IMMU

IMMUNOMEDICS INCCIK 722830 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for IMMU PRO

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AI insights for IMMU

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
BALL BRYAN	Chief Quality Officer	8	$137.7K	$0	2020-10-23
Freedberg Jared	General Counsel	6	$0	$0	2020-10-23
Fricker William	Principal Accounting Officer	6	$0	$0	2020-10-23
Malik Usama	See Remarks	7	$0	$0	2020-10-23
Delaney Brendan	Chief Commerical Officer	7	$0	$0	2020-10-23
Islam Khalid	Director	10	$0	$0	2020-10-23
Aghazadeh Behzad	Director, 10% Owner	23	$112.54M	$0	2020-10-23
Azelby Robert	Director	5	$0	$0	2020-10-23
Andrews Kurt J.	Chief Human Resources Officer	5	$0	$0	2020-10-23
BAUM CHARLES M	Director	8	$0	$0	2020-10-23
Duncan Barbara Gayle	Director	14	$0	$0	2020-10-23
Canute Scott A	Director	12	$0	$0	2020-10-23
HUTT PETER BARTON	Director	10	$0	$0	2020-10-23
ITRI LORETTTA M	Chief Medical Officer	3	$0	$0	2020-10-23
venBio Select Advisor LLC	Director, 10% Owner	25	$82.45M	$6.6K	2020-06-18
Semerjian Harout	President and CEO	2	$0	$0	2020-04-16
ROSENBERG MORRIS	Chief Technology Officer	4	$0	$0	2019-09-06
Iannone Robert	Chief Medical Officer	3	$0	$0	2019-03-14
PEHL MICHAEL F.	President and CEO	5	$0	$0	2018-09-14
GOLDENBERG DAVID M	See Remarks	128	$0	$8.01M	2018-03-07
MARKISON BRIAN A	Director	38	$0	$167.9K	2017-11-20
GOLDENBERG CYNTHIA L	President and CEO	106	$0	$5.96M	2017-09-01
Garone Michael	Chief Financial Officer	2	$0	$0	2017-07-03
Oliver Bob	Director	1	$0	$0	2017-01-08
Aryeh Jason	Director	1	$0	$0	2017-01-08
Forrester Robert	Director	1	$0	$0	2017-01-08
COX GEOFFREY F	Director	1	$0	$0	2017-01-08
Stark Don C	Director	55	$0	$223.1K	2016-12-02
PAETZOLD MARY E	Director	31	$0	$113.3K	2016-12-02
Kirsch Arthur S	Director	3	$0	$0	2015-12-02
Sherman Richard L.	Director	16	$0	$0	2015-12-01
PFREUNDSCHUH PETER P.	Chief Financial Officer	6	$0	$0	2015-08-20
LoCastro Marcella	Director	4	$0	$0	2013-12-04
COLEMAN MORTON	Director	29	$0	$0	2013-12-04
GORMAN GERARD G	SVP, Fin. , and CFO	3	$0	$0	2013-08-16

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Duncan Barbara Gayle	Director	D To issuer deriv	2020-10-23	2020-10-23	3,718	—	$0	0	SEC↗
Duncan Barbara Gayle	Director	D To issuer deriv	2020-10-23	2020-10-23	6,540	—	$0	0	SEC↗
BAUM CHARLES M	Director	D To issuer deriv	2020-10-23	2020-10-23	46,117	—	$0	0	SEC↗
BAUM CHARLES M	Director	D To issuer deriv	2020-10-23	2020-10-23	3,718	—	$0	0	SEC↗
Delaney Brendan	Chief Commercial Officer	D To issuer deriv	2020-10-23	2020-10-23	390,460	—	$0	0	SEC↗
Freedberg Jared	Gen. Counsel & Corp. Secreta	D To issuer deriv	2020-10-23	2020-10-23	280,105	—	$0	0	SEC↗
BALL BRYAN	Chief Quality Officer	D To issuer deriv	2020-10-23	2020-10-23	261,937	—	$0	0	SEC↗
Islam Khalid	Director	D To issuer deriv	2020-10-23	2020-10-23	52,614	—	$0	0	SEC↗
Islam Khalid	Director	D To issuer deriv	2020-10-23	2020-10-23	3,718	—	$0	0	SEC↗
Andrews Kurt J.	Chief Human Resources Office	D To issuer deriv	2020-10-23	2020-10-23	238,072	—	$0	0	SEC↗
ITRI LORETTTA M	Chief Medical Officer	D To issuer deriv	2020-10-23	2020-10-23	200,000	—	$0	0	SEC↗
HUTT PETER BARTON	Director	D To issuer deriv	2020-10-23	2020-10-23	52,614	—	$0	0	SEC↗
HUTT PETER BARTON	Director	D To issuer deriv	2020-10-23	2020-10-23	3,718	—	$0	0	SEC↗
Azelby Robert	Director	D To issuer deriv	2020-10-23	2020-10-23	3,718	—	$0	0	SEC↗
Azelby Robert	Director	D To issuer deriv	2020-10-23	2020-10-23	29,040	—	$0	0	SEC↗
Canute Scott A	Director	D To issuer deriv	2020-10-23	2020-10-23	3,718	—	$0	0	SEC↗
Canute Scott A	Director	D To issuer deriv	2020-10-23	2020-10-23	155,286	—	$0	0	SEC↗
Malik Usama	Chief Fin. & Business Office	D To issuer deriv	2020-10-23	2020-10-23	386,080	—	$0	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	D To issuer deriv	2020-10-23	2020-10-23	103,718	—	$0	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	D To issuer deriv	2020-10-23	2020-10-23	202,614	—	$0	0	SEC↗
Fricker William	Principal Accounting Officer	D To issuer deriv	2020-10-23	2020-10-27	65,310	—	$0	0	SEC↗
Duncan Barbara Gayle	Director	D To issuer	2020-10-23	2020-10-23	49,244	—	$0	0	SEC↗
BAUM CHARLES M	Director	D To issuer	2020-10-23	2020-10-23	9,667	—	$0	0	SEC↗
BALL BRYAN	Chief Quality Officer	D To issuer	2020-10-23	2020-10-23	10,000	—	$0	0	SEC↗
Islam Khalid	Director	D To issuer	2020-10-23	2020-10-23	13,516	—	$0	0	SEC↗
ITRI LORETTTA M	Chief Medical Officer	D To issuer	2020-10-23	2020-10-23	15,000	—	$0	0	SEC↗
HUTT PETER BARTON	Director	D To issuer	2020-10-23	2020-10-23	13,516	—	$0	0	SEC↗
Canute Scott A	Director	D To issuer	2020-10-23	2020-10-23	13,516	—	$0	0	SEC↗
Malik Usama	Chief Fin. & Business Office	D To issuer	2020-10-23	2020-10-23	18,856	—	$0	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	D To issuer	2020-10-23	2020-10-23	13,516	—	$0	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	D To issuer	2020-10-23	2020-10-23	26,250,000	—	$0	0	SEC↗
Duncan Barbara Gayle	Director	M Exercise deriv	2020-09-14	2020-09-15	2,500	—	$0	0	SEC↗
Duncan Barbara Gayle	Director	M Exercise	2020-09-14	2020-09-15	2,500	$16.96	$42.4K	39,577	SEC↗
Duncan Barbara Gayle	Director	M Exercise deriv	2020-08-17	2020-08-20	20,000	—	$0	0	SEC↗
Duncan Barbara Gayle	Director	M Exercise	2020-08-17	2020-08-20	20,000	$16.96	$339.2K	37,077	SEC↗
Duncan Barbara Gayle	Director	M Exercise deriv	2020-08-12	2020-08-14	17,077	—	$0	0	SEC↗
Duncan Barbara Gayle	Director	M Exercise	2020-08-12	2020-08-14	17,077	$12.93	$220.8K	17,077	SEC↗
Azelby Robert	Director	A Award deriv	2020-06-18	2020-06-22	6,540	—	$0	6,540	SEC↗
Canute Scott A	Director	A Award deriv	2020-06-18	2020-06-22	6,540	—	$0	6,540	SEC↗
Duncan Barbara Gayle	Director	A Award deriv	2020-06-18	2020-06-22	6,540	—	$0	6,540	SEC↗
Islam Khalid	Director	A Award deriv	2020-06-18	2020-06-22	6,540	—	$0	6,540	SEC↗
HUTT PETER BARTON	Director	A Award deriv	2020-06-18	2020-06-22	6,540	—	$0	6,540	SEC↗
BAUM CHARLES M	Director	A Award deriv	2020-06-18	2020-06-22	6,540	—	$0	6,540	SEC↗
Avoro Capital Advisors LLC	Director, 10% Owner	A Award deriv	2020-06-18	2020-06-22	6,540	—	$0	6,540	SEC↗
Azelby Robert	Director	A Award	2020-06-18	2020-06-22	3,718	—	$0	3,718	SEC↗
Canute Scott A	Director	A Award	2020-06-18	2020-06-22	3,718	—	$0	17,234	SEC↗
Duncan Barbara Gayle	Director	A Award	2020-06-18	2020-06-22	3,718	—	$0	13,385	SEC↗
Islam Khalid	Director	A Award	2020-06-18	2020-06-22	3,718	—	$0	17,234	SEC↗
HUTT PETER BARTON	Director	A Award	2020-06-18	2020-06-22	3,718	—	$0	17,234	SEC↗
BAUM CHARLES M	Director	A Award	2020-06-18	2020-06-22	3,718	—	$0	13,385	SEC↗
Avoro Capital Advisors LLC	Director, 10% Owner	A Award	2020-06-18	2020-06-22	3,718	—	$0	17,234	SEC↗
Aghazadeh Behzad	Director	P Buy	2020-05-01	2020-05-01	1,750,000	$28.50	$49.88M	26,250,000	SEC↗
Semerjian Harout	President and CEO	A Award deriv	2020-04-16	2020-04-20	252,602	—	$0	252,602	SEC↗
Semerjian Harout	President and CEO	A Award	2020-04-16	2020-04-20	50,075	—	$0	50,075	SEC↗
Aghazadeh Behzad	Director, 10% Owner	A Award	2020-03-20	2020-03-20	100,000	—	$0	100,000	SEC↗
Freedberg Jared	General Counsel	A Award deriv	2020-03-04	2020-03-05	51,600	—	$0	51,600	SEC↗
Malik Usama	Chief Business Officer & CFO	A Award deriv	2020-03-04	2020-03-05	61,920	—	$0	61,920	SEC↗
Andrews Kurt J.	Chief Human Resources Office	A Award deriv	2020-03-04	2020-03-05	51,600	—	$0	51,600	SEC↗
BALL BRYAN	Chief Quality Officer	A Award deriv	2020-03-04	2020-03-05	51,600	—	$0	51,600	SEC↗
Delaney Brendan	Chief Commerical Officer	A Award deriv	2020-03-04	2020-03-05	51,600	—	$0	51,600	SEC↗
Azelby Robert	Director	A Award deriv	2020-02-26	2020-02-27	22,500	—	$0	22,500	SEC↗
ITRI LORETTTA M	Chief Medical Officer	A Award deriv	2020-02-13	2020-02-18	130,000	—	$0	130,000	SEC↗
Aghazadeh Behzad	Director	P Buy	2019-12-05	2019-12-09	2,000,000	$17.50	$35.00M	24,500,000	SEC↗
Avoro Capital Advisors LLC	Director, 10% Owner	A Award deriv	2019-11-19	2019-11-20	150,000	—	$0	150,000	SEC↗
BALL BRYAN	Chief Quality Officer	P Buy	2019-10-03	2019-10-03	5,000	$14.18	$70.9K	10,000	SEC↗
Avoro Capital Advisors LLC	Director, 10% Owner	P Buy	2019-10-03	2019-10-04	500,000	$14.10	$7.05M	22,500,000	SEC↗
Avoro Capital Advisors LLC	Director, 10% Owner	P Buy	2019-10-02	2019-10-04	1,000,000	$13.23	$13.23M	22,000,000	SEC↗
BALL BRYAN	Chief Quality Officer	A Award deriv	2019-09-10	2019-09-10	10,440	—	$0	10,440	SEC↗
BALL BRYAN	Chief Quality Officer	A Award deriv	2019-09-06	2019-09-10	57,040	—	$0	57,040	SEC↗
ROSENBERG MORRIS	Chief Technology Officer	A Award deriv	2019-09-06	2019-09-10	67,480	—	$0	67,480	SEC↗
Andrews Kurt J.	Chief Human Resources Office	A Award deriv	2019-09-06	2019-09-10	67,480	—	$0	67,480	SEC↗
Fricker William	Principal Accounting Officer	A Award deriv	2019-09-06	2019-09-10	16,870	—	$0	16,870	SEC↗
Freedberg Jared	General Counsel	A Award deriv	2019-09-06	2019-09-10	67,480	—	$0	67,480	SEC↗
Malik Usama	Chief Business Officer & CFO	A Award deriv	2019-09-06	2019-09-10	79,480	—	$0	79,480	SEC↗
Delaney Brendan	Chief Commercial Officer	A Award deriv	2019-09-06	2019-09-10	67,480	—	$0	67,480	SEC↗
Avoro Capital Advisors LLC	Director, 10% Owner	P Buy	2019-06-28	2019-06-28	250,000	$13.84	$3.46M	21,000,000	SEC↗
Avoro Capital Advisors LLC	Director, 10% Owner	P Buy	2019-06-27	2019-06-28	350,000	$13.68	$4.79M	20,750,000	SEC↗
Avoro Capital Advisors LLC	Director, 10% Owner	P Buy	2019-06-26	2019-06-28	400,000	$13.25	$5.30M	20,400,000	SEC↗
BALL BRYAN	Chief Quality Officer	P Buy	2019-06-20	2019-06-21	5,000	$13.35	$66.8K	5,000	SEC↗
BAUM CHARLES M	Director	A Award deriv	2019-06-07	2019-06-11	17,077	—	$0	17,077	SEC↗
Canute Scott A	Director	A Award deriv	2019-06-07	2019-06-11	17,077	—	$0	17,077	SEC↗
HUTT PETER BARTON	Director	A Award deriv	2019-06-07	2019-06-11	17,077	—	$0	17,077	SEC↗
Duncan Barbara Gayle	Director	A Award deriv	2019-06-07	2019-06-11	17,077	—	$0	17,077	SEC↗
Islam Khalid	Director	A Award deriv	2019-06-07	2019-06-11	17,077	—	$0	17,077	SEC↗
Aghazadeh Behzad	Director, 10% Owner	A Award deriv	2019-06-07	2019-06-11	17,077	—	$0	17,077	SEC↗
BAUM CHARLES M	Director	A Award	2019-06-07	2019-06-11	9,667	—	$0	9,667	SEC↗
Canute Scott A	Director	A Award	2019-06-07	2019-06-11	9,667	—	$0	13,516	SEC↗
HUTT PETER BARTON	Director	A Award	2019-06-07	2019-06-11	9,667	—	$0	13,516	SEC↗
Duncan Barbara Gayle	Director	A Award	2019-06-07	2019-06-11	9,667	—	$0	9,667	SEC↗
Islam Khalid	Director	A Award	2019-06-07	2019-06-11	9,667	—	$0	13,516	SEC↗
Aghazadeh Behzad	Director, 10% Owner	A Award	2019-06-07	2019-06-11	9,667	—	$0	13,516	SEC↗
Avoro Capital Advisors LLC	Director, 10% Owner	P Buy	2019-06-05	2019-06-05	250,000	$12.47	$3.12M	20,000,000	SEC↗
Avoro Capital Advisors LLC	Director, 10% Owner	P Buy	2019-06-04	2019-06-05	500,000	$12.10	$6.05M	19,750,000	SEC↗
Avoro Capital Advisors LLC	Director, 10% Owner	P Buy	2019-06-03	2019-06-05	785,539	$12.19	$9.58M	19,250,000	SEC↗
Avoro Capital Advisors LLC	Director	P Buy	2019-05-15	2019-05-15	125,000	$14.95	$1.87M	18,464,461	SEC↗
Avoro Capital Advisors LLC	Director	P Buy	2019-05-14	2019-05-15	125,000	$15.40	$1.93M	18,339,461	SEC↗
Avoro Capital Advisors LLC	Director	P Buy	2019-05-13	2019-05-15	500,000	$15.07	$7.54M	18,214,461	SEC↗
Fricker William	Principal Accounting Officer	A Award deriv	2019-04-04	2019-04-04	15,000	—	$0	15,000	SEC↗
Andrews Kurt J.	CHIEF HUMAN RESOURCES OFFICE	A Award deriv	2019-03-14	2019-03-18	14,260	—	$0	14,260	SEC↗
Andrews Kurt J.	CHIEF HUMAN RESOURCES OFFICE	A Award deriv	2019-03-14	2019-03-18	28,510	—	$0	28,510	SEC↗
ROSENBERG MORRIS	CHIEF TECHNOLOGY OFFICER	A Award deriv	2019-03-14	2019-03-18	25,000	—	$0	25,000	SEC↗
ROSENBERG MORRIS	CHIEF TECHNOLOGY OFFICER	A Award deriv	2019-03-14	2019-03-18	42,760	—	$0	42,760	SEC↗
Freedberg Jared	GENERAL COUNSEL	A Award deriv	2019-03-14	2019-03-18	27,560	—	$0	27,560	SEC↗
Freedberg Jared	GENERAL COUNSEL	A Award deriv	2019-03-14	2019-03-18	13,780	—	$0	13,780	SEC↗
Fricker William	PRINCIPAL ACCOUNTING OFFICER	A Award deriv	2019-03-14	2019-03-18	8,560	—	$0	8,560	SEC↗
Fricker William	PRINCIPAL ACCOUNTING OFFICER	A Award deriv	2019-03-14	2019-03-18	4,280	—	$0	4,280	SEC↗
Iannone Robert	CHIEF MEDICAL OFFICER	A Award deriv	2019-03-14	2019-03-18	51,230	—	$0	51,230	SEC↗
Iannone Robert	CHIEF MEDICAL OFFICER	A Award deriv	2019-03-14	2019-03-18	25,660	—	$0	25,660	SEC↗
Malik Usama	Chief Financial & Business O	A Award deriv	2019-03-14	2019-03-18	25,660	—	$0	25,660	SEC↗
Malik Usama	Chief Financial & Business O	A Award deriv	2019-03-14	2019-03-18	51,320	—	$0	51,320	SEC↗
Delaney Brendan	CHIEF COMMERCIAL OFFICER	A Award deriv	2019-03-14	2019-03-18	25,660	—	$0	25,660	SEC↗
Delaney Brendan	CHIEF COMMERCIAL OFFICER	A Award deriv	2019-03-14	2019-03-18	51,320	—	$0	51,320	SEC↗
Canute Scott A	Director	A Award deriv	2019-03-08	2019-03-11	22,854	—	$0	22,854	SEC↗
BALL BRYAN	Chief Quality Officer	A Award deriv	2019-03-05	2019-03-07	142,857	—	$0	142,857	SEC↗
Duncan Barbara Gayle	Director	A Award deriv	2019-03-05	2019-03-07	22,500	—	$0	22,500	SEC↗
Canute Scott A	Director	A Award deriv	2019-03-05	2019-03-11	79,818	—	$0	79,818	SEC↗
BAUM CHARLES M	Director	A Award deriv	2019-02-23	2019-02-26	22,500	—	$0	22,500	SEC↗
Freedberg Jared	GENERAL COUNSEL	A Award deriv	2018-09-24	2018-09-26	119,685	—	$0	119,685	SEC↗
ROSENBERG MORRIS	Chief Technology Officer	A Award deriv	2018-09-14	2018-09-18	37,300	—	$0	37,300	SEC↗
PEHL MICHAEL F.	President and CEO	A Award deriv	2018-09-14	2018-09-18	81,800	—	$0	81,800	SEC↗
Iannone Robert	Chief Medical Officer	A Award deriv	2018-09-14	2018-09-18	15,900	—	$0	15,900	SEC↗
Malik Usama	See Remarks	A Award deriv	2018-09-14	2018-09-18	67,700	—	$0	67,700	SEC↗
Delaney Brendan	Chief Commercial Officer	A Award deriv	2018-09-14	2018-09-18	44,400	—	$0	44,400	SEC↗
Fricker William	Principal Accounting Officer	A Award deriv	2018-09-14	2018-09-18	5,600	—	$0	5,600	SEC↗
Aghazadeh Behzad	Director, 10% Owner	P Buy	2018-06-15	2018-06-15	575,000	$24.00	$13.80M	17,514,461	SEC↗
venBio Select Advisor LLC	Director, 10% Owner	P Buy	2018-06-15	2018-06-19	200,000	$23.39	$4.68M	17,714,461	SEC↗
HUTT PETER BARTON	Director	A Award deriv	2018-04-02	2018-09-18	6,497	—	$0	6,497	SEC↗
Canute Scott A	Director	A Award deriv	2018-04-02	2018-09-18	6,497	—	$0	6,497	SEC↗
Aghazadeh Behzad	Director	A Award deriv	2018-04-02	2018-09-18	6,497	—	$0	6,497	SEC↗
Islam Khalid	Director	A Award deriv	2018-04-02	2018-09-19	6,497	—	$0	6,497	SEC↗
HUTT PETER BARTON	Director	A Award	2018-04-02	2018-09-18	3,849	—	$0	3,849	SEC↗
Canute Scott A	Director	A Award	2018-04-02	2018-09-18	3,849	—	$0	3,849	SEC↗
Aghazadeh Behzad	Director	A Award	2018-04-02	2018-09-18	3,849	—	$0	3,849	SEC↗
Islam Khalid	Director	A Award	2018-04-02	2018-09-19	3,849	—	$0	3,849	SEC↗
GOLDENBERG DAVID M	Director	S Sale	2018-03-07	2018-03-12	20,000	$17.75	$355.0K	5,613,252	SEC↗
GOLDENBERG DAVID M	Director	S Sale	2018-03-07	2018-03-12	20,000	$17.60	$352.0K	5,633,252	SEC↗
GOLDENBERG DAVID M	Director	S Sale	2018-03-07	2018-03-12	20,000	$17.50	$350.0K	1,774,285	SEC↗
GOLDENBERG DAVID M	Director	S Sale	2018-03-05	2018-03-12	20,000	$17.17	$343.4K	5,653,252	SEC↗
GOLDENBERG DAVID M	Director	S Sale	2018-03-05	2018-03-12	20,000	$17.30	$346.0K	5,673,252	SEC↗
GOLDENBERG DAVID M	Director	S Sale	2018-02-28	2018-03-12	17,729	$17.09	$303.0K	5,693,252	SEC↗
Aghazadeh Behzad	Director, 10% Owner	X Exercise deriv	2018-02-16	2018-02-16	2,500	—	$0	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	X Exercise deriv	2018-02-16	2018-02-16	1,250	—	$0	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	E Expire deriv	2018-02-16	2018-02-16	2,500	—	$0	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	E Expire deriv	2018-02-16	2018-02-16	1,250	—	$0	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	E Expire deriv	2018-02-16	2018-02-16	5,000	—	$0	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	X Exercise deriv	2018-02-16	2018-02-16	5,000	—	$0	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	X Exercise	2018-02-16	2018-02-16	875,000	$7.00	$6.13M	16,939,461	SEC↗
PEHL MICHAEL F.	President and CEO	A Award deriv	2017-12-07	2017-12-11	1,500,000	—	$0	1,500,000	SEC↗
PEHL MICHAEL F.	President and CEO	A Award deriv	2017-12-07	2017-12-11	750,000	—	$0	750,000	SEC↗
PEHL MICHAEL F.	President and CEO	A Award deriv	2017-12-07	2017-12-22	320,139	—	$0	320,139	SEC↗
PEHL MICHAEL F.	President and CEO	A Award deriv	2017-12-07	2017-12-22	119,237	—	$0	119,237	SEC↗
MARKISON BRIAN A	Director	M Exercise deriv	2017-11-20	2017-11-21	15,000	—	$0	0	SEC↗
MARKISON BRIAN A	Director	M Exercise	2017-11-20	2017-11-21	15,000	$3.16	$47.4K	99,178	SEC↗
MARKISON BRIAN A	Director	S Sale	2017-11-20	2017-11-21	8,390	$11.89	$99.8K	90,788	SEC↗
Aghazadeh Behzad	Director, 10% Owner	P Buy	2017-11-15	2017-11-15	175,000	$10.97	$1.92M	16,064,461	SEC↗
venBio Select Advisor LLC	Director, 10% Owner	P Buy	2017-11-15	2017-11-16	175,000	$10.97	$1.92M	16,064,461	SEC↗
Aghazadeh Behzad	Director, 10% Owner	P Buy	2017-11-14	2017-11-15	1,150,000	$10.39	$11.95M	15,889,461	SEC↗
venBio Select Advisor LLC	Director, 10% Owner	P Buy	2017-11-14	2017-11-16	1,150,000	$10.39	$11.95M	15,889,461	SEC↗
Delaney Brendan	Chief Commercial Officer	A Award deriv	2017-11-10	2017-11-14	150,000	—	$0	150,000	SEC↗
GOLDENBERG DAVID M	See Remarks	S Sale	2017-09-01	2017-09-05	10,000	$12.90	$129.0K	3,395,578	SEC↗
GOLDENBERG CYNTHIA L	Director	S Sale	2017-09-01	2017-09-05	10,000	$12.90	$129.0K	778,219	SEC↗
GOLDENBERG DAVID M	See Remarks	S Sale	2017-08-31	2017-09-05	5,000	$12.50	$62.5K	3,405,578	SEC↗
GOLDENBERG DAVID M	See Remarks	S Sale	2017-08-31	2017-09-05	5,000	$12.25	$61.3K	3,410,578	SEC↗
GOLDENBERG CYNTHIA L	Director	S Sale	2017-08-31	2017-09-05	5,000	$12.25	$61.3K	793,219	SEC↗
GOLDENBERG CYNTHIA L	Director	S Sale	2017-08-31	2017-09-05	5,000	$12.50	$62.5K	788,219	SEC↗
GOLDENBERG CYNTHIA L	Director	S Sale	2017-08-28	2017-08-28	10,000	$11.56	$115.6K	798,219	SEC↗
GOLDENBERG CYNTHIA L	Director	S Sale	2017-08-28	2017-08-28	5,000	$11.45	$57.3K	808,219	SEC↗
GOLDENBERG DAVID M	See Remarks	S Sale	2017-08-28	2017-08-28	5,000	$11.45	$57.3K	0	SEC↗
GOLDENBERG DAVID M	See Remarks	S Sale	2017-08-28	2017-08-28	10,000	$11.56	$115.6K	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	C Conversion deriv	2017-08-24	2017-10-12	184,000	—	$0	0	SEC↗
Aghazadeh Behzad	Director, 10% Owner	C Conversion	2017-08-24	2017-10-12	4,251,386	—	$0	14,739,462	SEC↗
GOLDENBERG CYNTHIA L	Director	S Sale	2017-08-24	2017-08-28	25,000	$10.24	$256.0K	813,219	SEC↗
GOLDENBERG DAVID M	See Remarks	S Sale	2017-08-24	2017-08-28	25,000	$10.24	$256.0K	3,415,578	SEC↗
venBio Select Advisor LLC	Director, 10% Owner	A Award deriv	2017-08-23	2017-08-23	1,250	$3.24	$4.1K	8,750	SEC↗
venBio Select Advisor LLC	Director, 10% Owner	S Sale deriv	2017-08-23	2017-08-23	1,250	$0.76	$950	8,750	SEC↗
GOLDENBERG CYNTHIA L	Director	S Sale	2017-08-23	2017-08-23	10,000	$9.50	$95.0K	838,219	SEC↗
GOLDENBERG DAVID M	See Remarks	S Sale	2017-08-23	2017-08-23	10,000	$9.50	$95.0K	3,455,578	SEC↗
venBio Select Advisor LLC	Director, 10% Owner	A Award deriv	2017-08-22	2017-08-23	2,500	$3.20	$8.0K	7,500	SEC↗
venBio Select Advisor LLC	Director, 10% Owner	S Sale deriv	2017-08-22	2017-08-23	2,500	$0.73	$1.8K	7,500	SEC↗
GOLDENBERG CYNTHIA L	Director	S Sale	2017-08-22	2017-08-23	10,000	$9.50	$95.0K	848,219	SEC↗
GOLDENBERG DAVID M	See Remarks	S Sale	2017-08-22	2017-08-23	10,000	$9.50	$95.0K	3,465,578	SEC↗
venBio Select Advisor LLC	Director, 10% Owner	S Sale deriv	2017-08-21	2017-08-23	5,000	$0.77	$3.9K	5,000	SEC↗
venBio Select Advisor LLC	Director, 10% Owner	A Award deriv	2017-08-21	2017-08-23	5,000	$2.84	$14.2K	5,000	SEC↗
GOLDENBERG CYNTHIA L	Director	S Sale	2017-08-21	2017-08-23	20,000	$8.97	$179.4K	858,219	SEC↗
GOLDENBERG DAVID M	See Remarks	S Sale	2017-08-21	2017-08-23	20,000	$8.97	$179.4K	3,475,578	SEC↗
MARKISON BRIAN A	Director	A Award deriv	2017-08-11	2017-08-14	12,539	—	$0	12,539	SEC↗
MARKISON BRIAN A	Director	A Award deriv	2017-08-11	2017-08-14	7,051	—	$0	7,051	SEC↗
GOLDENBERG CYNTHIA L	Director	F Tax w/h	2017-07-28	2017-08-02	1,950	$8.75	$17.1K	5,121,503	SEC↗
GOLDENBERG CYNTHIA L	Director	A Award	2017-07-28	2017-08-02	4,874	—	$0	5,123,453	SEC↗
GOLDENBERG CYNTHIA L	Director	A Award	2017-07-28	2017-08-02	4,873	—	$0	854,937	SEC↗
GOLDENBERG DAVID M	See Remarks	A Award	2017-07-28	2017-08-02	4,873	—	$0	3,472,296	SEC↗
GOLDENBERG DAVID M	See Remarks	F Tax w/h	2017-07-28	2017-08-02	1,950	$8.75	$17.1K	2,403,978	SEC↗
GOLDENBERG DAVID M	See Remarks	A Award	2017-07-28	2017-08-02	4,874	—	$0	2,405,928	SEC↗
Garone Michael	Chief Financial Officer	A Award deriv	2017-07-03	2017-07-06	8,315	—	$0	8,315	SEC↗
Islam Khalid	Director	A Award deriv	2017-07-03	2017-07-06	22,500	—	$0	22,500	SEC↗
venBio Select Advisor LLC	Director	A Award deriv	2017-07-03	2017-07-06	22,500	—	$0	22,500	SEC↗
Canute Scott A	Director	A Award deriv	2017-07-03	2017-07-06	22,500	—	$0	22,500	SEC↗
HUTT PETER BARTON	Director	A Award deriv	2017-07-03	2017-07-06	22,500	—	$0	22,500	SEC↗
venBio Select Advisor LLC	Director	A Award deriv	2017-05-04	2017-05-08	184,000	$125.00	$23.00M	184,000	SEC↗
Aryeh Jason	Director	A Award deriv	2017-01-08	2017-01-10	22,500	—	$0	22,500	SEC↗
Forrester Robert	Director	A Award deriv	2017-01-08	2017-01-10	22,500	—	$0	22,500	SEC↗
COX GEOFFREY F	Director	A Award deriv	2017-01-08	2017-01-10	22,500	—	$0	22,500	SEC↗
Oliver Bob	Director	A Award deriv	2017-01-08	2017-01-12	22,500	—	$0	22,500	SEC↗
MARKISON BRIAN A	Director	M Exercise deriv	2016-12-02	2016-12-07	14,469	—	$0	0	SEC↗
PAETZOLD MARY E	Director	M Exercise deriv	2016-12-02	2016-12-07	14,469	—	$0	0	SEC↗
Stark Don C	Director	M Exercise deriv	2016-12-02	2016-12-07	14,469	—	$0	0	SEC↗
MARKISON BRIAN A	Director	F Tax w/h	2016-12-02	2016-12-07	5,737	—	$0	84,178	SEC↗
MARKISON BRIAN A	Director	M Exercise	2016-12-02	2016-12-07	14,469	—	$0	89,915	SEC↗
PAETZOLD MARY E	Director	F Tax w/h	2016-12-02	2016-12-07	3,618	—	$0	78,325	SEC↗
PAETZOLD MARY E	Director	M Exercise	2016-12-02	2016-12-07	14,469	—	$0	81,943	SEC↗
Stark Don C	Director	F Tax w/h	2016-12-02	2016-12-07	5,788	—	$0	64,529	SEC↗
Stark Don C	Director	M Exercise	2016-12-02	2016-12-07	14,469	—	$0	70,317	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	A Award deriv	2016-09-21	2016-09-23	199,532	—	$0	199,532	SEC↗
GOLDENBERG DAVID M	See Remarks	A Award deriv	2016-09-21	2016-09-23	199,532	—	$0	199,532	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	A Award	2016-09-21	2016-09-23	106,061	—	$0	794,320	SEC↗
GOLDENBERG DAVID M	See Remarks	A Award	2016-09-21	2016-09-23	106,061	—	$0	3,464,631	SEC↗
Stark Don C	Director	S Sale	2016-08-24	2016-08-25	9,900	$2.97	$29.4K	55,848	SEC↗
PAETZOLD MARY E	Director	M Exercise deriv	2016-08-23	2016-08-25	15,000	—	$0	0	SEC↗
MARKISON BRIAN A	Director	M Exercise deriv	2016-08-23	2016-08-25	15,000	—	$0	0	SEC↗
PAETZOLD MARY E	Director	M Exercise	2016-08-23	2016-08-25	15,000	$1.96	$29.4K	82,474	SEC↗
PAETZOLD MARY E	Director	S Sale	2016-08-23	2016-08-25	15,000	$2.98	$44.7K	67,474	SEC↗
MARKISON BRIAN A	Director	S Sale	2016-08-23	2016-08-25	15,000	$2.98	$44.7K	75,446	SEC↗
MARKISON BRIAN A	Director	M Exercise	2016-08-23	2016-08-25	15,000	$1.96	$29.4K	90,446	SEC↗
Stark Don C	Director	M Exercise deriv	2016-08-10	2016-08-12	15,000	—	$0	0	SEC↗
Stark Don C	Director	M Exercise	2016-08-10	2016-08-12	15,000	$1.96	$29.4K	65,748	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	A Award	2016-07-28	2016-08-01	4,873	—	$0	5,246,511	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	F Tax w/h	2016-07-28	2016-08-01	1,950	$2.61	$5.1K	5,244,561	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	A Award	2016-07-28	2016-08-01	4,873	—	$0	650,119	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	F Tax w/h	2016-07-28	2016-08-01	1,950	$2.61	$5.1K	648,169	SEC↗
GOLDENBERG DAVID M	See Remarks	A Award	2016-07-28	2016-08-01	4,873	—	$0	2,502,790	SEC↗
GOLDENBERG DAVID M	See Remarks	F Tax w/h	2016-07-28	2016-08-01	1,950	$2.61	$5.1K	2,500,840	SEC↗
GOLDENBERG DAVID M	See Remarks	F Tax w/h	2016-07-28	2016-08-01	1,950	$2.61	$5.1K	3,318,480	SEC↗
GOLDENBERG DAVID M	See Remarks	A Award	2016-07-28	2016-08-01	4,873	—	$0	3,320,430	SEC↗
Garone Michael	CHIEF FINANCIAL OFFICER	A Award deriv	2016-06-27	2016-07-05	40,000	—	$0	40,000	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-13	2016-06-14	139,950	—	$0	0	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-13	2016-06-14	128,674	—	$0	0	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-13	2016-06-14	139,950	—	$0	0	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-13	2016-06-14	128,674	—	$0	0	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	S Sale	2016-06-13	2016-06-14	139,950	$3.02	$422.6K	5,235,462	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise	2016-06-13	2016-06-14	139,950	$2.63	$368.1K	5,375,412	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	S Sale	2016-06-13	2016-06-14	128,674	$3.02	$388.6K	639,070	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise	2016-06-13	2016-06-14	128,674	$2.63	$338.4K	767,744	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-13	2016-06-14	139,950	$2.63	$368.1K	2,631,691	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	S Sale	2016-06-13	2016-06-14	128,674	$3.02	$388.6K	3,309,381	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-13	2016-06-14	128,674	$2.63	$338.4K	3,438,055	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	S Sale	2016-06-13	2016-06-14	139,950	$3.02	$422.6K	2,491,741	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-10	2016-06-14	81,990	—	$0	0	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-10	2016-06-14	10,050	—	$0	139,950	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-10	2016-06-14	11,326	—	$0	128,674	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-10	2016-06-14	81,990	—	$0	0	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-10	2016-06-14	11,326	—	$0	128,674	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-10	2016-06-14	10,050	—	$0	139,950	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	S Sale	2016-06-10	2016-06-14	92,040	$3.05	$280.7K	5,235,462	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise	2016-06-10	2016-06-14	10,050	$2.63	$26.4K	5,327,502	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise	2016-06-10	2016-06-14	81,990	$2.50	$205.0K	5,317,452	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	S Sale	2016-06-10	2016-06-14	11,326	$3.07	$34.8K	639,070	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise	2016-06-10	2016-06-14	11,326	$2.63	$29.8K	650,396	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	S Sale	2016-06-10	2016-06-14	92,040	$3.05	$280.7K	2,491,741	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-10	2016-06-14	81,990	$2.50	$205.0K	2,573,731	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-10	2016-06-14	10,050	$2.63	$26.4K	2,583,781	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-10	2016-06-14	11,326	$2.63	$29.8K	3,320,707	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	S Sale	2016-06-10	2016-06-14	11,326	$3.07	$34.8K	3,309,381	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-08	2016-06-08	120,388	—	$0	81,990	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-08	2016-06-08	31,441	—	$0	0	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-08	2016-06-08	10,000	—	$0	140,000	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-08	2016-06-08	120,388	—	$0	81,990	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-08	2016-06-08	10,000	—	$0	140,000	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-08	2016-06-08	31,441	—	$0	0	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-08	2016-06-08	120,388	$2.50	$301.0K	2,612,129	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	S Sale	2016-06-08	2016-06-08	120,388	$3.64	$438.2K	2,491,741	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-08	2016-06-08	31,441	$2.50	$78.6K	3,340,822	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	S Sale	2016-06-08	2016-06-08	41,441	$3.62	$150.0K	3,309,381	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-08	2016-06-08	10,000	$2.63	$26.3K	3,350,892	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	S Sale	2016-06-08	2016-06-08	120,388	$3.64	$438.2K	5,235,462	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise	2016-06-08	2016-06-08	120,388	$2.50	$301.0K	5,355,850	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	S Sale	2016-06-08	2016-06-08	41,441	$3.62	$150.0K	639,070	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise	2016-06-08	2016-06-08	10,000	$2.63	$26.3K	680,511	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise	2016-06-08	2016-06-08	31,441	$2.50	$78.6K	670,511	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-07	2016-06-08	4,600	—	$0	31,441	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-07	2016-06-08	12,300	—	$0	202,378	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-07	2016-06-08	12,300	—	$0	202,378	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-07	2016-06-08	4,600	—	$0	31,441	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-07	2016-06-08	4,600	$2.50	$11.5K	3,313,981	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	S Sale	2016-06-07	2016-06-08	12,300	$3.98	$49.0K	2,491,741	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-07	2016-06-08	12,300	$2.50	$30.8K	2,504,041	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	S Sale	2016-06-07	2016-06-08	4,600	$4.01	$18.4K	3,309,381	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	S Sale	2016-06-07	2016-06-08	12,300	$3.98	$49.0K	5,235,462	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise	2016-06-07	2016-06-08	12,300	$2.50	$30.8K	5,247,762	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	S Sale	2016-06-07	2016-06-08	4,600	$4.01	$18.4K	639,070	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise	2016-06-07	2016-06-08	4,600	$2.50	$11.5K	643,670	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-06	2016-06-08	110,322	—	$0	214,678	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise deriv	2016-06-06	2016-06-08	63,959	—	$0	36,041	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-06	2016-06-08	110,322	—	$0	214,678	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise deriv	2016-06-06	2016-06-08	63,959	—	$0	36,041	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	S Sale	2016-06-06	2016-06-08	63,959	$4.09	$261.6K	3,309,381	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-06	2016-06-08	63,959	$2.50	$159.9K	3,373,340	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	S Sale	2016-06-06	2016-06-08	110,322	$4.09	$451.2K	2,491,741	SEC↗
GOLDENBERG DAVID M	CSO & Chairman of the BOD	M Exercise	2016-06-06	2016-06-08	110,322	$2.50	$275.8K	2,602,063	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	M Exercise	2016-06-06	2016-06-08	110,322	$2.50	$275.8K	5,345,784	SEC↗
GOLDENBERG CYNTHIA L	President and CEO	S Sale	2016-06-06	2016-06-08	63,959	$4.09	$261.6K	639,070	SEC↗