KMPH

KEMPHARM, INCCIK 1434647 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for KMPH PRO

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AI insights for KMPH

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Clifton R. LaDuane	VP Fin & Corp Controller	43	$66.0K	$0	2023-01-13
Pascoe Richard W	Executive Chairman	24	$94.4K	$0	2023-01-13
Schafer Joshua	CCO & EVP, Bus. Development	1	$0	$0	2023-01-09
Sangiovanni Timothy J.	VP, Corporate Controller	14	$12.7K	$0	2023-01-09
Guenther Sven	Exec VP R&D	14	$0	$0	2023-01-09
Mickle Christal M M	VP, Operations & Product Dvlp.	30	$68.7K	$0	2023-01-09
Plooster Matthew R	Director	30	$24.8K	$0	2022-06-28
Saluri Joseph	Director	13	$0	$0	2022-06-28
Tierney David S	Director	18	$90.1K	$0	2022-06-28
SEYMOUR TAMARA A	Director	2	$974	$0	2022-06-28
Mickle Travis C	President & CEO	76	$319.3K	$0	2022-05-25
Braun Samuel J	10% Owner	1	$85.5K	$0	2021-05-13
Johnson Gordon K	Chief Business Officer	20	$58.9K	$0	2019-12-31
Thompson Danny L	Director	20	$0	$0	2019-06-30
Delaware Street Capital Master Fund, L.P.	10% Owner	4	$7.07M	$0	2018-10-05
DSC Advisors, L.L.C.	10% Owner	1	$1.22M	$0	2018-07-30
Cohen Daniel L	EVP, Govt. & Public Relations	25	$178.7K	$0	2018-05-15
Woody Tracy M	Chief Commercial Officer	2	$0	$0	2016-02-11

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Pascoe Richard W	Chief Executive Officer	P Buy	2023-01-13	2023-01-13	9,500	$5.44	$51.7K	19,973	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2023-01-13	2023-01-13	25	$5.59	$140	9,277	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2023-01-13	2023-01-13	610	$5.82	$3.6K	9,252	SEC↗
Sangiovanni Timothy J.	SVP, Corporate Controller	A Award deriv	2023-01-09	2023-01-11	136,986	—	$0	136,986	SEC↗
Pascoe Richard W	Chief Executive Officer	A Award deriv	2023-01-09	2023-01-11	700,000	—	$0	700,000	SEC↗
Schafer Joshua	CCO & EVP, Bus. Development	A Award deriv	2023-01-09	2023-01-11	300,000	—	$0	300,000	SEC↗
Guenther Sven	Chief Scientific Officer	A Award deriv	2023-01-09	2023-01-11	306,000	—	$0	306,000	SEC↗
Mickle Christal M M	Chief Product Dev. Officer	A Award deriv	2023-01-09	2023-01-11	300,000	—	$0	300,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	A Award deriv	2023-01-09	2023-01-11	459,726	—	$0	459,726	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2022-09-30	2022-10-03	600	$5.98	$3.6K	7,709	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2022-09-30	2022-10-03	400	$5.98	$2.4K	8,109	SEC↗
SEYMOUR TAMARA A	Director	A Award deriv	2022-06-28	2022-06-30	15,000	—	$0	15,000	SEC↗
Plooster Matthew R	Director	A Award deriv	2022-06-28	2022-06-30	15,000	—	$0	15,000	SEC↗
Saluri Joseph	Director	A Award deriv	2022-06-28	2022-06-30	15,000	—	$0	15,000	SEC↗
Tierney David S	Director	A Award deriv	2022-06-28	2022-06-30	15,000	—	$0	15,000	SEC↗
Mickle Travis C	President & CEO	P Buy	2022-05-25	2022-05-25	2,000	$4.36	$8.7K	38,521	SEC↗
Mickle Travis C	President & CEO	P Buy	2022-05-25	2022-05-25	10,000	$4.39	$43.9K	11,034	SEC↗
Mickle Travis C	President & CEO	P Buy	2022-05-25	2022-05-25	1,000	$4.39	$4.4K	39,521	SEC↗
Tierney David S	Director	P Buy	2022-05-25	2022-05-26	2,000	$4.39	$8.8K	5,835	SEC↗
SEYMOUR TAMARA A	Director	P Buy	2022-05-20	2022-05-24	200	$4.87	$974	200	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2022-05-18	2022-05-18	1,200	$5.00	$6.0K	6,440	SEC↗
Pascoe Richard W	Executive Chairman	P Buy	2022-05-18	2022-05-18	333	$4.94	$1.6K	8,285	SEC↗
Pascoe Richard W	Executive Chairman	P Buy	2022-05-18	2022-05-18	400	$4.91	$2.0K	4,085	SEC↗
Pascoe Richard W	Executive Chairman	P Buy	2022-05-18	2022-05-18	400	$4.91	$2.0K	4,485	SEC↗
Pascoe Richard W	Executive Chairman	P Buy	2022-05-18	2022-05-18	1,767	$4.92	$8.7K	6,252	SEC↗
Pascoe Richard W	Executive Chairman	P Buy	2022-05-18	2022-05-18	100	$4.90	$490	3,685	SEC↗
Pascoe Richard W	Executive Chairman	P Buy	2022-05-18	2022-05-18	1,700	$4.93	$8.4K	7,952	SEC↗
Pascoe Richard W	Executive Chairman	P Buy	2022-05-18	2022-05-18	300	$4.90	$1.5K	3,585	SEC↗
Plooster Matthew R	Director	P Buy	2022-05-18	2022-05-18	3,051	$4.96	$15.1K	7,161	SEC↗
Plooster Matthew R	Director	P Buy	2022-05-18	2022-05-18	695	$4.94	$3.4K	3,195	SEC↗
Plooster Matthew R	Director	P Buy	2022-05-18	2022-05-18	915	$4.95	$4.5K	4,110	SEC↗
Plooster Matthew R	Director	P Buy	2022-05-18	2022-05-18	339	$4.97	$1.7K	7,500	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2022-02-01	2022-02-03	267,156	—	$0	267,156	SEC↗
Pascoe Richard W	Executive Chairman	A Award deriv	2022-02-01	2022-02-03	127,286	—	$0	127,286	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	A Award deriv	2022-02-01	2022-02-03	83,486	—	$0	83,486	SEC↗
Guenther Sven	EVP, Research & Development	A Award deriv	2022-02-01	2022-02-03	83,486	—	$0	83,486	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	A Award deriv	2022-02-01	2022-02-03	50,092	—	$0	50,092	SEC↗
Plooster Matthew R	Director	A Award	2021-12-01	2021-12-01	2,500	$8.44	$21.1K	2,500	SEC↗
Tierney David S	Director	P Buy	2021-11-30	2021-11-30	2,000	$7.79	$15.6K	3,835	SEC↗
Pascoe Richard W	Executive Chairman	P Buy	2021-11-30	2021-11-30	1,500	$7.88	$11.8K	3,285	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2021-11-18	2021-11-18	510	$8.29	$4.2K	5,240	SEC↗
Mickle Travis C	President & CEO	P Buy	2021-11-18	2021-11-23	2,250	$8.23	$18.5K	36,521	SEC↗
Pascoe Richard W	Executive Chairman	A Award deriv	2021-11-10	2021-11-10	100,000	—	$0	100,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2021-09-29	2021-09-29	215	$9.38	$2.0K	4,730	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2021-09-20	2021-09-20	935	$8.59	$8.0K	4,515	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2021-09-01	2021-09-01	230	$9.11	$2.1K	3,580	SEC↗
Mickle Travis C	President & CEO	P Buy	2021-08-30	2021-08-30	5,000	$8.92	$44.6K	34,271	SEC↗
Mickle Travis C	President & CEO	J Other	2021-08-24	2021-08-24	6,287	—	$0	0	SEC↗
Mickle Travis C	President & CEO	J Other	2021-08-24	2021-08-24	1,341	—	$0	0	SEC↗
Mickle Travis C	President & CEO	J Other	2021-08-24	2021-08-24	7,701	—	$0	0	SEC↗
Mickle Travis C	President & CEO	J Other	2021-08-24	2021-08-24	96,153	—	$0	96,153	SEC↗
Mickle Travis C	President & CEO	J Other	2021-08-24	2021-08-24	96,153	—	$0	23,354	SEC↗
Mickle Travis C	President & CEO	J Other	2021-08-24	2021-08-24	7,701	—	$0	31,055	SEC↗
Mickle Travis C	President & CEO	J Other	2021-08-24	2021-08-24	3,125	—	$0	29,271	SEC↗
Mickle Travis C	President & CEO	J Other	2021-08-24	2021-08-24	1,341	—	$0	32,396	SEC↗
Guenther Sven	EVP, Research & Development	A Award deriv	2021-08-20	2021-08-24	81,716	—	$0	81,716	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	A Award deriv	2021-08-20	2021-08-24	44,023	—	$0	44,023	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	A Award deriv	2021-08-20	2021-08-24	82,423	—	$0	82,423	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2021-08-20	2021-08-24	263,743	—	$0	263,743	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2021-06-23	2021-06-24	75	$14.11	$1.1K	3,350	SEC↗
Pascoe Richard W	Director	A Award deriv	2021-06-17	2021-06-21	15,000	—	$0	15,000	SEC↗
Plooster Matthew R	Director	A Award deriv	2021-06-17	2021-06-21	15,000	—	$0	15,000	SEC↗
Saluri Joseph	Director	A Award deriv	2021-06-17	2021-06-21	15,000	—	$0	15,000	SEC↗
Tierney David S	Director	A Award deriv	2021-06-17	2021-06-21	15,000	—	$0	15,000	SEC↗
Mickle Travis C	President & CEO	P Buy	2021-06-14	2021-06-14	1,500	$14.43	$21.6K	119,507	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2021-05-27	2021-05-27	150	$9.85	$1.5K	3,275	SEC↗
Braun Samuel J	10% Owner	P Buy	2021-05-13	2021-05-17	10,000	$8.55	$85.5K	3,070,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2020-08-26	2020-08-26	1,000	$0.84	$840	50,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2020-08-18	2020-08-18	2,000	$0.70	$1.4K	49,000	SEC↗
Pascoe Richard W	Director	P Buy	2020-08-18	2020-08-18	7,200	$0.63	$4.5K	25,773	SEC↗
Pascoe Richard W	Director	P Buy	2020-08-18	2020-08-18	1,800	$0.64	$1.2K	28,573	SEC↗
Pascoe Richard W	Director	P Buy	2020-08-18	2020-08-18	1,000	$0.64	$640	26,773	SEC↗
Tierney David S	Director	P Buy	2020-08-18	2020-08-18	2,500	$0.64	$1.6K	21,872	SEC↗
Tierney David S	Director	P Buy	2020-08-18	2020-08-18	1,000	$0.67	$670	29,372	SEC↗
Tierney David S	Director	P Buy	2020-08-18	2020-08-18	4,500	$0.66	$3.0K	28,372	SEC↗
Tierney David S	Director	P Buy	2020-08-18	2020-08-18	2,000	$0.65	$1.3K	23,872	SEC↗
Pascoe Richard W	Director	A Award deriv	2020-06-19	2020-06-22	30,000	—	$0	30,000	SEC↗
Plooster Matthew R	Director	A Award deriv	2020-06-19	2020-06-22	30,000	—	$0	30,000	SEC↗
Saluri Joseph	Director	A Award deriv	2020-06-19	2020-06-22	30,000	—	$0	30,000	SEC↗
Tierney David S	Director	A Award deriv	2020-06-19	2020-06-22	30,000	—	$0	30,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2020-06-11	2020-06-11	1,500	$0.19	$285	47,000	SEC↗
Mickle Travis C	President & CEO	P Buy	2020-06-02	2020-06-03	110,000	$0.19	$20.9K	1,888,117	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2020-05-26	2020-05-26	11,500	$0.18	$2.1K	45,500	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2020-03-25	2020-03-25	1,000	$0.22	$220	34,000	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	P Buy	2020-03-13	2020-03-16	4,000	$0.20	$800	18,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2020-03-11	2020-03-12	8,000	$0.25	$2.0K	33,000	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	P Buy	2020-03-10	2020-03-10	7,657	$0.26	$2.0K	14,000	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	P Buy	2020-03-10	2020-03-10	10	$0.25	$3	6,343	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	P Buy	2020-03-09	2020-03-10	333	$0.25	$83	6,333	SEC↗
Mickle Travis C	President & CEO	P Buy	2020-03-05	2020-03-05	3,000	$0.33	$990	1,756,117	SEC↗
Mickle Travis C	President & CEO	P Buy	2020-03-05	2020-03-05	3,000	$0.33	$990	1,759,117	SEC↗
Mickle Travis C	President & CEO	P Buy	2020-03-05	2020-03-05	4,500	$0.33	$1.5K	1,763,617	SEC↗
Mickle Travis C	President & CEO	P Buy	2020-03-05	2020-03-05	4,500	$0.33	$1.5K	1,768,117	SEC↗
Mickle Travis C	President & CEO	P Buy	2020-03-05	2020-03-05	3,000	$0.33	$990	1,771,117	SEC↗
Mickle Travis C	President & CEO	P Buy	2020-03-05	2020-03-05	2,500	$0.33	$825	1,778,117	SEC↗
Mickle Travis C	President & CEO	P Buy	2020-03-05	2020-03-05	4,500	$0.33	$1.5K	1,775,617	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	A Award deriv	2020-02-05	2020-02-07	160,000	—	$0	160,000	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	A Award deriv	2020-02-05	2020-02-07	60,000	—	$0	60,000	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2020-02-05	2020-02-07	420,000	—	$0	420,000	SEC↗
Guenther Sven	EVP, Research & Development	A Award deriv	2020-02-05	2020-02-07	160,000	—	$0	160,000	SEC↗
Johnson Gordon K	Chief Business Officer	P Buy	2019-12-31	2020-01-02	10,000	$0.39	$3.9K	40,000	SEC↗
Johnson Gordon K	Chief Business Officer	P Buy	2019-12-31	2020-01-02	10,000	$0.39	$3.9K	30,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2019-12-27	2019-12-30	5,000	$0.42	$2.1K	22,750	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2019-12-27	2019-12-30	2,250	$0.42	$945	25,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2019-12-27	2019-12-30	5,000	$0.42	$2.1K	17,750	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2019-11-25	2019-11-27	36,000	—	$0	36,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	A Award deriv	2019-11-25	2019-11-27	36,000	—	$0	36,000	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	A Award deriv	2019-11-25	2019-11-27	36,000	—	$0	36,000	SEC↗
Johnson Gordon K	Chief Business Officer	A Award deriv	2019-11-25	2019-11-27	36,000	—	$0	36,000	SEC↗
Guenther Sven	EVP, Research & Development	A Award deriv	2019-11-25	2019-11-27	56,000	—	$0	56,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2019-09-25	2019-09-25	3,650	$0.75	$2.7K	12,750	SEC↗
Mickle Travis C	President & CEO	P Buy	2019-09-24	2019-09-24	5,000	$0.79	$4.0K	1,743,117	SEC↗
Mickle Travis C	President & CEO	P Buy	2019-09-24	2019-09-24	5,000	$0.79	$4.0K	1,753,117	SEC↗
Mickle Travis C	President & CEO	P Buy	2019-09-24	2019-09-24	10,000	$0.78	$7.8K	1,713,117	SEC↗
Mickle Travis C	President & CEO	P Buy	2019-09-24	2019-09-24	5,000	$0.78	$3.9K	1,718,117	SEC↗
Mickle Travis C	President & CEO	P Buy	2019-09-24	2019-09-24	15,000	$0.79	$11.8K	1,733,117	SEC↗
Mickle Travis C	President & CEO	P Buy	2019-09-24	2019-09-24	5,000	$0.80	$4.0K	1,738,117	SEC↗
Mickle Travis C	President & CEO	P Buy	2019-09-24	2019-09-24	5,000	$0.78	$3.9K	1,748,117	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	P Buy	2019-09-24	2019-09-25	3,000	$0.74	$2.2K	6,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2019-09-16	2019-09-16	4,900	$0.89	$4.4K	9,100	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2019-09-16	2019-09-16	100	$0.86	$86	4,200	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2019-09-11	2019-09-11	500	$0.95	$475	4,100	SEC↗
Johnson Gordon K	Chief Business Officer	P Buy	2019-09-09	2019-09-09	2,000	$0.82	$1.6K	12,000	SEC↗
Johnson Gordon K	Chief Business Officer	P Buy	2019-09-09	2019-09-09	5,000	$0.83	$4.2K	20,000	SEC↗
Johnson Gordon K	Chief Business Officer	P Buy	2019-09-09	2019-09-09	3,000	$0.80	$2.4K	15,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2019-09-06	2019-09-06	850	$0.77	$655	3,600	SEC↗
Pascoe Richard W	Director	A Award	2019-06-30	2019-07-02	8,928	—	$0	18,573	SEC↗
Plooster Matthew R	Director	A Award	2019-06-30	2019-07-02	7,857	—	$0	24,512	SEC↗
Saluri Joseph	Director	A Award	2019-06-30	2019-07-02	7,857	—	$0	20,899	SEC↗
Tierney David S	Director	A Award	2019-06-30	2019-07-02	6,428	—	$0	19,372	SEC↗
Thompson Danny L	Director	A Award	2019-06-30	2019-07-02	8,214	—	$0	31,727	SEC↗
Plooster Matthew R	Director	A Award	2019-05-10	2019-05-14	8,487	—	$0	16,655	SEC↗
Tierney David S	Director	A Award	2019-05-10	2019-05-14	6,944	—	$0	12,944	SEC↗
Saluri Joseph	Director	A Award	2019-05-10	2019-05-14	8,487	—	$0	13,042	SEC↗
Thompson Danny L	Director	A Award	2019-05-10	2019-05-14	8,873	—	$0	23,513	SEC↗
Pascoe Richard W	Director	A Award	2019-05-10	2019-05-14	9,645	—	$0	9,645	SEC↗
Plooster Matthew R	Director	A Award deriv	2019-04-24	2019-04-26	30,000	—	$0	30,000	SEC↗
Thompson Danny L	Director	A Award deriv	2019-04-24	2019-04-26	30,000	—	$0	30,000	SEC↗
Pascoe Richard W	Director	A Award deriv	2019-04-24	2019-04-26	30,000	—	$0	30,000	SEC↗
Tierney David S	Director	A Award deriv	2019-04-24	2019-04-26	30,000	—	$0	30,000	SEC↗
Saluri Joseph	Director	A Award deriv	2019-04-24	2019-04-26	30,000	—	$0	30,000	SEC↗
Johnson Gordon K	Chief Business Officer	A Award deriv	2019-02-18	2019-02-20	60,000	—	$0	60,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	A Award deriv	2019-02-06	2019-02-08	160,000	—	$0	160,000	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	A Award deriv	2019-02-06	2019-02-08	60,000	—	$0	60,000	SEC↗
Guenther Sven	EVP, Research & Development	A Award deriv	2019-02-06	2019-02-08	160,000	—	$0	160,000	SEC↗
Johnson Gordon K	Chief Business Officer	A Award deriv	2019-02-06	2019-02-08	100,000	—	$0	100,000	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2019-02-06	2019-02-08	60,000	—	$0	60,000	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2019-02-06	2019-02-08	420,000	—	$0	420,000	SEC↗
Johnson Gordon K	Chief Business Officer	P Buy	2018-10-12	2018-10-12	1,000	$2.61	$2.6K	10,000	SEC↗
Mickle Travis C	President & CEO	P Buy	2018-10-12	2018-10-12	5,000	$2.55	$12.8K	1,703,117	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	P Buy	2018-10-12	2018-10-15	1,500	$2.50	$3.8K	3,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2018-10-11	2018-10-11	650	$2.54	$1.7K	2,750	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	P Buy	2018-10-11	2018-10-15	1,500	$2.55	$3.8K	1,500	SEC↗
Johnson Gordon K	Chief Business Officer	P Buy	2018-10-10	2018-10-12	2,000	$2.60	$5.2K	8,000	SEC↗
Johnson Gordon K	Chief Business Officer	P Buy	2018-10-10	2018-10-12	1,000	$2.65	$2.6K	9,000	SEC↗
Delaware Street Capital Master	10% Owner	P Buy	2018-10-05	2018-10-09	2,000,000	$3.00	$6.00M	4,095,914	SEC↗
Mickle Travis C	President & CEO	G Gift	2018-08-30	2018-10-12	32,172	—	$0	1,679,978	SEC↗
Mickle Travis C	President & CEO	G Gift	2018-08-30	2018-10-12	18,139	—	$0	123,217	SEC↗
Mickle Travis C	President & CEO	G Gift	2018-08-30	2018-10-12	32,172	—	$0	21,466	SEC↗
Mickle Travis C	President & CEO	G Gift	2018-08-30	2018-10-12	18,139	—	$0	1,698,117	SEC↗
DSC Advisors, L.L.C.	10% Owner	P Buy	2018-07-30	2018-08-01	304,283	$4.00	$1.22M	2,095,914	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2018-05-31	2018-06-01	525	$6.10	$3.2K	2,100	SEC↗
Pascoe Richard W	Director	A Award deriv	2018-05-22	2018-05-24	15,000	—	$0	15,000	SEC↗
Plooster Matthew R	Director	A Award deriv	2018-05-22	2018-05-24	15,000	—	$0	15,000	SEC↗
Thompson Danny L	Director	A Award deriv	2018-05-22	2018-05-24	15,000	—	$0	15,000	SEC↗
Tierney David S	Director	A Award deriv	2018-05-22	2018-05-24	15,000	—	$0	15,000	SEC↗
Saluri Joseph	Director	A Award deriv	2018-05-22	2018-05-24	15,000	—	$0	15,000	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2018-05-15	2018-05-17	5,500	$6.45	$35.5K	35,500	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2018-05-15	2018-05-17	2,000	$6.45	$12.9K	2,000	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2018-05-15	2018-05-17	200	$6.45	$1.3K	1,450	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2018-05-15	2018-05-17	200	$6.45	$1.3K	1,450	SEC↗
Thompson Danny L	Director	M Exercise deriv	2018-03-23	2018-03-27	3,333	—	$0	0	SEC↗
Thompson Danny L	Director	F Tax w/h	2018-03-23	2018-03-27	2,026	$7.65	$15.5K	14,640	SEC↗
Thompson Danny L	Director	M Exercise	2018-03-23	2018-03-27	3,333	$4.65	$15.5K	16,666	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2018-01-25	2018-01-29	225,000	—	$0	225,000	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2018-01-25	2018-01-29	30,000	—	$0	30,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	A Award deriv	2018-01-25	2018-01-29	75,000	—	$0	75,000	SEC↗
Johnson Gordon K	Chief Business Officer	A Award deriv	2018-01-25	2018-01-29	75,000	—	$0	75,000	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	A Award deriv	2018-01-25	2018-01-29	75,000	—	$0	75,000	SEC↗
Guenther Sven	EVP, Research & Development	A Award deriv	2018-01-25	2018-01-29	75,000	—	$0	75,000	SEC↗
Sangiovanni Timothy J.	VP, Corporate Controller	A Award deriv	2018-01-25	2018-01-29	30,000	—	$0	30,000	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	G Gift	2017-11-29	2017-11-29	1,250	—	$0	1,250	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	G Gift	2017-11-29	2017-11-29	2,500	—	$0	30,000	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	G Gift	2017-11-29	2017-11-29	1,250	—	$0	1,250	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2017-11-27	2017-11-29	2,990	$3.80	$11.4K	30,445	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2017-11-27	2017-11-29	1,145	$3.70	$4.2K	26,145	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2017-11-27	2017-11-29	1,310	$3.75	$4.9K	27,455	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2017-11-27	2017-11-29	2,055	$3.85	$7.9K	32,500	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2017-09-25	2017-09-25	300	$3.78	$1.1K	1,575	SEC↗
Delaware Street Capital Master	10% Owner	P Buy	2017-09-14	2017-09-15	138,857	$3.30	$458.2K	1,791,631	SEC↗
Delaware Street Capital Master	10% Owner	P Buy	2017-09-13	2017-09-15	186,831	$3.25	$607.2K	1,652,574	SEC↗
Delaware Street Capital Master	10% Owner	P Buy	2017-09-13	2017-09-15	200	$3.25	$650	1,652,774	SEC↗
Johnson Gordon K	Chief Business Officer	P Buy	2017-08-24	2017-08-25	2,000	$2.61	$5.2K	5,000	SEC↗
Johnson Gordon K	Chief Business Officer	P Buy	2017-08-24	2017-08-25	1,000	$2.55	$2.5K	3,000	SEC↗
Johnson Gordon K	Chief Business Officer	P Buy	2017-08-24	2017-08-25	1,000	$2.63	$2.6K	6,000	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2017-08-24	2017-08-25	5,000	$2.58	$12.9K	25,000	SEC↗
Mickle Travis C	President & CEO	P Buy	2017-06-20	2017-06-21	8,000	$3.45	$27.6K	17,050	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2017-06-19	2017-06-21	275	$3.30	$908	1,275	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2017-05-25	2017-05-26	1,974	$4.10	$8.1K	19,474	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2017-05-25	2017-05-26	526	$4.14	$2.2K	20,000	SEC↗
Pascoe Richard W	Director	A Award deriv	2017-05-23	2017-05-24	10,000	—	$0	10,000	SEC↗
Plooster Matthew R	Director	A Award deriv	2017-05-23	2017-05-24	10,000	—	$0	10,000	SEC↗
Saluri Joseph	Director	A Award deriv	2017-05-23	2017-05-24	10,000	—	$0	10,000	SEC↗
Thompson Danny L	Director	A Award deriv	2017-05-23	2017-05-24	10,000	—	$0	10,000	SEC↗
Tierney David S	Director	A Award deriv	2017-05-23	2017-05-24	10,000	—	$0	10,000	SEC↗
Mickle Travis C	President & CEO	G Gift	2017-05-22	2017-06-21	32,269	—	$0	1,629,612	SEC↗
Mickle Travis C	President & CEO	G Gift	2017-05-22	2017-06-21	18,194	—	$0	1,647,806	SEC↗
Mickle Travis C	President & CEO	G Gift	2017-05-22	2017-06-21	32,269	—	$0	53,638	SEC↗
Mickle Travis C	President & CEO	G Gift	2017-05-22	2017-06-21	18,194	—	$0	141,356	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2017-03-31	2017-03-31	1,000	$4.70	$4.7K	17,500	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	P Buy	2017-03-29	2017-03-31	1,500	$4.33	$6.5K	16,500	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2017-03-24	2017-03-27	900	$4.24	$3.8K	900	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	P Buy	2017-03-24	2017-03-27	100	$4.24	$424	1,000	SEC↗
Mickle Travis C	President & CEO	P Buy	2017-03-22	2017-03-24	2,000	$4.10	$8.2K	9,050	SEC↗
Mickle Christal M M	VP, Operations & Product Dvl	P Buy	2017-03-22	2017-03-24	2,000	$4.10	$8.2K	9,050	SEC↗
Tierney David S	Director	P Buy	2017-03-20	2017-03-21	1,000	$4.20	$4.2K	6,000	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2017-01-27	2017-01-31	30,000	—	$0	30,000	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2017-01-27	2017-01-31	225,000	—	$0	225,000	SEC↗
Mickle Christal M M	VP, Operations & Product Dvl	A Award deriv	2017-01-27	2017-01-31	225,000	—	$0	225,000	SEC↗
Mickle Christal M M	VP, Operations & Product Dvl	A Award deriv	2017-01-27	2017-01-31	30,000	—	$0	30,000	SEC↗
Clifton R. LaDuane	CFO, Secretary & Treasurer	A Award deriv	2017-01-27	2017-01-31	75,000	—	$0	75,000	SEC↗
Johnson Gordon K	Chief Business Officer	A Award deriv	2017-01-27	2017-01-31	75,000	—	$0	75,000	SEC↗
Guenther Sven	EVP, Research & Development	A Award deriv	2017-01-27	2017-01-31	75,000	—	$0	75,000	SEC↗
Cohen Daniel L	EVP, Govt. & Public Relation	A Award deriv	2017-01-27	2017-01-31	75,000	—	$0	75,000	SEC↗
Mickle Travis C	President & CEO	G Gift	2017-01-27	2017-03-24	71,262	—	$0	159,550	SEC↗
Mickle Travis C	President & CEO	G Gift	2017-01-27	2017-03-24	144,905	—	$0	1,526,081	SEC↗
Mickle Travis C	President & CEO	G Gift	2017-01-27	2017-03-24	71,262	—	$0	1,597,343	SEC↗
Mickle Travis C	President & CEO	G Gift	2017-01-27	2017-03-24	144,905	—	$0	85,907	SEC↗
Mickle Christal M M	VP, Operations & Product Dvl	G Gift	2017-01-27	2017-03-24	144,905	—	$0	1,526,081	SEC↗
Mickle Christal M M	VP, Operations & Product Dvl	G Gift	2017-01-27	2017-03-24	71,262	—	$0	159,550	SEC↗
Mickle Christal M M	VP, Operations & Product Dvl	G Gift	2017-01-27	2017-03-24	144,905	—	$0	85,907	SEC↗
Mickle Christal M M	VP, Operations & Product Dvl	G Gift	2017-01-27	2017-03-24	71,262	—	$0	1,597,343	SEC↗
Cohen Daniel L	EVP, Govt and Public Relatio	P Buy	2016-11-30	2016-12-02	4,253	$3.50	$14.9K	15,000	SEC↗
Cohen Daniel L	EVP, Govt and Public Relatio	P Buy	2016-11-30	2016-12-02	747	$3.48	$2.6K	10,747	SEC↗
Cohen Daniel L	EVP, Govt and Public Relatio	P Buy	2016-09-06	2016-09-07	3,690	$5.01	$18.5K	10,000	SEC↗
Cohen Daniel L	EVP, Govt and Public Relatio	P Buy	2016-09-02	2016-09-07	2,000	$4.59	$9.2K	3,310	SEC↗
Cohen Daniel L	EVP, Govt and Public Relatio	P Buy	2016-09-02	2016-09-07	1,310	$4.59	$6.0K	1,310	SEC↗
Cohen Daniel L	EVP, Govt and Public Relatio	P Buy	2016-09-02	2016-09-07	2,000	$4.59	$9.2K	5,310	SEC↗
Cohen Daniel L	EVP, Govt and Public Relatio	P Buy	2016-09-02	2016-09-07	1,000	$4.60	$4.6K	6,310	SEC↗
Mickle Travis C	President & CEO	P Buy	2016-08-17	2016-08-18	5,000	$4.95	$24.8K	7,050	SEC↗
Mickle Christal M M	VP Prod Dev	P Buy	2016-08-17	2016-08-18	5,000	$4.95	$24.8K	7,050	SEC↗
Pascoe Richard W	Director	A Award deriv	2016-05-24	2016-05-26	10,000	—	$0	10,000	SEC↗
Plooster Matthew R	Director	A Award deriv	2016-05-24	2016-05-26	10,000	—	$0	10,000	SEC↗
Saluri Joseph	Director	A Award deriv	2016-05-24	2016-05-26	10,000	—	$0	10,000	SEC↗
Thompson Danny L	Director	A Award deriv	2016-05-24	2016-05-26	10,000	—	$0	10,000	SEC↗
Tierney David S	Director	A Award deriv	2016-05-24	2016-05-26	10,000	—	$0	10,000	SEC↗
Thompson Danny L	Director	M Exercise deriv	2016-04-04	2016-04-06	13,333	—	$0	0	SEC↗
Thompson Danny L	Director	M Exercise	2016-04-04	2016-04-06	13,333	$4.65	$62.0K	13,333	SEC↗
Mickle Travis C	President & CEO	P Buy	2016-03-29	2016-03-30	400	$14.49	$5.8K	33,614	SEC↗
Mickle Travis C	President & CEO	P Buy	2016-03-29	2016-03-30	2,050	$14.59	$29.9K	2,050	SEC↗
Mickle Christal M M	VP Prod Dev	P Buy	2016-03-29	2016-03-30	2,050	$14.59	$29.9K	2,050	SEC↗
Mickle Christal M M	VP Prod Dev	P Buy	2016-03-29	2016-03-30	400	$14.49	$5.8K	33,614	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2016-02-11	2016-02-16	150,000	—	$0	150,000	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2016-02-11	2016-02-16	20,000	—	$0	20,000	SEC↗
Mickle Christal M M	VP Prod Dev	A Award deriv	2016-02-11	2016-02-16	150,000	—	$0	150,000	SEC↗
Mickle Christal M M	VP Prod Dev	A Award deriv	2016-02-11	2016-02-16	20,000	—	$0	20,000	SEC↗
Johnson Gordon K	Chief Business Officer	A Award deriv	2016-02-11	2016-02-16	50,000	—	$0	50,000	SEC↗
Woody Tracy M	Chief Commercial Officer	A Award deriv	2016-02-11	2016-02-16	50,000	—	$0	50,000	SEC↗
Guenther Sven	Exec VP R&D	A Award deriv	2016-02-11	2016-02-16	50,000	—	$0	50,000	SEC↗
Clifton R. LaDuane	Chief Financial Officer & Se	A Award deriv	2016-02-11	2016-02-16	50,000	—	$0	50,000	SEC↗
Plooster Matthew R	Director	X Exercise deriv	2016-02-10	2016-02-12	3,572	—	$0	0	SEC↗
Plooster Matthew R	Director	X Exercise deriv	2016-02-10	2016-02-12	51	—	$0	0	SEC↗
Plooster Matthew R	Director	X Exercise	2016-02-10	2016-02-12	51	$5.85	$298	8,168	SEC↗
Plooster Matthew R	Director	X Exercise	2016-02-10	2016-02-12	3,572	$3.90	$13.9K	8,117	SEC↗
Mickle Travis C	President & CEO	X Exercise deriv	2015-10-28	2015-10-30	4,316	—	$0	0	SEC↗
Mickle Christal M M	VP Operations & Prod Dev	X Exercise deriv	2015-10-28	2015-10-30	4,316	—	$0	0	SEC↗
Mickle Travis C	President & CEO	X Exercise	2015-10-28	2015-10-30	4,316	$5.85	$25.2K	100,604	SEC↗
Mickle Christal M M	VP Operations & Prod Dev	X Exercise	2015-10-28	2015-10-30	4,316	$5.85	$25.2K	100,604	SEC↗
Mickle Travis C	President & CEO	G Gift	2015-10-02	2015-10-30	243,880	—	$0	33,214	SEC↗
Mickle Travis C	President & CEO	G Gift	2015-10-02	2015-10-30	243,880	—	$0	243,880	SEC↗
Mickle Travis C	President & CEO	G Gift	2015-10-02	2015-10-30	157,197	—	$0	157,197	SEC↗
Mickle Travis C	President & CEO	G Gift	2015-10-02	2015-10-30	157,197	—	$0	1,381,176	SEC↗
Mickle Christal M M	VP Operations & Prod Dev	G Gift	2015-10-02	2015-10-30	157,197	—	$0	157,197	SEC↗
Mickle Christal M M	VP Operations & Prod Dev	G Gift	2015-10-02	2015-10-30	243,880	—	$0	33,214	SEC↗
Mickle Christal M M	VP Operations & Prod Dev	G Gift	2015-10-02	2015-10-30	243,880	—	$0	243,880	SEC↗
Mickle Christal M M	VP Operations & Prod Dev	G Gift	2015-10-02	2015-10-30	157,197	—	$0	1,381,176	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2015-09-04	2015-09-09	25,000	—	$0	25,000	SEC↗
Mickle Travis C	President & CEO	A Award deriv	2015-09-04	2015-09-09	220,000	—	$0	220,000	SEC↗
Mickle Christal M M	VP Operations & Prod Dev	A Award deriv	2015-09-04	2015-09-09	25,000	—	$0	25,000	SEC↗
Mickle Christal M M	VP Operations & Prod Dev	A Award deriv	2015-09-04	2015-09-09	220,000	—	$0	220,000	SEC↗
Clifton R. LaDuane	Chief Financial Officer	A Award deriv	2015-09-04	2015-09-09	15,000	—	$0	15,000	SEC↗
Guenther Sven	Exec VP R&D	A Award deriv	2015-09-04	2015-09-09	50,000	—	$0	50,000	SEC↗
Pascoe Richard W	Director	A Award deriv	2015-08-25	2015-08-27	10,000	—	$0	10,000	SEC↗
Plooster Matthew R	Director	A Award deriv	2015-08-25	2015-08-27	12,000	—	$0	12,000	SEC↗
Plooster Matthew R	Director	A Award deriv	2015-08-25	2015-08-27	10,000	—	$0	10,000	SEC↗
Saluri Joseph	Director	A Award deriv	2015-08-25	2015-08-27	10,000	—	$0	10,000	SEC↗
Thompson Danny L	Director	A Award deriv	2015-08-25	2015-08-27	10,000	—	$0	10,000	SEC↗
Tierney David S	Director	A Award deriv	2015-08-25	2015-08-27	10,000	—	$0	10,000	SEC↗
Clifton R. LaDuane	Chief Financial Officer	A Award deriv	2015-06-25	2015-06-26	45,000	—	$0	45,000	SEC↗
Johnson Gordon K	Chief Business Officer	A Award deriv	2015-06-25	2015-06-26	160,000	—	$0	160,000	SEC↗
Woody Tracy M	Chief Commercial Officer	A Award deriv	2015-05-27	2015-05-29	82,035	—	$0	82,035	SEC↗
Johnson Gordon K	COO & CFO	A Award deriv	2015-05-27	2015-05-29	88,000	—	$0	88,000	SEC↗
Guenther Sven	Exec VP R&D	C Conversion deriv	2015-04-21	2015-04-21	26,355	—	$0	0	SEC↗
Guenther Sven	Exec VP R&D	C Conversion deriv	2015-04-21	2015-04-21	16,129	—	$0	0	SEC↗
Guenther Sven	Exec VP R&D	C Conversion deriv	2015-04-21	2015-04-21	136,410	—	$0	0	SEC↗
Mickle Travis C	President & CEO	C Conversion deriv	2015-04-21	2015-04-21	527,093	—	$0	0	SEC↗
Mickle Travis C	President & CEO	C Conversion deriv	2015-04-21	2015-04-21	4,316	—	$0	4,316	SEC↗
Mickle Travis C	President & CEO	C Conversion deriv	2015-04-21	2015-04-21	6,203	—	$0	0	SEC↗
Mickle Travis C	President & CEO	C Conversion deriv	2015-04-21	2015-04-21	51,332	—	$0	0	SEC↗
Mickle Travis C	President & CEO	C Conversion deriv	2015-04-21	2015-04-21	44,873	—	$0	0	SEC↗