LSCG

LIGHTING SCIENCE GROUP CORPCIK 866970 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for LSCG PRO

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AI insights for LSCG

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
HARKLEROAD DONALD R	Director	17	$0	$24.7K	2017-06-30
Pegasus Investors V (GP), L.L.C.	Director, 10% Owner	4	$0	$0	2017-05-08
LSGC Holdings III LLC	10% Owner	2	$0	$0	2017-04-24
Riverwood Capital L.P.	Director, 10% Owner	12	$0	$0	2017-02-03
Pegasus Partners V, L.P.	10% Owner	15	$8.80M	$0	2017-02-03
Pegasus Investors V, L.P.	10% Owner	2	$0	$0	2017-01-27
Denis Murphy M	EVP & Chief Financial Officer	1	$0	$0	2016-12-21
COGUT CRAIG M	Director, 10% Owner	12	$0	$0	2016-11-21
Pegasus Capital Advisors IV, L.P.	Director, 10% Owner	3	$0	$0	2016-05-26
Jones James L	Director	5	$0	$0	2016-05-26
CLIMAN SANFORD R	Director	3	$0	$0	2016-05-26
MCGILL DENNIS	Director	4	$0	$0	2016-05-26
GORTON MARK D	EVP & Chief Financial Officer	1	$0	$0	2016-04-01
PEGASUS CAPITAL LLC	Director, 10% Owner	15	$0	$0	2016-02-23
Pegasus Investors IV GP, LLC	Director, 10% Owner	13	$0	$0	2015-12-07
Rosenbaum Jonathan	Director	4	$0	$0	2015-11-19
Pegasus Capital Advisors IV GP, LLC	Director, 10% Owner	4	$0	$0	2015-11-19
Maxik Fred	Chief Technology Officer	5	$0	$0	2015-10-20
Zouk Holdings Ltd	10% Owner	7	$2.57M	$0	2015-07-25
Salty Samer	Director	13	$2.57M	$0	2015-07-25
Bernstein Seth	Director	2	$0	$0	2015-03-24
Wagner Leon	Director	31	$2.09M	$47.9K	2015-03-24
BEDNARCIK EDWARD D	Chief Executive Officer	2	$0	$0	2014-10-07
NESBIT WAYNE K	Chief Operations Officer	2	$0	$0	2014-10-07
PEGASUS PARTNERS IV LP	Director, 10% Owner	1	$0	$0	2014-08-28
PCA LSG Holdings, LLC	Director, 10% Owner	4	$0	$0	2014-08-27
Philips Warner Alexander	Director	1	$0	$0	2014-03-25
SMACH THOMAS J	Director	11	$2.39M	$0	2014-01-03
Cleantech Europe II (A) LP	Director, 10% Owner	4	$0	$0	2013-09-11
Riverwood Capital GP Ltd.	Director, 10% Owner	2	$2.39M	$0	2013-09-11
den Daas Kaj	Director	2	$0	$0	2013-08-14
HANDY F PHILIP	Director	1	$0	$0	2013-08-14
BRATHWAITE NICHOLAS	Director	2	$0	$0	2013-08-14
Meagher Patrick Louis	See Remarks	2	$0	$0	2013-08-07
SHIELDS THOMAS C	Chief Financial Officer	2	$0	$0	2013-08-07
Cage Jeremy S.M.	Chief Executive Officer	2	$0	$0	2013-01-02
Scott Keith	Chief Commercial Officer	1	$0	$0	2012-07-05
Marton Steven	Chief Executive Officer	1	$0	$0	2012-07-05
KNIGHT BRADLEY T	Chief Operating Officer	1	$0	$0	2012-07-05
Darnell Charles	Director	4	$0	$0	2012-05-25
Moseley T Michael	Director	4	$0	$0	2012-05-25
Kempner Michael W	Director	4	$0	$0	2012-05-25
BACHMAN ROBERT E	Director	4	$0	$0	2012-05-25
BELL DAVID ARTHUR	Director	4	$0	$0	2012-05-25

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
HARKLEROAD DONALD R	Director	S Sale	2017-06-30	2017-07-05	270,303	$0.03	$8.1K	0	SEC↗
HARKLEROAD DONALD R	Director	S Sale	2017-06-14	2017-06-16	292,522	$0.02	$5.9K	270,303	SEC↗
HARKLEROAD DONALD R	Director	S Sale	2017-06-12	2017-06-14	201,000	$0.02	$4.0K	36,997	SEC↗
HARKLEROAD DONALD R	Director	S Sale	2017-05-24	2017-05-26	20,000	$0.04	$800	237,997	SEC↗
Pegasus Investors V (GP), L.L.	10% Owner	A Award deriv	2017-05-08	2017-05-08	10,600	—	$0	100,936	SEC↗
Pegasus Investors V (GP), L.L.	10% Owner	A Award deriv	2017-05-08	2017-05-08	10,600	—	$0	10,600	SEC↗
LSGC Holdings III LLC	10% Owner	A Award deriv	2017-04-24	2017-04-26	4,400	—	$0	4,400	SEC↗
LSGC Holdings III LLC	10% Owner	A Award deriv	2017-04-24	2017-04-26	4,400	—	$0	90,336	SEC↗
Pegasus Partners V, L.P.	10% Owner	J Other deriv	2017-02-03	2017-02-07	554,221	—	$0	0	SEC↗
Pegasus Partners V, L.P.	10% Owner	J Other deriv	2017-02-03	2017-02-07	554,221	—	$0	554,221	SEC↗
Pegasus Partners V, L.P.	10% Owner	O Exercise OTM deriv	2017-02-03	2017-02-07	554,221	—	$0	0	SEC↗
Pegasus Partners V, L.P.	10% Owner	J Other deriv	2017-02-03	2017-02-07	45,000	—	$0	0	SEC↗
Pegasus Partners V, L.P.	10% Owner	O Exercise OTM deriv	2017-02-03	2017-02-07	45,000	—	$0	0	SEC↗
Pegasus Partners V, L.P.	10% Owner	O Exercise OTM deriv	2017-02-03	2017-02-07	45,000	$200.00	$9.00M	45,000	SEC↗
Pegasus Partners V, L.P.	10% Owner	O Exercise OTM deriv	2017-02-03	2017-02-07	5,000	—	$0	0	SEC↗
Pegasus Partners V, L.P.	10% Owner	O Exercise OTM deriv	2017-02-03	2017-02-07	5,000	$200.00	$1.00M	50,000	SEC↗
Pegasus Partners V, L.P.	10% Owner	E Expire deriv	2017-02-03	2017-02-07	12,500	—	$0	0	SEC↗
Pegasus Partners V, L.P.	10% Owner	P Buy deriv	2017-02-03	2017-02-07	19,500	$200.00	$3.90M	69,500	SEC↗
Pegasus Partners V, L.P.	10% Owner	P Buy deriv	2017-02-03	2017-02-07	24,500	$200.00	$4.90M	94,000	SEC↗
Pegasus Partners V, L.P.	10% Owner	A Award deriv	2017-02-03	2017-02-07	7,000	—	$0	85,936	SEC↗
Pegasus Partners V, L.P.	10% Owner	A Award deriv	2017-02-03	2017-02-07	7,000	—	$0	7,000	SEC↗
Pegasus Partners V, L.P.	10% Owner	J Other deriv	2017-02-03	2017-02-07	45,000	—	$0	45,000	SEC↗
Riverwood Capital L.P.	10% Owner	J Other deriv	2017-02-03	2017-02-07	1	—	$0	1	SEC↗
Riverwood Capital L.P.	10% Owner	J Other deriv	2017-02-03	2017-02-07	1	—	$0	1	SEC↗
Riverwood Capital L.P.	10% Owner	O Exercise OTM deriv	2017-02-03	2017-02-07	1	—	$0	0	SEC↗
Pegasus Partners V, L.P.	10% Owner	O Exercise OTM	2017-02-03	2017-02-07	554,221	$0.16	$88.7K	163,129,952	SEC↗
Riverwood Capital L.P.	10% Owner	O Exercise OTM	2017-02-03	2017-02-07	554,221	—	$0	0	SEC↗
Pegasus Investors V, L.P.	10% Owner	A Award deriv	2017-01-27	2017-01-31	3,000	—	$0	78,936	SEC↗
Pegasus Investors V, L.P.	10% Owner	A Award deriv	2017-01-27	2017-01-31	3,000	—	$0	3,000	SEC↗
Denis Murphy M	EVP & Chief Financial Office	A Award deriv	2016-12-21	2017-05-01	3,000,000	—	$0	3,000,000	SEC↗
HARKLEROAD DONALD R	Director	S Sale	2016-12-12	2016-12-14	21,391	$0.02	$428	259,808	SEC↗
COGUT CRAIG M	Director, 10% Owner	A Award deriv	2016-11-21	2016-11-29	5,000	—	$0	75,936	SEC↗
COGUT CRAIG M	Director, 10% Owner	A Award deriv	2016-11-21	2016-11-29	5,000	—	$0	5,000	SEC↗
Pegasus Investors V (GP), L.L.	Director, 10% Owner	A Award deriv	2016-07-19	2016-07-20	5,000	—	$0	5,000	SEC↗
Pegasus Investors V (GP), L.L.	Director, 10% Owner	A Award deriv	2016-07-19	2016-07-20	5,000	—	$0	70,936	SEC↗
Pegasus Capital Advisors IV, L	Director, 10% Owner	A Award deriv	2016-05-26	2016-05-27	560,219	—	$0	560,219	SEC↗
CLIMAN SANFORD R	Director	A Award deriv	2016-05-26	2016-05-31	200,000	—	$0	200,000	SEC↗
HARKLEROAD DONALD R	Director	A Award deriv	2016-05-26	2016-05-31	240,000	—	$0	240,000	SEC↗
MCGILL DENNIS	Director	A Award deriv	2016-05-26	2016-05-31	200,000	—	$0	200,000	SEC↗
Jones James L	Director	A Award deriv	2016-05-26	2016-05-31	200,000	—	$0	200,000	SEC↗
GORTON MARK D	EVP & Chief Financial Office	A Award deriv	2016-04-01	2016-04-05	750,000	—	$0	750,000	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	A Award deriv	2016-02-23	2016-02-24	3,000	—	$0	3,000	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	A Award deriv	2016-02-23	2016-02-24	3,000	—	$0	65,936	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	A Award deriv	2015-12-07	2015-12-24	14,777,932	—	$0	14,477,932	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	A Award	2015-12-07	2015-12-24	20,106	—	$0	20,106	SEC↗
Pegasus Capital Advisors IV GP	Director, 10% Owner	A Award deriv	2015-11-19	2015-11-23	992,723	—	$0	992,723	SEC↗
MCGILL DENNIS	Director	A Award deriv	2015-11-19	2015-11-23	331,590	—	$0	331,590	SEC↗
HARKLEROAD DONALD R	Director	A Award deriv	2015-11-19	2015-11-23	515,021	—	$0	515,021	SEC↗
Rosenbaum Jonathan	Director	A Award deriv	2015-11-19	2015-11-23	482,833	—	$0	482,833	SEC↗
Jones James L	Director	A Award deriv	2015-11-19	2015-11-23	429,185	—	$0	429,185	SEC↗
Pegasus Capital Advisors IV GP	Director, 10% Owner	D To issuer	2015-11-19	2015-11-23	440,000	—	$0	162,575,731	SEC↗
MCGILL DENNIS	Director	D To issuer	2015-11-19	2015-11-23	154,521	—	$0	0	SEC↗
HARKLEROAD DONALD R	Director	D To issuer	2015-11-19	2015-11-23	240,000	—	$0	643,014	SEC↗
Rosenbaum Jonathan	Director	D To issuer	2015-11-19	2015-11-23	225,000	—	$0	204,041	SEC↗
Jones James L	Director	D To issuer	2015-11-19	2015-11-23	200,000	—	$0	150,137	SEC↗
Maxik Fred	Chief Technology Officer	A Award deriv	2015-10-20	2016-05-31	3,126,707	—	$0	3,126,707	SEC↗
Maxik Fred	Chief Technology Officer	A Award deriv	2015-10-20	2016-05-31	10,837,550	—	$0	10,837,550	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	S Sale deriv	2015-09-11	2015-09-15	12,500	—	$0	12,500	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	S Sale deriv	2015-09-11	2015-09-15	5,000	—	$0	5,000	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	P Buy deriv	2015-09-11	2015-09-15	554,221	—	$0	554,221	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	P Buy deriv	2015-09-11	2015-09-15	45,000	—	$0	45,000	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	P Buy deriv	2015-09-11	2015-09-15	5,254	—	$0	29,411	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	P Buy deriv	2015-09-11	2015-09-15	5,254	—	$0	62,936	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	A Award deriv	2015-09-11	2015-09-15	10,000	—	$0	10,000	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	A Award deriv	2015-09-11	2015-09-15	10,000	—	$0	57,682	SEC↗
Riverwood Capital L.P.	10% Owner	S Sale deriv	2015-09-11	2015-09-15	1	—	$0	1	SEC↗
Riverwood Capital L.P.	10% Owner	S Sale deriv	2015-09-11	2015-09-15	13,923,100	—	$0	0	SEC↗
Riverwood Capital L.P.	10% Owner	S Sale deriv	2015-09-11	2015-09-15	5,254	—	$0	0	SEC↗
Zouk Holdings Ltd		P Buy deriv	2015-07-25	2015-07-28	593,959	—	$0	593,959	SEC↗
Zouk Holdings Ltd		P Buy deriv	2015-07-25	2015-07-28	3,406,041	—	$0	3,406,041	SEC↗
Salty Samer	Director	P Buy deriv	2015-07-25	2015-07-28	593,959	—	$0	593,959	SEC↗
Salty Samer	Director	P Buy deriv	2015-07-25	2015-07-28	3,406,041	—	$0	3,406,041	SEC↗
Wagner Leon	Director	A Award	2015-03-24	2015-06-19	219,863	—	$0	2,017,745	SEC↗
Pegasus Capital Advisors IV GP	Director, 10% Owner	A Award	2015-03-24	2015-03-26	440,000	—	$0	163,015,731	SEC↗
Salty Samer	Director	A Award	2015-03-24	2015-03-26	154,521	—	$0	385,422	SEC↗
Zouk Holdings Ltd	10% Owner	A Award	2015-03-24	2015-03-26	154,521	—	$0	385,422	SEC↗
Wagner Leon	Director	A Award	2015-03-24	2015-03-26	225,000	—	$0	2,142,882	SEC↗
Jones James L	Director	A Award	2015-03-24	2015-03-26	200,000	—	$0	350,137	SEC↗
HARKLEROAD DONALD R	Director	A Award	2015-03-24	2015-03-26	240,000	—	$0	883,014	SEC↗
MCGILL DENNIS	Director	A Award	2015-03-24	2015-03-26	154,521	—	$0	154,521	SEC↗
CLIMAN SANFORD R	Director	A Award	2015-03-24	2015-03-26	200,000	—	$0	310,685	SEC↗
Bernstein Seth	Director	A Award	2015-03-24	2015-03-26	200,000	—	$0	268,493	SEC↗
Rosenbaum Jonathan	Director	A Award	2015-03-24	2015-03-30	225,000	—	$0	429,041	SEC↗
COGUT CRAIG M	Director, 10% Owner	P Buy deriv	2015-01-30	2015-02-03	2,000	—	$0	2,000	SEC↗
COGUT CRAIG M	Director, 10% Owner	P Buy deriv	2015-01-30	2015-02-03	2,000	—	$0	2,000	SEC↗
COGUT CRAIG M	Director, 10% Owner	A Award deriv	2015-01-30	2015-02-03	11,525	—	$0	11,525	SEC↗
COGUT CRAIG M	Director, 10% Owner	S Sale deriv	2015-01-30	2015-02-03	8,000	—	$0	28,157	SEC↗
COGUT CRAIG M	Director, 10% Owner	S Sale deriv	2015-01-30	2015-02-03	4,000	—	$0	0	SEC↗
COGUT CRAIG M	Director, 10% Owner	S Sale deriv	2015-01-30	2015-02-03	2,000	—	$0	0	SEC↗
COGUT CRAIG M	Director, 10% Owner	S Sale deriv	2015-01-30	2015-02-03	2,000	—	$0	0	SEC↗
COGUT CRAIG M	Director, 10% Owner	P Buy deriv	2015-01-30	2015-02-03	8,000	—	$0	36,157	SEC↗
COGUT CRAIG M	Director, 10% Owner	P Buy deriv	2015-01-30	2015-02-03	4,000	—	$0	4,000	SEC↗
COGUT CRAIG M	Director, 10% Owner	A Award deriv	2015-01-30	2015-02-03	11,525	—	$0	47,682	SEC↗
BEDNARCIK EDWARD D	Chief Executive Officer	A Award deriv	2014-10-07	2014-10-10	13,277,780	—	$0	13,277,780	SEC↗
BEDNARCIK EDWARD D	Chief Executive Officer	A Award deriv	2014-10-07	2014-10-10	2,222,220	—	$0	2,222,220	SEC↗
NESBIT WAYNE K	Chief Operations Officer	A Award deriv	2014-10-07	2014-10-15	2,222,220	—	$0	2,222,220	SEC↗
NESBIT WAYNE K	Chief Operations Officer	A Award deriv	2014-10-07	2014-10-15	10,077,780	—	$0	10,077,780	SEC↗
Bernstein Seth	Director	A Award	2014-08-29	2014-12-16	68,493	—	$0	68,493	SEC↗
PEGASUS PARTNERS IV LP	Director, 10% Owner	D To issuer	2014-08-28	2014-09-02	69,041	—	$0	162,575,731	SEC↗
Wagner Leon	Director	A Award	2014-08-28	2014-09-17	5,137	—	$0	1,917,882	SEC↗
PCA LSG Holdings, LLC	Director, 10% Owner	A Award deriv	2014-08-27	2014-08-29	4,000	—	$0	36,157	SEC↗
PCA LSG Holdings, LLC	Director, 10% Owner	A Award deriv	2014-08-27	2014-08-29	4,000	—	$0	4,000	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	A Award deriv	2014-08-20	2014-08-20	2,000	—	$0	32,157	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	A Award deriv	2014-08-20	2014-08-20	2,000	—	$0	2,000	SEC↗
PCA LSG Holdings, LLC	Director, 10% Owner	A Award deriv	2014-08-14	2014-08-18	2,000	—	$0	30,157	SEC↗
PCA LSG Holdings, LLC	Director, 10% Owner	A Award deriv	2014-08-14	2014-08-18	2,000	—	$0	2,000	SEC↗
CLIMAN SANFORD R	Director	A Award	2014-06-12	2014-06-19	110,685	—	$0	110,685	SEC↗
HARKLEROAD DONALD R	Director	S Sale	2014-06-05	2014-06-06	5,000	$0.37	$1.9K	281,199	SEC↗
HARKLEROAD DONALD R	Director	S Sale	2014-05-28	2014-05-30	2,000	$0.39	$780	286,199	SEC↗
HARKLEROAD DONALD R	Director	S Sale	2014-05-27	2014-05-30	8,000	$0.36	$2.9K	288,199	SEC↗
Jones James L	Director	A Award	2014-04-01	2014-06-23	150,137	—	$0	150,137	SEC↗
Philips Warner Alexander	Director	A Award	2014-03-25	2015-02-25	175,890	—	$0	175,890	SEC↗
Rosenbaum Jonathan	Director	A Award	2014-03-25	2014-04-03	204,041	—	$0	204,041	SEC↗
Wagner Leon	Director	A Award	2014-03-25	2014-04-03	225,000	—	$0	1,912,745	SEC↗
Pegasus Capital Advisors IV GP	Director, 10% Owner	A Award	2014-03-25	2014-04-04	640,000	—	$0	162,644,772	SEC↗
HARKLEROAD DONALD R	Director	A Award	2014-03-25	2014-05-30	240,000	—	$0	643,014	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	A Award deriv	2014-02-19	2014-02-21	10,000,000	—	$0	10,000,000	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	A Award deriv	2014-01-09	2014-01-13	4,000	—	$0	28,157	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	A Award deriv	2014-01-09	2014-01-13	4,000	—	$0	28,157	SEC↗
Riverwood Capital L.P.	Director, 10% Owner	P Buy deriv	2014-01-03	2014-01-07	7,579,000	—	$0	7,579,000	SEC↗
Riverwood Capital L.P.	Director, 10% Owner	P Buy deriv	2014-01-03	2014-01-07	2,860	—	$0	5,074	SEC↗
Riverwood Capital L.P.	Director, 10% Owner	J Other deriv	2014-01-03	2014-01-07	6,344,100	—	$0	13,923,100	SEC↗
SMACH THOMAS J	Director	J Other deriv	2014-01-03	2014-01-07	6,344,100	—	$0	13,923,100	SEC↗
SMACH THOMAS J	Director	P Buy deriv	2014-01-03	2014-01-07	7,579,000	—	$0	7,579,000	SEC↗
SMACH THOMAS J	Director	P Buy deriv	2014-01-03	2014-01-07	2,860	—	$0	5,074	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	A Award deriv	2014-01-03	2014-01-07	24,157	—	$0	24,157	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	D To issuer deriv	2014-01-03	2014-01-07	16,157	—	$0	0	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	A Award deriv	2014-01-03	2014-01-07	24,157	—	$0	24,157	SEC↗
Salty Samer	Director	P Buy deriv	2014-01-03	2014-01-07	1,012,300	—	$0	1,012,300	SEC↗
Salty Samer	Director	P Buy deriv	2014-01-03	2014-01-07	5,798,200	—	$0	5,798,200	SEC↗
Salty Samer	Director	P Buy deriv	2014-01-03	2014-01-07	382	$1000.00	$382.0K	382	SEC↗
Salty Samer	Director	P Buy deriv	2014-01-03	2014-01-07	2,188	$1000.00	$2.19M	2,188	SEC↗
Zouk Holdings Ltd	10% Owner	P Buy deriv	2014-01-03	2014-01-07	2,188	$1000.00	$2.19M	2,188	SEC↗
Zouk Holdings Ltd	10% Owner	P Buy deriv	2014-01-03	2014-01-07	382	$1000.00	$382.0K	382	SEC↗
Zouk Holdings Ltd	10% Owner	P Buy deriv	2014-01-03	2014-01-07	5,798,200	—	$0	5,798,200	SEC↗
Zouk Holdings Ltd	10% Owner	P Buy deriv	2014-01-03	2014-01-07	1,012,300	—	$0	1,012,300	SEC↗
Pegasus Capital Advisors IV, L	Director, 10% Owner	A Award	2013-12-04	2014-02-13	14,795	—	$0	162,004,772	SEC↗
Pegasus Capital Advisors IV, L	Director, 10% Owner	A Award	2013-11-13	2014-02-13	26,301	—	$0	161,989,977	SEC↗
PEGASUS CAPITAL LLC	Director, 10% Owner	A Award deriv	2013-10-21	2013-11-21	1,157	$1000.00	$1.16M	16,157	SEC↗
SMACH THOMAS J	Director	J Other deriv	2013-09-11	2013-09-13	45,000	—	$0	45,000	SEC↗
SMACH THOMAS J	Director	P Buy deriv	2013-09-11	2013-09-13	2,394	$1000.00	$2.39M	2,394	SEC↗
Riverwood Capital GP Ltd.	Director, 10% Owner	P Buy deriv	2013-09-11	2013-09-13	2,394	$1000.00	$2.39M	2,394	SEC↗
Riverwood Capital GP Ltd.	Director, 10% Owner	J Other deriv	2013-09-11	2013-09-13	45,000	—	$0	45,000	SEC↗
Cleantech Europe II (A) LP	Director, 10% Owner	J Other deriv	2013-09-11	2013-09-16	3,638	—	$0	3,638	SEC↗
Cleantech Europe II (A) LP	Director, 10% Owner	J Other deriv	2013-09-11	2013-09-16	20,862	—	$0	20,862	SEC↗
Cleantech Europe II (A) LP	Director, 10% Owner	J Other deriv	2013-09-11	2013-09-16	193	—	$0	193	SEC↗
Cleantech Europe II (A) LP	Director, 10% Owner	J Other deriv	2013-09-11	2013-09-16	1,110	—	$0	1,110	SEC↗
Salty Samer	Director	J Other deriv	2013-09-11	2013-09-16	3,638	—	$0	3,638	SEC↗
Salty Samer	Director	J Other deriv	2013-09-11	2013-09-16	20,862	—	$0	20,862	SEC↗
Salty Samer	Director	J Other deriv	2013-09-11	2013-09-16	193	—	$0	193	SEC↗
Salty Samer	Director	J Other deriv	2013-09-11	2013-09-16	1,110	—	$0	1,110	SEC↗
SMACH THOMAS J	Director	A Award	2013-08-14	2013-08-15	225,000	—	$0	314,221	SEC↗
SMACH THOMAS J	Director	A Award	2013-08-14	2013-08-15	240,000	—	$0	279,654	SEC↗
BRATHWAITE NICHOLAS	Director	A Award	2013-08-14	2013-08-15	240,000	—	$0	0	SEC↗
HARKLEROAD DONALD R	Director	A Award	2013-08-14	2013-08-16	240,000	—	$0	375,345	SEC↗
Wagner Leon	Director	A Award	2013-08-14	2013-08-16	225,000	—	$0	1,687,745	SEC↗
den Daas Kaj	Director	A Award	2013-08-14	2013-08-16	240,000	—	$0	289,567	SEC↗
HANDY F PHILIP	Director	A Award	2013-08-14	2013-08-16	140,603	—	$0	140,603	SEC↗
Salty Samer	Director	A Award	2013-08-14	2013-08-16	200,000	—	$0	230,901	SEC↗
Maxik Fred	Chief Technology Officer	A Award deriv	2013-08-07	2013-08-09	431,244	—	$0	575,000	SEC↗
Maxik Fred	Chief Technology Officer	A Award deriv	2013-08-07	2013-08-09	143,756	—	$0	143,756	SEC↗
SHIELDS THOMAS C	Chief Financial Officer	A Award deriv	2013-08-07	2013-08-09	143,756	—	$0	143,756	SEC↗
SHIELDS THOMAS C	Chief Financial Officer	A Award deriv	2013-08-07	2013-08-09	431,244	—	$0	575,000	SEC↗
Meagher Patrick Louis	See Remarks	A Award deriv	2013-08-07	2013-08-09	143,756	—	$0	143,756	SEC↗
Meagher Patrick Louis	See Remarks	A Award deriv	2013-08-07	2013-08-09	431,244	—	$0	575,000	SEC↗
Salty Samer	Director	A Award	2013-02-04	2013-02-04	30,901	—	$0	30,901	SEC↗
Cage Jeremy S.M.	Chief Executive Officer	A Award deriv	2013-01-02	2013-01-03	4,500,000	—	$0	4,500,000	SEC↗
Cage Jeremy S.M.	Chief Executive Officer	A Award	2013-01-02	2013-01-03	500,000	—	$0	500,000	SEC↗
Wagner Leon	Director	S Sale	2012-09-13	2013-02-14	38,852	$0.89	$34.6K	1,462,745	SEC↗
Wagner Leon	Director	S Sale	2012-09-12	2013-02-14	15,000	$0.89	$13.3K	1,501,597	SEC↗
KNIGHT BRADLEY T	Chief Operating Officer	A Award deriv	2012-07-05	2012-07-09	2,938,199	—	$0	2,938,199	SEC↗
Scott Keith	Chief Commercial Officer	A Award deriv	2012-07-05	2012-07-09	2,938,199	—	$0	2,938,199	SEC↗
Marton Steven	Chief Executive Officer	A Award deriv	2012-07-05	2012-07-09	1,500,000	—	$0	1,500,000	SEC↗
Maxik Fred	Chief Technology Officer	A Award deriv	2012-07-05	2012-07-11	933,333	—	$0	2,683,333	SEC↗
den Daas Kaj	Director	A Award	2012-06-22	2012-06-26	49,567	—	$0	49,567	SEC↗
BRATHWAITE NICHOLAS	Director	A Award	2012-06-22	2012-06-26	39,654	—	$0	0	SEC↗
SMACH THOMAS J	Director	A Award	2012-06-22	2012-06-26	49,567	—	$0	89,221	SEC↗
SMACH THOMAS J	Director	A Award	2012-06-22	2012-06-26	39,654	—	$0	39,654	SEC↗
Wagner Leon	Director	M Exercise deriv	2012-06-15	2014-09-17	15,068	—	$0	15,068	SEC↗
Wagner Leon	Director	M Exercise deriv	2012-06-15	2014-04-03	15,089	—	$0	15,068	SEC↗
Wagner Leon	Director	M Exercise deriv	2012-06-15	2013-02-14	15,068	—	$0	15,068	SEC↗
Wagner Leon	Director	M Exercise deriv	2012-06-15	2013-02-14	1	—	$0	0	SEC↗
SMACH THOMAS J	Director	J Other deriv	2012-06-04	2012-06-06	3,333	—	$0	46,667	SEC↗
SMACH THOMAS J	Director	J Other deriv	2012-06-04	2012-06-06	1,667	—	$0	45,000	SEC↗
Riverwood Capital L.P.	Director, 10% Owner	J Other deriv	2012-06-04	2012-06-06	1,667	—	$0	45,000	SEC↗
Riverwood Capital L.P.	Director, 10% Owner	J Other deriv	2012-06-04	2012-06-06	3,333	—	$0	46,667	SEC↗
Wagner Leon	Director	J Other deriv	2012-05-25	2014-09-17	6,651	—	$0	6,651	SEC↗
Wagner Leon	Director	J Other deriv	2012-05-25	2014-04-03	6,651	—	$0	6,651	SEC↗
Darnell Charles	Director	D To issuer deriv	2012-05-25	2013-02-13	62,500	—	$0	62,500	SEC↗
Wagner Leon	Director	J Other deriv	2012-05-25	2013-02-14	6,651	—	$0	6,651	SEC↗
Wagner Leon	Director	A Award deriv	2012-05-25	2013-02-14	1	—	$0	1	SEC↗
BELL DAVID ARTHUR	Director	D To issuer	2012-05-25	2013-02-13	42,018	—	$0	278,487	SEC↗
Kempner Michael W	Director	D To issuer	2012-05-25	2013-02-13	42,018	—	$0	283,732	SEC↗
Moseley T Michael	Director	D To issuer	2012-05-25	2013-02-13	42,018	—	$0	140,198	SEC↗
BACHMAN ROBERT E	Director	D To issuer	2012-05-25	2013-02-13	52,522	—	$0	67,672	SEC↗
Wagner Leon	Director	J Other	2012-05-25	2013-02-14	6,500	—	$0	0	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	A Award	2012-05-18	2012-06-08	166,000	—	$0	169,137,093	SEC↗
Wagner Leon	Director	P Buy	2012-05-02	2013-02-14	2,000	—	$0	6,500	SEC↗
Wagner Leon	Director	P Buy	2012-05-02	2013-02-14	166,000	—	$0	1,516,597	SEC↗
Wagner Leon	Director	P Buy	2012-04-12	2013-02-14	1,000	—	$0	4,500	SEC↗
Wagner Leon	Director	P Buy	2012-04-12	2013-02-14	83,000	—	$0	1,350,597	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	A Award	2012-03-28	2012-06-08	166,000	—	$0	168,805,093	SEC↗
Kempner Michael W	Director	M Exercise deriv	2012-03-22	2013-02-13	1	—	$0	0	SEC↗
Kempner Michael W	Director	M Exercise	2012-03-22	2013-02-13	84,034	—	$0	325,750	SEC↗
Wagner Leon	Director	M Exercise deriv	2012-03-21	2013-02-14	1	—	$0	0	SEC↗
Wagner Leon	Director	M Exercise	2012-03-21	2013-02-14	84,034	—	$0	1,267,597	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	A Award	2012-03-20	2012-06-08	166,000	—	$0	168,639,093	SEC↗
Moseley T Michael	Director	M Exercise deriv	2012-03-19	2013-02-13	1	—	$0	0	SEC↗
BACHMAN ROBERT E	Director	M Exercise deriv	2012-03-19	2013-02-13	1	—	$0	0	SEC↗
HARKLEROAD DONALD R	Director	M Exercise deriv	2012-03-19	2013-02-14	1	—	$0	0	SEC↗
Moseley T Michael	Director	M Exercise	2012-03-19	2013-02-13	84,034	—	$0	182,216	SEC↗
BACHMAN ROBERT E	Director	M Exercise	2012-03-19	2013-02-13	105,042	—	$0	120,194	SEC↗
HARKLEROAD DONALD R	Director	M Exercise	2012-03-19	2013-02-14	105,042	—	$0	135,345	SEC↗
BELL DAVID ARTHUR	Director	M Exercise deriv	2012-03-18	2013-02-13	1	—	$0	0	SEC↗
Darnell Charles	Director	M Exercise deriv	2012-03-18	2013-02-13	125,000	—	$0	125,000	SEC↗
Darnell Charles	Director	M Exercise deriv	2012-03-18	2013-02-13	1	—	$0	0	SEC↗
BELL DAVID ARTHUR	Director	M Exercise	2012-03-18	2013-02-13	84,034	—	$0	320,505	SEC↗
BELL DAVID ARTHUR	Director	A Award deriv	2012-03-14	2013-02-13	1	—	$0	1	SEC↗
Kempner Michael W	Director	A Award deriv	2012-03-14	2013-02-13	1	—	$0	1	SEC↗
Moseley T Michael	Director	A Award deriv	2012-03-14	2013-02-13	1	—	$0	1	SEC↗
BACHMAN ROBERT E	Director	A Award deriv	2012-03-14	2013-02-13	1	—	$0	1	SEC↗
Darnell Charles	Director	A Award deriv	2012-03-14	2013-02-13	1	—	$0	1	SEC↗
HARKLEROAD DONALD R	Director	A Award deriv	2012-03-14	2013-02-14	1	—	$0	1	SEC↗
Wagner Leon	Director	A Award deriv	2012-03-14	2013-02-14	1	—	$0	1	SEC↗
Wagner Leon	Director	P Buy	2012-02-24	2013-02-13	166,000	—	$0	1,183,563	SEC↗
Wagner Leon	Director	P Buy	2012-02-24	2013-02-13	2,000	—	$0	3,500	SEC↗
Wagner Leon	Director	P Buy	2012-02-24	2012-02-29	2,000	—	$0	2,000	SEC↗
Wagner Leon	Director	P Buy	2012-02-24	2012-02-29	166,000	—	$0	1,183,563	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	A Award	2011-12-09	2012-06-08	136,950	—	$0	168,053,593	SEC↗
Wagner Leon	Director	J Other	2011-12-01	2013-02-14	1,500	—	$0	0	SEC↗
Wagner Leon	Director	J Other	2011-12-01	2013-02-14	1,500	—	$0	1,500	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	A Award	2011-12-01	2012-06-08	830,000	—	$0	167,380,629	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	D To issuer	2011-12-01	2012-06-08	830,000	—	$0	166,550,629	SEC↗
Pegasus Investors IV GP, LLC	Director, 10% Owner	A Award	2011-11-17	2012-06-08	830,000	—	$0	167,380,629	SEC↗
Wagner Leon	Director	P Buy	2011-01-26	2015-06-19	634,394	$3.30	$2.09M	701,061	SEC↗
Wagner Leon	Director	M Exercise deriv	2011-01-03	2014-09-17	12,000	—	$0	12,000	SEC↗