Open-mkt buys · 90d
—
0 trades · 0 insiders
Open-mkt sales · 90d
—
0 trades · 0 insiders
Net · 90d
$0
Insiders on file
14
Daily buy vs sell · 90 days
No data yet.
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| Patterson Lisa G | Chief Administrative Officer | 4 | $0 | $0 | 2023-08-01 |
| Zabriskie Joanna | Director | 2 | $0 | $0 | 2023-08-01 |
| Weng Jean | General Counsel | 16 | $0 | $0 | 2023-08-01 |
| Newman William Andrew | President, CEO and PFO | 5 | $0 | $685.5K | 2023-08-01 |
| Goodman Laurie | Director | 7 | $0 | $0 | 2023-08-01 |
| Trident VI Professionals Fund, L.P. | 10% Owner | 4 | $0 | $0 | 2023-08-01 |
| Bon Salle Andrew | Director | 9 | $0 | $0 | 2023-08-01 |
| Morse Timothy R. | Director | 7 | $0 | $0 | 2023-08-01 |
| FORLINES JOHN S | Chief Risk Officer | 12 | $0 | $0 | 2023-05-04 |
| ELBAUM MARK | Chief Financial Officer | 10 | $0 | $0 | 2023-02-10 |
| Fregosi Maria N. | Chief Investment Officer | 21 | $0 | $85.7K | 2022-05-24 |
| Shoemaker Jr. Phillip R. | President of Originations | 7 | $0 | $84.2K | 2022-02-28 |
| Miller Phillip Martin | Chief Operating Officer | 7 | $0 | $34.3K | 2021-09-14 |
| Trident Capital VI, L.P. | 10% Owner | 4 | $0 | $85.69M | 2021-02-02 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| Patterson Lisa G | Chief Administrative Officer | D To issuer deriv | 2023-08-01 | 2023-08-01 | 10,785 | — | $0 | 0 | SEC↗ |
| Patterson Lisa G | Chief Administrative Officer | D To issuer deriv | 2023-08-01 | 2023-08-01 | 101,113 | — | $0 | 0 | SEC↗ |
| Patterson Lisa G | Chief Administrative Officer | D To issuer deriv | 2023-08-01 | 2023-08-01 | 56,623 | — | $0 | 0 | SEC↗ |
| Weng Jean | GC and Corporate Secretary | D To issuer deriv | 2023-08-01 | 2023-08-01 | 85,947 | — | $0 | 0 | SEC↗ |
| Weng Jean | GC and Corporate Secretary | D To issuer deriv | 2023-08-01 | 2023-08-01 | 39,642 | — | $0 | 0 | SEC↗ |
| Morse Timothy R. | Director | D To issuer deriv | 2023-08-01 | 2023-08-01 | 26,385 | — | $0 | 0 | SEC↗ |
| Newman William Andrew | President, CEO and PFO | D To issuer deriv | 2023-08-01 | 2023-08-01 | 1,011,137 | — | $0 | 0 | SEC↗ |
| Zabriskie Joanna | Director | D To issuer deriv | 2023-08-01 | 2023-08-01 | 26,385 | — | $0 | 0 | SEC↗ |
| Goodman Laurie | Director | D To issuer deriv | 2023-08-01 | 2023-08-01 | 26,385 | — | $0 | 0 | SEC↗ |
| Patterson Lisa G | Chief Administrative Officer | D To issuer | 2023-08-01 | 2023-08-01 | 53,927 | — | $0 | 0 | SEC↗ |
| Bon Salle Andrew | Director | D To issuer | 2023-08-01 | 2023-08-01 | 74,329 | — | $0 | 0 | SEC↗ |
| Trident VI Professionals Fund, | 10% Owner | D To issuer | 2023-08-01 | 2023-08-01 | 68,878,127 | — | $0 | 0 | SEC↗ |
| Trident VI Professionals Fund, | 10% Owner | D To issuer | 2023-08-01 | 2023-08-01 | 53,924,166 | — | $0 | 0 | SEC↗ |
| Trident VI Professionals Fund, | 10% Owner | D To issuer | 2023-08-01 | 2023-08-01 | 3,825,918 | — | $0 | 0 | SEC↗ |
| Trident VI Professionals Fund, | 10% Owner | D To issuer | 2023-08-01 | 2023-08-01 | 1,142,824 | — | $0 | 0 | SEC↗ |
| Weng Jean | GC and Corporate Secretary | D To issuer | 2023-08-01 | 2023-08-01 | 27,058 | — | $0 | 0 | SEC↗ |
| Morse Timothy R. | Director | D To issuer | 2023-08-01 | 2023-08-01 | 12,964 | — | $0 | 0 | SEC↗ |
| Newman William Andrew | President, CEO and PFO | D To issuer | 2023-08-01 | 2023-08-01 | 1,022,138 | — | $0 | 0 | SEC↗ |
| Goodman Laurie | Director | D To issuer | 2023-08-01 | 2023-08-01 | 12,964 | — | $0 | 0 | SEC↗ |
| Bon Salle Andrew | Director | M Exercise deriv | 2023-06-08 | 2023-06-12 | 22,471 | — | $0 | 0 | SEC↗ |
| Bon Salle Andrew | Director | M Exercise | 2023-06-08 | 2023-06-12 | 22,471 | — | $0 | 74,329 | SEC↗ |
| Weng Jean | General Counsel | M Exercise deriv | 2023-05-04 | 2023-05-08 | 17,656 | — | $0 | 39,642 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | M Exercise deriv | 2023-05-04 | 2023-05-08 | 35,310 | — | $0 | 57,298 | SEC↗ |
| Weng Jean | General Counsel | M Exercise | 2023-05-04 | 2023-05-08 | 17,656 | — | $0 | 34,175 | SEC↗ |
| Weng Jean | General Counsel | F Tax w/h | 2023-05-04 | 2023-05-08 | 7,117 | $1.68 | $12.0K | 27,058 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | M Exercise | 2023-05-04 | 2023-05-08 | 35,310 | — | $0 | 61,490 | SEC↗ |
| ELBAUM MARK | Chief Financial Officer | M Exercise deriv | 2023-02-10 | 2023-02-14 | 10,994 | — | $0 | 57,298 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | M Exercise deriv | 2023-02-10 | 2023-02-14 | 10,994 | — | $0 | 92,608 | SEC↗ |
| Weng Jean | General Counsel | M Exercise deriv | 2023-02-10 | 2023-02-14 | 10,994 | — | $0 | 57,298 | SEC↗ |
| ELBAUM MARK | Chief Financial Officer | M Exercise | 2023-02-10 | 2023-02-14 | 10,994 | — | $0 | 20,536 | SEC↗ |
| ELBAUM MARK | Chief Financial Officer | F Tax w/h | 2023-02-10 | 2023-02-14 | 5,734 | $1.99 | $11.4K | 14,802 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | M Exercise | 2023-02-10 | 2023-02-14 | 10,994 | — | $0 | 31,735 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | F Tax w/h | 2023-02-10 | 2023-02-14 | 5,555 | $1.99 | $11.1K | 26,180 | SEC↗ |
| Weng Jean | General Counsel | F Tax w/h | 2023-02-10 | 2023-02-14 | 5,014 | $1.99 | $10.0K | 16,519 | SEC↗ |
| Weng Jean | General Counsel | M Exercise | 2023-02-10 | 2023-02-14 | 10,994 | — | $0 | 21,533 | SEC↗ |
| Bon Salle Andrew | Director | M Exercise deriv | 2022-06-07 | 2022-06-08 | 86,430 | — | $0 | 0 | SEC↗ |
| Bon Salle Andrew | Director | A Award deriv | 2022-06-07 | 2022-06-08 | 22,471 | — | $0 | 22,471 | SEC↗ |
| Morse Timothy R. | Director | M Exercise deriv | 2022-06-07 | 2022-06-08 | 21,607 | — | $0 | 26,385 | SEC↗ |
| Goodman Laurie | Director | M Exercise deriv | 2022-06-07 | 2022-06-08 | 21,607 | — | $0 | 26,385 | SEC↗ |
| Bon Salle Andrew | Director | D To issuer | 2022-06-07 | 2022-06-08 | 34,572 | $4.45 | $153.8K | 51,858 | SEC↗ |
| Bon Salle Andrew | Director | M Exercise | 2022-06-07 | 2022-06-08 | 86,430 | — | $0 | 86,430 | SEC↗ |
| Morse Timothy R. | Director | M Exercise | 2022-06-07 | 2022-06-08 | 21,607 | — | $0 | 21,607 | SEC↗ |
| Morse Timothy R. | Director | D To issuer | 2022-06-07 | 2022-06-08 | 8,643 | $4.45 | $38.5K | 12,964 | SEC↗ |
| Goodman Laurie | Director | M Exercise | 2022-06-07 | 2022-06-08 | 21,607 | — | $0 | 21,607 | SEC↗ |
| Goodman Laurie | Director | D To issuer | 2022-06-07 | 2022-06-08 | 8,643 | $4.45 | $38.5K | 12,964 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | M Exercise deriv | 2022-05-24 | 2022-05-25 | 4,044 | — | $0 | 4,045 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | F Tax w/h | 2022-05-24 | 2022-05-25 | 2,559 | $3.77 | $9.6K | 245,408 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | M Exercise | 2022-05-24 | 2022-05-25 | 4,044 | $1.94 | $7.8K | 247,967 | SEC↗ |
| ELBAUM MARK | Chief Financial Officer | M Exercise deriv | 2022-05-04 | 2022-05-05 | 17,655 | — | $0 | 68,292 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | M Exercise deriv | 2022-05-04 | 2022-05-05 | 35,311 | — | $0 | 103,602 | SEC↗ |
| Weng Jean | General Counsel | M Exercise deriv | 2022-05-04 | 2022-05-05 | 17,655 | — | $0 | 68,292 | SEC↗ |
| ELBAUM MARK | Chief Financial Officer | M Exercise | 2022-05-04 | 2022-05-05 | 17,655 | — | $0 | 17,655 | SEC↗ |
| ELBAUM MARK | Chief Financial Officer | F Tax w/h | 2022-05-04 | 2022-05-05 | 8,113 | $3.17 | $25.7K | 9,542 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | F Tax w/h | 2022-05-04 | 2022-05-05 | 14,570 | $3.17 | $46.2K | 20,741 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | M Exercise | 2022-05-04 | 2022-05-05 | 35,311 | — | $0 | 35,311 | SEC↗ |
| Weng Jean | General Counsel | F Tax w/h | 2022-05-04 | 2022-05-05 | 7,116 | $3.17 | $22.6K | 10,539 | SEC↗ |
| Weng Jean | General Counsel | M Exercise | 2022-05-04 | 2022-05-05 | 17,655 | — | $0 | 17,655 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | M Exercise deriv | 2022-03-01 | 2022-03-02 | 4,044 | — | $0 | 8,089 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | M Exercise deriv | 2022-03-01 | 2022-03-02 | 13,481 | — | $0 | 26,964 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | M Exercise | 2022-03-01 | 2022-03-02 | 13,481 | $1.86 | $25.1K | 252,642 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | F Tax w/h | 2022-03-01 | 2022-03-02 | 12,763 | $3.14 | $40.1K | 243,923 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | M Exercise | 2022-03-01 | 2022-03-02 | 4,044 | $1.94 | $7.8K | 256,686 | SEC↗ |
| Shoemaker Jr. Phillip R. | President of Originations | M Exercise deriv | 2022-02-28 | 2022-02-28 | 75,000 | — | $0 | 248,563 | SEC↗ |
| Shoemaker Jr. Phillip R. | President of Originations | M Exercise | 2022-02-28 | 2022-02-28 | 75,000 | $1.86 | $139.5K | 292,859 | SEC↗ |
| Morse Timothy R. | Director | A Award deriv | 2022-02-10 | 2022-02-11 | 26,385 | — | $0 | 47,992 | SEC↗ |
| Goodman Laurie | Director | A Award deriv | 2022-02-10 | 2022-02-11 | 26,385 | — | $0 | 47,992 | SEC↗ |
| Zabriskie Joanna | Director | A Award deriv | 2022-02-10 | 2022-02-11 | 26,385 | — | $0 | 26,385 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | A Award deriv | 2022-02-10 | 2022-02-11 | 32,981 | — | $0 | 138,913 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | A Award deriv | 2022-02-10 | 2022-02-11 | 32,981 | — | $0 | 138,913 | SEC↗ |
| Weng Jean | General Counsel | A Award deriv | 2022-02-10 | 2022-02-11 | 32,981 | — | $0 | 85,947 | SEC↗ |
| Weng Jean | General Counsel | A Award deriv | 2022-02-10 | 2022-02-11 | 32,981 | — | $0 | 85,947 | SEC↗ |
| ELBAUM MARK | Chief Financial Officer | A Award deriv | 2022-02-10 | 2022-02-11 | 32,981 | — | $0 | 85,947 | SEC↗ |
| ELBAUM MARK | Chief Financial Officer | A Award deriv | 2022-02-10 | 2022-02-11 | 32,981 | — | $0 | 85,947 | SEC↗ |
| Newman William Andrew | President & CEO | G Gift | 2021-12-17 | 2021-12-17 | 1,022,168 | — | $0 | 0 | SEC↗ |
| Miller Phillip Martin | Chief Operating Officer | M Exercise deriv | 2021-09-14 | 2021-09-16 | 53,926 | — | $0 | 80,892 | SEC↗ |
| Miller Phillip Martin | Chief Operating Officer | F Tax w/h | 2021-09-14 | 2021-09-16 | 37,992 | $3.97 | $150.8K | 41,488 | SEC↗ |
| Miller Phillip Martin | Chief Operating Officer | M Exercise | 2021-09-14 | 2021-09-16 | 53,926 | $1.89 | $101.9K | 79,480 | SEC↗ |
| Shoemaker Jr. Phillip R. | President of Originations | M Exercise deriv | 2021-05-06 | 2021-05-10 | 215,709 | — | $0 | 323,563 | SEC↗ |
| Shoemaker Jr. Phillip R. | President of Originations | M Exercise | 2021-05-06 | 2021-05-10 | 215,709 | $1.86 | $401.2K | 341,220 | SEC↗ |
| Shoemaker Jr. Phillip R. | President of Originations | F Tax w/h | 2021-05-06 | 2021-05-10 | 123,361 | $7.72 | $952.3K | 217,859 | SEC↗ |
| Weng Jean | General Counsel | A Award deriv | 2021-05-04 | 2021-05-06 | 52,966 | — | $0 | 52,966 | SEC↗ |
| Weng Jean | General Counsel | A Award deriv | 2021-05-04 | 2021-05-06 | 52,966 | — | $0 | 52,966 | SEC↗ |
| ELBAUM MARK | Chief Financial Officer | A Award deriv | 2021-05-04 | 2021-05-06 | 52,966 | — | $0 | 52,966 | SEC↗ |
| ELBAUM MARK | Chief Financial Officer | A Award deriv | 2021-05-04 | 2021-05-06 | 52,966 | — | $0 | 52,966 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | A Award deriv | 2021-05-04 | 2021-05-06 | 105,932 | — | $0 | 105,932 | SEC↗ |
| FORLINES JOHN S | Chief Risk Officer | A Award deriv | 2021-05-04 | 2021-05-06 | 105,932 | — | $0 | 105,932 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | M Exercise deriv | 2021-03-17 | 2021-03-19 | 168,522 | — | $0 | 0 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | M Exercise deriv | 2021-03-17 | 2021-03-19 | 8,089 | — | $0 | 12,133 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | M Exercise deriv | 2021-03-17 | 2021-03-19 | 26,964 | — | $0 | 40,445 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | M Exercise deriv | 2021-03-17 | 2021-03-19 | 13,481 | — | $0 | 0 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | A Award | 2021-03-17 | 2021-03-19 | 8,089 | $1.94 | $15.7K | 317,863 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | A Award | 2021-03-17 | 2021-03-19 | 182,003 | $1.77 | $322.1K | 309,774 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | A Award | 2021-03-17 | 2021-03-19 | 26,964 | $1.86 | $50.2K | 344,827 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | F Tax w/h | 2021-03-17 | 2021-03-19 | 105,666 | $11.62 | $1.23M | 239,161 | SEC↗ |
| Goodman Laurie | Director | A Award deriv | 2021-02-02 | 2021-02-04 | 21,607 | — | $0 | 21,607 | SEC↗ |
| Bon Salle Andrew | Director | A Award deriv | 2021-02-02 | 2021-02-04 | 86,430 | — | $0 | 86,430 | SEC↗ |
| Morse Timothy R. | Director | A Award deriv | 2021-02-02 | 2021-02-04 | 21,607 | — | $0 | 21,607 | SEC↗ |
| Trident Capital VI, L.P. | 10% Owner | S Sale | 2021-02-02 | 2021-02-04 | 211,018 | $12.16 | $2.57M | 3,825,918 | SEC↗ |
| Trident Capital VI, L.P. | 10% Owner | S Sale | 2021-02-02 | 2021-02-04 | 2,974,174 | $12.16 | $36.17M | 53,924,166 | SEC↗ |
| Trident Capital VI, L.P. | 10% Owner | S Sale | 2021-02-02 | 2021-02-04 | 63,033 | $12.16 | $766.5K | 1,142,824 | SEC↗ |
| Trident Capital VI, L.P. | 10% Owner | S Sale | 2021-02-02 | 2021-02-04 | 3,798,956 | $12.16 | $46.20M | 68,878,127 | SEC↗ |
| Shoemaker Jr. Phillip R. | President of Originations | S Sale | 2021-02-02 | 2021-02-04 | 6,923 | $12.16 | $84.2K | 125,511 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | S Sale | 2021-02-02 | 2021-02-04 | 7,047 | $12.16 | $85.7K | 127,771 | SEC↗ |
| Newman William Andrew | President & CEO | S Sale | 2021-02-02 | 2021-02-04 | 56,377 | $12.16 | $685.5K | 1,022,168 | SEC↗ |
| Miller Phillip Martin | Chief Operating Officer | S Sale | 2021-02-02 | 2021-02-04 | 1,409 | $12.16 | $17.1K | 25,554 | SEC↗ |
| Miller Phillip Martin | Chief Operating Officer | S Sale | 2021-02-02 | 2021-03-08 | 1,409 | $12.16 | $17.1K | 25,554 | SEC↗ |
| Shoemaker Jr. Phillip R. | President of Originations | A Award deriv | 2021-01-29 | 2021-02-04 | 539,273 | — | $0 | 539,273 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | A Award deriv | 2021-01-29 | 2021-02-04 | 67,409 | — | $0 | 67,409 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | A Award deriv | 2021-01-29 | 2021-02-04 | 20,223 | — | $0 | 20,223 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | A Award deriv | 2021-01-29 | 2021-02-04 | 168,523 | — | $0 | 168,523 | SEC↗ |
| Fregosi Maria N. | Chief Investment Officer | A Award deriv | 2021-01-29 | 2021-02-04 | 13,482 | — | $0 | 13,482 | SEC↗ |
| Newman William Andrew | President & CEO | A Award deriv | 2021-01-29 | 2021-02-04 | 1,011,137 | — | $0 | 1,011,137 | SEC↗ |
| Bon Salle Andrew | Director | A Award deriv | 2021-01-29 | 2021-02-04 | 674,091 | — | $0 | 674,091 | SEC↗ |
| Miller Phillip Martin | Chief Operating Officer | A Award deriv | 2021-01-29 | 2021-02-04 | 134,818 | — | $0 | 134,818 | SEC↗ |
| Miller Phillip Martin | Chief Operating Officer | A Award deriv | 2021-01-29 | 2021-03-08 | 134,818 | — | $0 | 134,818 | SEC↗ |