NLN

NEULION, INC.CIK 1387713 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for NLN PRO

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AI insights for NLN

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Goren Edward G	Director	2	$0	$0	2018-05-07
Arato Alexander	General Counsel	5	$0	$0	2018-05-07
Alavathil Tim	Chief Financial Officer	7	$0	$0	2018-05-07
Parallax Capital, L.P.	10% Owner	6	$691.4K	$0	2018-05-07
Coelho John Anthony	Director	8	$0	$0	2018-05-07
AvantaLion LLC	Other	2	$0	$0	2018-05-07
Li Nancy	President and CEO	55	$3.28M	$0	2018-05-07
Reichbach Roy	President and CEO	24	$35.5K	$0	2018-05-07
Her Horngwei	Executive Vice President, R&D	23	$0	$0	2018-05-07
Nunn Ronald	Executive Vice President	20	$0	$0	2018-05-07
Wagner J. Christopher	Executive Vice President	47	$30.8K	$667.6K	2018-05-07
Bostrom Robert E.	Director	9	$0	$0	2018-05-07
Wang Charles	Director, 10% Owner	69	$4.32M	$0	2018-05-07
Battista Gabriel	Director	22	$67.0K	$41.0K	2018-05-07
Kronfeld David	Director, 10% Owner	26	$16.0K	$0	2018-05-07
KENNY SHIRLEY STRUM	Director	15	$0	$0	2018-05-07
Hale James Richard	Director, 10% Owner	16	$27.95M	$0	2017-12-20
RENFIELD TREVOR	Chief Financial Officer	1	$0	$0	2016-12-06
MCCARTHY ARTHUR J	Chief Financial Officer	14	$60.0K	$76.5K	2016-05-09
Jemili Kanaan	Chief Executive Officer	3	$0	$0	2016-03-07
Parallax Holdings, LLC	10% Owner	3	$27.18M	$0	2015-08-25
Parallax Capital Fund, L.P.	10% Owner	2	$79.2K	$0	2015-08-20
Grab Eric	Co-Chief Technology Officer	1	$0	$0	2015-07-13
Anderson John R	Director	14	$0	$218.7K	2015-05-15
PATERSON SCOTT	Vice Chairman	33	$157.2K	$1.06M	2015-03-06
Willis Gregory T	EVP, Sales and Marketing	3	$7.4K	$0	2012-11-26

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Alavathil Tim	Chief Financial Officer	D To issuer deriv	2018-05-07	2018-05-09	62,500	—	$0	0	SEC↗
Alavathil Tim	Chief Financial Officer	D To issuer deriv	2018-05-07	2018-05-09	124,328	—	$0	0	SEC↗
Alavathil Tim	Chief Financial Officer	D To issuer deriv	2018-05-07	2018-05-09	18,750	—	$0	0	SEC↗
Alavathil Tim	Chief Financial Officer	D To issuer deriv	2018-05-07	2018-05-09	175,000	—	$0	0	SEC↗
Arato Alexander	General Counsel	D To issuer deriv	2018-05-07	2018-05-09	75,000	—	$0	0	SEC↗
Arato Alexander	General Counsel	D To issuer deriv	2018-05-07	2018-05-09	99,462	—	$0	0	SEC↗
Battista Gabriel	Director	D To issuer deriv	2018-05-07	2018-05-09	100,000	—	$0	0	SEC↗
Her Horngwei	Chief Technology Officer	D To issuer deriv	2018-05-07	2018-05-09	200,000	—	$0	0	SEC↗
Her Horngwei	Chief Technology Officer	D To issuer deriv	2018-05-07	2018-05-09	300,000	—	$0	0	SEC↗
Her Horngwei	Chief Technology Officer	D To issuer deriv	2018-05-07	2018-05-09	198,925	—	$0	0	SEC↗
Her Horngwei	Chief Technology Officer	D To issuer deriv	2018-05-07	2018-05-09	1,000,000	—	$0	0	SEC↗
Her Horngwei	Chief Technology Officer	D To issuer deriv	2018-05-07	2018-05-09	200,000	—	$0	0	SEC↗
Li Nancy	Executive Chair	D To issuer deriv	2018-05-07	2018-05-09	248,656	—	$0	0	SEC↗
Li Nancy	Executive Chair	D To issuer deriv	2018-05-07	2018-05-09	375,000	—	$0	0	SEC↗
Li Nancy	Executive Chair	D To issuer deriv	2018-05-07	2018-05-09	375,000	—	$0	0	SEC↗
Li Nancy	Executive Chair	D To issuer deriv	2018-05-07	2018-05-09	900,000	—	$0	0	SEC↗
Li Nancy	Executive Chair	D To issuer deriv	2018-05-07	2018-05-09	450,000	—	$0	0	SEC↗
Nunn Ronald	EVP, Business Operations	D To issuer deriv	2018-05-07	2018-05-09	198,925	—	$0	0	SEC↗
Nunn Ronald	EVP, Business Operations	D To issuer deriv	2018-05-07	2018-05-09	200,000	—	$0	0	SEC↗
Nunn Ronald	EVP, Business Operations	D To issuer deriv	2018-05-07	2018-05-09	1,000,000	—	$0	0	SEC↗
Nunn Ronald	EVP, Business Operations	D To issuer deriv	2018-05-07	2018-05-09	200,000	—	$0	0	SEC↗
Nunn Ronald	EVP, Business Operations	D To issuer deriv	2018-05-07	2018-05-09	300,000	—	$0	0	SEC↗
Reichbach Roy	President and CEO	D To issuer deriv	2018-05-07	2018-05-09	248,656	—	$0	0	SEC↗
Reichbach Roy	President and CEO	D To issuer deriv	2018-05-07	2018-05-09	300,000	—	$0	0	SEC↗
Reichbach Roy	President and CEO	D To issuer deriv	2018-05-07	2018-05-09	150,000	—	$0	0	SEC↗
Reichbach Roy	President and CEO	D To issuer deriv	2018-05-07	2018-05-09	750,000	—	$0	0	SEC↗
Reichbach Roy	President and CEO	D To issuer deriv	2018-05-07	2018-05-09	150,000	—	$0	0	SEC↗
Wagner J. Christopher	EVP, Marketplace Strategy	D To issuer deriv	2018-05-07	2018-05-09	1,000,000	—	$0	0	SEC↗
Wagner J. Christopher	EVP, Marketplace Strategy	D To issuer deriv	2018-05-07	2018-05-09	50,000	—	$0	0	SEC↗
Wagner J. Christopher	EVP, Marketplace Strategy	D To issuer deriv	2018-05-07	2018-05-09	300,000	—	$0	0	SEC↗
Wagner J. Christopher	EVP, Marketplace Strategy	D To issuer deriv	2018-05-07	2018-05-09	100,000	—	$0	0	SEC↗
Wagner J. Christopher	EVP, Marketplace Strategy	D To issuer deriv	2018-05-07	2018-05-09	198,925	—	$0	0	SEC↗
Alavathil Tim	Chief Financial Officer	D To issuer	2018-05-07	2018-05-09	258,300	$0.84	$217.0K	0	SEC↗
AvantaLion LLC	Other	D To issuer	2018-05-07	2018-05-09	22,820,650	$0.84	$19.17M	0	SEC↗
Arato Alexander	General Counsel	D To issuer	2018-05-07	2018-05-09	25,000	$0.84	$21.0K	0	SEC↗
Battista Gabriel	Director	D To issuer	2018-05-07	2018-05-09	660,067	$0.84	$554.5K	0	SEC↗
Bostrom Robert E.	Director	D To issuer	2018-05-07	2018-05-09	121,716	$0.84	$102.2K	0	SEC↗
Coelho John	Director	D To issuer	2018-05-07	2018-05-09	211,076	$0.84	$177.3K	0	SEC↗
Goren Edward G	Director	D To issuer	2018-05-07	2018-05-09	25,020	$0.84	$21.0K	0	SEC↗
Parallax Capital, L.P.	10% Owner	D To issuer	2018-05-07	2018-05-09	1,747,000	$0.84	$1.47M	0	SEC↗
Parallax Capital, L.P.	10% Owner	D To issuer	2018-05-07	2018-05-09	61,731,172	$0.84	$51.85M	0	SEC↗
Parallax Capital, L.P.	10% Owner	D To issuer	2018-05-07	2018-05-09	250,817	$0.84	$210.7K	0	SEC↗
Her Horngwei	Chief Technology Officer	D To issuer	2018-05-07	2018-05-09	3,266,419	$0.84	$2.74M	0	SEC↗
Her Horngwei	Chief Technology Officer	D To issuer	2018-05-07	2018-05-09	6,000	$0.84	$5.0K	0	SEC↗
KENNY SHIRLEY STRUM	Director	D To issuer	2018-05-07	2018-05-09	748,989	$0.84	$629.2K	0	SEC↗
Kronfeld David	Director, 10% Owner	D To issuer	2018-05-07	2018-05-09	2,006,300	$0.84	$1.69M	0	SEC↗
Kronfeld David	Director, 10% Owner	D To issuer	2018-05-07	2018-05-09	820,881	$0.84	$689.5K	0	SEC↗
Kronfeld David	Director, 10% Owner	D To issuer	2018-05-07	2018-05-09	20,592,850	$0.84	$17.30M	0	SEC↗
Kronfeld David	Director, 10% Owner	D To issuer	2018-05-07	2018-05-09	15,534,956	$0.84	$13.05M	0	SEC↗
Li Nancy	Executive Chair	D To issuer	2018-05-07	2018-05-09	53,347,653	$0.84	$44.81M	0	SEC↗
Li Nancy	Executive Chair	D To issuer	2018-05-07	2018-05-09	56,040	$0.84	$47.1K	0	SEC↗
Li Nancy	Executive Chair	D To issuer	2018-05-07	2018-05-09	41,350,056	$0.84	$34.73M	0	SEC↗
Nunn Ronald	EVP, Business Operations	D To issuer	2018-05-07	2018-05-09	3,258,317	$0.84	$2.74M	0	SEC↗
Reichbach Roy	President and CEO	D To issuer	2018-05-07	2018-05-09	1,006,518	$0.84	$845.5K	0	SEC↗
Reichbach Roy	President and CEO	D To issuer	2018-05-07	2018-05-09	5,000,000	$0.84	$4.20M	0	SEC↗
Wagner J. Christopher	EVP, Marketplace Strategy	D To issuer	2018-05-07	2018-05-09	1,542,040	$0.84	$1.30M	0	SEC↗
Wang Charles	Director, 10% Owner	D To issuer	2018-05-07	2018-05-09	256,040	$0.84	$215.1K	0	SEC↗
Wang Charles	Director, 10% Owner	D To issuer	2018-05-07	2018-05-09	15,534,956	$0.84	$13.05M	0	SEC↗
Wang Charles	Director, 10% Owner	D To issuer	2018-05-07	2018-05-09	22,820,650	$0.84	$19.17M	0	SEC↗
Wang Charles	Director, 10% Owner	D To issuer	2018-05-07	2018-05-09	14,736,007	$0.84	$12.38M	0	SEC↗
Wang Charles	Director, 10% Owner	D To issuer	2018-05-07	2018-05-09	41,406,496	$0.84	$34.78M	0	SEC↗
Alavathil Tim	Chief Financial Officer	A Award	2018-03-24	2018-03-27	124,328	—	$0	445,128	SEC↗
Arato Alexander	General Counsel	A Award	2018-03-24	2018-03-27	99,462	—	$0	199,462	SEC↗
Her Horngwei	Chief Technology Officer	A Award	2018-03-24	2018-03-27	198,925	—	$0	3,965,344	SEC↗
Li Nancy	Executive Chair	A Award	2018-03-24	2018-03-27	248,656	—	$0	42,348,712	SEC↗
Nunn Ronald	EVP, Business Operations	A Award	2018-03-24	2018-03-27	198,925	—	$0	3,957,242	SEC↗
Reichbach Roy	President and CEO	A Award	2018-03-24	2018-03-27	248,656	—	$0	1,705,174	SEC↗
Wagner J. Christopher	EVP, Marketplace Strategy	A Award	2018-03-24	2018-03-27	198,925	—	$0	2,140,965	SEC↗
Wang Charles	Director, 10% Owner	A Award	2018-03-24	2018-03-27	248,656	—	$0	42,348,712	SEC↗
Alavathil Tim	Chief Financial Officer	A Award	2018-03-24	2018-03-28	124,328	—	$0	445,128	SEC↗
Arato Alexander	General Counsel	A Award	2018-03-24	2018-03-28	99,462	—	$0	199,462	SEC↗
Her Horngwei	Chief Technology Officer	A Award	2018-03-24	2018-03-28	198,925	—	$0	3,965,344	SEC↗
Li Nancy	Executive Chair	A Award	2018-03-24	2018-03-28	248,656	—	$0	42,348,712	SEC↗
Nunn Ronald	EVP, Business Operations	A Award	2018-03-24	2018-03-28	198,925	—	$0	3,957,242	SEC↗
Reichbach Roy	President and CEO	A Award	2018-03-24	2018-03-28	248,656	—	$0	1,705,174	SEC↗
Wagner J. Christopher	EVP, Marketplace Strategy	A Award	2018-03-24	2018-03-28	198,925	—	$0	2,140,965	SEC↗
Wang Charles	Director, 10% Owner	A Award	2018-03-24	2018-03-28	248,656	—	$0	42,348,712	SEC↗
Goren Edward G	Director	A Award	2017-12-20	2018-01-02	25,020	—	$0	25,020	SEC↗
KENNY SHIRLEY STRUM	Director	A Award	2017-12-20	2018-01-02	36,345	—	$0	199,115	SEC↗
Li Nancy	Executive Chair	A Award	2017-12-20	2018-01-02	60,575	—	$0	53,347,653	SEC↗
Wang Charles	Director, 10% Owner	A Award	2017-12-20	2018-01-02	60,575	—	$0	14,736,007	SEC↗
Battista Gabriel	Director	A Award	2017-12-20	2018-01-02	36,345	—	$0	422,580	SEC↗
Kronfeld David	Director, 10% Owner	A Award	2017-12-20	2018-01-02	96,920	—	$0	820,881	SEC↗
Coelho John	Director	A Award	2017-12-20	2018-01-02	66,633	—	$0	211,076	SEC↗
Bostrom Robert E.	Director	A Award	2017-12-20	2018-01-02	36,345	—	$0	121,716	SEC↗
Hale James	Director, 10% Owner	A Award	2017-12-20	2018-01-02	78,748	—	$0	250,817	SEC↗
Wang Charles	Director, 10% Owner	A Award	2017-12-20	2018-01-02	60,575	—	$0	14,736,007	SEC↗
Li Nancy	Executive Chair	A Award	2017-12-20	2018-01-02	60,575	—	$0	53,347,653	SEC↗
Wang Charles	Director, 10% Owner	A Award	2017-06-20	2017-06-22	57,189	—	$0	14,675,432	SEC↗
Li Nancy	Executive Chair	A Award	2017-06-20	2017-06-22	57,189	—	$0	53,287,078	SEC↗
KENNY SHIRLEY STRUM	Director	A Award	2017-06-20	2017-06-22	51,470	—	$0	162,770	SEC↗
Battista Gabriel	Director	A Award	2017-06-20	2017-06-22	34,313	—	$0	386,235	SEC↗
Kronfeld David	Director, 10% Owner	A Award	2017-06-20	2017-06-22	91,503	—	$0	723,961	SEC↗
Coelho John	Director	A Award	2017-06-20	2017-06-22	62,908	—	$0	144,443	SEC↗
Hale James	Director, 10% Owner	A Award	2017-06-20	2017-06-22	74,346	—	$0	172,069	SEC↗
Bostrom Robert E.	Director	A Award	2017-06-20	2017-06-22	34,313	—	$0	85,371	SEC↗
Reichbach Roy	President and CEO	F Tax w/h	2017-03-07	2017-03-17	55,455	$0.69	$38.3K	1,456,518	SEC↗
Wagner J. Christopher	EVP, Marketplace Strategy	F Tax w/h	2017-03-07	2017-03-17	54,799	$0.69	$37.8K	1,942,040	SEC↗
Her Horngwei	Chief Technology Officer	F Tax w/h	2017-03-07	2017-03-17	54,793	$0.69	$37.8K	3,766,419	SEC↗
Nunn Ronald	EVP, Business Operations	F Tax w/h	2017-03-07	2017-03-17	54,820	$0.69	$37.8K	3,758,317	SEC↗
Coelho John Anthony	Director	A Award	2016-12-20	2016-12-22	17,744	—	$0	80,352	SEC↗
Bostrom Robert E.	Director	A Award	2016-12-20	2016-12-22	9,168	—	$0	50,171	SEC↗
KRONFELD DAVID	Director, 10% Owner	A Award	2016-12-20	2016-12-22	32,531	—	$0	634,233	SEC↗
Hale James Richard	Director, 10% Owner	A Award	2016-12-20	2016-12-22	21,293	—	$0	96,540	SEC↗
WANG CHARLES B	Director, 10% Owner	A Award	2016-12-20	2016-12-22	16,561	—	$0	14,618,243	SEC↗
LI NANCY	Executive Chair	A Award	2016-12-20	2016-12-22	16,561	—	$0	53,229,889	SEC↗
BATTISTA GABRIEL	Director	A Award	2016-12-20	2016-12-22	11,829	—	$0	352,513	SEC↗
KENNY SHIRLEY STRUM	Director	A Award	2016-12-20	2016-12-22	13,012	—	$0	661,765	SEC↗
KENNY SHIRLEY STRUM	Director	A Award	2016-12-20	2016-12-29	12,421	—	$0	661,174	SEC↗
KRONFELD DAVID	Director, 10% Owner	A Award	2016-12-20	2016-12-29	30,756	—	$0	632,458	SEC↗
Bostrom Robert E.	Director	A Award	2016-12-20	2016-12-29	10,055	—	$0	51,058	SEC↗
Coelho John Anthony	Director	A Award	2016-12-20	2016-12-29	18,927	—	$0	81,535	SEC↗
Hale James Richard	Director, 10% Owner	A Award	2016-12-20	2016-12-29	22,476	—	$0	97,723	SEC↗
BATTISTA GABRIEL	Director	A Award	2016-12-20	2016-12-29	11,238	—	$0	351,922	SEC↗
REICHBACH ROY E	Chief Executive Officer	F Tax w/h	2016-12-16	2016-12-20	27,728	$0.88	$24.4K	1,511,973	SEC↗
HER HORNGWEI	Chief Technology Officer	F Tax w/h	2016-12-09	2016-12-12	36,970	$0.76	$28.1K	3,821,212	SEC↗
NUNN RONALD	EVP, Business Operations	F Tax w/h	2016-12-09	2016-12-12	36,935	$0.76	$28.1K	3,813,137	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	F Tax w/h	2016-12-09	2016-12-12	18,484	$0.76	$14.0K	1,996,839	SEC↗
RENFIELD TREVOR	Chief Financial Officer	F Tax w/h	2016-12-06	2016-12-08	67,479	$0.72	$48.6K	382,521	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	P Buy	2016-09-26	2016-09-27	35,000	$0.88	$30.8K	2,015,323	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	S Sale	2016-09-23	2016-09-27	35,000	$0.87	$30.4K	1,980,323	SEC↗
Bostrom Robert E.	Director	A Award	2016-06-20	2016-06-22	10,901	—	$0	41,003	SEC↗
Coelho John Anthony	Director	A Award	2016-06-20	2016-06-22	19,077	—	$0	62,608	SEC↗
BATTISTA GABRIEL	Director	A Award	2016-06-20	2016-06-22	10,901	—	$0	340,684	SEC↗
Hale James Richard	Director, 10% Owner	A Award	2016-06-20	2016-06-22	25,891	—	$0	75,247	SEC↗
KENNY SHIRLEY STRUM	Director	A Award	2016-06-20	2016-06-22	21,803	—	$0	648,753	SEC↗
KRONFELD DAVID	Director, 10% Owner	A Award	2016-06-20	2016-06-22	31,341	—	$0	601,702	SEC↗
WANG CHARLES B	Director, 10% Owner	A Award	2016-06-20	2016-06-22	25,891	—	$0	14,601,682	SEC↗
LI NANCY	Executive Vice Chairman	A Award	2016-06-20	2016-06-22	25,891	—	$0	53,213,328	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	M Exercise deriv	2016-05-18	2016-05-18	150,000	—	$0	0	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	M Exercise	2016-05-18	2016-05-18	150,000	$0.43	$64.5K	1,215,323	SEC↗
HER HORNGWEI	Co-Chief Technology Officer	M Exercise deriv	2016-05-16	2016-05-16	150,000	—	$0	0	SEC↗
HER HORNGWEI	Co-Chief Technology Officer	M Exercise	2016-05-16	2016-05-16	76,741	$0.43	$33.0K	2,858,182	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	S Sale	2016-05-16	2016-05-18	150,000	$0.89	$133.5K	1,065,323	SEC↗
LI NANCY	Executive Vice Chairman	M Exercise deriv	2016-05-11	2016-05-13	450,000	—	$0	0	SEC↗
LI NANCY	Executive Vice Chairman	M Exercise	2016-05-11	2016-05-13	450,000	$0.43	$193.5K	40,600,056	SEC↗
WANG CHARLES B	Director, 10% Owner	M Exercise	2016-05-11	2016-05-13	450,000	$0.43	$193.5K	40,656,096	SEC↗
MCCARTHY ARTHUR J	Chief Financial Officer	M Exercise deriv	2016-05-09	2016-05-11	150,000	—	$0	0	SEC↗
MCCARTHY ARTHUR J	Chief Financial Officer	M Exercise	2016-05-09	2016-05-11	84,737	$0.43	$36.4K	344,670	SEC↗
REICHBACH ROY E	General Counsel & Corp. Sec.	M Exercise deriv	2016-05-06	2016-05-10	150,000	—	$0	0	SEC↗
NUNN RONALD	EVP, Business Operations	M Exercise deriv	2016-05-06	2016-05-10	150,000	—	$0	0	SEC↗
REICHBACH ROY E	General Counsel & Corp. Sec.	M Exercise	2016-05-06	2016-05-10	85,819	$0.43	$36.9K	639,701	SEC↗
NUNN RONALD	EVP, Business Operations	M Exercise	2016-05-06	2016-05-10	85,819	$0.43	$36.9K	2,850,072	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	S Sale	2016-03-29	2016-03-31	63,930	$0.78	$49.9K	1,215,323	SEC↗
WANG CHARLES B	Director, 10% Owner	P Buy	2016-03-29	2016-03-31	1,500,000	$0.87	$1.30M	14,575,791	SEC↗
WANG CHARLES B	Director, 10% Owner	P Buy	2016-03-29	2016-03-31	63,930	$0.78	$49.9K	13,075,791	SEC↗
LI NANCY	Executive Vice Chairman	P Buy	2016-03-29	2016-03-31	63,930	$0.78	$49.9K	51,687,437	SEC↗
LI NANCY	Executive Vice Chairman	P Buy	2016-03-29	2016-03-31	1,500,000	$0.87	$1.30M	53,187,437	SEC↗
Jemili Kanaan	Chief Executive Officer	A Award	2016-03-07	2016-03-09	750,000	—	$0	750,000	SEC↗
LI NANCY	Executive Vice Chairman	A Award	2016-03-07	2016-03-09	750,000	—	$0	750,000	SEC↗
WANG CHARLES B	Director, 10% Owner	A Award	2016-03-07	2016-03-09	750,000	—	$0	750,000	SEC↗
HER HORNGWEI	Co-Chief Technology Officer	A Award	2016-03-07	2016-03-09	600,000	—	$0	600,000	SEC↗
NUNN RONALD	EVP, Business Operations	A Award	2016-03-07	2016-03-09	600,000	—	$0	600,000	SEC↗
MCCARTHY ARTHUR J	Chief Financial Officer	A Award	2016-03-07	2016-03-09	600,000	—	$0	600,000	SEC↗
REICHBACH ROY E	General Counsel & Corp. Sec.	A Award	2016-03-07	2016-03-09	600,000	—	$0	600,000	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	A Award	2016-03-07	2016-03-09	600,000	—	$0	600,000	SEC↗
BATTISTA GABRIEL	Director	S Sale	2015-12-22	2015-12-24	46,875	$0.54	$25.3K	329,783	SEC↗
Coelho John Anthony	Director	A Award	2015-12-16	2015-12-17	31,066	—	$0	43,531	SEC↗
Hale James Richard	Director, 10% Owner	A Award	2015-12-16	2015-12-17	36,891	—	$0	49,356	SEC↗
KRONFELD DAVID	Director, 10% Owner	A Award	2015-12-16	2015-12-17	34,949	—	$0	570,361	SEC↗
Bostrom Robert E.	Director	A Award	2015-12-16	2015-12-17	15,533	—	$0	30,102	SEC↗
KENNY SHIRLEY STRUM	Director	A Award	2015-12-16	2015-12-17	29,124	—	$0	626,950	SEC↗
BATTISTA GABRIEL	Director	A Award	2015-12-16	2015-12-17	15,533	—	$0	376,658	SEC↗
LI NANCY	Executive Vice Chairman	A Award	2015-12-16	2015-12-17	36,891	—	$0	51,623,507	SEC↗
WANG CHARLES B	Director, 10% Owner	A Award	2015-12-16	2015-12-17	36,891	—	$0	13,011,861	SEC↗
KRONFELD DAVID	Director, 10% Owner	J Other	2015-11-19	2015-11-20	15,534,956	—	$0	15,534,956	SEC↗
KRONFELD DAVID	Director, 10% Owner	J Other	2015-11-19	2015-11-20	9,732,042	—	$0	0	SEC↗
KRONFELD DAVID	Director, 10% Owner	J Other	2015-11-19	2015-11-20	7,341,715	—	$0	0	SEC↗
KRONFELD DAVID	Director, 10% Owner	J Other	2015-11-19	2015-11-20	4,692,274	—	$0	0	SEC↗
KRONFELD DAVID	Director, 10% Owner	J Other	2015-11-19	2015-11-20	6,219,991	—	$0	0	SEC↗
KRONFELD DAVID	Director, 10% Owner	J Other	2015-11-19	2015-11-20	20,592,850	—	$0	20,592,850	SEC↗
BATTISTA GABRIEL	Director	J Other	2015-11-19	2015-11-20	137,487	—	$0	237,487	SEC↗
BATTISTA GABRIEL	Director	J Other	2015-11-19	2015-11-20	103,061	—	$0	0	SEC↗
WANG CHARLES B	Director, 10% Owner	J Other	2015-11-19	2015-11-20	6,313,875	—	$0	0	SEC↗
WANG CHARLES B	Director, 10% Owner	J Other	2015-11-19	2015-11-20	4,035,356	—	$0	0	SEC↗
WANG CHARLES B	Director, 10% Owner	J Other	2015-11-19	2015-11-20	15,534,956	—	$0	15,534,956	SEC↗
LI NANCY	Executive Vice Chairman	J Other	2015-11-19	2015-11-20	15,534,956	—	$0	51,586,616	SEC↗
LI NANCY	Executive Vice Chairman	J Other	2015-11-19	2015-11-20	6,313,875	—	$0	0	SEC↗
LI NANCY	Executive Vice Chairman	J Other	2015-11-19	2015-11-20	4,035,356	—	$0	0	SEC↗
BATTISTA GABRIEL	Director	S Sale	2015-11-13	2015-11-16	30,700	$0.51	$15.7K	361,125	SEC↗
WANG CHARLES B	Director, 10% Owner	P Buy	2015-09-23	2015-09-24	92,801	$0.53	$49.2K	12,974,970	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	S Sale	2015-09-23	2015-09-24	92,801	$0.53	$49.2K	1,279,253	SEC↗
LI NANCY	Executive Vice Chairman	P Buy	2015-09-23	2015-09-24	92,801	$0.53	$49.2K	36,051,660	SEC↗
BATTISTA GABRIEL	Director	P Buy	2015-08-28	2015-09-01	100,000	$0.67	$67.0K	100,000	SEC↗
Parallax Holdings, LLC	10% Owner	P Buy	2015-08-25	2015-08-26	347,000	$0.55	$190.9K	1,747,000	SEC↗
Hale James Richard	Director, 10% Owner	P Buy	2015-08-25	2015-08-26	347,000	$0.55	$190.9K	1,747,000	SEC↗
Parallax Holdings, LLC	10% Owner	P Buy	2015-08-24	2015-08-26	194,000	$0.57	$110.6K	1,400,000	SEC↗
Hale James Richard	Director, 10% Owner	P Buy	2015-08-24	2015-08-26	194,000	$0.57	$110.6K	1,400,000	SEC↗
Jemili Kanaan	Chief Executive Officer	A Award	2015-08-24	2015-08-26	300,000	—	$0	300,000	SEC↗
Parallax Capital, L.P.	10% Owner	P Buy	2015-08-21	2015-08-25	1,055,500	$0.58	$612.2K	1,206,000	SEC↗
Hale James Richard	Director, 10% Owner	P Buy	2015-08-21	2015-08-25	1,055,500	$0.58	$612.2K	1,206,000	SEC↗
Hale James Richard	Director, 10% Owner	P Buy	2015-08-20	2015-08-21	121,500	$0.54	$65.6K	61,881,672	SEC↗
Parallax Capital, L.P.	10% Owner	P Buy	2015-08-20	2015-08-21	121,500	$0.54	$65.6K	61,881,672	SEC↗
Parallax Capital Fund, L.P.	10% Owner	P Buy	2015-08-20	2015-08-25	121,500	$0.54	$65.6K	150,500	SEC↗
Hale James Richard	Director, 10% Owner	P Buy	2015-08-20	2015-08-25	121,500	$0.54	$65.6K	150,500	SEC↗
Hale James Richard	Director, 10% Owner	P Buy	2015-08-19	2015-08-21	29,000	$0.47	$13.6K	61,760,172	SEC↗
Parallax Capital, L.P.	10% Owner	P Buy	2015-08-19	2015-08-21	29,000	$0.47	$13.6K	61,760,172	SEC↗
Parallax Capital Fund, L.P.	10% Owner	P Buy	2015-08-19	2015-08-25	29,000	$0.47	$13.6K	29,000	SEC↗
Hale James Richard	Director, 10% Owner	P Buy	2015-08-19	2015-08-25	29,000	$0.47	$13.6K	29,000	SEC↗
WANG CHARLES B	Director, 10% Owner	P Buy	2015-08-06	2015-08-07	1,000,000	$0.65	$650.0K	12,882,169	SEC↗
LI NANCY	Executive Vice Chairman	P Buy	2015-08-06	2015-08-07	1,000,000	$0.65	$650.0K	35,958,859	SEC↗
MCCARTHY ARTHUR J	Chief Financial Officer	P Buy	2015-08-06	2015-08-07	100,000	$0.60	$60.0K	259,933	SEC↗
REICHBACH ROY E	General Counsel & Corp. Sec.	P Buy	2015-08-06	2015-08-07	50,000	$0.59	$29.5K	553,882	SEC↗
BATTISTA GABRIEL	Director	A Award	2015-07-27	2015-07-29	7,827	—	$0	391,825	SEC↗
Coelho John Anthony	Director	A Award	2015-07-27	2015-07-29	12,465	—	$0	12,465	SEC↗
Bostrom Robert E.	Director	A Award	2015-07-27	2015-07-29	6,522	—	$0	14,569	SEC↗
KENNY SHIRLEY STRUM	Director	A Award	2015-07-27	2015-07-29	14,784	—	$0	597,826	SEC↗
Hale James Richard	Director	A Award	2015-07-27	2015-07-29	12,465	—	$0	12,465	SEC↗
KRONFELD DAVID	Director, 10% Owner	A Award	2015-07-27	2015-07-29	17,393	—	$0	535,412	SEC↗
WANG CHARLES B	Director, 10% Owner	A Award	2015-07-27	2015-07-29	19,132	—	$0	11,882,169	SEC↗
LI NANCY	Executive Vice Chairman	A Award	2015-07-27	2015-07-29	19,132	—	$0	34,958,859	SEC↗
Hale James Richard	Director, 10% Owner	A Award	2015-07-27	2015-07-30	12,465	—	$0	12,465	SEC↗
Grab Eric	Co-Chief Technology Officer	A Award deriv	2015-07-13	2015-07-15	50,000	—	$0	50,000	SEC↗
Parallax Holdings, LLC	10% Owner	P Buy	2015-06-04	2015-06-24	25,840,956	$1.04	$26.87M	61,731,172	SEC↗
Hale James Richard	Director	P Buy	2015-06-04	2015-06-24	25,840,956	$1.04	$26.87M	61,731,172	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	S Sale	2015-05-21	2015-05-22	125,000	$0.95	$118.8K	1,372,054	SEC↗
REICHBACH ROY E	General Counsel & Corp. Sec.	A Award	2015-05-18	2015-07-30	300,000	—	$0	300,000	SEC↗
HER HORNGWEI	Co-Chief Technology Officer	A Award	2015-05-18	2015-05-20	400,000	—	$0	400,000	SEC↗
NUNN RONALD	EVP, Business Operations	A Award	2015-05-18	2015-05-20	400,000	—	$0	400,000	SEC↗
MCCARTHY ARTHUR J	Chief Financial Officer	A Award	2015-05-18	2015-05-20	300,000	—	$0	300,000	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	A Award	2015-05-18	2015-05-20	200,000	—	$0	200,000	SEC↗
REICHBACH ROY E	General Counsel & Corp. Sec.	A Award	2015-05-18	2015-05-20	300,000	—	$0	300,000	SEC↗
WANG CHARLES B	Director, 10% Owner	A Award	2015-05-18	2015-05-20	750,000	—	$0	750,000	SEC↗
Jemili Kanaan	Chief Executive Officer	A Award	2015-05-18	2015-05-20	750,000	—	$0	750,000	SEC↗
LI NANCY	Executive Vice Chairman	A Award	2015-05-18	2015-05-20	750,000	—	$0	750,000	SEC↗
Anderson John R	Director	S Sale	2015-05-15	2015-05-19	50,000	$0.94	$47.0K	213,134	SEC↗
NUNN RONALD	EVP, Business Operations	M Exercise deriv	2015-03-18	2015-03-19	150,000	—	$0	0	SEC↗
HER HORNGWEI	Co-Chief Technology Officer	M Exercise deriv	2015-03-18	2015-03-19	150,000	—	$0	0	SEC↗
NUNN RONALD	EVP, Business Operations	M Exercise	2015-03-18	2015-03-19	38,488	$0.59	$22.7K	2,764,253	SEC↗
HER HORNGWEI	Co-Chief Technology Officer	M Exercise	2015-03-18	2015-03-19	38,488	$0.59	$22.7K	2,781,441	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	S Sale	2015-03-18	2015-03-24	20,000	$0.80	$16.0K	1,522,054	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	S Sale	2015-03-18	2015-03-24	25,000	$0.80	$20.0K	1,497,054	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	S Sale	2015-03-18	2015-03-24	15,000	$0.81	$12.2K	1,542,054	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	M Exercise deriv	2015-03-16	2015-03-17	150,000	—	$0	0	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	M Exercise	2015-03-16	2015-03-17	39,012	$0.59	$23.0K	1,557,054	SEC↗
MCCARTHY ARTHUR J	Chief Financial Officer	M Exercise deriv	2015-03-10	2015-03-11	150,000	—	$0	0	SEC↗
LI NANCY	Executive Vice Chairman	M Exercise deriv	2015-03-10	2015-03-11	450,000	—	$0	0	SEC↗
MCCARTHY ARTHUR J	Chief Financial Officer	M Exercise	2015-03-10	2015-03-11	50,771	$0.59	$30.0K	159,933	SEC↗
LI NANCY	Executive Vice Chairman	M Exercise	2015-03-10	2015-03-11	450,000	$0.59	$265.5K	40,150,056	SEC↗
WANG CHARLES B	Director, 10% Owner	M Exercise	2015-03-10	2015-03-11	450,000	$0.59	$265.5K	40,206,096	SEC↗
PATERSON SCOTT	Vice Chairman	X Exercise deriv	2015-03-06	2015-03-10	151,587	$0.20	$30.3K	0	SEC↗
PATERSON SCOTT	Vice Chairman	X Exercise deriv	2015-03-06	2015-03-10	187,500	$0.20	$37.5K	0	SEC↗
REICHBACH ROY E	General Counsel & Corp. Sec.	M Exercise deriv	2015-03-06	2015-03-10	150,000	—	$0	0	SEC↗
PATERSON SCOTT	Vice Chairman	X Exercise	2015-03-06	2015-03-10	127,035	$0.30	$38.1K	502,035	SEC↗
PATERSON SCOTT	Vice Chairman	X Exercise	2015-03-06	2015-03-10	102,704	$0.30	$30.8K	252,704	SEC↗
REICHBACH ROY E	General Counsel & Corp. Sec.	M Exercise	2015-03-06	2015-03-10	150,000	$0.59	$88.5K	503,882	SEC↗
Bostrom Robert E.	Director	A Award	2014-12-23	2014-12-23	8,047	—	$0	8,047	SEC↗
KENNY SHIRLEY STRUM	Director	A Award	2014-12-23	2014-12-23	18,874	—	$0	583,042	SEC↗
Anderson John R	Director	A Award	2014-12-23	2014-12-23	11,089	—	$0	263,134	SEC↗
BATTISTA GABRIEL	Director	A Award	2014-12-23	2014-12-23	8,493	—	$0	383,998	SEC↗
KRONFELD DAVID	Director, 10% Owner	A Award	2014-12-23	2014-12-23	16,987	—	$0	518,019	SEC↗
WANG CHARLES B	Director, 10% Owner	A Award	2014-12-23	2014-12-23	20,762	—	$0	11,863,037	SEC↗
LI NANCY	CEO & President	A Award	2014-12-23	2014-12-23	20,762	—	$0	34,939,727	SEC↗
Anderson John R	Director	S Sale	2014-09-29	2014-09-30	26,900	$0.92	$24.7K	252,045	SEC↗
Anderson John R	Director	S Sale	2014-09-26	2014-09-29	22,000	$0.92	$20.2K	278,945	SEC↗
Anderson John R	Director	S Sale	2014-09-25	2014-09-29	46,400	$0.94	$43.6K	300,945	SEC↗
PATERSON SCOTT	Vice Chairman	G Gift	2014-09-23	2015-01-16	50,000	$0.98	$49.0K	85,000	SEC↗
PATERSON SCOTT	Vice Chairman	G Gift	2014-09-23	2015-01-16	50,000	$0.98	$49.0K	8,792,113	SEC↗
PATERSON SCOTT	Vice Chairman	G Gift	2014-09-23	2014-09-25	50,000	$0.98	$49.0K	8,792,113	SEC↗
PATERSON SCOTT	Vice Chairman	G Gift	2014-09-23	2014-09-25	50,000	$0.98	$49.0K	85,000	SEC↗
WANG CHARLES B	Director, 10% Owner	X Exercise deriv	2014-09-12	2014-09-16	1,167,250	$0.20	$233.4K	0	SEC↗
WANG CHARLES B	Director, 10% Owner	X Exercise deriv	2014-09-12	2014-09-16	1,420,800	$0.20	$284.2K	0	SEC↗
WANG CHARLES B	Director, 10% Owner	X Exercise	2014-09-12	2014-09-16	997,612	$0.30	$299.3K	11,022,693	SEC↗
WANG CHARLES B	Director, 10% Owner	X Exercise	2014-09-12	2014-09-16	819,582	$0.30	$245.9K	11,842,275	SEC↗
LI NANCY	CEO & President	X Exercise	2014-09-12	2014-09-16	997,612	$0.30	$299.3K	34,099,383	SEC↗
LI NANCY	CEO & President	X Exercise	2014-09-12	2014-09-16	819,582	$0.30	$245.9K	34,918,965	SEC↗
PATERSON SCOTT	Vice Chairman	X Exercise deriv	2014-09-10	2014-09-12	560,000	$0.20	$112.0K	0	SEC↗
PATERSON SCOTT	Vice Chairman	X Exercise	2014-09-10	2014-09-12	396,823	$0.30	$119.0K	8,842,113	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-08-28	2015-01-16	50,000	$1.02	$51.0K	150,000	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-08-26	2015-01-16	40,000	$1.06	$42.4K	200,000	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-08-22	2015-01-16	35,000	$1.05	$36.8K	240,000	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-07-09	2015-01-16	25,000	$1.11	$27.8K	275,000	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-06-30	2015-01-16	26,826	$1.07	$28.7K	300,000	SEC↗
PATERSON SCOTT	Vice Chairman	X Exercise deriv	2014-06-23	2014-06-25	125,000	$0.20	$25.0K	0	SEC↗
PATERSON SCOTT	Vice Chairman	X Exercise	2014-06-23	2014-06-25	91,724	$0.30	$27.5K	341,724	SEC↗
KENNY SHIRLEY STRUM	Director	A Award	2014-06-20	2014-06-23	18,660	—	$0	564,168	SEC↗
Anderson John R	Director	A Award	2014-06-20	2014-06-23	11,551	—	$0	347,345	SEC↗
BATTISTA GABRIEL	Director	A Award	2014-06-20	2014-06-23	7,997	—	$0	375,505	SEC↗
KRONFELD DAVID	Director, 10% Owner	A Award	2014-06-20	2014-06-23	16,883	—	$0	501,032	SEC↗
WANG CHARLES B	Director, 10% Owner	A Award	2014-06-20	2014-06-23	16,883	—	$0	10,025,081	SEC↗
LI NANCY	CEO & President	A Award	2014-06-20	2014-06-23	16,883	—	$0	33,101,771	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-06-18	2015-01-16	125,000	$1.20	$150.0K	326,826	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-06-16	2015-01-16	120,000	$1.10	$132.0K	451,826	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-06-13	2015-01-16	25,000	$1.03	$25.8K	571,826	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-06-12	2015-01-16	100,000	$0.97	$97.0K	596,826	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-06-10	2015-01-16	38,474	$0.92	$35.4K	696,826	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-06-09	2015-01-16	114,700	$0.94	$107.8K	735,300	SEC↗
MCCARTHY ARTHUR J	Chief Financial Officer	A Award deriv	2014-05-12	2014-05-14	150,000	—	$0	150,000	SEC↗
WAGNER J CHRISTOPHER	EVP, Marketplace Strategy	A Award deriv	2014-05-12	2014-05-14	50,000	—	$0	50,000	SEC↗
REICHBACH ROY E	General Counsel & Corp. Sec.	A Award deriv	2014-05-12	2014-05-14	150,000	—	$0	150,000	SEC↗
NUNN RONALD	EVP, Business Operations	A Award deriv	2014-05-12	2014-05-14	200,000	—	$0	200,000	SEC↗
HER HORNGWEI	Executive Vice President, R&	A Award deriv	2014-05-12	2014-05-14	200,000	—	$0	200,000	SEC↗
LI NANCY	President and CEO	A Award deriv	2014-05-12	2014-05-14	400,000	—	$0	400,000	SEC↗
WANG CHARLES B	Director, 10% Owner	A Award deriv	2014-05-12	2014-05-14	400,000	—	$0	400,000	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-03-20	2014-04-25	215,000	$0.89	$191.3K	35,000	SEC↗
PATERSON SCOTT	Vice Chairman	S Sale	2014-03-20	2014-04-25	150,000	$0.89	$133.5K	850,000	SEC↗
PATERSON SCOTT	Vice Chairman	G Gift	2014-03-20	2014-03-24	250,000	$0.92	$230.0K	8,445,290	SEC↗
Anderson John R	Director	S Sale	2014-03-18	2014-03-20	100,000	$0.75	$75.0K	335,794	SEC↗
Anderson John R	Director	A Award	2013-12-19	2013-12-20	22,481	—	$0	435,794	SEC↗
BATTISTA GABRIEL	Director	A Award	2013-12-19	2013-12-20	16,730	—	$0	367,508	SEC↗