IFMI

INSTITUTIONAL FINANCIAL MARKETS, INC.CIK 1270436 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for IFMI PRO

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AI insights for IFMI

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Liberto Diana Louise	Director	2	$0	$0	2017-02-17
Brafman Lester Raymond	Chief Executive Officer	9	$0	$0	2017-02-17
Listman Douglas	Chief Accounting Officer	4	$0	$0	2017-02-17
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	11	$0	$0	2017-02-17
DiMaio Jack	Director, 10% Owner	8	$0	$1.30M	2017-02-17
Haraburda Jack	Director	6	$0	$0	2017-02-17
Costello Thomas	Director	6	$0	$0	2017-02-17
MCENTEE JAMES	Director	2	$0	$0	2017-02-17
SUBIN NEIL S	Director	6	$0	$0	2017-02-17
DAWSON G STEVEN	Director	6	$0	$0	2017-02-17
Ricciardi Christopher	Director, 10% Owner	11	$500.0K	$0	2015-11-06
Ricciardi Stephanie	Other	4	$0	$0	2015-10-16
Mead Park Capital Partners LLC	10% Owner	2	$0	$1.94M	2015-08-28
Donovan Joseph M	Director	6	$110.0K	$0	2015-02-04
COHEN DANIEL G	VC, Pres. & Chief Exec. Europe	12	$0	$0	2014-11-13
Ullom Lance	Director	2	$0	$0	2013-03-04
Wolcott Charles W	Director	2	$0	$0	2013-03-04
Beach Walter T	Director	2	$0	$0	2013-03-04
BENNETT RODNEY E	Director	2	$0	$0	2013-03-04
Costas John P	Named Executive Officer	1	$0	$0	2012-07-19

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Costello Thomas	Director	A Award	2017-02-17	2017-02-21	41,667	—	$0	238,485	SEC↗
DAWSON G STEVEN	Director	A Award	2017-02-17	2017-02-21	41,667	—	$0	103,395	SEC↗
DiMaio Jack	Director	A Award	2017-02-17	2017-02-21	41,667	—	$0	156,332	SEC↗
Haraburda Jack	Director	A Award	2017-02-17	2017-02-21	41,667	—	$0	238,285	SEC↗
Liberto Diana Louise	Director	A Award	2017-02-17	2017-02-21	41,667	—	$0	103,395	SEC↗
MCENTEE JAMES	Director	A Award	2017-02-17	2017-02-21	41,667	—	$0	273,461	SEC↗
Brafman Lester Raymond	Chief Executive Officer	A Award	2017-02-17	2017-02-21	136,364	—	$0	3,300,171	SEC↗
Listman Douglas	Chief Accounting Officer	A Award	2017-02-17	2017-02-21	25,000	—	$0	94,420	SEC↗
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	A Award	2017-02-17	2017-02-21	79,545	—	$0	439,004	SEC↗
SUBIN NEIL S	Director	A Award	2017-02-17	2017-02-21	41,667	—	$0	299,190	SEC↗
Brafman Lester Raymond	Chief Executive Officer	F Tax w/h	2017-01-31	2017-02-02	49,595	$1.27	$63.0K	3,163,807	SEC↗
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	F Tax w/h	2017-01-31	2017-02-02	27,396	$1.27	$34.8K	359,459	SEC↗
Brafman Lester Raymond	Chief Executive Officer	A Award	2016-02-12	2016-02-16	154,321	—	$0	213,402	SEC↗
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	A Award	2016-02-12	2016-02-16	92,593	—	$0	279,712	SEC↗
Haraburda Jack	Director	A Award	2016-02-12	2016-02-16	61,728	—	$0	196,618	SEC↗
DiMaio Jack	Director	A Award	2016-02-12	2016-02-16	61,728	—	$0	114,665	SEC↗
MCENTEE JAMES	Director	A Award	2016-02-12	2016-02-16	61,728	—	$0	231,794	SEC↗
Costello Thomas	Director	A Award	2016-02-12	2016-02-16	61,728	—	$0	196,818	SEC↗
SUBIN NEIL S	Director	A Award	2016-02-12	2016-02-16	61,728	—	$0	257,523	SEC↗
Liberto Diana Louise	Director	A Award	2016-02-12	2016-02-16	61,728	—	$0	61,728	SEC↗
DAWSON G STEVEN	Director	A Award	2016-02-12	2016-02-16	61,728	—	$0	61,728	SEC↗
Brafman Lester Raymond	Chief Executive Officer	F Tax w/h	2016-01-31	2016-02-03	16,677	$1.11	$18.5K	59,081	SEC↗
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	F Tax w/h	2016-01-31	2016-02-03	9,024	$1.11	$10.0K	187,119	SEC↗
Ricciardi Christopher	Director	P Buy	2015-11-06	2015-11-06	31,200	$2.00	$62.4K	262,403	SEC↗
Ricciardi Christopher	Director	P Buy	2015-11-05	2015-11-06	80,300	$2.00	$160.6K	174,703	SEC↗
Ricciardi Christopher	Director	P Buy	2015-11-05	2015-11-06	56,500	$2.00	$113.0K	231,203	SEC↗
Ricciardi Christopher	Director	P Buy	2015-11-05	2015-11-06	82,000	$2.00	$164.0K	94,403	SEC↗
Ricciardi Stephanie	Other	D To issuer	2015-10-16	2015-10-19	487,291	$2.00	$974.6K	0	SEC↗
Ricciardi Stephanie	Other	D To issuer	2015-10-16	2015-10-19	1,400,169	$2.00	$2.80M	0	SEC↗
Ricciardi Christopher	Director	D To issuer	2015-10-16	2015-10-19	487,291	$2.00	$974.6K	0	SEC↗
Ricciardi Christopher	Director	D To issuer	2015-10-16	2015-10-19	1,399,286	$2.00	$2.80M	12,403	SEC↗
Ricciardi Christopher	Director	D To issuer	2015-10-16	2015-10-19	48,448	$2.00	$96.9K	0	SEC↗
DiMaio Jack	Director	S Sale deriv	2015-08-28	2015-08-28	0	$3614535.51	$0	0	SEC↗
Mead Park Capital Partners LLC	10% Owner	S Sale deriv	2015-08-28	2015-08-28	0	$5421797.70	$0	0	SEC↗
DiMaio Jack	Director	S Sale	2015-08-28	2015-08-28	974,585	$1.33	$1.30M	0	SEC↗
Mead Park Capital Partners LLC	10% Owner	S Sale	2015-08-28	2015-08-28	1,461,876	$1.33	$1.94M	487,291	SEC↗
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	A Award	2015-02-12	2015-02-17	45,455	—	$0	196,143	SEC↗
Brafman Lester Raymond	Chief Executive Officer	A Award	2015-02-12	2015-02-17	75,758	—	$0	75,758	SEC↗
Donovan Joseph M	Director	A Award	2015-02-04	2015-02-06	30,303	—	$0	179,746	SEC↗
SUBIN NEIL S	Director	A Award	2015-02-04	2015-02-06	30,303	—	$0	195,795	SEC↗
DiMaio Jack	Director, 10% Owner	A Award	2015-02-04	2015-02-06	30,303	—	$0	52,937	SEC↗
Ricciardi Christopher	Director, 10% Owner	A Award	2015-02-04	2015-02-06	30,303	—	$0	1,411,689	SEC↗
Costello Thomas	Director	A Award	2015-02-04	2015-02-06	30,303	—	$0	135,090	SEC↗
DAWSON G STEVEN	Director	A Award	2015-02-04	2015-02-06	30,303	—	$0	72,168	SEC↗
Haraburda Jack	Director	A Award	2015-02-04	2015-02-06	30,303	—	$0	134,890	SEC↗
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	F Tax w/h	2014-12-31	2015-01-05	6,022	$1.65	$9.9K	150,688	SEC↗
COHEN DANIEL G	VC, Pres. & Chief Exec. Euro	D To issuer	2014-11-13	2014-11-17	100,000	$1.77	$177.0K	398,039	SEC↗
COHEN DANIEL G	VC, Pres. & Chief Exec. Euro	D To issuer	2014-08-26	2014-08-28	100,000	$2.07	$207.0K	498,039	SEC↗
Brafman Lester Raymond	Chief Executive Officer	A Award deriv	2014-06-10	2014-06-10	1,000,000	—	$0	1,000,000	SEC↗
Brafman Lester Raymond	Chief Executive Officer	A Award deriv	2014-06-10	2014-06-10	500,000	—	$0	1,000,000	SEC↗
Brafman Lester Raymond	Chief Executive Officer	A Award deriv	2014-06-10	2014-06-10	1,000,000	—	$0	1,000,000	SEC↗
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	A Award deriv	2014-02-13	2014-02-18	107,143	—	$0	107,143	SEC↗
SUBIN NEIL S	Director	A Award	2014-02-12	2014-02-14	22,634	—	$0	165,492	SEC↗
DAWSON G STEVEN	Director	A Award	2014-02-12	2014-02-14	22,634	—	$0	41,865	SEC↗
Ricciardi Christopher	Director, 10% Owner	A Award	2014-02-12	2014-02-14	22,634	—	$0	1,381,386	SEC↗
Haraburda Jack	Director	A Award	2014-02-12	2014-02-14	22,634	—	$0	104,587	SEC↗
DiMaio Jack	Director, 10% Owner	A Award	2014-02-12	2014-02-14	22,634	—	$0	22,634	SEC↗
Costello Thomas	Director	A Award	2014-02-12	2014-02-14	22,634	—	$0	104,787	SEC↗
Donovan Joseph M	Director	A Award	2014-02-12	2014-02-14	22,634	—	$0	149,443	SEC↗
COHEN DANIEL G	VC, Pres. & Chief Exec. Euro	F Tax w/h	2013-12-31	2014-01-03	30,103	$1.93	$58.1K	673,039	SEC↗
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	F Tax w/h	2013-12-31	2014-01-03	11,185	$1.93	$21.6K	156,710	SEC↗
Brafman Lester Raymond	Chief Executive Officer	A Award deriv	2013-11-30	2013-12-03	500,000	—	$0	500,000	SEC↗
Listman Douglas	Chief Accounting Officer	F Tax w/h	2013-10-01	2013-10-02	10,196	$2.32	$23.7K	69,420	SEC↗
COHEN DANIEL G	See Remarks	A Award deriv	2013-09-25	2013-09-26	0	$2400000.00	$0	0	SEC↗
DiMaio Jack	Director, 10% Owner	A Award deriv	2013-09-25	2013-09-26	0	$2923755.00	$0	0	SEC↗
Ricciardi Christopher	Director, 10% Owner	A Award deriv	2013-09-25	2013-09-26	0	$1461873.00	$0	0	SEC↗
Ricciardi Stephanie	10% Owner	A Award deriv	2013-09-25	2013-09-26	0	$1461873.00	$0	0	SEC↗
COHEN DANIEL G	See Remarks	A Award	2013-09-25	2013-09-26	800,000	$2.00	$1.60M	800,000	SEC↗
DiMaio Jack	Director, 10% Owner	A Award	2013-09-25	2013-09-26	974,585	$2.00	$1.95M	974,585	SEC↗
Ricciardi Christopher	Director, 10% Owner	A Award	2013-09-25	2013-09-26	487,291	$2.00	$974.6K	487,291	SEC↗
Ricciardi Stephanie	10% Owner	A Award	2013-09-25	2013-09-26	487,291	$2.00	$974.6K	494,322	SEC↗
Donovan Joseph M	Director	P Buy	2013-05-15	2013-05-16	9,800	$2.16	$21.2K	126,809	SEC↗
Donovan Joseph M	Director	P Buy	2013-05-14	2013-05-16	40,200	$2.21	$88.8K	117,009	SEC↗
COHEN DANIEL G	Chairman, CEO and CIO	D To issuer	2013-05-09	2013-05-14	4,983,557	—	$0	0	SEC↗
COHEN DANIEL G	Chairman, CEO and CIO	A Award	2013-05-09	2013-05-14	4,983,557	—	$0	4,983,557	SEC↗
Wolcott Charles W	Director	A Award	2013-03-04	2013-03-06	19,231	—	$0	84,893	SEC↗
Ullom Lance	Director	A Award	2013-03-04	2013-03-06	19,231	—	$0	82,603	SEC↗
SUBIN NEIL S	Director	A Award	2013-03-04	2013-03-06	19,231	—	$0	142,858	SEC↗
Haraburda Jack	Director	A Award	2013-03-04	2013-03-06	19,231	—	$0	81,953	SEC↗
Donovan Joseph M	Director	A Award	2013-03-04	2013-03-06	19,231	—	$0	76,809	SEC↗
DAWSON G STEVEN	Director	A Award	2013-03-04	2013-03-06	19,231	—	$0	68,499	SEC↗
Costello Thomas	Director	A Award	2013-03-04	2013-03-06	19,231	—	$0	82,153	SEC↗
BENNETT RODNEY E	Director	A Award	2013-03-04	2013-03-06	19,231	—	$0	80,643	SEC↗
Beach Walter T	Director	A Award	2013-03-04	2013-03-06	19,231	—	$0	124,962	SEC↗
COHEN DANIEL G	Chairman, CEO and CIO	A Award	2013-01-15	2013-01-17	200,000	—	$0	703,142	SEC↗
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	A Award	2013-01-15	2013-01-17	35,000	—	$0	167,895	SEC↗
COHEN DANIEL G	Chairman, CEO and CIO	F Tax w/h	2012-12-31	2013-01-03	99,074	$1.20	$118.9K	503,142	SEC↗
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	F Tax w/h	2012-12-31	2013-01-03	30,511	$1.20	$36.6K	132,895	SEC↗
COHEN DANIEL G	Chairman, CEO and CIO	A Award	2012-12-28	2012-12-28	4,983,557	—	$0	4,983,557	SEC↗
COHEN DANIEL G	Chairman, CEO and CIO	D To issuer	2012-12-28	2012-12-28	4,983,557	—	$0	0	SEC↗
COHEN DANIEL G	Chairman, CEO and CIO	D To issuer	2012-12-26	2012-12-28	116,595	—	$0	602,216	SEC↗
Costas John P	Named Executive Officer	D To issuer	2012-07-19	2012-07-23	424,371	—	$0	0	SEC↗
Listman Douglas	Chief Accounting Officer	F Tax w/h	2012-05-01	2012-05-02	690	$1.27	$876	79,616	SEC↗
Pooler Joseph W. Jr.	EVP, CFO and Treasurer	A Award	2012-03-09	2012-03-13	30,000	—	$0	163,406	SEC↗
Donovan Joseph M	Director	A Award	2012-03-09	2012-03-13	37,414	—	$0	57,578	SEC↗
Beach Walter T	Director	A Award	2012-03-09	2012-03-13	37,414	—	$0	105,731	SEC↗
Wolcott Charles W	Director	A Award	2012-03-09	2012-03-13	37,414	—	$0	65,662	SEC↗
Ullom Lance	Director	A Award	2012-03-09	2012-03-13	37,414	—	$0	63,372	SEC↗
Haraburda Jack	Director	A Award	2012-03-09	2012-03-13	37,414	—	$0	62,722	SEC↗
DAWSON G STEVEN	Director	A Award	2012-03-09	2012-03-13	37,414	—	$0	49,268	SEC↗
Costello Thomas	Director	A Award	2012-03-09	2012-03-13	37,414	—	$0	62,922	SEC↗
SUBIN NEIL S	Director	A Award	2012-03-09	2012-03-13	37,414	—	$0	123,627	SEC↗
BENNETT RODNEY E	Director	A Award	2012-03-09	2012-03-13	37,414	—	$0	61,412	SEC↗
Listman Douglas	Chief Accounting Officer	F Tax w/h	2012-02-01	2012-02-03	1,090	$1.86	$2.0K	80,306	SEC↗