NEOS

Neos Therapeutics, Inc.CIK 1467652 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for NEOS PRO

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AI insights for NEOS

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Szyper Linda M	Director	8	$0	$0	2021-03-19
Robinson James A. Jr.	Director	6	$0	$0	2021-03-19
Hecht Beth	Director	12	$0	$0	2021-03-19
Fong Bryant	Director	13	$9.8K	$0	2021-03-19
Eisenstadt Richard I	Chief Financial Officer	22	$36.1K	$0	2021-03-19
McLaughlin Gerald W.	Chief Executive Officer	16	$51.2K	$0	2021-03-19
Schmid John P.	Director	11	$0	$0	2021-03-19
Limongelli John M	SVP & General Counsel	7	$0	$0	2021-03-19
ROBITAILLE GREGORY J	Director	25	$56.2K	$0	2021-03-19
HELLER ALAN L	Director	26	$176.1K	$0	2021-03-19
McDonnell Thomas P	Chief Commercial Officer	8	$22.7K	$0	2018-05-01
Engelking Dorothy	VP, Regulatory Affairs	8	$0	$0	2018-03-01
Garg Vipin K	President, CEO & Director	12	$0	$0	2018-03-01
Edick Paul R	Director	2	$0	$0	2017-07-03
Martens Juergen	Chief Tech/Operations Officer	4	$99.0K	$0	2017-05-01
Presidio Partners 2007 GP, LLC	10% Owner	6	$0	$203.3K	2016-04-20
Watson James F	10% Owner	10	$0	$593.4K	2016-04-15
Tengler Mark	Chief Technology Officer	3	$0	$0	2015-09-01
DSC Managers, L.L.C.	10% Owner	9	$0	$0	2015-07-28
Essex Capital Corp	10% Owner	25	$450.0K	$0	2015-07-28
Presidio Partners 2007 GP, L.P.	10% Owner	14	$0	$0	2015-07-28
Castelein Caley	10% Owner	6	$0	$0	2015-07-28
Flynn James E	10% Owner	12	$6.00M	$2.50M	2015-07-28
SCHULER JACK W	10% Owner	17	$300.0K	$0	2015-07-28

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Eisenstadt Richard I	Chief Financial Officer	D To issuer deriv	2021-03-19	2021-03-19	12,500	—	$0	0	SEC↗
Eisenstadt Richard I	Chief Financial Officer	D To issuer deriv	2021-03-19	2021-03-19	86,167	—	$0	0	SEC↗
Eisenstadt Richard I	Chief Financial Officer	D To issuer deriv	2021-03-19	2021-03-19	60,230	—	$0	0	SEC↗
Eisenstadt Richard I	Chief Financial Officer	D To issuer deriv	2021-03-19	2021-03-19	50,000	—	$0	0	SEC↗
Eisenstadt Richard I	Chief Financial Officer	D To issuer deriv	2021-03-19	2021-03-19	45,000	—	$0	0	SEC↗
Eisenstadt Richard I	Chief Financial Officer	D To issuer deriv	2021-03-19	2021-03-19	56,250	—	$0	0	SEC↗
Eisenstadt Richard I	Chief Financial Officer	D To issuer deriv	2021-03-19	2021-03-19	230,276	—	$0	0	SEC↗
Eisenstadt Richard I	Chief Financial Officer	D To issuer deriv	2021-03-19	2021-03-19	115,000	—	$0	0	SEC↗
HELLER ALAN L	Director	D To issuer deriv	2021-03-19	2021-03-19	14,777	—	$0	0	SEC↗
HELLER ALAN L	Director	D To issuer deriv	2021-03-19	2021-03-19	46,907	—	$0	0	SEC↗
HELLER ALAN L	Director	D To issuer deriv	2021-03-19	2021-03-19	22,756	—	$0	0	SEC↗
HELLER ALAN L	Director	D To issuer deriv	2021-03-19	2021-03-19	18,322	—	$0	0	SEC↗
HELLER ALAN L	Director	D To issuer deriv	2021-03-19	2021-03-19	12,500	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	D To issuer deriv	2021-03-19	2021-03-19	22,756	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	D To issuer deriv	2021-03-19	2021-03-19	46,907	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	D To issuer deriv	2021-03-19	2021-03-19	12,500	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	D To issuer deriv	2021-03-19	2021-03-19	18,322	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	D To issuer deriv	2021-03-19	2021-03-19	14,777	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	D To issuer deriv	2021-03-19	2021-03-19	10,416	—	$0	0	SEC↗
Szyper Linda M	Director	D To issuer deriv	2021-03-19	2021-03-19	46,907	—	$0	0	SEC↗
Szyper Linda M	Director	D To issuer deriv	2021-03-19	2021-03-19	22,756	—	$0	0	SEC↗
Szyper Linda M	Director	D To issuer deriv	2021-03-19	2021-03-19	12,500	—	$0	0	SEC↗
Fong Bryant	Director	D To issuer deriv	2021-03-19	2021-03-19	12,500	—	$0	0	SEC↗
Fong Bryant	Director	D To issuer deriv	2021-03-19	2021-03-19	14,777	—	$0	0	SEC↗
Fong Bryant	Director	D To issuer deriv	2021-03-19	2021-03-19	18,322	—	$0	0	SEC↗
Fong Bryant	Director	D To issuer deriv	2021-03-19	2021-03-19	46,907	—	$0	0	SEC↗
Fong Bryant	Director	D To issuer deriv	2021-03-19	2021-03-19	22,756	—	$0	0	SEC↗
Schmid John P.	Director	D To issuer deriv	2021-03-19	2021-03-19	22,756	—	$0	0	SEC↗
Schmid John P.	Director	D To issuer deriv	2021-03-19	2021-03-19	46,907	—	$0	0	SEC↗
Schmid John P.	Director	D To issuer deriv	2021-03-19	2021-03-19	18,322	—	$0	0	SEC↗
Schmid John P.	Director	D To issuer deriv	2021-03-19	2021-03-19	14,777	—	$0	0	SEC↗
Schmid John P.	Director	D To issuer deriv	2021-03-19	2021-03-19	12,500	—	$0	0	SEC↗
Hecht Beth	Director	D To issuer deriv	2021-03-19	2021-03-19	18,322	—	$0	0	SEC↗
Hecht Beth	Director	D To issuer deriv	2021-03-19	2021-03-19	14,777	—	$0	0	SEC↗
Hecht Beth	Director	D To issuer deriv	2021-03-19	2021-03-19	22,756	—	$0	0	SEC↗
Hecht Beth	Director	D To issuer deriv	2021-03-19	2021-03-19	46,907	—	$0	0	SEC↗
Hecht Beth	Director	D To issuer deriv	2021-03-19	2021-03-19	12,500	—	$0	0	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	D To issuer deriv	2021-03-19	2021-03-19	65,447	—	$0	0	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	D To issuer deriv	2021-03-19	2021-03-19	100,000	—	$0	0	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	D To issuer deriv	2021-03-19	2021-03-19	395,000	—	$0	0	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	D To issuer deriv	2021-03-19	2021-03-19	600,000	—	$0	0	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	D To issuer deriv	2021-03-19	2021-03-19	392,688	—	$0	0	SEC↗
Robinson James A. Jr.	Director	D To issuer deriv	2021-03-19	2021-03-19	12,500	—	$0	0	SEC↗
Robinson James A. Jr.	Director	D To issuer deriv	2021-03-19	2021-03-19	46,907	—	$0	0	SEC↗
Limongelli John M	SVP & General Counsel	D To issuer deriv	2021-03-19	2021-03-19	115,000	—	$0	0	SEC↗
Limongelli John M	SVP & General Counsel	D To issuer deriv	2021-03-19	2021-03-19	150,000	—	$0	0	SEC↗
Eisenstadt Richard I	Chief Financial Officer	D To issuer	2021-03-19	2021-03-19	126,245	—	$0	0	SEC↗
HELLER ALAN L	Director	D To issuer	2021-03-19	2021-03-19	446,819	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	D To issuer	2021-03-19	2021-03-19	79,130	—	$0	0	SEC↗
Szyper Linda M	Director	D To issuer	2021-03-19	2021-03-19	23,453	—	$0	0	SEC↗
Fong Bryant	Director	D To issuer	2021-03-19	2021-03-19	24,953	—	$0	0	SEC↗
Schmid John P.	Director	D To issuer	2021-03-19	2021-03-19	23,453	—	$0	0	SEC↗
Hecht Beth	Director	D To issuer	2021-03-19	2021-03-19	23,453	—	$0	0	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	D To issuer	2021-03-19	2021-03-19	270,171	—	$0	0	SEC↗
Robinson James A. Jr.	Director	D To issuer	2021-03-19	2021-03-19	23,453	—	$0	0	SEC↗
Limongelli John M	SVP & General Counsel	D To issuer	2021-03-19	2021-03-19	83,015	—	$0	0	SEC↗
Eisenstadt Richard I	Chief Financial Officer	F Tax w/h	2021-03-02	2021-03-16	14,825	$0.84	$12.5K	126,245	SEC↗
Limongelli John M	SVP & General Counsel	F Tax w/h	2021-03-02	2021-03-16	16,985	$0.84	$14.3K	83,015	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	F Tax w/h	2021-03-02	2021-03-16	44,329	$0.84	$37.2K	270,171	SEC↗
Eisenstadt Richard I	Chief Financial Officer	F Tax w/h	2021-03-01	2021-03-16	1,390	$0.88	$1.2K	141,070	SEC↗
Fong Bryant	Director	A Award	2020-06-10	2020-06-11	23,453	—	$0	24,953	SEC↗
Hecht Beth	Director	A Award	2020-06-10	2020-06-11	23,453	—	$0	23,453	SEC↗
HELLER ALAN L	Director	A Award	2020-06-10	2020-06-11	23,453	—	$0	446,819	SEC↗
Robinson James A. Jr.	Director	A Award	2020-06-10	2020-06-11	23,453	—	$0	23,453	SEC↗
ROBITAILLE GREGORY J	Director	A Award	2020-06-10	2020-06-11	23,453	—	$0	79,130	SEC↗
Schmid John P.	Director	A Award	2020-06-10	2020-06-11	23,453	—	$0	23,453	SEC↗
Szyper Linda M	Director	A Award	2020-06-10	2020-06-11	23,453	—	$0	23,453	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	A Award deriv	2020-03-13	2020-03-16	100,000	—	$0	100,000	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	A Award deriv	2020-03-13	2020-03-16	65,447	—	$0	65,447	SEC↗
Eisenstadt Richard I	Chief Financial Officer	A Award deriv	2020-03-02	2020-03-04	115,000	—	$0	115,000	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	A Award deriv	2020-03-02	2020-03-04	395,000	—	$0	395,000	SEC↗
Limongelli John M	SVP & General Counsel	A Award deriv	2020-03-02	2020-03-04	115,000	—	$0	115,000	SEC↗
Eisenstadt Richard I	Chief Financial Officer	A Award	2020-03-02	2020-03-04	100,000	—	$0	0	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	A Award	2020-03-02	2020-03-04	290,000	—	$0	314,500	SEC↗
Limongelli John M	SVP & General Counsel	A Award	2020-03-02	2020-03-04	100,000	—	$0	100,000	SEC↗
Fong Bryant	Director	A Award deriv	2019-06-13	2019-06-17	46,907	—	$0	46,907	SEC↗
Hecht Beth	Director	A Award deriv	2019-06-13	2019-06-17	46,907	—	$0	46,907	SEC↗
HELLER ALAN L	Director	A Award deriv	2019-06-13	2019-06-17	46,907	—	$0	46,907	SEC↗
Robinson James A. Jr.	Director	A Award deriv	2019-06-13	2019-06-17	46,907	—	$0	46,907	SEC↗
ROBITAILLE GREGORY J	Director	A Award deriv	2019-06-13	2019-06-17	46,907	—	$0	46,907	SEC↗
Schmid John P.	Director	A Award deriv	2019-06-13	2019-06-17	46,907	—	$0	46,907	SEC↗
Szyper Linda M	Director	A Award deriv	2019-06-13	2019-06-17	46,907	—	$0	46,907	SEC↗
Limongelli John M	SVP & General Counsel	A Award deriv	2019-03-20	2019-03-22	150,000	—	$0	150,000	SEC↗
Eisenstadt Richard I	Chief Financial Officer	A Award deriv	2019-03-01	2019-03-04	230,276	—	$0	230,276	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	A Award deriv	2019-03-01	2019-03-04	523,583	—	$0	523,583	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	A Award deriv	2019-03-01	2019-03-22	392,688	—	$0	392,688	SEC↗
Robinson James A. Jr.	Director	A Award deriv	2019-01-29	2019-01-30	12,500	—	$0	12,500	SEC↗
Eisenstadt Richard I	Chief Financial Officer	P Buy	2018-12-12	2018-12-13	5,000	$2.16	$10.8K	42,460	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	P Buy	2018-12-06	2018-12-10	17,097	$2.11	$36.1K	24,500	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	P Buy	2018-12-04	2018-12-07	7,403	$2.04	$15.1K	7,403	SEC↗
HELLER ALAN L	Director	P Buy	2018-11-08	2018-11-08	43,478	$2.30	$100.0K	423,366	SEC↗
Hecht Beth	Director	A Award deriv	2018-07-02	2018-07-03	22,756	—	$0	22,756	SEC↗
ROBITAILLE GREGORY J	Director	A Award deriv	2018-07-02	2018-07-03	22,756	—	$0	22,756	SEC↗
Schmid John P.	Director	A Award deriv	2018-07-02	2018-07-03	22,756	—	$0	22,756	SEC↗
Szyper Linda M	Director	A Award deriv	2018-07-02	2018-07-03	22,756	—	$0	22,756	SEC↗
HELLER ALAN L	Director	A Award deriv	2018-07-02	2018-07-03	22,756	—	$0	22,756	SEC↗
Fong Bryant	Director	A Award deriv	2018-07-02	2018-07-03	22,756	—	$0	22,756	SEC↗
McLaughlin Gerald W.	Chief Executive Officer	A Award deriv	2018-06-27	2018-06-28	600,000	—	$0	600,000	SEC↗
McDonnell Thomas P	Chief Commercial Officer	F Tax w/h	2018-05-01	2018-05-02	886	$8.30	$7.4K	35,864	SEC↗
Szyper Linda M	Director	A Award deriv	2018-04-27	2018-05-01	12,500	—	$0	12,500	SEC↗
Eisenstadt Richard I	Chief Financial Officer	A Award deriv	2018-03-01	2018-03-05	56,250	—	$0	56,250	SEC↗
Garg Vipin K	Chief Executive Officer	A Award deriv	2018-03-01	2018-03-05	75,000	—	$0	75,000	SEC↗
Engelking Dorothy	VP, Regulatory Affairs	A Award deriv	2018-03-01	2018-03-05	11,250	—	$0	11,250	SEC↗
McDonnell Thomas P	Chief Commercial Officer	A Award deriv	2018-03-01	2018-03-05	56,250	—	$0	56,250	SEC↗
Eisenstadt Richard I	Chief Financial Officer	A Award	2018-03-01	2018-03-05	18,750	—	$0	37,460	SEC↗
Garg Vipin K	Chief Executive Officer	A Award	2018-03-01	2018-03-05	25,000	—	$0	160,748	SEC↗
Engelking Dorothy	VP, Regulatory Affairs	A Award	2018-03-01	2018-03-05	3,750	—	$0	10,416	SEC↗
McDonnell Thomas P	Chief Commercial Officer	A Award	2018-03-01	2018-03-05	18,750	—	$0	36,750	SEC↗
Garg Vipin K	Chief Executive Officer	F Tax w/h	2017-10-16	2017-10-17	14,895	$8.00	$119.2K	135,748	SEC↗
Schmid John P.	Director	A Award deriv	2017-07-03	2017-07-05	18,322	—	$0	18,322	SEC↗
Edick Paul R	Director	A Award deriv	2017-07-03	2017-07-05	18,322	—	$0	18,322	SEC↗
Fong Bryant	Director	A Award deriv	2017-07-03	2017-07-05	18,322	—	$0	18,322	SEC↗
ROBITAILLE GREGORY J	Director	A Award deriv	2017-07-03	2017-07-05	18,322	—	$0	18,322	SEC↗
HELLER ALAN L	Director	A Award deriv	2017-07-03	2017-07-05	18,322	—	$0	18,322	SEC↗
Hecht Beth	Director	A Award deriv	2017-07-03	2017-07-05	18,322	—	$0	18,322	SEC↗
McDonnell Thomas P	Chief Commercial Officer	A Award deriv	2017-05-01	2017-05-02	45,000	—	$0	45,000	SEC↗
Garg Vipin K	Chief Executive Officer	A Award deriv	2017-05-01	2017-05-02	75,000	—	$0	75,000	SEC↗
Martens Juergen	Chief Tech/Operations Office	A Award deriv	2017-05-01	2017-05-02	45,000	—	$0	45,000	SEC↗
Eisenstadt Richard I	Chief Financial Officer	A Award deriv	2017-05-01	2017-05-02	45,000	—	$0	45,000	SEC↗
Engelking Dorothy	VP, Regulatory Affairs	A Award deriv	2017-05-01	2017-05-02	18,750	—	$0	18,750	SEC↗
McDonnell Thomas P	Chief Commercial Officer	A Award	2017-05-01	2017-05-02	15,000	—	$0	18,000	SEC↗
Garg Vipin K	Chief Executive Officer	A Award	2017-05-01	2017-05-02	25,000	—	$0	150,643	SEC↗
Martens Juergen	Chief Tech/Operations Office	A Award	2017-05-01	2017-05-02	15,000	—	$0	25,000	SEC↗
Eisenstadt Richard I	Chief Financial Officer	A Award	2017-05-01	2017-05-02	15,000	—	$0	18,710	SEC↗
Engelking Dorothy	VP, Regulatory Affairs	A Award	2017-05-01	2017-05-02	6,250	—	$0	6,666	SEC↗
Garg Vipin K	Chief Executive Officer	F Tax w/h	2016-10-17	2016-10-18	9,709	$6.37	$61.8K	125,643	SEC↗
Garg Vipin K	Chief Executive Officer	A Award deriv	2016-09-30	2016-10-04	62,500	—	$0	87,500	SEC↗
Fong Bryant	Director	P Buy	2016-08-31	2016-08-31	1,500	$6.54	$9.8K	1,500	SEC↗
Eisenstadt Richard I	Chief Financial Officer	P Buy	2016-08-25	2016-08-25	3,710	$6.82	$25.3K	3,710	SEC↗
HELLER ALAN L	Director	A Award deriv	2016-07-01	2016-07-05	14,777	—	$0	14,777	SEC↗
ROBITAILLE GREGORY J	Director	A Award deriv	2016-07-01	2016-07-05	14,777	—	$0	14,777	SEC↗
Fong Bryant	Director	A Award deriv	2016-07-01	2016-07-05	14,777	—	$0	14,777	SEC↗
Edick Paul R	Director	A Award deriv	2016-07-01	2016-07-05	14,777	—	$0	14,777	SEC↗
Schmid John P.	Director	A Award deriv	2016-07-01	2016-07-05	14,777	—	$0	14,777	SEC↗
Hecht Beth	Director	A Award deriv	2016-07-01	2016-07-05	14,777	—	$0	14,777	SEC↗
Martens Juergen	Chief Tech/Operations Office	P Buy	2016-06-13	2016-06-14	10,000	$9.90	$99.0K	10,000	SEC↗
Martens Juergen	Chief Tech/Operations Office	A Award deriv	2016-06-01	2016-06-01	150,000	—	$0	150,000	SEC↗
HELLER ALAN L	Director	P Buy	2016-05-19	2016-05-19	10,000	$7.61	$76.1K	379,888	SEC↗
McDonnell Thomas P	Chief Commercial Officer	P Buy	2016-05-19	2016-05-19	3,000	$7.56	$22.7K	3,000	SEC↗
ROBITAILLE GREGORY J	Director	P Buy	2016-05-18	2016-05-19	7,442	$7.55	$56.2K	55,677	SEC↗
Presidio Partners 2007 GP, LLC	10% Owner	S Sale	2016-04-20	2016-04-20	8,327	$9.88	$82.3K	1,559,995	SEC↗
Presidio Partners 2007 GP, LLC	10% Owner	S Sale	2016-04-20	2016-04-20	213	$9.88	$2.1K	39,998	SEC↗
Presidio Partners 2007 GP, LLC	10% Owner	S Sale	2016-04-19	2016-04-20	182	$10.03	$1.8K	40,211	SEC↗
Presidio Partners 2007 GP, LLC	10% Owner	S Sale	2016-04-19	2016-04-20	7,097	$10.03	$71.2K	1,568,322	SEC↗
Presidio Partners 2007 GP, LLC	10% Owner	S Sale	2016-04-18	2016-04-20	114	$10.10	$1.2K	40,393	SEC↗
Presidio Partners 2007 GP, LLC	10% Owner	S Sale	2016-04-18	2016-04-20	4,434	$10.10	$44.8K	1,575,419	SEC↗
Watson James F	10% Owner	S Sale	2016-04-15	2016-04-15	7,020	$10.32	$72.4K	1,579,853	SEC↗
Watson James F	10% Owner	S Sale	2016-04-15	2016-04-15	275	$10.13	$2.8K	40,687	SEC↗
Watson James F	10% Owner	S Sale	2016-04-15	2016-04-15	180	$10.32	$1.9K	40,507	SEC↗
Watson James F	10% Owner	S Sale	2016-04-15	2016-04-15	10,735	$10.13	$108.7K	1,586,873	SEC↗
Watson James F	10% Owner	S Sale	2016-04-14	2016-04-15	325	$10.32	$3.4K	40,962	SEC↗
Watson James F	10% Owner	S Sale	2016-04-14	2016-04-15	352	$10.27	$3.6K	41,287	SEC↗
Watson James F	10% Owner	S Sale	2016-04-14	2016-04-15	12,675	$10.32	$130.8K	1,597,608	SEC↗
Watson James F	10% Owner	S Sale	2016-04-14	2016-04-15	13,714	$10.27	$140.8K	1,610,283	SEC↗
Watson James F	10% Owner	S Sale	2016-04-13	2016-04-15	317	$10.16	$3.2K	41,639	SEC↗
Watson James F	10% Owner	S Sale	2016-04-13	2016-04-15	12,375	$10.16	$125.7K	1,623,997	SEC↗
Garg Vipin K	Chief Executive Officer	A Award deriv	2016-04-01	2016-04-01	100,000	—	$0	100,000	SEC↗
Eisenstadt Richard I	Chief Financial Officer	A Award deriv	2016-04-01	2016-04-01	50,000	—	$0	50,000	SEC↗
McDonnell Thomas P	Chief Commercial Officer	A Award deriv	2016-04-01	2016-04-01	50,000	—	$0	50,000	SEC↗
Engelking Dorothy	VP, Regulatory Affairs	A Award deriv	2016-04-01	2016-04-01	15,000	—	$0	15,000	SEC↗
Garg Vipin K	Chief Executive Officer	F Tax w/h	2015-10-16	2015-10-19	9,197	$18.54	$170.5K	135,352	SEC↗
Hecht Beth	Director	P Buy deriv	2015-10-01	2015-10-01	12,500	—	$0	12,500	SEC↗
ROBITAILLE GREGORY J	Director	M Exercise deriv	2015-09-28	2015-10-01	410	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	M Exercise	2015-09-28	2015-10-01	410	$0.32	$131	48,235	SEC↗
Garg Vipin K	Chief Executive Officer	A Award deriv	2015-09-01	2015-09-03	201,259	—	$0	201,259	SEC↗
Eisenstadt Richard I	Chief Financial Officer	A Award deriv	2015-09-01	2015-09-03	60,230	—	$0	60,230	SEC↗
Tengler Mark	Chief Technology Officer	A Award deriv	2015-09-01	2015-09-03	43,032	—	$0	43,032	SEC↗
McDonnell Thomas P	Chief Commercial Officer	A Award deriv	2015-09-01	2015-09-03	43,586	—	$0	43,586	SEC↗
Engelking Dorothy	VP, Regulatory Affairs	A Award deriv	2015-09-01	2015-09-03	13,000	—	$0	13,000	SEC↗
Flynn James E	10% Owner	X Exercise deriv	2015-07-28	2015-07-28	104,166	—	$0	0	SEC↗
Flynn James E	10% Owner	X Exercise deriv	2015-07-28	2015-07-28	104,166	—	$0	0	SEC↗
Flynn James E	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	500,000	—	$0	0	SEC↗
Flynn James E	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	500,000	—	$0	0	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	10,000	—	$0	0	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	41,700	—	$0	0	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	25,000	—	$0	0	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	390,000	—	$0	0	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	1,626,294	—	$0	0	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	975,000	—	$0	0	SEC↗
Garg Vipin K	President, CEO & Director	C Conversion deriv	2015-07-28	2015-07-28	6,000	—	$0	0	SEC↗
Engelking Dorothy	VP of Regulatory Affairs	C Conversion deriv	2015-07-28	2015-07-28	1,000	—	$0	0	SEC↗
HELLER ALAN L	Director	C Conversion deriv	2015-07-28	2015-07-28	220,700	—	$0	0	SEC↗
HELLER ALAN L	Director	C Conversion deriv	2015-07-28	2015-07-28	240,000	—	$0	0	SEC↗
HELLER ALAN L	Director	C Conversion deriv	2015-07-28	2015-07-28	50,000	—	$0	0	SEC↗
Essex Capital Corp	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	927,397	—	$0	0	SEC↗
Essex Capital Corp	10% Owner	X Exercise deriv	2015-07-28	2015-07-28	20,000	—	$0	0	SEC↗
Essex Capital Corp	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	75,450	—	$0	200,000	SEC↗
Essex Capital Corp	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	200,000	—	$0	0	SEC↗
Essex Capital Corp	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	570,000	—	$0	70,000	SEC↗
Essex Capital Corp	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	50,000	—	$0	20,000	SEC↗
Essex Capital Corp	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	20,000	—	$0	0	SEC↗
Essex Capital Corp	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	136,500	—	$0	239,000	SEC↗
Essex Capital Corp	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	195,000	—	$0	44,000	SEC↗
Essex Capital Corp	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	44,000	—	$0	0	SEC↗
Essex Capital Corp	10% Owner	X Exercise deriv	2015-07-28	2015-07-28	35,500	—	$0	20,000	SEC↗
Essex Capital Corp	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	4,000	—	$0	0	SEC↗
Essex Capital Corp	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	7,100	—	$0	2,958	SEC↗
SCHULER JACK W	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	173,009	—	$0	0	SEC↗
SCHULER JACK W	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	453,982	—	$0	0	SEC↗
SCHULER JACK W	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	1,880,000	—	$0	500,000	SEC↗
SCHULER JACK W	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	100,000	—	$0	400,000	SEC↗
SCHULER JACK W	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	100,000	—	$0	300,000	SEC↗
SCHULER JACK W	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	100,000	—	$0	200,000	SEC↗
SCHULER JACK W	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	100,000	—	$0	100,000	SEC↗
SCHULER JACK W	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	100,000	—	$0	0	SEC↗
DSC Managers, L.L.C.	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	153,009	—	$0	0	SEC↗
DSC Managers, L.L.C.	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	493,982	—	$0	0	SEC↗
DSC Managers, L.L.C.	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	1,496,521	—	$0	0	SEC↗
DSC Managers, L.L.C.	10% Owner	X Exercise deriv	2015-07-28	2015-07-28	170,766	—	$0	0	SEC↗
DSC Managers, L.L.C.	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	34,153	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	X Exercise deriv	2015-07-28	2015-07-28	4,200	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	C Conversion deriv	2015-07-28	2015-07-28	22,700	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	C Conversion deriv	2015-07-28	2015-07-28	20,890	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	C Conversion deriv	2015-07-28	2015-07-28	8,650	—	$0	0	SEC↗
ROBITAILLE GREGORY J	Director	C Conversion deriv	2015-07-28	2015-07-28	840	—	$0	0	SEC↗
Tengler Mark	Chief Technology Officer	C Conversion deriv	2015-07-28	2015-07-28	6,000	—	$0	0	SEC↗
Castelein Caley	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	432,523	—	$0	0	SEC↗
Castelein Caley	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	1,134,954	—	$0	0	SEC↗
Castelein Caley	10% Owner	C Conversion deriv	2015-07-28	2015-07-28	1,348,655	—	$0	0	SEC↗
Flynn James E	10% Owner	X Exercise	2015-07-28	2015-07-28	104,166	$12.00	$1.25M	312,499	SEC↗
Flynn James E	10% Owner	P Buy	2015-07-28	2015-07-28	200,000	$15.00	$3.00M	429,166	SEC↗
Flynn James E	10% Owner	C Conversion	2015-07-28	2015-07-28	208,333	—	$0	208,333	SEC↗
Flynn James E	10% Owner	P Buy	2015-07-28	2015-07-28	200,000	$15.00	$3.00M	429,166	SEC↗
Flynn James E	10% Owner	X Exercise	2015-07-28	2015-07-28	104,166	$12.00	$1.25M	312,499	SEC↗
Flynn James E	10% Owner	S Sale	2015-07-28	2015-07-28	83,333	$15.00	$1.25M	229,166	SEC↗
Flynn James E	10% Owner	S Sale	2015-07-28	2015-07-28	83,333	$15.00	$1.25M	229,166	SEC↗
Flynn James E	10% Owner	C Conversion	2015-07-28	2015-07-28	208,333	—	$0	208,333	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion	2015-07-28	2015-07-28	17,374	—	$0	1,274,162	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion	2015-07-28	2015-07-28	406,250	—	$0	406,250	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion	2015-07-28	2015-07-28	677,622	—	$0	1,083,872	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion	2015-07-28	2015-07-28	4,166	—	$0	1,278,328	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion	2015-07-28	2015-07-28	10,416	—	$0	1,256,788	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	C Conversion	2015-07-28	2015-07-28	162,500	—	$0	1,246,372	SEC↗
Garg Vipin K	President, CEO & Director	C Conversion	2015-07-28	2015-07-28	2,500	—	$0	144,549	SEC↗
Engelking Dorothy	VP of Regulatory Affairs	C Conversion	2015-07-28	2015-07-28	416	—	$0	416	SEC↗
HELLER ALAN L	Director	C Conversion	2015-07-28	2015-07-28	20,833	—	$0	177,932	SEC↗
HELLER ALAN L	Director	C Conversion	2015-07-28	2015-07-28	100,000	—	$0	277,932	SEC↗
HELLER ALAN L	Director	C Conversion	2015-07-28	2015-07-28	91,956	—	$0	369,888	SEC↗
Essex Capital Corp	10% Owner	C Conversion	2015-07-28	2015-07-28	386,415	—	$0	393,704	SEC↗
Essex Capital Corp	10% Owner	C Conversion	2015-07-28	2015-07-28	31,437	—	$0	425,141	SEC↗
Essex Capital Corp	10% Owner	C Conversion	2015-07-28	2015-07-28	83,333	—	$0	508,474	SEC↗
Essex Capital Corp	10% Owner	C Conversion	2015-07-28	2015-07-28	237,500	—	$0	745,974	SEC↗
Essex Capital Corp	10% Owner	C Conversion	2015-07-28	2015-07-28	20,833	—	$0	766,807	SEC↗
Essex Capital Corp	10% Owner	C Conversion	2015-07-28	2015-07-28	8,333	—	$0	775,140	SEC↗
Essex Capital Corp	10% Owner	C Conversion	2015-07-28	2015-07-28	56,874	—	$0	832,014	SEC↗
Essex Capital Corp	10% Owner	C Conversion	2015-07-28	2015-07-28	81,249	—	$0	913,263	SEC↗
Essex Capital Corp	10% Owner	C Conversion	2015-07-28	2015-07-28	18,332	—	$0	931,595	SEC↗
Essex Capital Corp	10% Owner	C Conversion	2015-07-28	2015-07-28	2,958	—	$0	934,553	SEC↗
Essex Capital Corp	10% Owner	P Buy	2015-07-28	2015-07-28	30,000	$15.00	$450.0K	966,219	SEC↗
Essex Capital Corp	10% Owner	C Conversion	2015-07-28	2015-07-28	1,666	—	$0	936,219	SEC↗
SCHULER JACK W	10% Owner	C Conversion	2015-07-28	2015-07-28	783,332	—	$0	1,044,578	SEC↗
SCHULER JACK W	10% Owner	P Buy	2015-07-28	2015-07-28	20,000	$15.00	$300.0K	1,279,903	SEC↗
SCHULER JACK W	10% Owner	C Conversion	2015-07-28	2015-07-28	41,665	—	$0	1,252,903	SEC↗
SCHULER JACK W	10% Owner	C Conversion	2015-07-28	2015-07-28	41,665	—	$0	1,211,238	SEC↗
SCHULER JACK W	10% Owner	C Conversion	2015-07-28	2015-07-28	41,665	—	$0	1,169,573	SEC↗
SCHULER JACK W	10% Owner	C Conversion	2015-07-28	2015-07-28	72,087	—	$0	72,087	SEC↗
SCHULER JACK W	10% Owner	C Conversion	2015-07-28	2015-07-28	189,159	—	$0	261,246	SEC↗
SCHULER JACK W	10% Owner	C Conversion	2015-07-28	2015-07-28	41,665	—	$0	1,086,243	SEC↗
SCHULER JACK W	10% Owner	C Conversion	2015-07-28	2015-07-28	41,665	—	$0	1,127,908	SEC↗
DSC Managers, L.L.C.	10% Owner	C Conversion	2015-07-28	2015-07-28	63,753	—	$0	63,753	SEC↗
DSC Managers, L.L.C.	10% Owner	C Conversion	2015-07-28	2015-07-28	14,230	—	$0	907,358	SEC↗
DSC Managers, L.L.C.	10% Owner	C Conversion	2015-07-28	2015-07-28	623,550	—	$0	893,128	SEC↗
DSC Managers, L.L.C.	10% Owner	C Conversion	2015-07-28	2015-07-28	205,825	—	$0	269,578	SEC↗
ROBITAILLE GREGORY J	Director	C Conversion	2015-07-28	2015-07-28	9,458	—	$0	38,772	SEC↗
ROBITAILLE GREGORY J	Director	C Conversion	2015-07-28	2015-07-28	8,703	—	$0	47,475	SEC↗
ROBITAILLE GREGORY J	Director	C Conversion	2015-07-28	2015-07-28	3,604	—	$0	29,314	SEC↗
ROBITAILLE GREGORY J	Director	C Conversion	2015-07-28	2015-07-28	350	—	$0	47,825	SEC↗
Tengler Mark	Chief Technology Officer	C Conversion	2015-07-28	2015-07-28	2,500	—	$0	112,060	SEC↗
Castelein Caley	10% Owner	C Conversion	2015-07-28	2015-07-28	180,217	—	$0	180,217	SEC↗
Castelein Caley	10% Owner	C Conversion	2015-07-28	2015-07-28	561,938	—	$0	1,215,052	SEC↗
Castelein Caley	10% Owner	C Conversion	2015-07-28	2015-07-28	472,897	—	$0	653,114	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	X Exercise deriv	2015-07-27	2015-07-28	10,000	—	$0	0	SEC↗
Presidio Partners 2007 GP, L.P	10% Owner	X Exercise deriv	2015-07-27	2015-07-28	390,000	—	$0	0	SEC↗
HELLER ALAN L	Director	X Exercise deriv	2015-07-27	2015-07-28	16,408	—	$0	0	SEC↗
HELLER ALAN L	Director	M Exercise deriv	2015-07-27	2015-07-28	28,897	—	$0	0	SEC↗
HELLER ALAN L	Director	M Exercise deriv	2015-07-27	2015-07-28	1,643	—	$0	0	SEC↗
HELLER ALAN L	Director	M Exercise	2015-07-27	2015-07-28	28,897	$2.31	$66.8K	155,456	SEC↗
HELLER ALAN L	Director	M Exercise	2015-07-27	2015-07-28	1,643	$0.32	$526	157,099	SEC↗
HELLER ALAN L	Director	X Exercise	2015-07-27	2015-07-28	16,408	$0.02	$328	126,559	SEC↗
ROBITAILLE GREGORY J	Director	A Award deriv	2015-07-22	2015-07-22	12,500	—	$0	12,500	SEC↗
Fong Bryant	Director	A Award deriv	2015-07-22	2015-07-22	12,500	—	$0	12,500	SEC↗
HELLER ALAN L	Director	A Award deriv	2015-07-22	2015-07-22	12,500	—	$0	41,397	SEC↗