Open-mkt buys · 90d
$717.1K
4 trades · 2 insiders
Open-mkt sales · 90d
$467.3K
3 trades · 2 insiders
Net · 90d
$249.8K
Insiders on file
18
Daily buy vs sell · 90 days
■ Open-market buys (P) ■ Open-market sales (S) · daily dollar value by transaction date
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| Adams Medina Rhonda | Director | 8 | $0 | $2.85M | 2026-10-30 |
| Friedrich Matthew W. | Chief Legal Officer | 9 | $0 | $269.9K | 2026-09-09 |
| Brown Erin Elizabeth | Chief Operating Officer | 13 | $0 | $17.80M | 2026-09-01 |
| Novogratz Michael | Chief Executive Officer, Director, 10% Owner | 17 | $0 | $248.34M | 2026-09-01 |
| Ferraro Christopher C | President and CIO | 14 | $0 | $49.63M | 2026-08-18 |
| DEASON DOUGLAS R | Director | 16 | $2.06M | $0 | 2026-08-12 |
| BANDROWCZAK STEVEN JOHN | Director | 4 | $200.2K | $0 | 2026-08-10 |
| Rico Robert Daniel | Chief Accounting Officer | 24 | $0 | $1.61M | 2026-08-06 |
| Paquette Anthony | Chief Financial Officer | 6 | $0 | $0 | 2026-08-06 |
| DAFFEY MICHAEL D | Director | 11 | $0 | $14.41M | 2026-08-06 |
| Koutsouras Bill | Director | 5 | $0 | $0 | 2026-08-06 |
| Dietze Jane A | Director | 3 | $0 | $0 | 2026-08-06 |
| Galaxy Group Investments LLC | 10% Owner | 10 | $0 | $229.52M | 2025-10-10 |
| Tavoso Richard | Director | 5 | $0 | $1.41M | 2025-08-08 |
| Siegel Andrew N | General Counsel & CCO | 3 | $0 | $4.04M | 2025-05-29 |
| Waters Bryan W. | Director | 2 | $0 | $0 | 2015-09-30 |
| DesRosiers Norman H | Director | 2 | $0 | $0 | 2015-09-30 |
| Zender William A | Director | 2 | $0 | $0 | 2015-09-30 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| Adams Medina Rhonda | Director | S Sale | 2026-10-30 | 2026-11-02 | 12,000 | $16.45 | $197.4K | 107,919 | SEC↗ |
| Friedrich Matthew W. | Chief Legal Officer | S Sale | 2026-09-09 | 2026-09-10 | 4,993 | $27.03 | $135.0K | 275,782 | SEC↗ |
| Friedrich Matthew W. | Chief Legal Officer | S Sale | 2026-09-09 | 2026-09-10 | 4,993 | $27.03 | $135.0K | 275,782 | SEC↗ |
| Friedrich Matthew W. | Chief Legal Officer | F Tax w/h | 2026-09-08 | 2026-09-10 | 30,630 | $26.33 | $806.5K | 280,775 | SEC↗ |
| Friedrich Matthew W. | Chief Legal Officer | F Tax w/h | 2026-09-08 | 2026-09-10 | 30,630 | $26.33 | $806.5K | 280,775 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | F Tax w/h | 2026-09-01 | 2026-09-02 | 1,951 | $24.60 | $48.0K | 236,250 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | F Tax w/h | 2026-09-01 | 2026-09-02 | 4,683 | $24.60 | $115.2K | 440,338 | SEC↗ |
| Novogratz Michael | Chief Executive Officer, Dir | F Tax w/h | 2026-09-01 | 2026-09-02 | 4,683 | $24.60 | $115.2K | 440,338 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | F Tax w/h | 2026-09-01 | 2026-09-02 | 1,951 | $24.60 | $48.0K | 236,250 | SEC↗ |
| Ferraro Christopher C | President and CIO | M Exercise deriv | 2026-08-18 | 2026-08-18 | 50,000 | — | $0 | 900,000 | SEC↗ |
| Ferraro Christopher C | President and CIO | M Exercise | 2026-08-18 | 2026-08-18 | 50,000 | $4.83 | $241.5K | 958,292 | SEC↗ |
| Ferraro Christopher C | President and CIO | M Exercise deriv | 2026-08-18 | 2026-08-18 | 50,000 | — | $0 | 900,000 | SEC↗ |
| Ferraro Christopher C | President and CIO | M Exercise | 2026-08-18 | 2026-08-18 | 50,000 | $4.83 | $241.5K | 958,292 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2026-08-12 | 2026-08-14 | 12,000 | $21.54 | $258.5K | 71,000 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2026-08-12 | 2026-08-14 | 12,000 | $21.54 | $258.4K | 71,000 | SEC↗ |
| Ferraro Christopher C | President and CIO | M Exercise deriv | 2026-08-10 | 2026-08-10 | 50,000 | — | $0 | 950,000 | SEC↗ |
| Ferraro Christopher C | President and CIO | M Exercise | 2026-08-10 | 2026-08-10 | 50,000 | $4.83 | $241.5K | 908,292 | SEC↗ |
| BANDROWCZAK STEVEN JOHN | Director | P Buy | 2026-08-10 | 2026-08-10 | 5,100 | $19.63 | $100.1K | 39,186 | SEC↗ |
| Ferraro Christopher C | President and CIO | M Exercise deriv | 2026-08-10 | 2026-08-10 | 50,000 | — | $0 | 950,000 | SEC↗ |
| Ferraro Christopher C | President and CIO | M Exercise | 2026-08-10 | 2026-08-10 | 50,000 | $4.83 | $241.5K | 908,292 | SEC↗ |
| BANDROWCZAK STEVEN JOHN | Director | P Buy | 2026-08-10 | 2026-08-10 | 5,100 | $19.63 | $100.1K | 39,186 | SEC↗ |
| Paquette Anthony | Chief Financial Officer | M Exercise deriv | 2026-08-06 | 2026-08-07 | 75,000 | — | $0 | 225,000 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise deriv | 2026-08-06 | 2026-08-10 | 9,095 | — | $0 | 18,190 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise deriv | 2026-08-06 | 2026-08-10 | 710 | — | $0 | 0 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise deriv | 2026-08-06 | 2026-08-10 | 18,784 | — | $0 | 9,678 | SEC↗ |
| Paquette Anthony | Chief Financial Officer | M Exercise | 2026-08-06 | 2026-08-07 | 75,000 | $11.77 | $882.8K | 505,777 | SEC↗ |
| Adams Medina Rhonda | Director | A Award | 2026-08-06 | 2026-08-10 | 7,866 | — | $0 | 119,919 | SEC↗ |
| Koutsouras Bill | Director | A Award | 2026-08-06 | 2026-08-10 | 7,866 | — | $0 | 170,752 | SEC↗ |
| Dietze Jane A | Director | A Award | 2026-08-06 | 2026-08-10 | 7,866 | — | $0 | 87,930 | SEC↗ |
| DAFFEY MICHAEL D | Director | A Award | 2026-08-06 | 2026-08-10 | 7,866 | — | $0 | 1,513,285 | SEC↗ |
| BANDROWCZAK STEVEN JOHN | Director | A Award | 2026-08-06 | 2026-08-10 | 34,086 | — | $0 | 34,086 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise | 2026-08-06 | 2026-08-10 | 710 | $4.83 | $3.4K | 45,644 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | S Sale | 2026-08-06 | 2026-08-10 | 9,095 | $19.66 | $178.8K | 64,428 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise | 2026-08-06 | 2026-08-10 | 18,784 | $9.63 | $180.9K | 64,428 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise | 2026-08-06 | 2026-08-10 | 9,095 | $11.77 | $107.0K | 73,523 | SEC↗ |
| DEASON DOUGLAS R | Director | A Award | 2026-08-06 | 2026-08-10 | 7,866 | — | $0 | 31,348 | SEC↗ |
| Paquette Anthony | Chief Financial Officer | M Exercise deriv | 2026-08-06 | 2026-08-07 | 75,000 | — | $0 | 225,000 | SEC↗ |
| Paquette Anthony | Chief Financial Officer | M Exercise | 2026-08-06 | 2026-08-07 | 75,000 | $11.77 | $882.8K | 505,777 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise deriv | 2026-08-06 | 2026-08-10 | 9,095 | — | $0 | 18,190 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise deriv | 2026-08-06 | 2026-08-10 | 18,784 | — | $0 | 9,678 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise deriv | 2026-08-06 | 2026-08-10 | 710 | — | $0 | 0 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | S Sale | 2026-08-06 | 2026-08-10 | 9,095 | $19.66 | $178.8K | 64,428 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise | 2026-08-06 | 2026-08-10 | 9,095 | $11.77 | $107.0K | 73,523 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise | 2026-08-06 | 2026-08-10 | 18,784 | $9.63 | $180.9K | 64,428 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise | 2026-08-06 | 2026-08-10 | 710 | $4.83 | $3.4K | 45,644 | SEC↗ |
| Koutsouras Bill | Director | A Award | 2026-08-06 | 2026-08-10 | 7,866 | — | — | 170,752 | SEC↗ |
| Dietze Jane A | Director | A Award | 2026-08-06 | 2026-08-10 | 7,866 | — | — | 87,930 | SEC↗ |
| DEASON DOUGLAS R | Director | A Award | 2026-08-06 | 2026-08-10 | 7,866 | — | — | 31,348 | SEC↗ |
| DAFFEY MICHAEL D | Director | A Award | 2026-08-06 | 2026-08-10 | 7,866 | — | — | 1,513,285 | SEC↗ |
| BANDROWCZAK STEVEN JOHN | Director | A Award | 2026-08-06 | 2026-08-10 | 34,086 | — | — | 34,086 | SEC↗ |
| Adams Medina Rhonda | Director | A Award | 2026-08-06 | 2026-08-10 | 7,866 | — | — | 119,919 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise deriv | 2026-06-15 | 2026-06-16 | 12,000 | — | $0 | 710 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise | 2026-06-15 | 2026-06-16 | 12,000 | $4.83 | $58.0K | 63,934 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | S Sale | 2026-06-15 | 2026-06-16 | 19,000 | $34.22 | $650.2K | 44,934 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise deriv | 2026-06-09 | 2026-06-10 | 12,000 | — | $0 | 12,710 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | S Sale | 2026-06-09 | 2026-06-10 | 19,000 | $31.62 | $600.8K | 51,934 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | M Exercise | 2026-06-09 | 2026-06-10 | 12,000 | $4.83 | $58.0K | 70,934 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | F Tax w/h | 2026-06-01 | 2026-06-02 | 161 | $29.58 | $4.8K | 58,934 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | F Tax w/h | 2026-06-01 | 2026-06-02 | 1,951 | $29.58 | $57.7K | 238,201 | SEC↗ |
| Ferraro Christopher C | President and CIO | F Tax w/h | 2026-06-01 | 2026-06-02 | 3,891 | $29.58 | $115.1K | 858,292 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | F Tax w/h | 2026-06-01 | 2026-06-02 | 4,683 | $29.58 | $138.5K | 445,021 | SEC↗ |
| DAFFEY MICHAEL D | Director | M Exercise deriv | 2026-05-22 | 2026-05-22 | 250,000 | — | $0 | 0 | SEC↗ |
| DAFFEY MICHAEL D | Director | M Exercise | 2026-05-22 | 2026-05-22 | 250,000 | $16.54 | $4.13M | 1,755,419 | SEC↗ |
| DAFFEY MICHAEL D | Director | S Sale | 2026-05-22 | 2026-05-22 | 160,765 | $28.66 | $4.61M | 1,594,654 | SEC↗ |
| DAFFEY MICHAEL D | Director | S Sale | 2026-05-22 | 2026-05-22 | 89,235 | $29.27 | $2.61M | 1,505,419 | SEC↗ |
| DAFFEY MICHAEL D | Director | M Exercise deriv | 2026-05-21 | 2026-05-21 | 250,000 | — | $0 | 250,000 | SEC↗ |
| DAFFEY MICHAEL D | Director | S Sale | 2026-05-21 | 2026-05-21 | 171,076 | $28.66 | $4.90M | 1,584,343 | SEC↗ |
| DAFFEY MICHAEL D | Director | S Sale | 2026-05-21 | 2026-05-21 | 78,924 | $29.03 | $2.29M | 1,505,419 | SEC↗ |
| DAFFEY MICHAEL D | Director | M Exercise | 2026-05-21 | 2026-05-21 | 250,000 | $16.54 | $4.13M | 1,755,419 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | G Gift deriv | 2026-05-13 | 2026-05-14 | 1,650,000 | — | $0 | 190,465,103 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | F Tax w/h | 2026-03-02 | 2026-03-04 | 4,383 | $20.59 | $90.2K | 59,095 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | F Tax w/h | 2026-03-02 | 2026-03-04 | 73,479 | $20.59 | $1.51M | 449,704 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | F Tax w/h | 2026-03-02 | 2026-03-04 | 55,433 | $20.59 | $1.14M | 240,152 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2026-02-04 | 2026-02-05 | 10,000 | $21.12 | $211.2K | 59,000 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2026-02-04 | 2026-02-05 | 5,000 | $20.75 | $103.8K | 39,000 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2026-02-04 | 2026-02-05 | 10,000 | $20.50 | $205.0K | 49,000 | SEC↗ |
| Ferraro Christopher C | President and CIO | A Award | 2026-02-03 | 2026-02-05 | 174,262 | — | $0 | 862,183 | SEC↗ |
| Friedrich Matthew W. | Chief Legal Officer | A Award | 2026-02-03 | 2026-02-05 | 71,405 | — | $0 | 311,405 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | A Award | 2026-02-03 | 2026-02-05 | 174,262 | — | $0 | 523,183 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | A Award | 2026-02-03 | 2026-02-05 | 5,168 | — | $0 | 63,478 | SEC↗ |
| Paquette Anthony | Chief Financial Officer | A Award | 2026-02-03 | 2026-02-05 | 97,497 | — | $0 | 430,777 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | A Award | 2026-02-03 | 2026-02-05 | 97,497 | — | $0 | 295,585 | SEC↗ |
| Paquette Anthony | Chief Financial Officer | F Tax w/h | 2025-12-26 | 2025-12-30 | 41,720 | $24.43 | $1.02M | 333,280 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2025-11-13 | 2025-11-13 | 7,000 | $30.18 | $211.3K | 34,000 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2025-11-12 | 2025-11-13 | 8,000 | $30.42 | $243.4K | 27,000 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2025-11-11 | 2025-11-13 | 9,000 | $30.82 | $277.4K | 19,000 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2025-11-07 | 2025-11-10 | 2,000 | $31.56 | $63.1K | 6,000 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2025-11-07 | 2025-11-10 | 2,000 | $29.25 | $58.5K | 8,000 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2025-11-07 | 2025-11-10 | 2,000 | $29.05 | $58.1K | 10,000 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2025-11-07 | 2025-11-10 | 2,000 | $29.15 | $58.3K | 4,000 | SEC↗ |
| DEASON DOUGLAS R | Director | P Buy | 2025-11-07 | 2025-11-10 | 2,000 | $28.95 | $57.9K | 2,000 | SEC↗ |
| Galaxy Group Investments LLC | 10% Owner | C Conversion deriv | 2025-10-10 | 2025-10-14 | 2,477,055 | — | $0 | 192,115,103 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | C Conversion deriv | 2025-10-10 | 2025-10-14 | 2,477,055 | — | $0 | 192,115,103 | SEC↗ |
| Galaxy Group Investments LLC | 10% Owner | S Sale | 2025-10-10 | 2025-10-14 | 2,477,055 | $36.00 | $89.17M | 0 | SEC↗ |
| Galaxy Group Investments LLC | 10% Owner | C Conversion | 2025-10-10 | 2025-10-14 | 2,477,055 | — | $0 | 2,477,055 | SEC↗ |
| Ferraro Christopher C | President and CIO | S Sale | 2025-10-10 | 2025-10-14 | 750,000 | $36.00 | $27.00M | 687,921 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | S Sale | 2025-10-10 | 2025-10-14 | 2,477,055 | $36.00 | $89.17M | 0 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | C Conversion | 2025-10-10 | 2025-10-14 | 2,477,055 | — | $0 | 2,477,055 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | S Sale | 2025-10-10 | 2025-10-14 | 522,945 | $36.00 | $18.83M | 0 | SEC↗ |
| Adams Medina Rhonda | Director | S Sale | 2025-09-12 | 2025-09-15 | 33,333 | $29.83 | $994.3K | 112,053 | SEC↗ |
| Friedrich Matthew W. | Chief Legal Officer | A Award deriv | 2025-09-08 | 2025-09-09 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Friedrich Matthew W. | Chief Legal Officer | A Award deriv | 2025-09-08 | 2025-09-09 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Friedrich Matthew W. | Chief Legal Officer | A Award deriv | 2025-09-08 | 2025-09-09 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Friedrich Matthew W. | Chief Legal Officer | A Award | 2025-09-08 | 2025-09-09 | 240,000 | — | $0 | 240,000 | SEC↗ |
| Adams Medina Rhonda | Director | M Exercise deriv | 2025-09-03 | 2025-09-04 | 150,000 | — | $0 | 0 | SEC↗ |
| Adams Medina Rhonda | Director | S Sale | 2025-09-03 | 2025-09-04 | 67,500 | $24.50 | $1.65M | 145,386 | SEC↗ |
| Adams Medina Rhonda | Director | M Exercise | 2025-09-03 | 2025-09-04 | 150,000 | $4.05 | $607.5K | 212,886 | SEC↗ |
| Tavoso Richard | Director | S Sale | 2025-08-08 | 2025-08-08 | 50,000 | $28.28 | $1.41M | 400,000 | SEC↗ |
| Tavoso Richard | Director | G Gift | 2025-08-07 | 2025-08-08 | 25,000 | — | $0 | 162,886 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | M Exercise deriv | 2025-08-06 | 2025-08-08 | 350,000 | — | $0 | 450,000 | SEC↗ |
| Dietze Jane A | Director | A Award | 2025-08-06 | 2025-08-08 | 5,419 | — | $0 | 80,064 | SEC↗ |
| Adams Medina Rhonda | Director | A Award | 2025-08-06 | 2025-08-08 | 5,419 | — | $0 | 62,886 | SEC↗ |
| DEASON DOUGLAS R | Director | A Award | 2025-08-06 | 2025-08-08 | 23,482 | — | $0 | 23,482 | SEC↗ |
| Koutsouras Bill | Director | A Award | 2025-08-06 | 2025-08-08 | 5,419 | — | $0 | 162,886 | SEC↗ |
| DAFFEY MICHAEL D | Director | A Award | 2025-08-06 | 2025-08-08 | 5,419 | — | $0 | 1,505,419 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | S Sale | 2025-08-06 | 2025-08-08 | 175,000 | $26.81 | $4.69M | 373,088 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | S Sale | 2025-08-06 | 2025-08-08 | 175,000 | $27.16 | $4.75M | 198,088 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | M Exercise | 2025-08-06 | 2025-08-08 | 350,000 | $4.83 | $1.69M | 548,088 | SEC↗ |
| Tavoso Richard | Director | A Award | 2025-08-06 | 2025-08-08 | 5,419 | — | $0 | 187,886 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | C Conversion deriv | 2025-06-09 | 2025-06-10 | 4,380,967 | — | $0 | 194,592,158 | SEC↗ |
| Galaxy Group Investments LLC | 10% Owner | C Conversion deriv | 2025-06-09 | 2025-06-10 | 4,380,967 | — | $0 | 194,592,158 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | S Sale | 2025-06-09 | 2025-06-10 | 4,380,967 | $18.10 | $79.30M | 0 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | C Conversion | 2025-06-09 | 2025-06-10 | 4,380,967 | — | $0 | 4,380,967 | SEC↗ |
| Galaxy Group Investments LLC | 10% Owner | C Conversion | 2025-06-09 | 2025-06-10 | 4,380,967 | — | $0 | 4,380,967 | SEC↗ |
| Galaxy Group Investments LLC | 10% Owner | S Sale | 2025-06-09 | 2025-06-10 | 4,380,967 | $18.10 | $79.30M | 0 | SEC↗ |
| Rico Robert Daniel | Chief Accounting Officer | F Tax w/h | 2025-06-01 | 2025-06-12 | 8,493 | $18.15 | $154.1K | 58,310 | SEC↗ |
| Galaxy Group Investments LLC | 10% Owner | C Conversion deriv | 2025-05-29 | 2025-06-02 | 3,372,875 | — | $0 | 198,973,125 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | C Conversion deriv | 2025-05-29 | 2025-06-02 | 3,372,875 | — | $0 | 198,973,125 | SEC↗ |
| Ferraro Christopher C | President and CIO | C Conversion deriv | 2025-05-29 | 2025-06-02 | 1,250,000 | — | $0 | 3,411,001 | SEC↗ |
| Siegel Andrew N | General Counsel & CCO | C Conversion deriv | 2025-05-29 | 2025-06-02 | 223,169 | — | $0 | 0 | SEC↗ |
| Galaxy Group Investments LLC | 10% Owner | C Conversion | 2025-05-29 | 2025-06-02 | 3,372,875 | — | $0 | 3,372,875 | SEC↗ |
| Galaxy Group Investments LLC | 10% Owner | S Sale | 2025-05-29 | 2025-06-02 | 3,372,875 | $18.10 | $61.05M | 0 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | C Conversion | 2025-05-29 | 2025-06-02 | 3,372,875 | — | $0 | 3,372,875 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | S Sale | 2025-05-29 | 2025-06-02 | 3,372,875 | $18.10 | $61.05M | 0 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | S Sale | 2025-05-29 | 2025-06-02 | 353,956 | $18.10 | $6.41M | 198,088 | SEC↗ |
| Ferraro Christopher C | President and CIO | S Sale | 2025-05-29 | 2025-06-02 | 1,250,000 | $18.10 | $22.63M | 1,437,921 | SEC↗ |
| Ferraro Christopher C | President and CIO | C Conversion | 2025-05-29 | 2025-06-02 | 1,250,000 | — | $0 | 2,687,921 | SEC↗ |
| Siegel Andrew N | General Counsel & CCO | C Conversion | 2025-05-29 | 2025-06-02 | 223,169 | — | $0 | 703,065 | SEC↗ |
| Siegel Andrew N | General Counsel & CCO | S Sale | 2025-05-29 | 2025-06-02 | 223,169 | $18.10 | $4.04M | 479,896 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | M Exercise deriv | 2025-05-27 | 2025-05-29 | 200,000 | — | $0 | 800,000 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | M Exercise | 2025-05-27 | 2025-05-29 | 200,000 | $4.83 | $966.0K | 552,044 | SEC↗ |
| Tavoso Richard | Director | J Other | 2025-05-21 | 2025-08-08 | 50,000 | — | $0 | 182,467 | SEC↗ |
| Koutsouras Bill | Director | M Exercise deriv | 2025-05-20 | 2025-05-21 | 100,000 | — | $0 | 0 | SEC↗ |
| Koutsouras Bill | Director | M Exercise | 2025-05-20 | 2025-05-21 | 100,000 | $1.00 | $100.0K | 157,467 | SEC↗ |
| Brown Erin Elizabeth | Chief Operating Officer | S Sale | 2025-05-20 | 2025-05-21 | 87,704 | $22.17 | $1.94M | 402,591 | SEC↗ |
| Novogratz Michael | Chief Executive Officer | G Gift deriv | 2025-05-19 | 2025-05-21 | 2,750,000 | — | $0 | 202,346,000 | SEC↗ |
| Galaxy Group Investments LLC | 10% Owner | G Gift deriv | 2025-05-19 | 2025-05-21 | 2,750,000 | — | $0 | 202,346,000 | SEC↗ |
| Tavoso Richard | Director | J Other | 2025-05-16 | 2025-08-08 | 500,000 | — | $0 | 132,467 | SEC↗ |
| DesRosiers Norman H | Director | A Award deriv | 2015-09-30 | 2015-10-07 | 25,000 | — | $0 | 158,333 | SEC↗ |
| Waters Bryan W. | Director | A Award deriv | 2015-09-30 | 2015-10-07 | 25,000 | — | $0 | 50,000 | SEC↗ |
| Zender William A | Director | A Award deriv | 2015-09-30 | 2015-10-07 | 25,000 | — | $0 | 150,000 | SEC↗ |
| DesRosiers Norman H | Director | A Award deriv | 2015-06-30 | 2015-07-06 | 25,000 | — | $0 | 133,333 | SEC↗ |
| Waters Bryan W. | Director | A Award deriv | 2015-06-30 | 2015-07-06 | 25,000 | — | $0 | 25,000 | SEC↗ |
| Zender William A | Director | A Award deriv | 2015-06-30 | 2015-07-06 | 25,000 | — | $0 | 125,000 | SEC↗ |