Open-mkt buys · 90d
—
0 trades · 0 insiders
Open-mkt sales · 90d
—
0 trades · 0 insiders
Net · 90d
$0
Insiders on file
25
Daily buy vs sell · 90 days
No data yet.
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| du Four Mark R. | Head of Capital Markets | 18 | $0 | $0 | 2017-12-22 |
| McCready Daniel D. | Chief Investment Officer | 18 | $0 | $0 | 2017-12-22 |
| McAuliffe Patrick F | Head, Leveraged Finance | 25 | $0 | $0 | 2017-12-22 |
| Bralver Charles N | Director | 20 | $0 | $0 | 2017-12-22 |
| Fallon Brian | Director | 17 | $0 | $0 | 2017-12-22 |
| Bray John Kirby | Chief Financial Officer | 27 | $0 | $0 | 2017-12-22 |
| Conway Timothy J | Chairman, CEO and President | 45 | $0 | $0 | 2017-12-22 |
| THORNBURGH RICHARD E | Director | 18 | $0 | $0 | 2017-12-22 |
| NOONAN FRANK R | Director | 17 | $0 | $117.8K | 2017-12-22 |
| OHARA MAUREEN | Director | 18 | $2.9K | $0 | 2017-12-22 |
| COOPER BRADLEY E | Director, 10% Owner | 23 | $0 | $0 | 2017-12-22 |
| Capital Z Partners Management, LLC | 10% Owner | 2 | $0 | $0 | 2017-04-04 |
| Capital Z Partners III GP, L.P. | Other | 8 | $0 | $121.8K | 2016-12-19 |
| Capital Z Partners III GP, Ltd. | Director, 10% Owner | 3 | $0 | $0 | 2016-11-08 |
| Corsair Capital LLC | 10% Owner | 4 | $0 | $2.18M | 2016-11-08 |
| CAPITAL Z FINANCIAL SERVICES FUND II LP | Other | 5 | $0 | $0 | 2016-11-08 |
| CAPITAL Z PARTNERS LP | 10% Owner | 10 | $0 | $17.86M | 2016-10-21 |
| Frishkopf John J | Treasurer, Assistant Secretary | 53 | $0 | $0 | 2016-03-04 |
| Schmidt-Fellner Peter A | Chief Investment Officer | 29 | $0 | $0 | 2016-03-03 |
| SECOND CURVE CAPITAL LLC | 10% Owner | 3 | $42.2K | $0 | 2014-04-02 |
| BROWN THOMAS K | 10% Owner | 1 | $65.5K | $0 | 2013-08-30 |
| CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P. | Other | 2 | $0 | $0 | 2013-07-30 |
| CAPITAL Z PARTNERS LTD | Other | 3 | $0 | $0 | 2013-07-17 |
| Clemmens Robert T | Chief Credit Officer | 2 | $0 | $0 | 2013-05-19 |
| Dobies David R | M. Dir. & Head Mid Mkt. Corp. | 2 | $0 | $0 | 2013-05-19 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| COOPER BRADLEY E | Director | D To issuer deriv | 2017-12-22 | 2017-12-22 | 5,000 | — | $0 | 0 | SEC↗ |
| Fallon Brian | Director | D To issuer deriv | 2017-12-22 | 2017-12-22 | 10,000 | — | $0 | 0 | SEC↗ |
| OHARA MAUREEN | Director | D To issuer deriv | 2017-12-22 | 2017-12-22 | 10,000 | — | $0 | 0 | SEC↗ |
| NOONAN FRANK R | Director | D To issuer deriv | 2017-12-22 | 2017-12-22 | 10,000 | — | $0 | 0 | SEC↗ |
| COOPER BRADLEY E | Director | D To issuer | 2017-12-22 | 2017-12-22 | 84,165 | — | $0 | 0 | SEC↗ |
| COOPER BRADLEY E | Director | D To issuer | 2017-12-22 | 2017-12-22 | 47,975 | — | $0 | 0 | SEC↗ |
| Bralver Charles N | Director | D To issuer | 2017-12-22 | 2017-12-22 | 158,068 | — | $0 | 0 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | D To issuer | 2017-12-22 | 2017-12-22 | 620,404 | — | $0 | 0 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | D To issuer | 2017-12-22 | 2017-12-22 | 1,629,494 | — | $0 | 0 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | D To issuer | 2017-12-22 | 2017-12-22 | 137,778 | — | $0 | 0 | SEC↗ |
| Fallon Brian | Director | D To issuer | 2017-12-22 | 2017-12-22 | 99,892 | — | $0 | 0 | SEC↗ |
| McCready Daniel D. | Chief Investment Officer | D To issuer | 2017-12-22 | 2017-12-22 | 99,037 | — | $0 | 0 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | D To issuer | 2017-12-22 | 2017-12-22 | 175,298 | — | $0 | 0 | SEC↗ |
| OHARA MAUREEN | Director | D To issuer | 2017-12-22 | 2017-12-22 | 126,455 | — | $0 | 0 | SEC↗ |
| THORNBURGH RICHARD E | Director | D To issuer | 2017-12-22 | 2017-12-22 | 154,293 | — | $0 | 0 | SEC↗ |
| NOONAN FRANK R | Director | D To issuer | 2017-12-22 | 2017-12-22 | 89,697 | — | $0 | 0 | SEC↗ |
| COOPER BRADLEY E | Director | J Other | 2017-12-21 | 2017-12-22 | 7,731 | — | $0 | 47,975 | SEC↗ |
| COOPER BRADLEY E | Director | J Other | 2017-12-21 | 2017-12-22 | 7,731 | — | $0 | 84,165 | SEC↗ |
| Bralver Charles N | Director | G Gift | 2017-12-21 | 2017-12-22 | 10,000 | — | $0 | 158,068 | SEC↗ |
| COOPER BRADLEY E | 10% Owner | J Other | 2017-12-08 | 2017-12-12 | 4,000,000 | — | $0 | 0 | SEC↗ |
| COOPER BRADLEY E | 10% Owner | J Other | 2017-12-08 | 2017-12-12 | 51,528 | — | $0 | 91,896 | SEC↗ |
| Bralver Charles N | Director | A Award | 2017-05-16 | 2017-05-18 | 7,731 | — | $0 | 168,068 | SEC↗ |
| THORNBURGH RICHARD E | Director | A Award | 2017-05-16 | 2017-05-18 | 10,309 | — | $0 | 154,293 | SEC↗ |
| OHARA MAUREEN | Director | A Award | 2017-05-16 | 2017-05-18 | 10,309 | — | $0 | 126,455 | SEC↗ |
| COOPER BRADLEY E | Director | A Award | 2017-05-16 | 2017-05-18 | 7,731 | — | $0 | 40,368 | SEC↗ |
| NOONAN FRANK R | Director | A Award | 2017-05-16 | 2017-05-18 | 10,309 | — | $0 | 89,697 | SEC↗ |
| Fallon Brian | Director | A Award | 2017-05-16 | 2017-05-18 | 10,309 | — | $0 | 99,892 | SEC↗ |
| Fallon Brian | Director | M Exercise deriv | 2017-05-10 | 2017-05-12 | 15,000 | — | $0 | 0 | SEC↗ |
| Fallon Brian | Director | F Tax w/h | 2017-05-10 | 2017-05-12 | 12,648 | $9.82 | $124.2K | 89,583 | SEC↗ |
| Fallon Brian | Director | M Exercise | 2017-05-10 | 2017-05-12 | 15,000 | $8.28 | $124.2K | 102,231 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | M Exercise deriv | 2017-05-09 | 2017-05-17 | 47,605 | — | $0 | 0 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | M Exercise | 2017-05-09 | 2017-05-17 | 47,605 | $8.28 | $394.2K | 218,035 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | F Tax w/h | 2017-05-09 | 2017-05-17 | 42,737 | $9.80 | $418.8K | 175,298 | SEC↗ |
| OHARA MAUREEN | Director | M Exercise deriv | 2017-05-01 | 2017-05-03 | 15,000 | — | $0 | 0 | SEC↗ |
| OHARA MAUREEN | Director | M Exercise | 2017-05-01 | 2017-05-03 | 15,000 | $8.28 | $124.2K | 127,583 | SEC↗ |
| OHARA MAUREEN | Director | F Tax w/h | 2017-05-01 | 2017-05-03 | 11,437 | $10.86 | $124.2K | 116,146 | SEC↗ |
| THORNBURGH RICHARD E | Director | M Exercise deriv | 2017-04-27 | 2017-05-01 | 5,000 | — | $0 | 0 | SEC↗ |
| NOONAN FRANK R | Director | M Exercise deriv | 2017-04-27 | 2017-05-01 | 15,000 | — | $0 | 0 | SEC↗ |
| THORNBURGH RICHARD E | Director | M Exercise | 2017-04-27 | 2017-05-01 | 5,000 | $8.28 | $41.4K | 147,783 | SEC↗ |
| THORNBURGH RICHARD E | Director | F Tax w/h | 2017-04-27 | 2017-05-01 | 3,799 | $10.90 | $41.4K | 143,984 | SEC↗ |
| NOONAN FRANK R | Director | F Tax w/h | 2017-04-27 | 2017-05-01 | 11,395 | $10.90 | $124.2K | 79,388 | SEC↗ |
| NOONAN FRANK R | Director | M Exercise | 2017-04-27 | 2017-05-01 | 15,000 | $8.28 | $124.2K | 90,783 | SEC↗ |
| COOPER BRADLEY E | Director, 10% Owner | M Exercise deriv | 2017-04-24 | 2017-04-26 | 5,000 | — | $0 | 0 | SEC↗ |
| COOPER BRADLEY E | Director, 10% Owner | F Tax w/h | 2017-04-24 | 2017-04-26 | 3,820 | $10.84 | $41.4K | 40,244 | SEC↗ |
| COOPER BRADLEY E | Director, 10% Owner | M Exercise | 2017-04-24 | 2017-04-26 | 5,000 | $8.28 | $41.4K | 44,064 | SEC↗ |
| du Four Mark R. | Head of Capital Markets | M Exercise deriv | 2017-04-20 | 2017-04-24 | 35,000 | — | $0 | 0 | SEC↗ |
| du Four Mark R. | Head of Capital Markets | M Exercise | 2017-04-20 | 2017-04-24 | 35,000 | $8.28 | $289.8K | 167,679 | SEC↗ |
| du Four Mark R. | Head of Capital Markets | F Tax w/h | 2017-04-20 | 2017-04-24 | 29,901 | $10.56 | $315.8K | 137,778 | SEC↗ |
| Capital Z Partners Management, | 10% Owner | J Other | 2017-04-04 | 2017-04-06 | 10,094 | — | $0 | 32,637 | SEC↗ |
| Capital Z Partners Management, | 10% Owner | J Other | 2017-04-04 | 2017-04-06 | 10,094 | — | $0 | 39,064 | SEC↗ |
| Bralver Charles N | Director | M Exercise deriv | 2017-03-17 | 2017-03-21 | 5,000 | — | $0 | 0 | SEC↗ |
| Bralver Charles N | Director | M Exercise deriv | 2017-03-17 | 2017-03-21 | 5,000 | — | $0 | 0 | SEC↗ |
| Bralver Charles N | Director | F Tax w/h | 2017-03-17 | 2017-03-21 | 4,730 | $10.75 | $50.8K | 160,337 | SEC↗ |
| Bralver Charles N | Director | M Exercise | 2017-03-17 | 2017-03-21 | 5,000 | $10.11 | $50.5K | 165,067 | SEC↗ |
| Bralver Charles N | Director | F Tax w/h | 2017-03-17 | 2017-03-21 | 3,870 | $10.77 | $41.7K | 160,067 | SEC↗ |
| Bralver Charles N | Director | M Exercise | 2017-03-17 | 2017-03-21 | 5,000 | $8.28 | $41.4K | 163,937 | SEC↗ |
| du Four Mark R. | Head of Capital Markets | A Award | 2017-02-17 | 2017-02-22 | 17,802 | — | $0 | 132,679 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | A Award | 2017-02-17 | 2017-02-22 | 15,259 | — | $0 | 616,634 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | A Award | 2017-02-17 | 2017-02-22 | 17,802 | — | $0 | 170,430 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | A Award | 2017-02-17 | 2017-02-22 | 31,027 | — | $0 | 1,629,494 | SEC↗ |
| McCready Daniel D. | Chief Investment Officer | A Award | 2017-02-17 | 2017-02-22 | 16,785 | — | $0 | 99,037 | SEC↗ |
| McCready Daniel D. | Chief Credit Officer | F Tax w/h | 2017-02-14 | 2017-02-15 | 1,512 | $9.22 | $13.9K | 82,252 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | F Tax w/h | 2017-02-14 | 2017-02-15 | 722 | $9.22 | $6.7K | 114,877 | SEC↗ |
| McCready Daniel D. | Chief Credit Officer | F Tax w/h | 2017-02-13 | 2017-02-15 | 2,146 | $9.45 | $20.3K | 83,764 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | F Tax w/h | 2017-02-13 | 2017-02-15 | 2,816 | $9.45 | $26.6K | 115,599 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2017-02-13 | 2017-02-15 | 7,791 | $9.45 | $73.6K | 1,598,467 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | F Tax w/h | 2017-02-13 | 2017-02-15 | 1,536 | $9.45 | $14.5K | 601,375 | SEC↗ |
| McCready Daniel D. | Chief Credit Officer | F Tax w/h | 2017-02-12 | 2017-02-15 | 3,621 | $9.18 | $33.2K | 85,910 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | F Tax w/h | 2017-02-12 | 2017-02-15 | 3,888 | $9.18 | $35.7K | 118,415 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2017-02-12 | 2017-02-15 | 7,512 | $9.18 | $69.0K | 1,606,258 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | F Tax w/h | 2017-02-12 | 2017-02-15 | 2,592 | $9.18 | $23.8K | 602,911 | SEC↗ |
| Capital Z Partners III GP, L.P | S Sale | 2016-12-19 | 2016-12-20 | 6,030 | $9.17 | $55.3K | 32,637 | SEC↗ | |
| Capital Z Partners III GP, L.P | S Sale | 2016-12-16 | 2016-12-20 | 7,216 | $9.21 | $66.5K | 38,667 | SEC↗ | |
| CAPITAL Z FINANCIAL SERVICES F | 10% Owner | J Other | 2016-11-08 | 2016-11-09 | 18,805 | — | $0 | 0 | SEC↗ |
| CAPITAL Z FINANCIAL SERVICES F | 10% Owner | J Other | 2016-11-08 | 2016-11-09 | 3,528,286 | — | $0 | 0 | SEC↗ |
| CAPITAL Z FINANCIAL SERVICES F | 10% Owner | J Other | 2016-11-08 | 2016-11-09 | 15,964 | — | $0 | 45,883 | SEC↗ |
| Corsair Capital LLC | 10% Owner | J Other | 2016-11-08 | 2016-11-09 | 5,538,415 | — | $0 | 4,263,075 | SEC↗ |
| Capital Z Partners III GP, Ltd | Director, 10% Owner | J Other | 2016-11-08 | 2016-11-09 | 3,528,286 | — | $0 | 0 | SEC↗ |
| Capital Z Partners III GP, Ltd | Director, 10% Owner | J Other | 2016-11-08 | 2016-11-09 | 15,964 | — | $0 | 45,883 | SEC↗ |
| Capital Z Partners III GP, Ltd | Director, 10% Owner | J Other | 2016-11-08 | 2016-11-09 | 18,805 | — | $0 | 0 | SEC↗ |
| CAPITAL Z PARTNERS LP | 10% Owner | S Sale | 2016-10-21 | 2016-10-25 | 10,598 | $8.93 | $94.6K | 18,805 | SEC↗ |
| CAPITAL Z PARTNERS LP | 10% Owner | S Sale | 2016-10-21 | 2016-10-25 | 1,989,402 | $8.93 | $17.77M | 3,528,286 | SEC↗ |
| Fallon Brian | Director | M Exercise deriv | 2016-05-12 | 2016-05-13 | 15,000 | — | $0 | 0 | SEC↗ |
| Fallon Brian | Director | F Tax w/h | 2016-05-12 | 2016-05-13 | 4,521 | $7.30 | $33.0K | 73,773 | SEC↗ |
| Fallon Brian | Director | M Exercise | 2016-05-12 | 2016-05-13 | 15,000 | $2.20 | $33.0K | 78,294 | SEC↗ |
| COOPER BRADLEY E | Director, 10% Owner | A Award | 2016-05-12 | 2016-05-16 | 10,094 | — | $0 | 40,013 | SEC↗ |
| Fallon Brian | Director | A Award | 2016-05-12 | 2016-05-16 | 13,458 | — | $0 | 87,231 | SEC↗ |
| Bralver Charles N | Director | A Award | 2016-05-12 | 2016-05-16 | 10,094 | — | $0 | 158,937 | SEC↗ |
| NOONAN FRANK R | Director | A Award | 2016-05-12 | 2016-05-16 | 13,458 | — | $0 | 75,783 | SEC↗ |
| OHARA MAUREEN | Director | A Award | 2016-05-12 | 2016-05-16 | 13,458 | — | $0 | 112,583 | SEC↗ |
| THORNBURGH RICHARD E | Director | A Award | 2016-05-12 | 2016-05-16 | 13,458 | — | $0 | 142,783 | SEC↗ |
| CAPITAL Z PARTNERS LP | 10% Owner | X Exercise deriv | 2016-04-26 | 2016-04-28 | 5,000 | — | $0 | 0 | SEC↗ |
| CAPITAL Z PARTNERS LP | 10% Owner | X Exercise | 2016-04-26 | 2016-04-28 | 5,000 | $2.20 | $11.0K | 5,577,168 | SEC↗ |
| CAPITAL Z PARTNERS LP | 10% Owner | F Tax w/h | 2016-04-26 | 2016-04-28 | 1,107 | $9.94 | $11.0K | 5,576,061 | SEC↗ |
| McCready Daniel D. | Chief Credit Officer | F Tax w/h | 2016-03-25 | 2016-03-29 | 1,667 | $8.79 | $14.7K | 89,531 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise deriv | 2016-03-14 | 2016-03-15 | 50,000 | — | $0 | 0 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2016-03-14 | 2016-03-15 | 32,221 | $8.42 | $271.3K | 1,613,770 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise | 2016-03-14 | 2016-03-15 | 50,000 | $2.76 | $138.0K | 1,645,991 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise deriv | 2016-03-07 | 2016-03-08 | 150,000 | — | $0 | 50,000 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise | 2016-03-07 | 2016-03-08 | 150,000 | $2.76 | $414.0K | 1,694,054 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2016-03-07 | 2016-03-08 | 98,063 | $7.99 | $783.5K | 1,595,991 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2016-03-04 | 2016-03-07 | 65,000 | — | $0 | 0 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2016-03-04 | 2016-03-07 | 36,976 | $7.64 | $282.5K | 533,497 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2016-03-04 | 2016-03-07 | 65,000 | $2.76 | $179.4K | 570,473 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise deriv | 2016-03-03 | 2016-03-04 | 125,000 | — | $0 | 0 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise deriv | 2016-03-03 | 2016-03-04 | 300,000 | — | $0 | 200,000 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | F Tax w/h | 2016-03-03 | 2016-03-04 | 83,643 | $7.76 | $649.1K | 1,190,567 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise | 2016-03-03 | 2016-03-04 | 125,000 | $2.76 | $345.0K | 1,274,210 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2016-03-03 | 2016-03-04 | 197,746 | $7.76 | $1.53M | 1,544,054 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise | 2016-03-03 | 2016-03-04 | 300,000 | $2.76 | $828.0K | 1,741,800 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise deriv | 2016-02-29 | 2016-03-01 | 50,000 | — | $0 | 500,000 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise deriv | 2016-02-29 | 2016-03-01 | 125,000 | — | $0 | 125,000 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2016-02-29 | 2016-03-01 | 34,193 | $6.86 | $234.6K | 1,441,800 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise | 2016-02-29 | 2016-03-01 | 50,000 | $2.76 | $138.0K | 1,475,993 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise | 2016-02-29 | 2016-03-01 | 125,000 | $2.76 | $345.0K | 1,235,849 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | F Tax w/h | 2016-02-29 | 2016-03-01 | 86,639 | $6.86 | $594.3K | 1,149,210 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise deriv | 2016-02-23 | 2016-02-24 | 50,000 | — | $0 | 550,000 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise | 2016-02-23 | 2016-02-24 | 50,000 | $2.76 | $138.0K | 1,460,078 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2016-02-23 | 2016-02-24 | 34,085 | $6.93 | $236.2K | 1,425,993 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise deriv | 2016-02-17 | 2016-02-18 | 50,000 | — | $0 | 600,000 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2016-02-17 | 2016-02-18 | 34,350 | $6.76 | $232.2K | 1,410,078 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise | 2016-02-17 | 2016-02-18 | 50,000 | $2.76 | $138.0K | 1,444,428 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | F Tax w/h | 2016-02-15 | 2016-02-17 | 970 | $6.27 | $6.1K | 122,303 | SEC↗ |
| McCready Daniel D. | Chief Credit Officer | F Tax w/h | 2016-02-14 | 2016-02-17 | 1,512 | $6.27 | $9.5K | 91,198 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | F Tax w/h | 2016-02-14 | 2016-02-17 | 722 | $6.27 | $4.5K | 123,273 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | F Tax w/h | 2016-02-14 | 2016-02-17 | 945 | $6.27 | $5.9K | 152,628 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2016-02-13 | 2016-02-17 | 7,791 | $6.27 | $48.8K | 1,394,428 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | F Tax w/h | 2016-02-13 | 2016-02-17 | 1,536 | $6.27 | $9.6K | 605,503 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | F Tax w/h | 2016-02-13 | 2016-02-17 | 3,540 | $6.27 | $22.2K | 1,110,849 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2016-02-13 | 2016-02-17 | 1,536 | $6.27 | $9.6K | 505,473 | SEC↗ |
| McCready Daniel D. | Chief Credit Officer | F Tax w/h | 2016-02-13 | 2016-02-17 | 2,146 | $6.27 | $13.5K | 92,710 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | F Tax w/h | 2016-02-13 | 2016-02-17 | 2,816 | $6.27 | $17.7K | 123,995 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | F Tax w/h | 2016-02-13 | 2016-02-17 | 2,951 | $6.27 | $18.5K | 153,573 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise deriv | 2016-02-12 | 2016-02-17 | 150,000 | — | $0 | 650,000 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2016-02-12 | 2016-02-17 | 105,582 | $6.27 | $662.0K | 1,354,373 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | A Award | 2016-02-12 | 2016-02-17 | 47,846 | — | $0 | 1,402,219 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise | 2016-02-12 | 2016-02-17 | 150,000 | $2.86 | $429.0K | 1,459,955 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | A Award | 2016-02-12 | 2016-02-17 | 23,923 | — | $0 | 607,039 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | A Award | 2016-02-12 | 2016-02-17 | 35,087 | — | $0 | 1,114,389 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | A Award | 2016-02-12 | 2016-02-17 | 23,923 | — | $0 | 507,009 | SEC↗ |
| McCready Daniel D. | Chief Credit Officer | A Award | 2016-02-12 | 2016-02-17 | 31,897 | — | $0 | 94,856 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | A Award | 2016-02-12 | 2016-02-17 | 35,885 | — | $0 | 126,811 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | A Award | 2016-02-12 | 2016-02-17 | 35,885 | — | $0 | 156,524 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2016-02-05 | 2016-02-08 | 15,000 | — | $0 | 65,000 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2016-02-05 | 2016-02-10 | 15,000 | — | $0 | 65,000 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2016-02-05 | 2016-02-08 | 15,000 | $2.76 | $41.4K | 482,086 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2016-02-05 | 2016-02-08 | 9,761 | $5.72 | $55.8K | 472,325 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2016-02-05 | 2016-02-10 | 15,000 | $2.76 | $41.4K | 482,086 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | M Exercise deriv | 2016-02-04 | 2016-02-08 | 12,500 | — | $0 | 0 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | M Exercise | 2016-02-04 | 2016-02-08 | 12,500 | $2.86 | $35.8K | 129,062 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | F Tax w/h | 2016-02-04 | 2016-02-08 | 8,423 | $6.19 | $52.1K | 120,639 | SEC↗ |
| Fallon Brian | Director | M Exercise deriv | 2016-02-01 | 2016-02-02 | 2,500 | — | $0 | 0 | SEC↗ |
| Fallon Brian | Director | F Tax w/h | 2016-02-01 | 2016-02-02 | 1,031 | $6.94 | $7.2K | 63,294 | SEC↗ |
| Fallon Brian | Director | M Exercise | 2016-02-01 | 2016-02-02 | 2,500 | $2.86 | $7.2K | 64,325 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | M Exercise deriv | 2016-01-27 | 2016-01-29 | 30,000 | — | $0 | 0 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | F Tax w/h | 2016-01-27 | 2016-01-29 | 18,114 | $7.54 | $136.6K | 90,926 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | M Exercise | 2016-01-27 | 2016-01-29 | 30,000 | $2.86 | $85.8K | 109,040 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise deriv | 2015-12-04 | 2015-12-08 | 50,000 | — | $0 | 800,000 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise deriv | 2015-12-04 | 2015-12-08 | 50,000 | — | $0 | 0 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise deriv | 2015-12-04 | 2015-12-08 | 250,000 | — | $0 | 250,000 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2015-12-04 | 2015-12-08 | 2,775 | — | $0 | 0 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2015-12-04 | 2015-12-08 | 27,225 | — | $0 | 80,000 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | M Exercise deriv | 2015-12-04 | 2015-12-08 | 100,000 | — | $0 | 0 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2015-12-04 | 2015-12-08 | 31,180 | $9.57 | $298.4K | 1,309,955 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise | 2015-12-04 | 2015-12-08 | 50,000 | $2.76 | $138.0K | 1,341,135 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2015-12-04 | 2015-12-08 | 31,456 | $9.57 | $301.0K | 1,291,135 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise | 2015-12-04 | 2015-12-08 | 50,000 | $2.86 | $143.0K | 1,322,591 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | F Tax w/h | 2015-12-04 | 2015-12-08 | 158,651 | $9.57 | $1.52M | 1,079,302 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise | 2015-12-04 | 2015-12-08 | 250,000 | $2.76 | $690.0K | 1,237,953 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2015-12-04 | 2015-12-08 | 2,775 | $2.76 | $7.7K | 458,570 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2015-12-04 | 2015-12-08 | 1,732 | $9.57 | $16.6K | 456,838 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2015-12-04 | 2015-12-08 | 27,225 | $2.76 | $75.1K | 484,063 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2015-12-04 | 2015-12-08 | 16,977 | $9.57 | $162.5K | 467,086 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | F Tax w/h | 2015-12-04 | 2015-12-08 | 62,360 | $9.57 | $596.8K | 583,116 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | M Exercise | 2015-12-04 | 2015-12-08 | 100,000 | $2.76 | $276.0K | 645,476 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | M Exercise deriv | 2015-12-03 | 2015-12-04 | 12,500 | — | $0 | 12,500 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | F Tax w/h | 2015-12-03 | 2015-12-04 | 8,029 | $9.43 | $75.7K | 116,562 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | M Exercise | 2015-12-03 | 2015-12-04 | 12,500 | $2.86 | $35.8K | 124,591 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | M Exercise deriv | 2015-12-01 | 2015-12-02 | 50,000 | — | $0 | 100,000 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2015-12-01 | 2015-12-02 | 10,000 | — | $0 | 0 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2015-12-01 | 2015-12-02 | 30,000 | — | $0 | 2,775 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise deriv | 2015-12-01 | 2015-12-02 | 125,000 | — | $0 | 500,000 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise deriv | 2015-12-01 | 2015-12-02 | 125,000 | — | $0 | 0 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | F Tax w/h | 2015-12-01 | 2015-12-02 | 31,077 | $9.70 | $301.4K | 545,476 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | M Exercise | 2015-12-01 | 2015-12-02 | 50,000 | $2.76 | $138.0K | 576,553 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2015-12-01 | 2015-12-02 | 30,000 | $2.76 | $82.8K | 470,713 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2015-12-01 | 2015-12-02 | 18,647 | $9.70 | $180.9K | 452,066 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2015-12-01 | 2015-12-02 | 10,000 | $2.86 | $28.6K | 462,066 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2015-12-01 | 2015-12-02 | 6,271 | $9.70 | $60.8K | 455,795 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise | 2015-12-01 | 2015-12-02 | 125,000 | $2.76 | $345.0K | 1,020,560 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | F Tax w/h | 2015-12-01 | 2015-12-02 | 79,078 | $9.70 | $767.1K | 941,482 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise | 2015-12-01 | 2015-12-02 | 125,000 | $2.86 | $357.5K | 1,066,482 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | F Tax w/h | 2015-12-01 | 2015-12-02 | 78,529 | $9.70 | $761.7K | 987,953 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise deriv | 2015-11-30 | 2015-12-01 | 100,000 | — | $0 | 50,000 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise | 2015-11-30 | 2015-12-01 | 100,000 | $2.86 | $286.0K | 1,335,402 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2015-11-30 | 2015-12-01 | 62,811 | $9.63 | $604.9K | 1,272,591 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2015-11-20 | 2015-11-23 | 50,000 | — | $0 | 32,775 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | M Exercise deriv | 2015-11-20 | 2015-11-23 | 50,000 | — | $0 | 150,000 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | M Exercise deriv | 2015-11-20 | 2015-11-23 | 100,000 | — | $0 | 0 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2015-11-20 | 2015-11-23 | 27,977 | $9.48 | $265.2K | 440,713 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2015-11-20 | 2015-11-23 | 50,000 | $2.76 | $138.0K | 468,690 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | F Tax w/h | 2015-11-20 | 2015-11-23 | 31,251 | $9.48 | $296.3K | 526,553 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | M Exercise | 2015-11-20 | 2015-11-23 | 50,000 | $2.76 | $138.0K | 557,804 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | F Tax w/h | 2015-11-20 | 2015-11-23 | 63,060 | $9.48 | $597.8K | 507,804 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | M Exercise | 2015-11-20 | 2015-11-23 | 100,000 | $2.86 | $286.0K | 570,864 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2015-11-19 | 2015-11-20 | 50,000 | — | $0 | 10,000 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2015-11-19 | 2015-11-20 | 26,466 | $9.45 | $250.1K | 418,690 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2015-11-19 | 2015-11-20 | 50,000 | $2.86 | $143.0K | 445,156 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | M Exercise deriv | 2015-11-18 | 2015-11-19 | 200,000 | — | $0 | 200,000 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | F Tax w/h | 2015-11-18 | 2015-11-19 | 118,481 | $9.49 | $1.12M | 470,864 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | M Exercise | 2015-11-18 | 2015-11-19 | 200,000 | $2.76 | $552.0K | 589,345 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | M Exercise deriv | 2015-11-17 | 2015-11-19 | 10,000 | — | $0 | 30,000 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | F Tax w/h | 2015-11-17 | 2015-11-19 | 5,338 | $9.25 | $49.4K | 79,040 | SEC↗ |
| du Four Mark R. | Head - Leveraged Finance | M Exercise | 2015-11-17 | 2015-11-19 | 10,000 | $2.86 | $28.6K | 84,378 | SEC↗ |
| Bralver Charles N | Director | M Exercise deriv | 2015-11-10 | 2015-11-12 | 1,250 | — | $0 | 0 | SEC↗ |
| Bralver Charles N | Director | M Exercise deriv | 2015-11-10 | 2015-11-12 | 5,000 | — | $0 | 0 | SEC↗ |
| Bralver Charles N | Director | M Exercise | 2015-11-10 | 2015-11-12 | 5,000 | $2.20 | $11.0K | 150,025 | SEC↗ |
| Bralver Charles N | Director | M Exercise | 2015-11-10 | 2015-11-12 | 1,250 | $2.89 | $3.6K | 145,414 | SEC↗ |
| Bralver Charles N | Director | F Tax w/h | 2015-11-10 | 2015-11-12 | 389 | $9.31 | $3.6K | 145,025 | SEC↗ |
| Bralver Charles N | Director | F Tax w/h | 2015-11-10 | 2015-11-12 | 1,182 | $9.31 | $11.0K | 148,843 | SEC↗ |
| OHARA MAUREEN | Director | P Buy | 2015-11-10 | 2015-11-12 | 300 | $9.75 | $2.9K | 99,125 | SEC↗ |
| CAPITAL Z PARTNERS LP | 10% Owner | J Other | 2015-06-29 | 2015-06-30 | 7,002 | — | $0 | 5,572,168 | SEC↗ |
| CAPITAL Z PARTNERS LP | 10% Owner | J Other | 2015-06-29 | 2015-06-30 | 7,002 | — | $0 | 29,919 | SEC↗ |
| OHARA MAUREEN | Director | M Exercise deriv | 2015-05-12 | 2015-05-14 | 313 | — | $0 | 0 | SEC↗ |
| THORNBURGH RICHARD E | Director | A Award | 2015-05-12 | 2015-05-14 | 9,337 | — | $0 | 129,325 | SEC↗ |
| NOONAN FRANK R | Director | A Award | 2015-05-12 | 2015-05-14 | 9,337 | — | $0 | 62,325 | SEC↗ |
| Fallon Brian | Director | A Award | 2015-05-12 | 2015-05-14 | 9,337 | — | $0 | 61,825 | SEC↗ |
| COOPER BRADLEY E | Director, 10% Owner | A Award | 2015-05-12 | 2015-05-14 | 7,002 | — | $0 | 36,921 | SEC↗ |
| Bralver Charles N | Director | A Award | 2015-05-12 | 2015-05-14 | 7,002 | — | $0 | 144,164 | SEC↗ |
| OHARA MAUREEN | Director | A Award | 2015-05-12 | 2015-05-14 | 9,337 | — | $0 | 98,512 | SEC↗ |
| OHARA MAUREEN | Director | M Exercise | 2015-05-12 | 2015-05-14 | 313 | $6.40 | $2.0K | 98,825 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | F Tax w/h | 2015-05-09 | 2015-06-30 | 17,025 | $10.91 | $185.7K | 112,091 | SEC↗ |
| CAPITAL Z PARTNERS LP | 10% Owner | X Exercise deriv | 2015-05-06 | 2015-05-08 | 5,000 | — | $0 | 0 | SEC↗ |
| CAPITAL Z PARTNERS LP | 10% Owner | F Tax w/h | 2015-05-06 | 2015-05-08 | 2,815 | $11.37 | $32.0K | 5,557,964 | SEC↗ |
| CAPITAL Z PARTNERS LP | 10% Owner | X Exercise | 2015-05-06 | 2015-05-08 | 5,000 | $6.40 | $32.0K | 5,560,779 | SEC↗ |
| McCready Daniel D. | Chief Credit Officer | F Tax w/h | 2015-03-25 | 2015-03-26 | 6,216 | $10.93 | $67.9K | 62,959 | SEC↗ |
| NOONAN FRANK R | Director | M Exercise deriv | 2015-03-20 | 2015-04-13 | 25,000 | — | $0 | 0 | SEC↗ |
| NOONAN FRANK R | Director | S Sale | 2015-03-20 | 2015-04-13 | 3,642 | $11.01 | $40.1K | 69,288 | SEC↗ |
| NOONAN FRANK R | Director | F Tax w/h | 2015-03-20 | 2015-04-13 | 9,344 | $11.17 | $104.4K | 59,944 | SEC↗ |
| NOONAN FRANK R | Director | S Sale | 2015-03-20 | 2015-04-13 | 6,956 | $11.17 | $77.7K | 52,988 | SEC↗ |
| NOONAN FRANK R | Director | F Tax w/h | 2015-03-20 | 2015-04-13 | 5,058 | $11.01 | $55.7K | 72,930 | SEC↗ |
| NOONAN FRANK R | Director | M Exercise | 2015-03-20 | 2015-04-13 | 25,000 | $6.40 | $160.0K | 77,988 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | F Tax w/h | 2015-02-17 | 2015-02-19 | 825 | $10.11 | $8.3K | 129,116 | SEC↗ |
| McCready Daniel D. | Chief Credit Officer | F Tax w/h | 2015-02-14 | 2015-02-17 | 1,512 | $10.58 | $16.0K | 69,175 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | F Tax w/h | 2015-02-14 | 2015-02-17 | 945 | $10.58 | $10.0K | 129,941 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | A Award | 2015-02-13 | 2015-02-17 | 14,177 | — | $0 | 395,156 | SEC↗ |
| McCready Daniel D. | Chief Credit Officer | A Award | 2015-02-13 | 2015-02-17 | 18,903 | — | $0 | 70,687 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | A Award | 2015-02-13 | 2015-02-17 | 31,190 | — | $0 | 895,560 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | A Award | 2015-02-13 | 2015-02-17 | 49,621 | — | $0 | 1,235,402 | SEC↗ |
| Bray John Kirby | Chief Financial Officer | A Award | 2015-02-13 | 2015-02-17 | 14,177 | — | $0 | 389,345 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | A Award | 2015-02-13 | 2015-02-17 | 25,992 | — | $0 | 130,886 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2015-02-10 | 2015-02-11 | 10,000 | — | $0 | 0 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2015-02-10 | 2015-02-11 | 10,000 | $7.32 | $73.2K | 380,979 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2015-02-02 | 2015-02-04 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2015-02-02 | 2015-02-04 | 10,000 | $7.32 | $73.2K | 370,979 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | G Gift | 2014-12-31 | 2015-02-04 | 2,000 | — | $0 | 360,979 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2014-12-18 | 2014-12-23 | 10,000 | — | $0 | 20,000 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2014-12-18 | 2014-12-23 | 10,000 | $7.32 | $73.2K | 362,979 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2014-12-15 | 2014-12-23 | 10,000 | — | $0 | 30,000 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2014-12-15 | 2014-12-23 | 10,000 | $7.32 | $73.2K | 360,783 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2014-12-15 | 2014-12-23 | 7,804 | $10.86 | $84.8K | 352,979 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2014-12-10 | 2014-12-17 | 20,000 | — | $0 | 40,000 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise deriv | 2014-12-10 | 2014-12-17 | 125,000 | — | $0 | 0 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2014-12-10 | 2014-12-17 | 15,131 | $11.46 | $173.4K | 350,563 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2014-12-10 | 2014-12-17 | 20,000 | $7.32 | $146.4K | 365,694 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise | 2014-12-10 | 2014-12-17 | 125,000 | $7.32 | $915.0K | 964,082 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | F Tax w/h | 2014-12-10 | 2014-12-17 | 100,803 | $11.46 | $1.16M | 863,279 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise deriv | 2014-12-09 | 2014-12-23 | 125,000 | — | $0 | 0 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise deriv | 2014-12-09 | 2014-12-23 | 20,000 | — | $0 | 40,000 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | M Exercise | 2014-12-09 | 2014-12-23 | 125,000 | $7.32 | $915.0K | 964,082 | SEC↗ |
| Schmidt-Fellner Peter A | Chief Investment Officer | F Tax w/h | 2014-12-09 | 2014-12-23 | 99,712 | $11.76 | $1.17M | 864,370 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | M Exercise | 2014-12-09 | 2014-12-23 | 20,000 | $7.32 | $146.4K | 365,694 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2014-12-09 | 2014-12-23 | 14,911 | $11.76 | $175.4K | 350,783 | SEC↗ |
| CAPITAL Z FINANCIAL SERVICES F | Other | J Other | 2014-11-11 | 2014-11-13 | 5,952 | — | $0 | 5,562,981 | SEC↗ |
| CAPITAL Z FINANCIAL SERVICES F | Other | J Other | 2014-11-11 | 2014-11-13 | 5,952 | — | $0 | 29,919 | SEC↗ |
| Capital Z Partners III GP, L.P | Other | M Exercise deriv | 2014-06-16 | 2014-06-18 | 83,576 | — | $0 | 0 | SEC↗ |
| Capital Z Partners III GP, L.P | Other | X Exercise deriv | 2014-06-16 | 2014-06-18 | 200,174 | — | $0 | 0 | SEC↗ |
| Capital Z Partners III GP, L.P | Other | J Other | 2014-06-16 | 2014-06-18 | 157,881 | $13.82 | $2.18M | 5,547,091 | SEC↗ |
| Capital Z Partners III GP, L.P | Other | M Exercise | 2014-06-16 | 2014-06-18 | 83,576 | $10.90 | $911.0K | 101,789 | SEC↗ |
| Capital Z Partners III GP, L.P | Other | F Tax w/h | 2014-06-16 | 2014-06-18 | 65,918 | $13.82 | $911.0K | 35,871 | SEC↗ |
| Capital Z Partners III GP, L.P | Other | X Exercise | 2014-06-16 | 2014-06-18 | 200,174 | $10.90 | $2.18M | 5,704,972 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | X Exercise deriv | 2014-06-06 | 2014-11-25 | 5,810 | — | $0 | 0 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | X Exercise | 2014-06-06 | 2014-11-25 | 5,810 | $10.90 | $63.3K | 350,386 | SEC↗ |
| Frishkopf John J | Treasurer, Assistant Secreta | F Tax w/h | 2014-06-06 | 2014-11-25 | 4,692 | $13.50 | $63.3K | 345,694 | SEC↗ |
| Corsair Capital LLC | 10% Owner | X Exercise deriv | 2014-06-03 | 2015-04-14 | 200,174 | — | $0 | 0 | SEC↗ |
| Corsair Capital LLC | 10% Owner | S Sale | 2014-06-03 | 2015-04-14 | 166,557 | $13.10 | $2.18M | 9,538,415 | SEC↗ |
| Corsair Capital LLC | 10% Owner | X Exercise | 2014-06-03 | 2015-04-14 | 200,174 | $10.90 | $2.18M | 9,704,972 | SEC↗ |
| COOPER BRADLEY E | Director, 10% Owner | A Award | 2014-05-20 | 2014-05-22 | 5,952 | — | $0 | 18,213 | SEC↗ |
| Fallon Brian | Director | A Award | 2014-05-20 | 2014-05-22 | 7,936 | — | $0 | 52,488 | SEC↗ |
| Bralver Charles N | Director | A Award | 2014-05-20 | 2014-05-22 | 5,952 | — | $0 | 137,162 | SEC↗ |
| NOONAN FRANK R | Director | A Award | 2014-05-20 | 2014-05-22 | 7,936 | — | $0 | 52,988 | SEC↗ |
| OHARA MAUREEN | Director | A Award | 2014-05-20 | 2014-05-22 | 7,936 | — | $0 | 89,175 | SEC↗ |
| THORNBURGH RICHARD E | Director | A Award | 2014-05-20 | 2014-05-22 | 7,936 | — | $0 | 119,988 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | M Exercise deriv | 2014-04-09 | 2014-04-10 | 15,000 | — | $0 | 0 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | M Exercise | 2014-04-09 | 2014-04-10 | 15,000 | $7.32 | $109.8K | 116,333 | SEC↗ |
| McAuliffe Patrick F | Head, Leveraged Finance | F Tax w/h | 2014-04-09 | 2014-04-10 | 10,636 | $13.10 | $139.3K | 105,697 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise deriv | 2014-04-02 | 2014-04-03 | 150,000 | — | $0 | 0 | SEC↗ |
| SECOND CURVE CAPITAL LLC | 10% Owner | J Other | 2014-04-02 | 2014-04-03 | 103,570 | — | $0 | 4,675,166 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | F Tax w/h | 2014-04-02 | 2014-04-03 | 112,005 | $14.07 | $1.58M | 1,185,781 | SEC↗ |
| Conway Timothy J | Chairman, CEO and President | M Exercise | 2014-04-02 | 2014-04-03 | 150,000 | $7.32 | $1.10M | 1,297,786 | SEC↗ |