NAVB

NAVIDEA BIOPHARMACEUTICALS, INC.CIK 810509 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for NAVB PRO

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AI insights for NAVB

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Scott John K Jr.	Director, 10% Owner	35	$11.79M	$2.51M	2023-11-27
Moss Dana J	Director	3	$0	$0	2023-11-16
Stefanelli Jill	Director	3	$0	$0	2023-11-16
Dais Craig	CHIEF FINANCIAL OFFICER	1	$0	$0	2023-11-10
Bhalla Amit	Director	19	$0	$0	2022-11-30
Witter Malcolm G	Director	28	$163.0K	$0	2022-11-30
CAPPELLO ALEXANDER L	Director	16	$0	$0	2022-11-30
Wilson Joshua M.	Director	1	$0	$0	2022-11-29
Rosol Michael Stanley	Chief Medical Officer	9	$0	$0	2022-09-09
Winkler Agnieszka	Director	3	$0	$0	2021-11-30
FARB THOMAS F	Director	3	$0	$0	2021-11-30
Mikhail Michel	Chief Regulatory Officer	1	$0	$0	2021-11-15
Rouan Sarah Kathryn	Director	10	$4.9K	$0	2021-06-30
Bruck Claudine	Director	10	$4.8K	$0	2021-06-30
Kaufman Joel H.	Chief Business Officer	2	$0	$0	2021-02-15
Latkin Jed	Interim COO	20	$34.8K	$0	2021-02-15
Cutler Adam D.	Director	8	$0	$0	2021-01-13
RICE YEHUDA MICHAEL	Director	12	$0	$0	2021-01-13
Cope Frederick O	Senior VP and CSO	12	$5.0K	$29.4K	2018-06-29
Greene Mark I	Director	8	$0	$0	2018-02-20
Rowinsky Eric K	Director	14	$0	$0	2018-02-20
Fiorino Anthony S.	Director	3	$0	$0	2017-06-30
Regan William J.	SVP-Global Regulatory Strategy	13	$31.3K	$0	2017-06-29
GOLDBERG MICHAEL M	President & CEO	14	$107.7K	$0	2017-05-16
Klima Thomas J	SVP & Chief Commercial Officer	2	$0	$0	2017-02-06
Troup Gordon A	Director	15	$90.3K	$0	2016-04-20
LARSON BRENT L	SVP, CFO, Treas & Secy	29	$6.9K	$281.9K	2016-02-25
GUETH ANTON	Director	2	$0	$0	2016-01-06
FORD BRENDAN A	Director	15	$121.3K	$0	2015-07-31
DRAKE PETER F	Director	7	$0	$0	2015-07-16
KARSEN PERRY A	Director	5	$0	$0	2015-07-16
Tulip Thomas H.	President	11	$89.8K	$0	2015-03-26
Platinum-Montaur Life Sciences, LLC	10% Owner	2	$0	$81.6K	2014-09-02
PYKETT MARK JEROME	Pres. & CEO	16	$43.7K	$235.2K	2014-06-01
Reininger Cornelia	SVP & Chief Medical Officer	3	$0	$0	2014-01-28
BROWN RODGER A	Vice President	5	$0	$0	2013-03-13
JONES JESS	Director	2	$0	$0	2013-02-21
Platinum Partners Value Arbitrage Fund, LP	10% Owner	9	$94.8K	$2.62M	2012-10-10

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Scott John K Jr.	Director, 10% Owner	J Other deriv	2023-11-27	2023-12-05	64,289	$100.00	$6.43M	64,289	SEC↗
Scott John K Jr.	Director, 10% Owner	J Other deriv	2023-11-27	2023-12-05	2,400	$1000.00	$2.40M	0	SEC↗
Scott John K Jr.	Director, 10% Owner	J Other	2023-11-27	2023-12-05	2,270	—	$0	0	SEC↗
Stefanelli Jill	Director	A Award	2023-11-16	2023-11-20	275,000	—	$0	525,000	SEC↗
Stefanelli Jill	Director	A Award	2023-11-16	2023-11-20	416,667	—	$0	941,667	SEC↗
Moss Dana J	Director	A Award	2023-11-16	2023-11-20	416,667	—	$0	866,667	SEC↗
Moss Dana J	Director	A Award	2023-11-16	2023-11-20	200,000	—	$0	450,000	SEC↗
Dais Craig	CHIEF FINANCIAL OFFICER	A Award	2023-11-10	2023-11-14	973,633	—	$0	973,633	SEC↗
Moss Dana J	Director	A Award	2023-07-11	2023-07-17	250,000	—	$0	250,000	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2023-06-29	2023-06-30	12,200,000	$0.09	$1.10M	31,755,832	SEC↗
Stefanelli Jill	Director	A Award	2023-06-08	2023-06-12	250,000	—	$0	250,000	SEC↗
Scott John K Jr.	Director, 10% Owner	C Conversion deriv	2023-06-05	2023-06-15	11,969	$100.00	$1.20M	0	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2023-06-05	2023-06-15	11,508,672	—	$0	19,555,832	SEC↗
Scott John K Jr.	Director, 10% Owner	P Buy deriv	2023-06-01	2023-06-15	11,969	$100.00	$1.20M	11,969	SEC↗
Scott John K Jr.	Director, 10% Owner	J Other	2023-06-01	2023-06-15	990	—	$0	2,270	SEC↗
Bhalla Amit	Director	A Award	2022-11-30	2022-11-30	1,250	—	$0	71,818	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2022-11-30	2022-11-30	1,250	—	$0	67,727	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2022-11-30	2022-11-30	1,250	—	$0	8,109,645	SEC↗
Witter Malcolm G	Director	A Award	2022-11-30	2022-11-30	1,250	—	$0	163,888	SEC↗
Witter Malcolm G	Director	A Award	2022-11-30	2022-11-30	1,250	—	$0	165,138	SEC↗
Wilson Joshua M.	Director	A Award	2022-11-29	2022-11-30	30,000	—	$0	30,000	SEC↗
Bhalla Amit	Director	A Award	2022-10-31	2022-11-01	2,500	—	$0	70,568	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2022-10-31	2022-11-01	2,500	—	$0	66,477	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2022-10-31	2022-11-01	2,500	—	$0	8,108,395	SEC↗
Witter Malcolm G	Director	A Award	2022-10-31	2022-11-01	2,500	—	$0	163,888	SEC↗
Bhalla Amit	Director	A Award	2022-09-30	2022-10-04	2,500	—	$0	68,068	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2022-09-30	2022-10-04	2,500	—	$0	63,977	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2022-09-30	2022-10-04	2,500	—	$0	8,105,895	SEC↗
Witter Malcolm G	Director	A Award	2022-09-30	2022-10-04	2,500	—	$0	161,388	SEC↗
Rosol Michael Stanley	Chief Medical Officer	A Award	2022-09-09	2022-09-13	13,000	—	$0	55,725	SEC↗
Rosol Michael Stanley	Chief Medical Officer	A Award	2022-09-09	2022-09-13	28,150	—	$0	42,725	SEC↗
Bhalla Amit	Director	A Award	2022-08-31	2022-09-01	2,500	—	$0	65,568	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2022-08-31	2022-09-01	2,500	—	$0	61,477	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2022-08-31	2022-09-01	2,500	—	$0	8,103,395	SEC↗
Witter Malcolm G	Director	A Award	2022-08-31	2022-09-01	2,500	—	$0	158,888	SEC↗
Scott John K Jr.	Director, 10% Owner	P Buy deriv	2022-08-30	2022-09-01	2,400	—	$0	2,400	SEC↗
Scott John K Jr.	Director, 10% Owner	P Buy deriv	2022-08-30	2022-09-01	2,400	—	$0	2,400	SEC↗
Scott John K Jr.	Director, 10% Owner	S Sale deriv	2022-08-30	2022-09-01	1,740	$1379.31	$2.40M	0	SEC↗
Witter Malcolm G	Director	P Buy deriv	2022-08-30	2022-09-01	115	—	$0	115	SEC↗
Witter Malcolm G	Director	P Buy deriv	2022-08-30	2022-09-01	115	—	$0	115	SEC↗
Bhalla Amit	Director	A Award	2022-07-31	2022-08-01	2,500	—	$0	63,068	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2022-07-31	2022-08-01	2,500	—	$0	58,977	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2022-07-31	2022-08-01	2,500	—	$0	8,100,895	SEC↗
Witter Malcolm G	Director	A Award	2022-07-31	2022-08-01	2,500	—	$0	156,388	SEC↗
Bhalla Amit	Director	A Award	2022-06-30	2022-07-05	2,500	—	$0	60,568	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2022-06-30	2022-07-05	2,500	—	$0	56,477	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2022-06-30	2022-07-05	2,500	—	$0	8,098,395	SEC↗
Witter Malcolm G	Director	A Award	2022-06-30	2022-07-05	2,500	—	$0	153,888	SEC↗
Bhalla Amit	Director	A Award	2022-05-31	2022-06-01	2,500	—	$0	58,068	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2022-05-31	2022-06-01	2,500	—	$0	53,977	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2022-05-31	2022-06-01	2,500	—	$0	8,095,895	SEC↗
Witter Malcolm G	Director	A Award	2022-05-31	2022-06-01	2,500	—	$0	151,388	SEC↗
Bhalla Amit	Director	A Award	2022-04-30	2022-05-03	2,500	—	$0	55,568	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2022-04-30	2022-05-03	2,500	—	$0	51,477	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2022-04-30	2022-05-03	2,500	—	$0	8,093,395	SEC↗
Witter Malcolm G	Director	A Award	2022-04-30	2022-05-03	2,500	—	$0	148,888	SEC↗
Scott John K Jr.	Director, 10% Owner	S Sale deriv	2022-04-10	2022-05-03	50,000	$2.30	$115.0K	0	SEC↗
Scott John K Jr.	Director, 10% Owner	P Buy deriv	2022-04-10	2022-05-03	1,740	$0.80	$1.4K	1,740	SEC↗
Scott John K Jr.	Director, 10% Owner	P Buy	2022-04-10	2022-05-03	3,260	—	$0	3,260	SEC↗
Bhalla Amit	Director	A Award	2022-03-31	2022-03-31	2,500	—	$0	53,068	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2022-03-31	2022-03-31	2,500	—	$0	48,977	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2022-03-31	2022-03-31	2,500	—	$0	8,090,895	SEC↗
Witter Malcolm G	Director	A Award	2022-03-31	2022-03-31	2,500	—	$0	146,388	SEC↗
Bhalla Amit	Director	A Award	2022-02-28	2022-03-01	2,500	—	$0	50,568	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2022-02-28	2022-03-01	2,500	—	$0	46,477	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2022-02-28	2022-03-01	2,500	—	$0	8,088,395	SEC↗
Witter Malcolm G	Director	A Award	2022-02-28	2022-03-01	2,500	—	$0	143,888	SEC↗
Bhalla Amit	Director	A Award	2022-01-31	2022-02-01	2,500	—	$0	48,068	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2022-01-31	2022-02-01	2,500	—	$0	43,977	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2022-01-31	2022-02-01	2,500	—	$0	8,085,895	SEC↗
Witter Malcolm G	Director	A Award	2022-01-31	2022-02-01	2,500	—	$0	141,388	SEC↗
Rosol Michael Stanley	Chief Medical Officer	A Award	2022-01-14	2022-01-18	7,728	—	$0	14,575	SEC↗
Bhalla Amit	Director	A Award	2021-12-31	2022-01-04	2,500	—	$0	45,568	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2021-12-31	2022-01-04	2,500	—	$0	41,477	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2021-12-31	2022-01-04	2,500	—	$0	8,083,395	SEC↗
Witter Malcolm G	Director	A Award	2021-12-31	2022-01-04	2,500	—	$0	138,888	SEC↗
Rosol Michael Stanley	Chief Medical Officer	A Award deriv	2021-12-27	2022-03-08	100,000	—	$0	100,000	SEC↗
Rosol Michael Stanley	Chief Medical Officer	A Award deriv	2021-12-27	2021-12-29	100,000	—	$0	100,000	SEC↗
Bhalla Amit	Director	A Award	2021-11-30	2021-12-02	1,250	—	$0	43,068	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2021-11-30	2021-12-02	1,250	—	$0	38,977	SEC↗
FARB THOMAS F	Director	A Award	2021-11-30	2021-12-02	1,250	—	$0	33,425	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2021-11-30	2021-12-02	1,250	—	$0	8,080,895	SEC↗
Winkler Agnieszka	Director	A Award	2021-11-30	2021-12-02	1,250	—	$0	33,600	SEC↗
Witter Malcolm G	Director	A Award	2021-11-30	2021-12-02	1,250	—	$0	136,388	SEC↗
Mikhail Michel	Chief Regulatory Officer	A Award deriv	2021-11-15	2021-12-02	75,000	—	$0	75,000	SEC↗
Bhalla Amit	Director	A Award	2021-11-15	2021-12-02	30,000	—	$0	39,195	SEC↗
Bhalla Amit	Director	A Award	2021-11-15	2021-12-02	2,623	—	$0	41,818	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2021-11-15	2021-12-02	30,000	—	$0	33,762	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2021-11-15	2021-12-02	3,965	—	$0	37,727	SEC↗
FARB THOMAS F	Director	A Award	2021-11-15	2021-12-02	2,175	—	$0	32,175	SEC↗
FARB THOMAS F	Director	A Award	2021-11-15	2021-12-02	30,000	—	$0	30,000	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2021-11-15	2021-12-02	30,000	—	$0	8,077,162	SEC↗
Scott John K Jr.	Director, 10% Owner	A Award	2021-11-15	2021-12-02	2,483	—	$0	8,079,645	SEC↗
Winkler Agnieszka	Director	A Award	2021-11-15	2021-12-02	2,350	—	$0	32,350	SEC↗
Winkler Agnieszka	Director	A Award	2021-11-15	2021-12-02	30,000	—	$0	30,000	SEC↗
Witter Malcolm G	Director	A Award	2021-11-15	2021-12-02	30,000	—	$0	132,252	SEC↗
Witter Malcolm G	Director	A Award	2021-11-15	2021-12-02	2,886	—	$0	135,138	SEC↗
Witter Malcolm G	Director	A Award	2021-09-30	2021-10-01	3,995	—	$0	102,252	SEC↗
CAPPELLO ALEXANDER L	Director	A Award	2021-09-30	2021-10-01	3,762	—	$0	3,762	SEC↗
Bhalla Amit	Director	A Award	2021-09-30	2021-10-01	4,286	—	$0	9,195	SEC↗
Witter Malcolm G	Director	P Buy	2021-09-17	2021-09-17	20,000	$1.60	$32.0K	98,257	SEC↗
Witter Malcolm G	Director	P Buy	2021-07-26	2021-07-26	15,000	$1.70	$25.5K	78,257	SEC↗
Bhalla Amit	Director	A Award	2021-06-30	2021-07-07	2,409	—	$0	4,909	SEC↗
Bruck Claudine	Director	A Award	2021-06-30	2021-07-07	3,969	—	$0	16,519	SEC↗
Rouan Sarah Kathryn	Director	A Award	2021-06-30	2021-07-07	4,892	—	$0	18,242	SEC↗
Witter Malcolm G	Director	A Award	2021-06-30	2021-07-07	3,757	—	$0	63,257	SEC↗
Bhalla Amit	Director	A Award deriv	2021-05-04	2021-05-06	2,500	—	$0	2,500	SEC↗
Bhalla Amit	Director	A Award	2021-05-04	2021-05-06	2,500	—	$0	2,500	SEC↗
Witter Malcolm G	Director	P Buy	2021-04-23	2021-04-26	10,000	$1.60	$16.0K	57,000	SEC↗
Witter Malcolm G	Director	P Buy	2021-03-29	2021-03-29	21,500	$2.07	$44.5K	47,000	SEC↗
Witter Malcolm G	Director	P Buy	2021-03-03	2021-03-03	15,000	$2.31	$34.6K	25,500	SEC↗
Scott John K Jr.	10% Owner	P Buy deriv	2021-03-02	2021-03-04	50,000	$100.00	$5.00M	50,000	SEC↗
Latkin Jed	CEO, COO & CFO	A Award deriv	2021-02-15	2021-02-17	100,000	—	$0	100,000	SEC↗
Kaufman Joel H.	Chief Business Officer	A Award deriv	2021-02-15	2021-02-17	25,000	—	$0	25,000	SEC↗
Rosol Michael Stanley	Chief Medical Officer	A Award deriv	2021-02-15	2021-02-17	25,000	—	$0	25,000	SEC↗
Bruck Claudine	Director	A Award deriv	2021-01-13	2021-01-14	2,500	—	$0	2,500	SEC↗
Cutler Adam D.	Director	A Award deriv	2021-01-13	2021-01-14	2,500	—	$0	2,500	SEC↗
RICE YEHUDA MICHAEL	Director	A Award deriv	2021-01-13	2021-01-14	2,500	—	$0	2,500	SEC↗
Rouan Sarah Kathryn	Director	A Award deriv	2021-01-13	2021-01-14	2,500	—	$0	2,500	SEC↗
Witter Malcolm G	Director	A Award deriv	2021-01-13	2021-01-14	2,500	—	$0	2,500	SEC↗
Bruck Claudine	Director	A Award	2021-01-13	2021-01-14	2,500	—	$0	12,550	SEC↗
Cutler Adam D.	Director	A Award	2021-01-13	2021-01-14	2,500	—	$0	10,000	SEC↗
RICE YEHUDA MICHAEL	Director	A Award	2021-01-13	2021-01-14	2,500	—	$0	12,500	SEC↗
Rouan Sarah Kathryn	Director	A Award	2021-01-13	2021-01-14	2,500	—	$0	13,350	SEC↗
Witter Malcolm G	Director	A Award	2021-01-13	2021-01-14	2,500	—	$0	13,000	SEC↗
Witter Malcolm G	Director	P Buy	2020-12-28	2020-12-30	5,000	$2.07	$10.3K	10,500	SEC↗
Kaufman Joel H.	Chief Business Officer	A Award deriv	2020-11-04	2020-11-06	20,000	—	$0	20,000	SEC↗
Scott John K Jr.	10% Owner	P Buy	2020-08-30	2020-09-02	5,000	$5.00	$25.0K	8,047,162	SEC↗
Latkin Jed	CEO, COO & CFO	A Award deriv	2020-08-14	2020-08-18	100,000	—	$0	100,000	SEC↗
Latkin Jed	CEO, COO & CFO	A Award	2020-08-14	2020-08-18	50,000	—	$0	107,997	SEC↗
Latkin Jed	CEO, COO & CFO	A Award	2020-06-02	2020-06-04	33,997	$2.62	$89.1K	57,997	SEC↗
Rosol Michael Stanley	Chief Medical Officer	A Award	2020-06-02	2020-06-04	6,847	$2.62	$17.9K	13,097	SEC↗
Latkin Jed	CEO, COO & CFO	P Buy	2020-02-20	2020-02-20	5,000	$1.08	$5.4K	17,950	SEC↗
Scott John K Jr.	10% Owner	P Buy	2020-02-13	2020-02-19	2,373,529	$0.85	$2.02M	8,042,162	SEC↗
Bruck Claudine	Director	A Award deriv	2020-02-06	2020-02-07	2,500	—	$0	7,500	SEC↗
Cutler Adam D.	Director	A Award deriv	2020-02-06	2020-02-07	2,500	—	$0	7,500	SEC↗
RICE YEHUDA MICHAEL	Director	A Award deriv	2020-02-06	2020-02-07	2,500	—	$0	10,000	SEC↗
Rouan Sarah Kathryn	Director	A Award deriv	2020-02-06	2020-02-07	2,500	—	$0	7,500	SEC↗
Latkin Jed	CEO, COO & CFO	A Award deriv	2020-02-06	2020-02-07	100,000	—	$0	203,250	SEC↗
Rosol Michael Stanley	Chief Medical Officer	A Award deriv	2020-02-06	2020-02-07	25,000	—	$0	31,250	SEC↗
Bruck Claudine	Director	A Award	2020-02-06	2020-02-07	2,500	—	$0	10,050	SEC↗
Cutler Adam D.	Director	A Award	2020-02-06	2020-02-07	2,500	—	$0	7,500	SEC↗
RICE YEHUDA MICHAEL	Director	A Award	2020-02-06	2020-02-07	2,500	—	$0	10,000	SEC↗
Rouan Sarah Kathryn	Director	A Award	2020-02-06	2020-02-07	2,500	—	$0	10,850	SEC↗
Scott John K Jr.	10% Owner	P Buy	2019-12-06	2019-12-11	555,555	$0.90	$500.0K	5,668,633	SEC↗
Scott John K Jr.	10% Owner	P Buy	2019-06-18	2019-06-21	4,000,000	$0.75	$3.00M	5,113,078	SEC↗
Latkin Jed	CEO, COO & CFO	P Buy	2019-06-05	2019-06-07	1,000	$1.26	$1.3K	12,950	SEC↗
Latkin Jed	CEO, COO & CFO	P Buy	2019-05-17	2019-05-17	1,000	$1.46	$1.5K	11,950	SEC↗
Rouan Sarah Kathryn	Director	P Buy	2019-05-17	2019-05-21	3,350	$1.46	$4.9K	8,350	SEC↗
Latkin Jed	CEO, COO & CFO	P Buy	2019-05-16	2019-05-17	1,500	$1.45	$2.2K	10,950	SEC↗
Latkin Jed	CEO, COO & CFO	P Buy	2019-05-15	2019-05-15	1,000	$1.45	$1.4K	9,450	SEC↗
Latkin Jed	CEO, COO & CFO	P Buy	2019-05-14	2019-05-15	2,000	$1.84	$3.7K	8,450	SEC↗
Latkin Jed	CEO, COO & CFO	P Buy	2019-05-13	2019-05-15	2,400	$1.91	$4.6K	6,450	SEC↗
Bruck Claudine	Director	P Buy	2019-05-13	2019-05-15	2,550	$1.90	$4.8K	7,550	SEC↗
Scott John K Jr.	10% Owner	P Buy	2019-03-22	2019-03-25	357,143	$0.14	$50.0K	22,261,565	SEC↗
Latkin Jed	CEO, COO & CFO	A Award deriv	2019-02-07	2019-02-11	1,000,000	—	$0	2,065,000	SEC↗
Bruck Claudine	Director	A Award deriv	2019-02-07	2019-02-12	50,000	—	$0	100,000	SEC↗
Cutler Adam D.	Director	A Award deriv	2019-02-07	2019-02-12	50,000	—	$0	100,000	SEC↗
Rouan Sarah Kathryn	Director	A Award deriv	2019-02-07	2019-02-12	50,000	—	$0	100,000	SEC↗
RICE YEHUDA MICHAEL	Director	A Award deriv	2019-02-07	2019-02-12	50,000	—	$0	150,000	SEC↗
Bruck Claudine	Director	A Award	2019-02-07	2019-02-12	50,000	—	$0	100,000	SEC↗
Cutler Adam D.	Director	A Award	2019-02-07	2019-02-12	50,000	—	$0	100,000	SEC↗
Rouan Sarah Kathryn	Director	A Award	2019-02-07	2019-02-12	50,000	—	$0	100,000	SEC↗
RICE YEHUDA MICHAEL	Director	A Award	2019-02-07	2019-02-12	50,000	—	$0	150,000	SEC↗
Cutler Adam D.	Director	A Award deriv	2019-01-02	2019-01-03	50,000	—	$0	50,000	SEC↗
Rouan Sarah Kathryn	Director	A Award deriv	2019-01-02	2019-01-03	50,000	—	$0	50,000	SEC↗
Rosol Michael Stanley	Chief Medical Officer	A Award deriv	2019-01-02	2019-01-03	125,000	—	$0	125,000	SEC↗
Cutler Adam D.	Director	A Award	2019-01-02	2019-01-03	50,000	—	$0	50,000	SEC↗
Rouan Sarah Kathryn	Director	A Award	2019-01-02	2019-01-03	50,000	—	$0	50,000	SEC↗
Cope Frederick O	SVP & CSO	A Award	2018-06-29	2018-07-13	212,390	$0.23	$48.8K	585,052	SEC↗
Bruck Claudine	Director	A Award deriv	2018-03-15	2018-03-16	50,000	—	$0	50,000	SEC↗
Bruck Claudine	Director	A Award	2018-03-15	2018-03-16	50,000	—	$0	50,000	SEC↗
Greene Mark I	Director	A Award deriv	2018-02-20	2018-02-22	50,000	—	$0	100,000	SEC↗
RICE YEHUDA MICHAEL	Director	A Award deriv	2018-02-20	2018-02-22	50,000	—	$0	100,000	SEC↗
Rowinsky Eric K	Director	A Award deriv	2018-02-20	2018-02-22	50,000	—	$0	173,764	SEC↗
Cope Frederick O	SVP & CSO	A Award	2018-02-20	2018-02-22	135,694	$0.36	$48.8K	372,662	SEC↗
Greene Mark I	Director	A Award	2018-02-20	2018-02-22	50,000	—	$0	157,244	SEC↗
RICE YEHUDA MICHAEL	Director	A Award	2018-02-20	2018-02-22	50,000	—	$0	100,000	SEC↗
Rowinsky Eric K	Director	A Award	2018-02-20	2018-02-22	50,000	—	$0	341,446	SEC↗
RICE YEHUDA MICHAEL	Director	G Gift	2017-09-14	2017-09-19	28,000	—	$0	50,000	SEC↗
Fiorino Anthony S.	Director	A Award deriv	2017-06-30	2017-06-30	50,000	—	$0	50,000	SEC↗
Greene Mark I	Director	A Award deriv	2017-06-30	2017-06-30	50,000	—	$0	50,000	SEC↗
RICE YEHUDA MICHAEL	Director	A Award deriv	2017-06-30	2017-06-30	50,000	—	$0	50,000	SEC↗
Rowinsky Eric K	Director	A Award deriv	2017-06-30	2017-06-30	50,000	—	$0	50,000	SEC↗
Fiorino Anthony S.	Director	A Award	2017-06-30	2017-06-30	50,000	—	$0	78,000	SEC↗
Greene Mark I	Director	A Award	2017-06-30	2017-06-30	50,000	—	$0	107,244	SEC↗
RICE YEHUDA MICHAEL	Director	A Award	2017-06-30	2017-06-30	50,000	—	$0	78,000	SEC↗
Rowinsky Eric K	Director	A Award	2017-06-30	2017-06-30	50,000	—	$0	291,446	SEC↗
Regan William J.	SVP & CCO	P Buy	2017-06-29	2017-07-03	20,000	$0.53	$10.6K	172,977	SEC↗
Latkin Jed	COO and CFO	P Buy	2017-05-30	2017-05-31	7,600	$0.44	$3.3K	50,159	SEC↗
Latkin Jed	COO and CFO	P Buy	2017-05-22	2017-05-23	11,200	$0.45	$5.0K	42,559	SEC↗
Latkin Jed	COO and CFO	P Buy	2017-05-19	2017-05-23	14,159	$0.45	$6.4K	31,359	SEC↗
Latkin Jed	COO and CFO	A Award	2017-05-18	2017-05-19	3,900	$0.45	$1.8K	17,200	SEC↗
Latkin Jed	COO and CFO	A Award	2017-05-17	2017-05-19	13,300	$0.47	$6.3K	13,300	SEC↗
GOLDBERG MICHAEL M	President & CEO	A Award	2017-05-16	2017-05-16	106,021	$0.46	$48.8K	5,921,023	SEC↗
Latkin Jed	COO and CFO	A Award deriv	2017-05-04	2017-05-05	1,000,000	—	$0	1,065,000	SEC↗
Cope Frederick O	SVP & Chief Scientific Offic	A Award	2017-02-06	2017-02-09	88,378	$0.52	$46.0K	180,593	SEC↗
Klima Thomas J	SVP & Chief Commercial Offic	A Award	2017-02-06	2017-02-09	50,885	$0.52	$26.5K	51,935	SEC↗
Regan William J.	SVP & Chief Compliance Offic	A Award	2017-02-06	2017-02-09	79,155	$0.52	$41.2K	116,962	SEC↗
GOLDBERG MICHAEL M	President & CEO	X Exercise deriv	2017-01-17	2017-01-19	5,411,850	—	$0	0	SEC↗
GOLDBERG MICHAEL M	President & CEO	X Exercise	2017-01-17	2017-01-19	5,411,850	$0.01	$54.1K	5,815,002	SEC↗
Greene Mark I	Director	A Award	2017-01-10	2017-01-11	16,406	$0.64	$10.5K	57,244	SEC↗
GOLDBERG MICHAEL M	President & CEO	J Other deriv	2016-10-17	2016-10-19	5,411,850	$2.07	$11.20M	5,411,850	SEC↗
Greene Mark I	Director	A Award	2016-10-17	2016-10-18	11,413	$0.87	$9.9K	40,838	SEC↗
Latkin Jed	Interim COO	A Award deriv	2016-10-14	2016-11-01	20,000	—	$0	20,000	SEC↗
GOLDBERG MICHAEL M	Director	A Award	2016-07-06	2016-07-07	43,580	$0.50	$21.8K	403,152	SEC↗
RICE YEHUDA MICHAEL	Director	A Award	2016-06-14	2016-07-07	28,000	—	$0	28,000	SEC↗
Greene Mark I	Director	A Award	2016-04-27	2016-04-29	1,425	$1.37	$2.0K	29,425	SEC↗
Rowinsky Eric K	Director	A Award	2016-04-20	2016-04-29	28,000	—	$0	224,446	SEC↗
Fiorino Anthony S.	Director	A Award	2016-04-20	2016-04-29	28,000	—	$0	28,000	SEC↗
Greene Mark I	Director	A Award	2016-04-20	2016-04-29	28,000	—	$0	28,000	SEC↗
GOLDBERG MICHAEL M	Director	A Award	2016-04-20	2016-04-29	28,000	—	$0	359,572	SEC↗
Troup Gordon A	Director	A Award	2016-04-20	2016-05-03	28,000	—	$0	265,568	SEC↗
Rowinsky Eric K	Director	A Award	2016-04-08	2016-04-29	10,726	$1.14	$12.2K	196,446	SEC↗
Regan William J.	SVP, Chief Compliance Office	A Award deriv	2016-02-25	2016-02-29	52,405	—	$0	52,405	SEC↗
Klima Thomas J	SVP & Chief Commercial Ofc	A Award deriv	2016-02-25	2016-02-29	56,598	—	$0	56,598	SEC↗
Cope Frederick O	SVP & Chief Scientific Ofc	A Award deriv	2016-02-25	2016-02-29	58,510	—	$0	58,510	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Sec'y	A Award deriv	2016-02-25	2016-02-29	54,501	—	$0	54,501	SEC↗
GUETH ANTON	Director	A Award	2016-01-06	2016-01-08	16,918	$1.22	$20.6K	38,918	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Sec'y	S Sale	2015-12-01	2015-12-03	12,500	$1.50	$18.8K	222,237	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Sec'y	S Sale	2015-11-02	2015-11-04	12,500	$1.98	$24.8K	234,737	SEC↗
Troup Gordon A	Director	A Award	2015-10-09	2015-10-20	5,254	$2.24	$11.8K	237,568	SEC↗
GOLDBERG MICHAEL M	Director	A Award	2015-10-08	2015-10-20	13,247	$2.26	$29.9K	331,572	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Sec'y	S Sale	2015-10-01	2015-10-05	12,500	$2.27	$28.4K	247,237	SEC↗
LARSON BRENT L	EVP, CFO, Treas and Sec'y	S Sale	2015-09-01	2015-09-02	12,500	$1.88	$23.5K	259,737	SEC↗
LARSON BRENT L	EVP, CFO, Treas and Sec'y	S Sale	2015-08-03	2015-08-05	12,500	$1.71	$21.4K	272,237	SEC↗
FORD BRENDAN A	Director	A Award	2015-07-31	2015-08-03	9,317	$1.61	$15.0K	239,950	SEC↗
Troup Gordon A	Director	A Award	2015-07-26	2015-07-28	10,559	$1.61	$17.0K	232,314	SEC↗
KARSEN PERRY A	Director	D To issuer	2015-07-16	2015-07-21	22,000	$0.01	$220	37,528	SEC↗
DRAKE PETER F	Director	D To issuer	2015-07-16	2015-07-21	22,000	$0.01	$220	77,829	SEC↗
GUETH ANTON	Director	A Award	2015-07-02	2015-07-06	22,000	—	$0	22,000	SEC↗
LARSON BRENT L	EVP, CFO, Treas and Sec'y	S Sale	2015-07-01	2015-07-02	12,500	$1.61	$20.1K	284,737	SEC↗
LARSON BRENT L	EVP, CFO, Treas and Sec'y	S Sale	2015-06-01	2015-06-02	12,500	$1.24	$15.5K	297,237	SEC↗
Troup Gordon A	Director	P Buy	2015-05-29	2015-06-01	10,000	$1.31	$13.1K	221,715	SEC↗
FORD BRENDAN A	Director	A Award	2015-05-21	2015-05-26	20,000	$1.31	$26.2K	230,633	SEC↗
FORD BRENDAN A	Director	P Buy	2015-05-21	2015-06-01	20,000	$1.31	$26.2K	230,633	SEC↗
LARSON BRENT L	EVP, CFO, Treas and Sec'y	S Sale	2015-05-01	2015-05-05	12,500	$1.33	$16.6K	309,737	SEC↗
LARSON BRENT L	EVP, CFO, Treas and Sec'y	S Sale	2015-04-01	2015-04-03	20,000	$1.58	$31.6K	322,237	SEC↗
LARSON BRENT L	EVP, CFO, Treas and Sec'y	A Award deriv	2015-03-26	2015-03-30	151,000	—	$0	151,000	SEC↗
Cope Frederick O	Senior VP and CSO	A Award deriv	2015-03-26	2015-03-30	162,000	—	$0	162,000	SEC↗
Regan William J.	SVP Global Reg Affairs	A Award deriv	2015-03-26	2015-03-30	165,000	—	$0	165,000	SEC↗
FORD BRENDAN A	Director	A Award	2015-03-26	2015-03-30	22,000	—	$0	210,633	SEC↗
GOLDBERG MICHAEL M	Director	A Award	2015-03-26	2015-03-30	22,000	—	$0	318,325	SEC↗
KARSEN PERRY A	Director	A Award	2015-03-26	2015-03-30	22,000	—	$0	59,528	SEC↗
DRAKE PETER F	Director	A Award	2015-03-26	2015-03-30	22,000	—	$0	99,839	SEC↗
Troup Gordon A	Director	A Award	2015-03-26	2015-03-30	22,000	—	$0	211,755	SEC↗
Rowinsky Eric K	Director	A Award	2015-03-26	2015-03-30	22,000	—	$0	185,720	SEC↗
Tulip Thomas H.	Chief Bus. Officer	F Tax w/h	2015-03-26	2015-03-30	7,645	$1.65	$12.6K	70,773	SEC↗
Tulip Thomas H.	Chief Bus. Officer	A Award	2015-03-26	2015-03-30	20,000	—	$0	78,418	SEC↗
Troup Gordon A	Director	A Award	2015-02-05	2015-02-09	7,406	$1.89	$14.0K	189,755	SEC↗
KARSEN PERRY A	Director	A Award	2015-02-05	2015-02-09	7,276	$1.89	$13.8K	37,528	SEC↗
FORD BRENDAN A	Director	A Award	2015-02-05	2015-02-09	7,937	$1.89	$15.0K	188,633	SEC↗
DRAKE PETER F	Director	A Award	2015-02-05	2015-02-09	7,606	$1.89	$14.4K	77,829	SEC↗
GOLDBERG MICHAEL M	Director	A Award	2015-02-05	2015-02-09	6,614	$1.89	$12.5K	296,325	SEC↗
Regan William J.	SVP-Global Regulatory Strate	A Award deriv	2014-12-17	2016-02-29	25,000	—	$0	25,000	SEC↗
Regan William J.	SVP-Global Regulatory Strate	A Award deriv	2014-12-17	2014-12-18	25,000	—	$0	25,000	SEC↗
LARSON BRENT L	EVP, CFO, Treas and Secy	M Exercise deriv	2014-12-10	2014-12-12	50,000	—	$0	0	SEC↗
LARSON BRENT L	EVP, CFO, Treas and Secy	F Tax w/h	2014-12-10	2014-12-12	26,947	$1.31	$35.3K	342,237	SEC↗
LARSON BRENT L	EVP, CFO, Treas and Secy	M Exercise	2014-12-10	2014-12-12	50,000	$0.39	$19.5K	369,184	SEC↗
Regan William J.	SVP-Global Regulatory Strate	A Award	2014-12-08	2014-12-11	20,000	—	$0	30,000	SEC↗
GOLDBERG MICHAEL M	Director	P Buy	2014-11-14	2014-11-17	28,359	$1.12	$31.8K	289,711	SEC↗
GOLDBERG MICHAEL M	Director	P Buy	2014-11-13	2014-11-17	71,641	$1.06	$75.9K	261,352	SEC↗
Troup Gordon A	Director	A Award	2014-11-10	2014-11-12	16,099	$1.32	$21.3K	182,349	SEC↗
Rowinsky Eric K	Director	A Award	2014-11-10	2014-11-12	9,470	$1.32	$12.5K	163,720	SEC↗
KARSEN PERRY A	Director	A Award	2014-11-10	2014-11-12	10,252	$1.32	$13.5K	30,252	SEC↗
GOLDBERG MICHAEL M	Director	A Award	2014-11-10	2014-11-12	9,470	$1.32	$12.5K	189,711	SEC↗
FORD BRENDAN A	Director	P Buy	2014-11-10	2014-11-12	10,000	$1.03	$10.3K	180,696	SEC↗
FORD BRENDAN A	Director	A Award	2014-11-10	2014-11-12	11,446	$1.32	$15.1K	170,696	SEC↗
DRAKE PETER F	Director	A Award	2014-11-10	2014-11-12	10,973	$1.32	$14.5K	70,223	SEC↗
Tulip Thomas H.	President	A Award	2014-10-06	2014-10-08	20,000	—	$0	65,000	SEC↗
Tulip Thomas H.	President	F Tax w/h	2014-10-06	2014-10-08	6,582	$1.34	$8.8K	58,418	SEC↗
Platinum-Montaur Life Sciences	10% Owner	S Sale	2014-09-02	2014-09-04	60,000	$1.36	$81.6K	14,946,431	SEC↗
PYKETT MARK JEROME	Director	A Award	2014-06-01	2014-06-03	20,000	—	$0	312,674	SEC↗
Regan William J.	SVP-Global Reg Affairs&Quali	P Buy	2014-05-12	2014-05-15	500	$1.43	$715	9,900	SEC↗
Regan William J.	SVP-Global Reg Affairs&Quali	P Buy	2014-05-12	2014-05-15	100	$1.43	$143	10,000	SEC↗
Regan William J.	SVP-Global Reg Affairs&Quali	P Buy	2014-05-12	2014-05-15	4,400	$1.43	$6.3K	9,400	SEC↗
PYKETT MARK JEROME	CEO	P Buy	2014-05-09	2014-05-13	10,000	$1.34	$13.4K	292,674	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Secy	M Exercise deriv	2014-03-10	2014-03-11	50,000	—	$0	0	SEC↗
Cope Frederick O	SVP	S Sale	2014-03-10	2014-03-11	15,000	$1.96	$29.4K	75,814	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Secy	S Sale	2014-03-10	2014-03-11	41,500	$1.96	$81.3K	319,184	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Secy	F Tax w/h	2014-03-10	2014-03-11	12,312	$1.99	$24.5K	360,684	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Secy	M Exercise	2014-03-10	2014-03-11	50,000	$0.49	$24.5K	372,996	SEC↗
PYKETT MARK JEROME	CEO	S Sale	2014-03-10	2014-03-11	120,000	$1.96	$235.2K	282,674	SEC↗
KARSEN PERRY A	Director	A Award	2014-02-17	2014-02-19	20,000	—	$0	20,000	SEC↗
DRAKE PETER F	Director	A Award	2014-02-13	2014-02-18	20,000	—	$0	59,250	SEC↗
FORD BRENDAN A	Director	A Award	2014-02-13	2014-02-18	20,000	—	$0	159,250	SEC↗
GOLDBERG MICHAEL M	Director	A Award	2014-02-13	2014-02-18	20,000	—	$0	180,241	SEC↗
Rowinsky Eric K	Director	A Award	2014-02-13	2014-02-18	20,000	—	$0	154,250	SEC↗
Troup Gordon A	Director	A Award	2014-02-13	2014-02-18	20,000	—	$0	166,250	SEC↗
PYKETT MARK JEROME	CEO	A Award deriv	2014-01-28	2014-01-31	258,000	—	$0	258,000	SEC↗
Tulip Thomas H.	Other	A Award deriv	2014-01-28	2014-01-31	150,000	—	$0	150,000	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Secy	A Award deriv	2014-01-28	2014-01-31	124,000	—	$0	124,000	SEC↗
Cope Frederick O	SVP	A Award deriv	2014-01-28	2014-01-31	133,000	—	$0	133,000	SEC↗
Reininger Cornelia	SVP & Chief Medical Officer	A Award deriv	2014-01-28	2014-01-31	143,000	—	$0	143,000	SEC↗
Regan William J.	SVP-Global Regulatory Strate	A Award deriv	2014-01-28	2014-01-31	85,000	—	$0	85,000	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Secy	M Exercise deriv	2014-01-07	2014-01-09	70,000	—	$0	0	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Secy	F Tax w/h	2014-01-07	2014-01-09	34,308	$1.93	$66.2K	322,996	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Secy	M Exercise	2014-01-07	2014-01-09	70,000	$0.30	$21.0K	357,304	SEC↗
GOLDBERG MICHAEL M	Director	A Award	2013-11-18	2013-11-20	12,250	—	$0	160,241	SEC↗
LARSON BRENT L	EVP, CFO, Treas & Secy	P Buy	2013-11-08	2013-11-08	5,000	$1.39	$6.9K	287,304	SEC↗