KRIEGSMAN STEVEN A	Director	A Award deriv	2013-01-29	2013-01-31	50,000	—	$0	50,000	SEC↗
MAZANET ROSEMARY	Chief Medical Officer	A Award deriv	2013-01-29	2013-01-31	450,000	—	$0	450,000	SEC↗
SCHWARTZ MARK W.	EVP, Chief Operating Officer	A Award deriv	2013-01-29	2013-01-31	250,000	—	$0	250,000	SEC↗
Ahn Mark J	President & CEO	A Award deriv	2013-01-29	2013-01-31	650,000	—	$0	650,000	SEC↗
GALLIKER STEPHEN S	Director	A Award deriv	2013-01-29	2013-01-31	50,000	—	$0	50,000	SEC↗
Chin Richard	Director	A Award deriv	2013-01-29	2013-01-31	50,000	—	$0	50,000	SEC↗
Nisi Rudolph	Director	A Award deriv	2013-01-29	2013-01-31	50,000	—	$0	50,000	SEC↗
Dunlap Ryan	Principal Accounting Officer	J Other	2012-12-31	2013-01-31	1,246	$1.30	$1.6K	1,246	SEC↗
SCHWARTZ MARK W.	EVP, Chief Operating Officer	J Other	2012-12-31	2013-01-31	7,668	$1.30	$10.0K	462,688	SEC↗
Ahn Mark J	President & CEO	J Other	2012-12-31	2013-01-31	7,668	$1.30	$10.0K	100,246	SEC↗
Hillsberg Sanford	Director	G Gift	2012-11-02	2012-11-05	20,000	—	$0	136,376	SEC↗
Ahn Mark J	President & CEO	J Other	2012-07-10	2012-07-11	31,289	$0.40	$12.5K	92,578	SEC↗
SCHWARTZ MARK W.	EVP Chief Operating Officer	J Other	2012-07-10	2012-07-11	21,902	$0.40	$8.8K	461,809	SEC↗
Hillsberg Sanford	Director	A Award	2012-06-15	2012-07-10	31,966	—	$0	156,376	SEC↗
SCHWARTZ MARK W.	EVP Chief Operating Officer	A Award	2012-06-15	2012-07-11	89,322	—	$0	439,907	SEC↗
MAZANET ROSEMARY	Chief Medical Officer	A Award deriv	2012-06-15	2012-06-19	150,000	—	$0	150,000	SEC↗
Ahn Mark J	President & CEO	A Award deriv	2012-01-12	2012-01-17	400,000	—	$0	400,000	SEC↗
SCHWARTZ MARK W.	EVP Chief Operating Officer	A Award deriv	2012-01-12	2012-01-17	200,000	—	$0	200,000	SEC↗
KRIEGSMAN STEVEN A	Director	A Award deriv	2012-01-12	2012-01-17	50,000	—	$0	50,000	SEC↗
GALLIKER STEPHEN S	Director	A Award deriv	2012-01-12	2012-01-17	50,000	—	$0	50,000	SEC↗
Chin Richard	Director	A Award deriv	2012-01-12	2012-01-17	50,000	—	$0	50,000	SEC↗
Nisi Rudolph	Director	A Award deriv	2012-01-12	2012-01-17	50,000	—	$0	50,000	SEC↗
Hillsberg Sanford	Director	A Award deriv	2012-01-12	2012-01-17	50,000	—	$0	50,000	SEC↗
Ahn Mark J	President & CEO	J Other	2011-12-31	2012-01-06	31,289	$0.40	$12.5K	61,289	SEC↗
SCHWARTZ MARK W.	EVP Chief Operating Officer	J Other	2011-12-31	2012-01-09	12,924	$0.40	$5.2K	350,585	SEC↗
SCHWARTZ MARK W.	EVP, Chief Operating Officer	A Award	2011-04-13	2013-01-31	330,872	—	$0	330,872	SEC↗