HCHC

HC2 HOLDINGS, INC.CIK 1006837 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for HCHC PRO

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AI insights for HCHC

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
BARR WAYNE JR	President and CEO	24	$1.13M	$0	2021-08-09
GLAZER AVRAM A	Director, 10% Owner	43	$49.60M	$0	2021-07-06
Gorzynski Michael	Director, 10% Owner	10	$404.3K	$0	2021-07-01
Lombard Shelly	Director	4	$0	$0	2021-06-17
GFELLER WARREN H	Director	7	$21.3K	$0	2021-06-17
Ferraro Joseph Anthony	Chief Legal Officer & Corp Sec	19	$15.1K	$309.1K	2021-03-16
Sena Michael J.	Chief Financial Officer	24	$70.6K	$281.6K	2021-03-16
Herbst Suzi R	Chief Administrative Officer	19	$41.3K	$61.1K	2021-03-15
Courtis Kenneth S.	Director	8	$215.1K	$0	2020-11-20
FALCONE PHILIP	CEO, Chairman and President	58	$4.34M	$0	2020-03-12
HILLMAN LEE S	Director	4	$0	$0	2019-06-13
LEFFLER ROBERT V JR	Director	7	$0	$100.0K	2019-06-13
Voigt Paul	Sr. Managing Director	12	$114.5K	$0	2017-06-14
ROBINSON PAUL	Chief Legal Officer & Corp Sec	7	$0	$0	2017-06-14
Backman Andrew G	Managing Director	2	$0	$0	2017-03-10
Mancuso Andrea L	GC & Corp. Sec.	6	$0	$0	2017-03-10
Estus Ian	Managing Director, Investments	5	$0	$0	2016-05-21
Hudson Bay Capital Management LP	10% Owner	3	$0	$4.60M	2015-10-15
HRG GROUP, INC.	10% Owner	4	$0	$44.92M	2015-10-15
TSEUNG DANIEL	Director	2	$0	$0	2015-06-11
Gertzulin Dov	Other	4	$1.00M	$539.8K	2015-04-02
DG Capital Management, LLC	10% Owner	5	$0	$1.40M	2015-04-01
Demise Mesfin	CFO;Corp. Controller;Treasurer	4	$0	$0	2015-03-12
Denson Craig	President of ICS Business Unit	1	$0	$0	2015-03-12
Hladek, Keith	Chief Operating Officer	4	$0	$0	2015-03-12
PONS ROBERT M	EVP Business Development	4	$0	$0	2015-03-12
Gerber Sander	10% Owner	2	$0	$0	2014-09-22
SALEM PAUL J	10% Owner	8	$0	$0	2014-09-22

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
BARR WAYNE JR	President and CEO	P Buy	2021-08-09	2021-08-11	2,500	$3.86	$9.7K	269,559	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-07-06	2021-07-07	116,565	$3.93	$458.1K	3,139,405	SEC↗
BARR WAYNE JR	President and CEO	F Tax w/h	2021-07-06	2021-07-08	4,160	$4.07	$16.9K	267,059	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-07-02	2021-07-07	26,223	$4.00	$104.9K	3,022,840	SEC↗
Gorzynski Michael	Director, 10% Owner	J Other deriv	2021-07-01	2021-07-06	6,125	—	$0	6,125	SEC↗
Gorzynski Michael	Director, 10% Owner	J Other deriv	2021-07-01	2021-07-06	10,000	—	$0	10,000	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-07-01	2021-07-01	29,322	$3.97	$116.4K	2,996,617	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-06-29	2021-07-01	33,829	$4.00	$135.3K	2,967,295	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-06-23	2021-06-24	27,725	$3.99	$110.6K	2,933,466	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-06-22	2021-06-24	15,492	$4.00	$62.0K	2,905,741	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-06-21	2021-06-21	11,588	$3.93	$45.5K	2,890,249	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-06-18	2021-06-21	71,000	$3.98	$282.6K	2,878,661	SEC↗
Lombard Shelly	Director	A Award	2021-06-17	2021-06-21	22,556	—	$0	66,298	SEC↗
GLAZER AVRAM A	Director, 10% Owner	A Award	2021-06-17	2021-06-21	22,556	—	$0	56,303	SEC↗
GFELLER WARREN H	Director	A Award	2021-06-17	2021-06-21	22,556	—	$0	130,068	SEC↗
Gorzynski Michael	Director	A Award	2021-06-17	2021-06-28	22,556	—	$0	56,303	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-06-01	2021-06-04	971	$4.00	$3.9K	2,807,661	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-05-28	2021-06-01	3,327	$3.99	$13.3K	2,806,690	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-05-26	2021-06-01	23,128	$4.00	$92.5K	2,803,363	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-05-21	2021-05-21	16,191	$3.96	$64.1K	2,780,235	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-05-20	2021-05-21	22,394	$3.94	$88.2K	2,764,044	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-05-19	2021-05-21	51,000	$3.97	$202.5K	2,741,650	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-05-12	2021-05-12	69,233	$3.80	$263.1K	2,690,650	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-05-11	2021-05-12	58,461	$3.74	$218.6K	2,621,417	SEC↗
BARR WAYNE JR	President and CEO	P Buy	2021-05-10	2021-05-12	2,500	$3.70	$9.3K	268,719	SEC↗
BARR WAYNE JR	President and CEO	P Buy	2021-05-10	2021-05-12	2,500	$3.75	$9.4K	271,219	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-05-10	2021-05-12	83,159	$3.73	$310.2K	2,562,956	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-04-23	2021-04-27	108,000	$3.99	$430.9K	2,479,797	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-04-22	2021-04-22	53,500	$3.74	$200.1K	2,371,797	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-04-22	2021-04-26	53,500	$3.74	$200.1K	2,371,797	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-04-21	2021-04-22	62,090	$3.76	$233.5K	2,318,297	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-04-21	2021-04-26	62,090	$3.76	$233.5K	2,318,297	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-04-20	2021-04-22	92,099	$3.52	$324.2K	2,256,207	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-04-20	2021-04-26	92,099	$3.52	$324.2K	2,256,207	SEC↗
BARR WAYNE JR	President and CEO	P Buy	2021-03-17	2021-03-17	1,500	$3.55	$5.3K	266,219	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	S Sale	2021-03-16	2021-03-17	669	$3.66	$2.4K	287,628	SEC↗
BARR WAYNE JR	President and CEO	P Buy	2021-03-16	2021-03-17	1,000	$3.60	$3.6K	264,719	SEC↗
BARR WAYNE JR	President and CEO	P Buy	2021-03-16	2021-03-17	5,000	$3.70	$18.5K	263,719	SEC↗
Sena Michael J.	Chief Financial Officer	S Sale	2021-03-16	2021-03-17	16,555	$3.55	$58.8K	575,210	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2021-03-16	2021-03-18	2,164,108	$3.80	$8.22M	2,164,108	SEC↗
Herbst Suzi R	Chief Administrative Officer	S Sale	2021-03-15	2021-03-17	9,619	$3.60	$34.6K	152,008	SEC↗
Herbst Suzi R	Chief Administrative Officer	A Award	2021-03-15	2021-03-17	60,000	—	$0	161,627	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	A Award	2021-03-15	2021-03-17	66,000	—	$0	288,297	SEC↗
BARR WAYNE JR	President and CEO	A Award	2021-03-15	2021-03-17	100,000	—	$0	258,719	SEC↗
Sena Michael J.	Chief Financial Officer	A Award	2021-03-15	2021-03-17	70,000	—	$0	591,765	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2020-12-08	2020-12-08	43,000	$3.49	$150.1K	18,983,954	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2020-12-07	2020-12-08	197,548	$3.49	$689.4K	18,940,954	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2020-12-04	2020-12-08	100,000	$3.48	$348.0K	18,743,406	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2020-12-03	2020-12-03	1,062,009	$3.54	$3.76M	18,643,406	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2020-12-02	2020-12-03	1,344,276	$3.38	$4.54M	17,581,397	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy	2020-12-01	2020-12-03	193,715	$3.36	$650.9K	16,237,121	SEC↗
GLAZER AVRAM A	Director, 10% Owner	P Buy deriv	2020-11-25	2020-11-30	21,434	$1000.00	$21.43M	21,434	SEC↗
GLAZER AVRAM A	Director, 10% Owner	C Conversion	2020-11-25	2020-11-30	11,891,539	—	$0	11,891,539	SEC↗
Sena Michael J.	Chief Financial Officer	S Sale	2020-11-24	2020-11-24	1,497	$2.51	$3.8K	521,765	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	S Sale	2020-11-24	2020-11-24	1,096	$2.51	$2.8K	222,297	SEC↗
Sena Michael J.	Chief Financial Officer	S Sale	2020-11-23	2020-11-24	91,291	$2.40	$219.1K	523,262	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	S Sale	2020-11-23	2020-11-24	66,554	$2.40	$159.7K	223,393	SEC↗
Lombard Shelly	Director	X Exercise deriv	2020-11-20	2020-11-24	18,300	—	$0	0	SEC↗
BARR WAYNE JR	Interim CEO	X Exercise deriv	2020-11-20	2020-11-24	60,000	—	$0	0	SEC↗
Sena Michael J.	Chief Financial Officer	X Exercise deriv	2020-11-20	2020-11-24	81,000	—	$0	0	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	X Exercise deriv	2020-11-20	2020-11-24	24,196	—	$0	0	SEC↗
Courtis Kenneth S.	Director	X Exercise deriv	2020-11-20	2020-11-24	33,747	—	$0	0	SEC↗
Herbst Suzi R	Chief Administrative Officer	X Exercise deriv	2020-11-20	2020-11-24	19,000	—	$0	0	SEC↗
Herbst Suzi R	Chief Administrative Officer	X Exercise deriv	2020-11-20	2020-11-24	6,000	—	$0	0	SEC↗
Gorzynski Michael	Director	X Exercise deriv	2020-11-20	2020-11-24	2,814,137	—	$0	0	SEC↗
Courtis Kenneth S.	Director	X Exercise deriv	2020-11-20	2020-11-25	308,224	—	$0	0	SEC↗
Gorzynski Michael	Director	X Exercise deriv	2020-11-20	2020-12-08	2,814,137	—	$0	0	SEC↗
Lombard Shelly	Director	X Exercise	2020-11-20	2020-11-24	9,995	$2.27	$22.7K	43,742	SEC↗
BARR WAYNE JR	Interim CEO	X Exercise	2020-11-20	2020-11-24	32,771	$2.27	$74.4K	158,719	SEC↗
Sena Michael J.	Chief Financial Officer	X Exercise	2020-11-20	2020-11-24	44,242	$2.27	$100.4K	614,553	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	X Exercise	2020-11-20	2020-11-24	13,215	$2.27	$30.0K	289,947	SEC↗
Courtis Kenneth S.	Director	X Exercise	2020-11-20	2020-11-24	18,433	$2.27	$41.8K	360,365	SEC↗
Herbst Suzi R	Chief Administrative Officer	X Exercise	2020-11-20	2020-11-24	3,276	$2.27	$7.4K	9,276	SEC↗
Herbst Suzi R	Chief Administrative Officer	X Exercise	2020-11-20	2020-11-24	10,377	$2.27	$23.6K	101,627	SEC↗
Gorzynski Michael	Director	X Exercise	2020-11-20	2020-11-24	2,176,621	$2.27	$4.94M	4,990,758	SEC↗
Courtis Kenneth S.	Director	X Exercise	2020-11-20	2020-11-25	168,351	$2.27	$382.2K	528,716	SEC↗
Gorzynski Michael	Director	X Exercise	2020-11-20	2020-12-08	2,259,080	$2.27	$5.13M	5,073,217	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	F Tax w/h	2020-11-16	2020-11-17	11,493	$2.31	$26.5K	276,732	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	S Sale	2020-11-16	2020-11-24	11,493	$2.31	$26.5K	276,732	SEC↗
GLAZER AVRAM A	Director	P Buy deriv	2020-09-09	2020-09-10	10,000	—	$0	0	SEC↗
GLAZER AVRAM A	Director	A Award	2020-07-30	2020-08-03	33,747	—	$0	33,747	SEC↗
Courtis Kenneth S.	Director	A Award	2020-07-30	2020-08-03	33,747	—	$0	341,932	SEC↗
GFELLER WARREN H	Director	A Award	2020-07-30	2020-08-03	31,034	—	$0	107,512	SEC↗
Gorzynski Michael	Director	A Award	2020-07-30	2020-08-03	33,747	—	$0	33,747	SEC↗
BARR WAYNE JR	Interim CEO	A Award	2020-07-30	2020-08-03	31,034	—	$0	125,948	SEC↗
Lombard Shelly	Director	A Award	2020-07-30	2020-08-03	33,747	—	$0	33,747	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	A Award deriv	2020-07-16	2020-07-20	71,548	—	$0	71,548	SEC↗
Sena Michael J.	Chief Financial Officer	A Award deriv	2020-07-16	2020-07-20	71,548	—	$0	71,548	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	A Award	2020-07-16	2020-07-20	198,398	—	$0	288,225	SEC↗
Sena Michael J.	Chief Financial Officer	A Award	2020-07-16	2020-07-20	198,398	—	$0	570,311	SEC↗
Gorzynski Michael	Director	P Buy	2020-06-16	2020-06-17	40,000	$3.79	$151.6K	2,814,137	SEC↗
GLAZER AVRAM A	Director	P Buy	2020-06-16	2020-06-17	515,000	$3.78	$1.95M	4,151,867	SEC↗
Gorzynski Michael	Director	P Buy	2020-06-15	2020-06-17	70,600	$3.58	$252.7K	2,774,137	SEC↗
GLAZER AVRAM A	Director	P Buy	2020-06-15	2020-06-17	446,233	$3.59	$1.60M	3,636,867	SEC↗
Courtis Kenneth S.	Director	P Buy	2020-06-05	2020-06-09	24,835	$3.13	$77.7K	308,185	SEC↗
Courtis Kenneth S.	Director	P Buy	2020-06-04	2020-06-05	32,746	$3.00	$98.2K	283,350	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	S Sale	2020-06-03	2020-06-04	20,000	$2.96	$59.2K	89,827	SEC↗
GLAZER AVRAM A	Director	P Buy	2020-06-03	2020-06-04	162,000	$2.97	$481.1K	3,190,634	SEC↗
Courtis Kenneth S.	Director	P Buy	2020-06-03	2020-06-05	13,268	$2.95	$39.1K	250,604	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	S Sale	2020-06-02	2020-06-04	20,000	$2.92	$58.4K	109,827	SEC↗
GLAZER AVRAM A	Director	P Buy	2020-06-02	2020-06-04	300,000	$2.92	$876.0K	3,028,634	SEC↗
GLAZER AVRAM A	Director	P Buy	2020-06-01	2020-06-04	52,224	$2.72	$142.0K	2,728,634	SEC↗
GLAZER AVRAM A	Director	P Buy	2020-05-19	2020-06-04	13,910	$2.50	$34.8K	2,676,410	SEC↗
GLAZER AVRAM A	Director	P Buy	2020-05-15	2020-06-04	84,500	$2.40	$202.8K	2,662,500	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	F Tax w/h	2020-03-16	2020-03-17	9,628	$2.25	$21.7K	129,827	SEC↗
Herbst Suzi R	Chief Administrative Officer	F Tax w/h	2020-03-16	2020-03-17	2,619	$2.25	$5.9K	91,250	SEC↗
Herbst Suzi R	Chief Administrative Officer	F Tax w/h	2020-03-15	2020-03-17	19,717	$2.68	$52.8K	93,869	SEC↗
FALCONE PHILIP	CEO, Chairman & President	F Tax w/h	2020-03-12	2020-03-16	212,875	$2.52	$536.4K	1,962,400	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	F Tax w/h	2019-11-13	2019-11-14	11,256	$2.22	$25.0K	139,455	SEC↗
GFELLER WARREN H	Director	A Award	2019-06-13	2019-06-17	36,734	—	$0	76,478	SEC↗
BARR WAYNE JR	Director	A Award	2019-06-13	2019-06-17	36,734	—	$0	94,914	SEC↗
HILLMAN LEE S	Director	A Award	2019-06-13	2019-06-17	36,734	—	$0	71,478	SEC↗
LEFFLER ROBERT V JR	Director	A Award	2019-06-13	2019-06-17	36,734	—	$0	66,097	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	P Buy	2019-03-15	2019-03-19	5,750	$2.62	$15.1K	167,293	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	F Tax w/h	2019-03-15	2019-03-19	16,582	$2.62	$43.4K	150,711	SEC↗
Herbst Suzi R	Chief Administrative Officer	F Tax w/h	2019-03-15	2019-03-19	5,260	$2.62	$13.8K	113,586	SEC↗
Herbst Suzi R	Chief Administrative Officer	P Buy	2019-03-15	2019-03-19	3,770	$2.65	$10.0K	47,281	SEC↗
Herbst Suzi R	Chief Administrative Officer	A Award	2019-03-15	2019-03-19	71,565	—	$0	118,846	SEC↗
FALCONE PHILIP	CEO, Chairman & President	P Buy	2019-03-15	2019-03-19	20,000	$2.67	$53.4K	2,175,275	SEC↗
Sena Michael J.	Chief Financial Officer	F Tax w/h	2019-03-15	2019-03-19	31,789	$2.62	$83.3K	371,913	SEC↗
Sena Michael J.	Chief Financial Officer	P Buy	2019-03-15	2019-03-19	9,600	$2.61	$25.1K	403,702	SEC↗
Herbst Suzi R	Chief Administrative Officer	P Buy	2019-03-14	2019-03-18	6,000	$2.61	$15.7K	6,000	SEC↗
Herbst Suzi R	Chief Administrative Officer	P Buy	2019-03-14	2019-03-19	6,000	$2.61	$15.7K	6,000	SEC↗
Herbst Suzi R	Chief Administrative Officer	F Tax w/h	2019-03-10	2019-03-12	2,316	$3.03	$7.0K	43,511	SEC↗
Sena Michael J.	Chief Financial Officer	F Tax w/h	2019-03-10	2019-03-12	9,665	$3.03	$29.3K	394,102	SEC↗
BARR WAYNE JR	Director	P Buy	2018-11-21	2018-11-23	1,000	$3.05	$3.0K	58,180	SEC↗
BARR WAYNE JR	Director	P Buy deriv	2018-11-20	2018-11-23	0	—	$0	570,776	SEC↗
BARR WAYNE JR	Director	L Small acq	2018-11-14	2018-11-23	200	$3.49	$698	57,180	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	F Tax w/h	2018-11-13	2018-11-15	11,256	$3.65	$41.1K	161,543	SEC↗
BARR WAYNE JR	Director	L Small acq	2018-11-09	2018-11-23	400	$4.95	$2.0K	56,980	SEC↗
BARR WAYNE JR	Director	L Small acq	2018-11-08	2018-11-23	400	$5.22	$2.1K	56,580	SEC↗
FALCONE PHILIP	CEO	M Exercise deriv	2018-09-11	2018-10-03	150,000	—	$0	84,608	SEC↗
FALCONE PHILIP	CEO	M Exercise deriv	2018-09-11	2018-10-03	21,795	—	$0	28,452	SEC↗
FALCONE PHILIP	CEO, Chairman and President	M Exercise deriv	2018-09-11	2018-09-13	21,795	—	$0	28,452	SEC↗
FALCONE PHILIP	CEO, Chairman and President	M Exercise deriv	2018-09-11	2018-09-13	150,000	—	$0	84,608	SEC↗
FALCONE PHILIP	CEO, Chairman and President	M Exercise	2018-09-11	2018-09-13	150,000	$4.05	$607.5K	2,269,773	SEC↗
FALCONE PHILIP	CEO, Chairman and President	F Tax w/h	2018-09-11	2018-09-13	136,293	$6.08	$828.7K	2,155,275	SEC↗
FALCONE PHILIP	CEO, Chairman and President	M Exercise	2018-09-11	2018-09-13	21,795	$4.02	$87.6K	2,291,568	SEC↗
FALCONE PHILIP	CEO, Chairman and President	G Gift	2018-09-05	2018-09-13	25,000	—	$0	2,119,773	SEC↗
FALCONE PHILIP	CEO, Chairman and President	G Gift	2018-07-20	2018-09-13	50,000	—	$0	2,144,773	SEC↗
FALCONE PHILIP	CEO, Chairman and President	A Award deriv	2018-06-13	2018-06-15	425,276	—	$0	425,276	SEC↗
Sena Michael J.	Chief Financial Officer	A Award deriv	2018-06-13	2018-06-15	70,880	—	$0	70,880	SEC↗
FALCONE PHILIP	CEO, Chairman and President	A Award	2018-06-13	2018-06-15	1,134,852	—	$0	2,194,773	SEC↗
HILLMAN LEE S	Director	A Award	2018-06-13	2018-06-15	9,584	—	$0	34,744	SEC↗
Sena Michael J.	Chief Financial Officer	A Award	2018-06-13	2018-06-15	189,142	—	$0	403,767	SEC↗
GFELLER WARREN H	Director	A Award	2018-06-13	2018-06-15	9,584	—	$0	39,744	SEC↗
LEFFLER ROBERT V JR	Director	A Award	2018-06-13	2018-06-15	9,584	—	$0	29,363	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	A Award	2018-06-13	2018-06-15	73,395	—	$0	172,799	SEC↗
BARR WAYNE JR	Director	A Award	2018-06-13	2018-06-15	9,584	—	$0	56,180	SEC↗
FALCONE PHILIP	CEO, Chairman and President	G Gift	2018-05-31	2018-06-15	25,000	—	$0	1,059,921	SEC↗
FALCONE PHILIP	CEO, Chairman and President	G Gift	2018-05-08	2018-06-15	25,000	—	$0	1,084,921	SEC↗
FALCONE PHILIP	CEO, Chairman and President	G Gift	2018-04-20	2018-06-15	25,000	—	$0	1,109,921	SEC↗
FALCONE PHILIP	CEO, Chairman and President	G Gift	2018-04-12	2018-06-15	25,000	—	$0	1,134,921	SEC↗
FALCONE PHILIP	CEO, Chairman and President	G Gift	2018-04-02	2018-06-15	50,000	—	$0	1,159,921	SEC↗
Herbst Suzi R	Chief Administrative Officer	A Award	2018-03-16	2018-03-19	20,642	—	$0	45,827	SEC↗
BARR WAYNE JR	Director	P Buy	2018-03-16	2018-03-19	200,000	$5.35	$1.07M	200,000	SEC↗
Herbst Suzi R	Chief Administrative Officer	F Tax w/h	2018-03-10	2018-03-13	2,308	$5.74	$13.2K	25,185	SEC↗
Sena Michael J.	Chief Financial Officer	F Tax w/h	2018-03-10	2018-03-13	8,114	$5.74	$46.6K	214,625	SEC↗
FALCONE PHILIP	CEO, Chairman and President	F Tax w/h	2018-03-10	2018-03-13	42,992	$5.74	$246.8K	1,209,921	SEC↗
Ferraro Joseph Anthony	Chief Legal Officer & Corp S	A Award	2017-11-13	2017-11-14	99,404	—	$0	99,404	SEC↗
Herbst Suzi R	Chief Administrative Officer	S Sale	2017-11-13	2017-11-14	5,303	$4.99	$26.5K	27,493	SEC↗
LEFFLER ROBERT V JR	Director	S Sale	2017-11-10	2017-11-14	20,000	$5.00	$100.0K	19,779	SEC↗
HILLMAN LEE S	Director	A Award	2017-06-19	2017-06-21	10,526	—	$0	25,160	SEC↗
LEFFLER ROBERT V JR	Director	A Award	2017-06-19	2017-06-21	10,526	—	$0	39,779	SEC↗
GFELLER WARREN H	Director	A Award	2017-06-19	2017-06-21	10,526	—	$0	30,160	SEC↗
BARR WAYNE JR	Director	A Award	2017-06-19	2017-06-21	10,526	—	$0	46,596	SEC↗
ROBINSON PAUL	Chief Legal Officer & Corp S	A Award deriv	2017-06-14	2017-06-16	15,909	—	$0	15,909	SEC↗
Voigt Paul	Sr. Managing Dir, Investment	A Award deriv	2017-06-14	2017-06-16	75,095	—	$0	75,095	SEC↗
Sena Michael J.	Chief Financial Officer	A Award deriv	2017-06-14	2017-06-16	26,626	—	$0	26,626	SEC↗
FALCONE PHILIP	CEO, Chairman and President	A Award deriv	2017-06-14	2017-06-16	143,246	—	$0	143,246	SEC↗
ROBINSON PAUL	Chief Legal Officer & Corp S	A Award	2017-06-14	2017-06-16	42,617	—	$0	136,534	SEC↗
Voigt Paul	Sr. Managing Dir, Investment	A Award	2017-06-14	2017-06-16	201,163	—	$0	623,348	SEC↗
Sena Michael J.	Chief Financial Officer	A Award	2017-06-14	2017-06-16	71,326	—	$0	222,739	SEC↗
FALCONE PHILIP	CEO, Chairman and President	A Award	2017-06-14	2017-06-16	383,725	—	$0	1,252,913	SEC↗
Sena Michael J.	Chief Financial Officer	F Tax w/h	2017-03-18	2017-04-06	12,324	$5.84	$72.0K	151,413	SEC↗
FALCONE PHILIP	CEO, Chairman and President	A Award deriv	2017-03-10	2017-03-14	40,943	—	$0	40,943	SEC↗
Sena Michael J.	Chief Financial Officer	A Award deriv	2017-03-10	2017-03-14	8,266	—	$0	8,266	SEC↗
Voigt Paul	Sr. Managing Dir, Investment	A Award deriv	2017-03-10	2017-03-14	14,802	—	$0	14,802	SEC↗
ROBINSON PAUL	Chief Legal Officer & Corp S	A Award deriv	2017-03-10	2017-03-14	6,729	—	$0	6,729	SEC↗
FALCONE PHILIP	CEO, Chairman and President	F Tax w/h	2017-03-10	2017-03-14	46,316	$5.50	$254.7K	869,188	SEC↗
FALCONE PHILIP	CEO, Chairman and President	A Award	2017-03-10	2017-03-14	109,677	—	$0	915,504	SEC↗
Herbst Suzi R	Chief Administrative Officer	F Tax w/h	2017-03-10	2017-03-14	6,019	$5.50	$33.1K	32,796	SEC↗
Herbst Suzi R	Chief Administrative Officer	A Award	2017-03-10	2017-03-14	15,909	—	$0	38,815	SEC↗
Mancuso Andrea L	Deputy General Counsel	A Award	2017-03-10	2017-03-14	9,091	—	$0	48,973	SEC↗
Mancuso Andrea L	Deputy General Counsel	F Tax w/h	2017-03-10	2017-03-14	1,164	$5.50	$6.4K	47,809	SEC↗
Sena Michael J.	Chief Financial Officer	F Tax w/h	2017-03-10	2017-03-14	8,803	$5.50	$48.4K	163,737	SEC↗
Sena Michael J.	Chief Financial Officer	A Award	2017-03-10	2017-03-14	22,143	—	$0	172,540	SEC↗
Voigt Paul	Sr. Managing Dir, Investment	F Tax w/h	2017-03-10	2017-03-14	14,177	$5.50	$78.0K	422,185	SEC↗
Voigt Paul	Sr. Managing Dir, Investment	A Award	2017-03-10	2017-03-14	39,650	—	$0	436,362	SEC↗
Backman Andrew G	Managing Director	F Tax w/h	2017-03-10	2017-03-14	5,124	$5.50	$28.2K	31,240	SEC↗
Backman Andrew G	Managing Director	A Award	2017-03-10	2017-03-14	36,364	—	$0	36,364	SEC↗
ROBINSON PAUL	Chief Legal Officer & Corp S	F Tax w/h	2017-03-10	2017-03-14	6,439	$5.50	$35.4K	93,917	SEC↗
ROBINSON PAUL	Chief Legal Officer & Corp S	A Award	2017-03-10	2017-03-14	18,026	—	$0	100,356	SEC↗
Sena Michael J.	Chief Financial Officer	F Tax w/h	2016-11-30	2016-12-02	12,797	$4.76	$60.9K	150,397	SEC↗
Voigt Paul	Sr. Managing Dir, Investment	P Buy	2016-11-14	2016-11-15	25,000	$4.58	$114.5K	396,712	SEC↗
Sena Michael J.	Chief Financial Officer	P Buy	2016-11-14	2016-11-15	10,000	$4.55	$45.5K	163,194	SEC↗
FALCONE PHILIP	CEO, Chairman and President	P Buy	2016-11-14	2016-11-16	21,000	$4.53	$95.1K	805,827	SEC↗
FALCONE PHILIP	CEO, Chairman and President	P Buy	2016-11-11	2016-11-15	31,200	$4.41	$137.6K	784,827	SEC↗
GFELLER WARREN H	Director	P Buy	2016-11-11	2016-11-15	5,000	$4.27	$21.3K	19,634	SEC↗
Voigt Paul	Sr. Managing Dir, Investment	F Tax w/h	2016-10-01	2016-10-04	14,309	$5.45	$78.0K	471,712	SEC↗
ROBINSON PAUL	Chief Legal Officer & Corp S	F Tax w/h	2016-09-30	2016-10-04	51,718	$5.45	$281.9K	82,330	SEC↗
BARR WAYNE JR	Director	A Award	2016-06-14	2016-06-16	14,634	—	$0	36,070	SEC↗
LEFFLER ROBERT V JR	Director	A Award	2016-06-14	2016-06-16	14,634	—	$0	29,253	SEC↗
HILLMAN LEE S	Director	A Award	2016-06-14	2016-06-16	14,634	—	$0	14,634	SEC↗
GFELLER WARREN H	Director	A Award	2016-06-14	2016-06-16	14,634	—	$0	14,634	SEC↗
Estus Ian	Managing Director, Investmen	F Tax w/h	2016-05-21	2016-07-11	7,853	$4.17	$32.7K	90,423	SEC↗
FALCONE PHILIP	CEO, Chairman & President	A Award deriv	2016-04-14	2016-04-18	500,000	—	$0	500,000	SEC↗
FALCONE PHILIP	CEO, Chairman & President	A Award deriv	2016-04-14	2016-04-18	500,000	—	$0	500,000	SEC↗
FALCONE PHILIP	CEO, Chairman & President	A Award deriv	2016-04-14	2016-04-18	500,000	—	$0	500,000	SEC↗
ROBINSON PAUL	Chief Legal Officer	A Award	2016-03-21	2016-03-23	134,048	—	$0	134,048	SEC↗
Sena Michael J.	Chief Financial Officer	A Award	2016-03-18	2016-03-22	66,666	—	$0	153,194	SEC↗
FALCONE PHILIP	CEO, Chairman and President	F Tax w/h	2016-03-12	2016-07-11	129,951	$3.87	$502.9K	1,293,627	SEC↗
FALCONE PHILIP	CEO, Chairman & President	A Award deriv	2016-01-29	2016-02-01	6,848	—	$0	6,848	SEC↗
FALCONE PHILIP	CEO, Chairman & President	A Award deriv	2015-12-24	2015-12-29	200,000	—	$0	200,000	SEC↗
FALCONE PHILIP	CEO, Chairman & President	A Award deriv	2015-12-24	2015-12-29	100,742	—	$0	100,742	SEC↗
FALCONE PHILIP	CEO, Chairman & President	A Award deriv	2015-11-09	2015-11-09	845,250	—	$0	845,250	SEC↗
HRG GROUP, INC.	10% Owner	S Sale	2015-10-15	2015-10-15	4,678,395	$7.50	$35.09M	0	SEC↗
Hudson Bay Capital Management	10% Owner	S Sale	2015-10-15	2015-10-19	522,000	$7.50	$3.92M	254,372	SEC↗
Hudson Bay Capital Management	10% Owner	S Sale	2015-10-12	2015-10-13	62,500	$7.93	$495.6K	776,372	SEC↗
FALCONE PHILIP	CEO, Chairman & President	P Buy	2015-10-09	2015-10-09	540,000	$7.50	$4.05M	1,423,578	SEC↗
Voigt Paul	Sr. Managing Director	A Award	2015-10-09	2015-10-13	100,000	$7.50	$750.0K	486,021	SEC↗
Hudson Bay Capital Management	10% Owner	S Sale	2015-10-09	2015-10-13	25,000	$7.65	$191.3K	838,872	SEC↗
FALCONE PHILIP	CEO, Chairman & President	D To issuer deriv	2015-08-06	2015-08-10	2,667	—	$0	0	SEC↗
FALCONE PHILIP	CEO, Chairman & President	D To issuer deriv	2015-08-06	2015-08-10	750,000	—	$0	0	SEC↗
FALCONE PHILIP	CEO, Chairman & President	A Award deriv	2015-08-06	2015-08-10	7,084	—	$0	7,084	SEC↗
FALCONE PHILIP	CEO, Chairman & President	A Award deriv	2015-08-06	2015-08-10	705,882	—	$0	705,882	SEC↗
FALCONE PHILIP	CEO, Chairman & President	D To issuer deriv	2015-08-06	2015-08-10	7,527	—	$0	0	SEC↗
FALCONE PHILIP	CEO, Chairman & President	A Award deriv	2015-08-06	2015-08-10	2,510	—	$0	2,510	SEC↗
HRG GROUP, INC.	10% Owner	S Sale	2015-06-29	2015-06-29	17,900	$9.11	$163.1K	4,678,395	SEC↗
HRG GROUP, INC.	10% Owner	S Sale	2015-06-26	2015-06-29	934,541	$9.05	$8.46M	4,696,295	SEC↗
HRG GROUP, INC.	10% Owner	S Sale	2015-06-25	2015-06-29	127,524	$9.50	$1.21M	5,630,836	SEC↗
BARR WAYNE JR	Director	A Award	2015-06-11	2015-06-15	5,435	—	$0	21,436	SEC↗
TSEUNG DANIEL	Director	A Award	2015-06-11	2015-06-15	5,435	—	$0	14,619	SEC↗
LEFFLER ROBERT V JR	Director	A Award	2015-06-11	2015-06-15	5,435	—	$0	14,619	SEC↗
Sena Michael J.	Chief Financial Officer	A Award	2015-05-20	2015-05-27	86,528	—	$0	86,528	SEC↗
Gertzulin Dov	Other	S Sale	2015-04-02	2015-04-06	25,000	$10.91	$272.8K	1,019,015	SEC↗
Gertzulin Dov	Other	S Sale	2015-04-02	2015-04-06	15,000	$11.04	$165.6K	1,044,015	SEC↗
Gertzulin Dov	Other	S Sale	2015-04-02	2015-04-06	9,218	$11.01	$101.5K	1,059,015	SEC↗
DG Capital Management, LLC	10% Owner	S Sale	2015-04-01	2015-04-02	11,675	$10.91	$127.4K	1,068,233	SEC↗
DG Capital Management, LLC	10% Owner	S Sale	2015-04-01	2015-04-02	4,897	$10.95	$53.6K	1,079,908	SEC↗
DG Capital Management, LLC	10% Owner	S Sale	2015-03-31	2015-04-02	60,886	$11.02	$671.0K	1,084,805	SEC↗
DG Capital Management, LLC	10% Owner	S Sale	2015-03-30	2015-03-31	32,615	$11.60	$378.3K	1,145,691	SEC↗
DG Capital Management, LLC	10% Owner	S Sale	2015-03-27	2015-03-31	14,029	$11.95	$167.6K	1,178,306	SEC↗
Voigt Paul	Sr. Managing Director	A Award deriv	2015-03-12	2015-10-13	106,706	—	$0	106,706	SEC↗
Voigt Paul	Sr. Managing Director	A Award	2015-03-12	2015-10-13	261,021	—	$0	386,021	SEC↗
FALCONE PHILIP	CEO, Chairman and President	A Award deriv	2015-03-12	2015-03-16	309,620	—	$0	309,620	SEC↗
Demise Mesfin	CFO;Corp. Controller;Treasur	A Award deriv	2015-03-12	2015-03-16	644	—	$0	644	SEC↗
Estus Ian	Managing Director, Investmen	A Award deriv	2015-03-12	2015-03-16	17,492	—	$0	17,492	SEC↗
Hladek, Keith	Chief Operating Officer	A Award deriv	2015-03-12	2015-03-16	50,728	—	$0	50,728	SEC↗
Mancuso Andrea L	GC & Corp. Sec.	A Award deriv	2015-03-12	2015-03-16	4,832	—	$0	4,832	SEC↗
PONS ROBERT M	EVP Business Development	A Award deriv	2015-03-12	2015-03-16	31,486	—	$0	31,486	SEC↗
FALCONE PHILIP	CEO, Chairman and President	A Award	2015-03-12	2015-03-16	881,550	—	$0	883,578	SEC↗
Demise Mesfin	CFO;Corp. Controller;Treasur	A Award	2015-03-12	2015-03-16	1,964	—	$0	16,964	SEC↗
Estus Ian	Managing Director, Investmen	A Award	2015-03-12	2015-03-16	35,776	—	$0	98,276	SEC↗
Denson Craig	President of ICS Business Un	A Award	2015-03-12	2015-03-16	12,500	—	$0	13,850	SEC↗
Hladek, Keith	Chief Operating Officer	A Award	2015-03-12	2015-03-16	124,091	—	$0	249,091	SEC↗
Mancuso Andrea L	GC & Corp. Sec.	A Award	2015-03-12	2015-03-16	9,882	—	$0	39,882	SEC↗
PONS ROBERT M	EVP Business Development	A Award	2015-03-12	2015-03-16	77,023	—	$0	154,106	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2015-01-07	2015-01-09	169,697	—	$0	169,697	SEC↗
BARR WAYNE JR	Director	A Award	2014-11-20	2014-11-21	725	$7.00	$5.1K	16,001	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	258,824	—	$0	258,824	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	6,140	—	$0	6,140	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	53,963	—	$0	53,963	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	234,608	—	$0	234,608	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	2,394	—	$0	2,394	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	7,786	—	$0	7,786	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	2,667	—	$0	2,667	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	33,124	—	$0	33,124	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	50,247	—	$0	50,247	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	52,485	—	$0	52,485	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	49,372	—	$0	49,372	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	280,472	—	$0	280,472	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-10-28	2014-10-30	750,000	—	$0	750,000	SEC↗
Voigt Paul	Sr. Managing Director	A Award deriv	2014-10-01	2014-10-03	25,000	—	$0	25,000	SEC↗
Voigt Paul	Sr. Managing Director	A Award	2014-10-01	2014-10-03	125,000	—	$0	125,000	SEC↗
BARR WAYNE JR	Director	A Award	2014-10-01	2014-10-03	13,043	—	$0	15,276	SEC↗
LEFFLER ROBERT V JR	Director	A Award	2014-10-01	2014-10-03	9,184	—	$0	9,184	SEC↗
TSEUNG DANIEL	Director	A Award	2014-10-01	2014-10-06	9,184	—	$0	9,184	SEC↗
Gertzulin Dov	10% Owner	P Buy deriv	2014-09-22	2014-10-01	1,000	$1000.00	$1.00M	1,000	SEC↗
SALEM PAUL J	10% Owner	H Expire deriv	2014-09-22	2014-09-24	5,612	—	$0	0	SEC↗
SALEM PAUL J	10% Owner	H Expire deriv	2014-09-22	2014-09-24	2,989	—	$0	0	SEC↗
SALEM PAUL J	10% Owner	H Expire deriv	2014-09-22	2014-09-24	2,938	—	$0	0	SEC↗
SALEM PAUL J	10% Owner	H Expire deriv	2014-09-22	2014-09-24	963	—	$0	0	SEC↗
SALEM PAUL J	10% Owner	P Buy deriv	2014-09-22	2014-09-24	5,612	—	$0	5,612	SEC↗
SALEM PAUL J	10% Owner	P Buy deriv	2014-09-22	2014-09-24	2,989	—	$0	2,989	SEC↗
SALEM PAUL J	10% Owner	P Buy deriv	2014-09-22	2014-09-24	2,938	—	$0	2,938	SEC↗
SALEM PAUL J	10% Owner	P Buy deriv	2014-09-22	2014-09-24	963	—	$0	963	SEC↗
Gerber Sander	10% Owner	H Expire deriv	2014-09-22	2014-09-24	12,500	—	$0	0	SEC↗
Gerber Sander	10% Owner	P Buy deriv	2014-09-22	2014-09-24	12,500	—	$0	12,500	SEC↗
Mancuso Andrea L	Assoc. GC & Asst. Corp. Sec.	A Award deriv	2014-09-16	2014-09-18	6,000	—	$0	6,000	SEC↗
Demise Mesfin	CFO;Corp. Controller;Treasur	A Award deriv	2014-09-16	2014-09-18	3,000	—	$0	3,000	SEC↗
Estus Ian	Managing Director, Investmen	A Award deriv	2014-09-16	2014-09-18	12,500	—	$0	12,500	SEC↗
Hladek, Keith	Chief Operating Officer	A Award deriv	2014-09-16	2014-09-18	25,000	—	$0	25,000	SEC↗
PONS ROBERT M	EVP Business Development	A Award deriv	2014-09-16	2014-09-18	12,500	—	$0	12,500	SEC↗
Mancuso Andrea L	Assoc. GC & Asst. Corp. Sec.	A Award	2014-09-16	2014-09-18	30,000	—	$0	30,000	SEC↗
Demise Mesfin	CFO;Corp. Controller;Treasur	A Award	2014-09-16	2014-09-18	15,000	—	$0	15,000	SEC↗
Estus Ian	Managing Director, Investmen	A Award	2014-09-16	2014-09-18	62,500	—	$0	62,500	SEC↗
Hladek, Keith	Chief Operating Officer	A Award	2014-09-16	2014-09-18	125,000	—	$0	125,000	SEC↗
PONS ROBERT M	EVP Business Development	A Award	2014-09-16	2014-09-18	62,500	—	$0	77,083	SEC↗
FALCONE PHILIP	CEO	A Award deriv	2014-05-21	2014-05-23	1,568,864	—	$0	1,568,864	SEC↗