NLY

ANNALY CAPITAL MANAGEMENT INCCIK 1043219 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for NLY PRO

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AI insights for NLY

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Finkelstein David L	Chief Investment Officer	49	$4.95M	$12.45M	2026-08-03
Wede Scott	Director	3	$0	$0	2026-06-10
Laroche Manon	Director	3	$0	$0	2026-06-10
Laguerre Martin	Director	4	$0	$0	2026-06-10
Reeves Eric A.	Director	16	$0	$0	2026-06-10
Hamilton Thomas Edward	Director	13	$2.04M	$734.4K	2026-06-10
Hannan Kathy Hopinkah	Director	12	$0	$0	2026-06-10
Williams Vicki	Director	9	$0	$0	2026-06-10
VOTEK GLENN	Interim CEO and President	12	$818.5K	$0	2026-06-10
Wolfe Serena	Chief Financial Officer	28	$119.8K	$1.25M	2026-05-04
Campbell Steven Francis	President and COO	34	$0	$2.13M	2026-02-25
Green Anthony C	Chief Legal Officer	34	$794.5K	$1.94M	2025-11-03
Bovich Francine J.	Director	12	$165.9K	$0	2024-05-15
HAYLON MICHAEL E	Director	12	$0	$0	2024-05-15
Schaefer John H	Director	20	$591.1K	$0	2024-05-15
DENAHAN WELLINGTON	Vice Chairman of Board & CIO	28	$10.37M	$0	2023-05-18
Fallon Katherine Beirne	Director	16	$24.9K	$0	2022-07-14
Ertas Ilker	Head of Securitized Products	9	$0	$0	2022-02-01
Coffey Timothy P	Chief Credit Officer	10	$604.5K	$0	2022-02-01
SEGALAS DONNELL	Director	20	$370.3K	$0	2020-05-20
GREEN JONATHAN D	Director	9	$0	$0	2019-05-22
KEYES KEVIN	President	5	$11.68M	$0	2019-05-06
BRADY KEVIN	Director	12	$594.4K	$0	2018-05-23
NORDBERG E WAYNE	Director	8	$0	$0	2018-05-23
Singh R Nicholas	Chief Legal Officer	8	$2.88M	$0	2016-05-06
Lyght Rose-Marie	MD, Co-Head Port Mgmt	6	$214.4K	$0	2013-11-26
FORTESCUE JAMES	MD and Head of Liabilities	5	$259.0K	$0	2013-11-11
Konrad Kristopher Robert	MD and Head of Port Mgmt	7	$199.2K	$0	2013-08-13
Diamond Jeremy	MANAGING DIRECTOR	2	$0	$0	2012-10-15
FARRELL MICHAEL A J	Pres., Chairman of Board & CEO	8	$0	$0	2012-10-02
LAMBIASE JOHN	Director	3	$0	$0	2012-06-26
FAGAN KATHRYN	CHIEF FINANCIAL OFFICER	6	$0	$0	2012-04-27

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Finkelstein David L	CEO and Co-CIO	S Sale	2026-08-03	2026-08-04	50,000	$22.89	$1.14M	761,012	SEC↗
Finkelstein David L	CEO and Co-CIO, Director	S Sale	2026-08-03	2026-08-04	50,000	$22.89	$1.14M	761,012	SEC↗
Reeves Eric A.	Director	A Award deriv	2026-06-10	2026-06-12	8,641	—	$0	21,544	SEC↗
Wede Scott	Director	A Award deriv	2026-06-10	2026-06-12	8,641	—	$0	26,185	SEC↗
Williams Vicki	Director	A Award deriv	2026-06-10	2026-06-12	8,641	—	$0	57,099	SEC↗
Laroche Manon	Director	A Award deriv	2026-06-10	2026-06-12	8,641	—	$0	26,185	SEC↗
VOTEK GLENN	Director	A Award deriv	2026-06-10	2026-06-12	8,641	—	$0	44,348	SEC↗
Laguerre Martin	Director	A Award deriv	2026-06-10	2026-06-12	8,641	—	$0	42,160	SEC↗
Hannan Kathy Hopinkah	Director	A Award deriv	2026-06-10	2026-06-12	8,641	—	$0	44,348	SEC↗
Hamilton Thomas Edward	Director	A Award deriv	2026-06-10	2026-06-12	8,641	—	$0	53,884	SEC↗
Reeves Eric A.	Director	M Exercise deriv	2026-05-14	2026-05-18	7,628	—	$0	12,903	SEC↗
Reeves Eric A.	Director	M Exercise	2026-05-14	2026-05-18	7,628	—	$0	30,593	SEC↗
Wolfe Serena	Chief Financial Officer	S Sale	2026-05-04	2026-05-05	16,537	$22.48	$371.8K	200,964	SEC↗
Finkelstein David L	CEO and Co-CIO	S Sale	2026-04-27	2026-04-30	50,000	$22.88	$1.14M	783,763	SEC↗
Finkelstein David L	CEO and Co-CIO	F Tax w/h	2026-02-25	2026-02-27	180,168	$23.01	$4.15M	833,763	SEC↗
Finkelstein David L	CEO and Co-CIO	A Award	2026-02-25	2026-02-27	325,797	$23.01	$7.50M	1,013,931	SEC↗
Wolfe Serena	Chief Financial Officer	F Tax w/h	2026-02-25	2026-02-27	42,427	$23.01	$976.2K	213,760	SEC↗
Wolfe Serena	Chief Financial Officer	A Award	2026-02-25	2026-02-27	83,106	$23.01	$1.91M	256,187	SEC↗
Campbell Steven Francis	President and COO	F Tax w/h	2026-02-25	2026-02-27	43,556	$23.01	$1.00M	219,763	SEC↗
Campbell Steven Francis	President and COO	S Sale	2026-02-25	2026-02-27	26,491	$22.83	$604.8K	178,000	SEC↗
Campbell Steven Francis	President and COO	A Award	2026-02-25	2026-02-27	85,319	$23.01	$1.96M	263,319	SEC↗
Campbell Steven Francis	President and COO	S Sale	2026-02-18	2026-02-19	28,225	$23.12	$652.6K	204,491	SEC↗
Wolfe Serena	Chief Financial Officer	S Sale	2026-02-18	2026-02-19	16,536	$23.14	$382.6K	173,081	SEC↗
Finkelstein David L	CEO and Co-CIO	S Sale	2026-02-18	2026-02-19	50,000	$23.13	$1.16M	688,134	SEC↗
Finkelstein David L	CEO and Co-CIO	A Award	2026-02-01	2026-02-03	152,976	$23.01	$3.52M	738,134	SEC↗
Finkelstein David L	CEO and Co-CIO	F Tax w/h	2026-02-01	2026-02-03	139,889	$23.01	$3.22M	585,158	SEC↗
Wolfe Serena	Chief Financial Officer	A Award	2026-02-01	2026-02-03	45,632	$23.01	$1.05M	189,617	SEC↗
Wolfe Serena	Chief Financial Officer	F Tax w/h	2026-02-01	2026-02-03	35,660	$23.01	$820.5K	143,985	SEC↗
Campbell Steven Francis	President and COO	A Award	2026-02-01	2026-02-03	52,151	$23.01	$1.20M	232,716	SEC↗
Campbell Steven Francis	President and COO	F Tax w/h	2026-02-01	2026-02-03	39,810	$23.01	$916.0K	180,565	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	S Sale	2025-11-03	2025-11-04	22,499	$21.15	$475.9K	178,441	SEC↗
Finkelstein David L	CEO and Co-CIO	S Sale	2025-11-03	2025-11-04	50,000	$21.16	$1.06M	709,725	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	S Sale	2025-08-06	2025-08-07	22,500	$20.59	$463.3K	196,959	SEC↗
Finkelstein David L	CEO and Co-CIO	S Sale	2025-08-04	2025-08-05	50,000	$20.79	$1.04M	743,430	SEC↗
Reeves Eric A.	Director	M Exercise deriv	2025-05-15	2025-05-15	7,349	—	$0	18,081	SEC↗
Reeves Eric A.	Director	M Exercise	2025-05-15	2025-05-15	7,349	—	$0	22,965	SEC↗
VOTEK GLENN	Director	A Award deriv	2025-05-14	2025-05-15	8,961	—	$0	35,707	SEC↗
Reeves Eric A.	Director	A Award deriv	2025-05-14	2025-05-15	8,961	—	$0	25,430	SEC↗
Williams Vicki	Director	A Award deriv	2025-05-14	2025-05-15	8,961	—	$0	48,458	SEC↗
Hamilton Thomas Edward	Director	A Award deriv	2025-05-14	2025-05-15	8,961	—	$0	45,243	SEC↗
Hannan Kathy Hopinkah	Director	A Award deriv	2025-05-14	2025-05-15	8,961	—	$0	35,707	SEC↗
Laroche Manon	Director	A Award deriv	2025-05-14	2025-05-15	8,961	—	$0	17,544	SEC↗
Wede Scott	Director	A Award deriv	2025-05-14	2025-05-15	8,961	—	$0	17,544	SEC↗
Laguerre Martin	Director	A Award deriv	2025-05-14	2025-05-15	8,961	—	$0	29,507	SEC↗
Wolfe Serena	Chief Financial Officer	S Sale	2025-05-13	2025-05-15	25,386	$19.57	$496.8K	161,586	SEC↗
Campbell Steven Francis	President and COO	S Sale	2025-05-13	2025-05-15	44,374	$19.57	$868.4K	199,967	SEC↗
Finkelstein David L	CEO and Co-CIO	S Sale	2025-05-05	2025-05-06	50,000	$19.27	$963.5K	760,769	SEC↗
Campbell Steven Francis	President and COO	A Award	2025-02-25	2025-02-27	54,120	—	$0	271,970	SEC↗
Campbell Steven Francis	President and COO	F Tax w/h	2025-02-25	2025-02-27	27,629	$21.66	$598.4K	244,341	SEC↗
Wolfe Serena	Chief Financial Officer	F Tax w/h	2025-02-25	2025-02-27	11,515	$21.66	$249.4K	186,972	SEC↗
Wolfe Serena	Chief Financial Officer	A Award	2025-02-25	2025-02-27	22,555	—	$0	198,487	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	F Tax w/h	2025-02-25	2025-02-27	28,778	$21.66	$623.3K	211,481	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	A Award	2025-02-25	2025-02-27	56,370	—	$0	240,259	SEC↗
Finkelstein David L	CEO and Co-CIO	F Tax w/h	2025-02-25	2025-02-27	121,784	$21.66	$2.64M	810,769	SEC↗
Finkelstein David L	CEO and Co-CIO	A Award	2025-02-25	2025-02-27	220,222	—	$0	932,553	SEC↗
Finkelstein David L	CEO and Co-CIO	S Sale	2025-02-10	2025-02-11	50,000	$20.60	$1.03M	677,465	SEC↗
Finkelstein David L	CEO and Co-CIO	F Tax w/h	2025-02-01	2025-02-04	112,306	$20.41	$2.29M	495,137	SEC↗
Finkelstein David L	CEO and Co-CIO	A Award	2025-02-01	2025-02-04	232,328	$20.41	$4.74M	727,465	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	A Award	2025-02-01	2025-02-04	56,026	$20.41	$1.14M	175,208	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	F Tax w/h	2025-02-01	2025-02-04	26,033	$20.41	$531.3K	119,182	SEC↗
Wolfe Serena	Chief Financial Officer	A Award	2025-02-01	2025-02-04	66,712	$20.41	$1.36M	166,502	SEC↗
Wolfe Serena	Chief Financial Officer	F Tax w/h	2025-02-01	2025-02-04	22,981	$20.41	$469.0K	99,790	SEC↗
Campbell Steven Francis	President and COO	A Award	2025-02-01	2025-02-04	75,420	$20.41	$1.54M	207,386	SEC↗
Campbell Steven Francis	President and COO	F Tax w/h	2025-02-01	2025-02-04	29,438	$20.41	$600.8K	131,966	SEC↗
Finkelstein David L	CEO and CIO	S Sale	2024-10-28	2024-10-29	50,000	$19.25	$962.5K	562,469	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	S Sale	2024-08-16	2024-08-19	50,000	$20.05	$1.00M	133,828	SEC↗
Finkelstein David L	CEO and CIO	S Sale	2024-08-16	2024-08-19	50,000	$20.05	$1.00M	612,469	SEC↗
Reeves Eric A.	Director	M Exercise deriv	2024-05-17	2024-05-17	7,048	—	$0	14,421	SEC↗
Reeves Eric A.	Director	M Exercise	2024-05-17	2024-05-17	7,048	—	$0	22,664	SEC↗
Reeves Eric A.	Director	A Award deriv	2024-05-15	2024-05-17	8,583	—	$0	21,469	SEC↗
Laroche Manon	Director	A Award deriv	2024-05-15	2024-05-17	8,583	—	$0	8,583	SEC↗
Wede Scott	Director	A Award deriv	2024-05-15	2024-05-17	8,583	—	$0	8,583	SEC↗
Laguerre Martin	Director	A Award deriv	2024-05-15	2024-05-17	8,583	—	$0	17,982	SEC↗
HAYLON MICHAEL E	Director	A Award deriv	2024-05-15	2024-05-17	8,583	—	$0	98,160	SEC↗
Hannan Kathy Hopinkah	Director	A Award deriv	2024-05-15	2024-05-17	8,583	—	$0	26,746	SEC↗
Schaefer John H	Director	A Award deriv	2024-05-15	2024-05-17	8,583	—	$0	59,916	SEC↗
VOTEK GLENN	Director	A Award deriv	2024-05-15	2024-05-17	8,583	—	$0	26,746	SEC↗
Hamilton Thomas Edward	Director	A Award deriv	2024-05-15	2024-05-17	8,583	—	$0	36,282	SEC↗
Williams Vicki	Director	A Award deriv	2024-05-15	2024-05-17	8,583	—	$0	39,497	SEC↗
Bovich Francine J.	Director	A Award deriv	2024-05-15	2024-05-17	8,583	—	$0	89,508	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	A Award	2024-02-15	2024-02-20	25,547	—	$0	196,870	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	F Tax w/h	2024-02-15	2024-02-20	13,042	$18.88	$246.2K	183,828	SEC↗
Wolfe Serena	Chief Financial Officer	F Tax w/h	2024-02-15	2024-02-20	2,897	$18.88	$54.7K	114,087	SEC↗
Wolfe Serena	Chief Financial Officer	A Award	2024-02-15	2024-02-20	5,675	—	$0	116,984	SEC↗
Campbell Steven Francis	President and COO	F Tax w/h	2024-02-15	2024-02-20	2,897	$18.88	$54.7K	149,278	SEC↗
Campbell Steven Francis	President and COO	A Award	2024-02-15	2024-02-20	5,675	—	$0	152,175	SEC↗
Finkelstein David L	CEO and CIO	S Sale	2024-02-12	2024-02-13	50,000	$19.03	$951.5K	662,469	SEC↗
Finkelstein David L	CEO and CIO	M Exercise	2024-02-01	2024-02-05	19,994	—	$0	558,963	SEC↗
Finkelstein David L	CEO and CIO	F Tax w/h	2024-02-01	2024-02-05	59,271	$19.57	$1.16M	499,692	SEC↗
Finkelstein David L	CEO and CIO	A Award	2024-02-01	2024-02-05	212,777	—	$0	712,469	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	F Tax w/h	2024-02-01	2024-02-05	13,979	$19.57	$273.6K	119,323	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	A Award	2024-02-01	2024-02-05	52,000	—	$0	171,323	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	M Exercise	2024-02-01	2024-02-05	5,110	—	$0	133,302	SEC↗
Wolfe Serena	Chief Financial Officer	A Award	2024-02-01	2024-02-05	60,000	—	$0	111,309	SEC↗
Wolfe Serena	Chief Financial Officer	F Tax w/h	2024-02-01	2024-02-05	9,941	$19.57	$194.5K	51,309	SEC↗
Wolfe Serena	Chief Financial Officer	M Exercise	2024-02-01	2024-02-05	3,140	—	$0	61,250	SEC↗
Campbell Steven Francis	President and COO	F Tax w/h	2024-02-01	2024-02-05	13,903	$19.57	$272.1K	76,500	SEC↗
Campbell Steven Francis	President and COO	A Award	2024-02-01	2024-02-05	70,000	—	$0	146,500	SEC↗
Campbell Steven Francis	President and COO	M Exercise	2024-02-01	2024-02-05	5,028	—	$0	90,403	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	M Exercise	2024-01-29	2024-01-31	3,170	—	$0	133,216	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	F Tax w/h	2024-01-29	2024-01-31	5,024	$19.19	$96.4K	128,192	SEC↗
Wolfe Serena	Chief Financial Officer	M Exercise	2024-01-29	2024-01-31	1,463	—	$0	60,429	SEC↗
Wolfe Serena	Chief Financial Officer	F Tax w/h	2024-01-29	2024-01-31	2,319	$19.19	$44.5K	58,110	SEC↗
Campbell Steven Francis	President and COO	F Tax w/h	2024-01-29	2024-01-31	3,478	$19.19	$66.7K	85,375	SEC↗
Campbell Steven Francis	President and COO	M Exercise	2024-01-29	2024-01-31	2,194	—	$0	88,853	SEC↗
Finkelstein David L	CEO and CIO	F Tax w/h	2024-01-29	2024-01-31	15,071	$19.19	$289.2K	538,969	SEC↗
Finkelstein David L	CEO and CIO	M Exercise	2024-01-29	2024-01-31	8,781	—	$0	554,040	SEC↗
Finkelstein David L	CEO and CIO	S Sale	2023-11-06	2023-11-08	50,000	$17.04	$852.0K	545,259	SEC↗
Finkelstein David L	CEO and CIO	F Tax w/h	2023-07-31	2023-08-02	26,235	$20.09	$527.1K	595,259	SEC↗
Finkelstein David L	CEO and CIO	M Exercise	2023-07-31	2023-08-02	15,685	—	$0	621,494	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	F Tax w/h	2023-07-31	2023-08-02	4,843	$20.09	$97.3K	130,046	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	M Exercise	2023-07-31	2023-08-02	3,136	—	$0	134,889	SEC↗
DENAHAN WELLINGTON	Director	M Exercise deriv	2023-05-18	2023-05-19	7,057	—	$0	0	SEC↗
Reeves Eric A.	Director	M Exercise deriv	2023-05-18	2023-05-19	5,293	—	$0	11,197	SEC↗
DENAHAN WELLINGTON	Director	M Exercise	2023-05-18	2023-05-19	7,057	—	$0	256,857	SEC↗
Reeves Eric A.	Director	M Exercise	2023-05-18	2023-05-19	5,293	—	$0	8,568	SEC↗
VOTEK GLENN	Director	A Award deriv	2023-05-17	2023-05-19	8,167	—	$0	18,162	SEC↗
Bovich Francine J.	Director	A Award deriv	2023-05-17	2023-05-19	8,167	—	$0	70,329	SEC↗
Williams Vicki	Director	A Award deriv	2023-05-17	2023-05-19	8,167	—	$0	30,913	SEC↗
Schaefer John H	Director	A Award deriv	2023-05-17	2023-05-19	8,167	—	$0	48,238	SEC↗
Reeves Eric A.	Director	A Award deriv	2023-05-17	2023-05-19	8,167	—	$0	16,490	SEC↗
Laguerre Martin	Director	A Award deriv	2023-05-17	2023-05-19	8,167	—	$0	8,167	SEC↗
Hamilton Thomas Edward	Director	A Award deriv	2023-05-17	2023-05-19	8,167	—	$0	27,698	SEC↗
Hannan Kathy Hopinkah	Director	A Award deriv	2023-05-17	2023-05-19	8,167	—	$0	18,162	SEC↗
HAYLON MICHAEL E	Director	A Award deriv	2023-05-17	2023-05-19	8,167	—	$0	77,831	SEC↗
Finkelstein David L	CEO and CIO	A Award	2023-03-08	2023-03-09	186,934	—	$0	709,183	SEC↗
Finkelstein David L	CEO and CIO	F Tax w/h	2023-03-08	2023-03-09	103,374	$20.37	$2.11M	605,809	SEC↗
Finkelstein David L	CEO and CIO	A Award	2023-02-01	2023-02-02	145,500	—	$0	522,249	SEC↗
Finkelstein David L	CEO and CIO	F Tax w/h	2023-02-01	2023-02-02	24,812	$24.00	$595.5K	376,749	SEC↗
Finkelstein David L	CEO and CIO	M Exercise	2023-02-01	2023-02-02	6,186	—	$0	401,561	SEC↗
Wolfe Serena	Chief Financial Officer	A Award	2023-02-01	2023-02-02	37,109	—	$0	58,966	SEC↗
Wolfe Serena	Chief Financial Officer	M Exercise	2023-02-01	2023-02-02	634	—	$0	24,202	SEC↗
Wolfe Serena	Chief Financial Officer	F Tax w/h	2023-02-01	2023-02-02	2,345	$24.00	$56.3K	21,857	SEC↗
Campbell Steven Francis	President and COO	M Exercise	2023-02-01	2023-02-02	1,520	—	$0	54,189	SEC↗
Campbell Steven Francis	President and COO	F Tax w/h	2023-02-01	2023-02-02	5,628	$24.00	$135.1K	48,561	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	M Exercise	2023-02-01	2023-02-02	1,584	—	$0	100,507	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	A Award	2023-02-01	2023-02-02	37,109	—	$0	131,753	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	F Tax w/h	2023-02-01	2023-02-02	5,863	$24.00	$140.7K	94,644	SEC↗
Campbell Steven Francis	President and COO	A Award	2023-01-31	2023-02-02	38,098	—	$0	86,659	SEC↗
Campbell Steven Francis	President and COO	M Exercise	2023-01-31	2023-02-02	389	—	$0	53,301	SEC↗
Campbell Steven Francis	President and COO	F Tax w/h	2023-01-31	2023-02-02	632	$24.00	$15.2K	52,669	SEC↗
Wolfe Serena	Chief Financial Officer	M Exercise	2023-01-29	2023-01-31	879	—	$0	25,588	SEC↗
Wolfe Serena	Chief Financial Officer	F Tax w/h	2023-01-29	2023-01-31	2,020	$23.47	$47.4K	23,568	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	M Exercise	2023-01-29	2023-01-31	1,904	—	$0	103,300	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	F Tax w/h	2023-01-29	2023-01-31	4,377	$23.47	$102.7K	98,923	SEC↗
Campbell Steven Francis	President and COO	M Exercise	2023-01-29	2023-01-31	1,318	—	$0	55,942	SEC↗
Campbell Steven Francis	President and COO	F Tax w/h	2023-01-29	2023-01-31	3,030	$23.47	$71.1K	52,912	SEC↗
Finkelstein David L	CEO and CIO	F Tax w/h	2023-01-29	2023-01-31	13,130	$23.47	$308.2K	395,375	SEC↗
Finkelstein David L	CEO and CIO	M Exercise	2023-01-29	2023-01-31	5,271	—	$0	408,505	SEC↗
Fallon Katherine Beirne	Director	M Exercise deriv	2022-07-14	2022-07-14	12,186	—	$0	39,063	SEC↗
Fallon Katherine Beirne	Director	M Exercise	2022-07-14	2022-07-14	12,186	—	$0	54,699	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	F Tax w/h	2022-06-30	2022-07-05	16,208	$5.91	$95.8K	405,590	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	M Exercise	2022-06-30	2022-07-05	6,344	—	$0	421,798	SEC↗
Finkelstein David L	CEO and President	F Tax w/h	2022-06-30	2022-07-05	87,790	$5.91	$518.8K	1,612,944	SEC↗
Finkelstein David L	CEO and President	M Exercise	2022-06-30	2022-07-05	31,721	—	$0	1,700,734	SEC↗
Finkelstein David L	CEO and President	P Buy	2022-06-17	2022-06-17	200,000	$5.56	$1.11M	1,669,013	SEC↗
Reeves Eric A.	Director	M Exercise deriv	2022-05-19	2022-05-20	13,101	—	$0	28,739	SEC↗
DENAHAN WELLINGTON	Director	M Exercise deriv	2022-05-19	2022-05-20	17,468	—	$0	24,372	SEC↗
Fallon Katherine Beirne	Director	M Exercise deriv	2022-05-19	2022-05-20	7,804	—	$0	51,249	SEC↗
Reeves Eric A.	Director	M Exercise	2022-05-19	2022-05-20	13,101	—	$0	13,101	SEC↗
DENAHAN WELLINGTON	Director	M Exercise	2022-05-19	2022-05-20	17,468	—	$0	1,050,204	SEC↗
Fallon Katherine Beirne	Director	M Exercise	2022-05-19	2022-05-20	7,804	—	$0	42,513	SEC↗
Hamilton Thomas Edward	Director	A Award deriv	2022-05-18	2022-05-20	24,372	—	$0	78,124	SEC↗
HAYLON MICHAEL E	Director	A Award deriv	2022-05-18	2022-05-20	24,372	—	$0	240,580	SEC↗
Schaefer John H	Director	A Award deriv	2022-05-18	2022-05-20	24,372	—	$0	149,058	SEC↗
Reeves Eric A.	Director	A Award deriv	2022-05-18	2022-05-20	24,372	—	$0	41,840	SEC↗
VOTEK GLENN	Director	A Award deriv	2022-05-18	2022-05-20	24,372	—	$0	39,981	SEC↗
Hannan Kathy Hopinkah	Director	A Award deriv	2022-05-18	2022-05-20	24,372	—	$0	39,981	SEC↗
DENAHAN WELLINGTON	Director	A Award deriv	2022-05-18	2022-05-20	24,372	—	$0	41,840	SEC↗
Fallon Katherine Beirne	Director	A Award deriv	2022-05-18	2022-05-20	24,372	—	$0	59,053	SEC↗
Williams Vicki	Director	A Award deriv	2022-05-18	2022-05-20	24,372	—	$0	90,982	SEC↗
Bovich Francine J.	Director	A Award deriv	2022-05-18	2022-05-20	24,372	—	$0	214,673	SEC↗
Campbell Steven Francis	Chief Operating Officer	A Award	2022-02-01	2022-02-03	114,068	—	$0	218,503	SEC↗
Ertas Ilker	Chief Investment Officer	A Award	2022-02-01	2022-02-03	147,338	—	$0	333,083	SEC↗
Wolfe Serena	Chief Financial Officer	A Award	2022-02-01	2022-02-03	47,528	—	$0	98,840	SEC↗
Coffey Timothy P	Chief Credit Officer	A Award	2022-02-01	2022-02-03	137,832	—	$0	399,501	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	A Award	2022-02-01	2022-02-03	118,821	—	$0	415,454	SEC↗
Finkelstein David L	CEO and President	A Award	2022-02-01	2022-02-03	464,195	—	$0	1,469,013	SEC↗
Ertas Ilker	Chief Investment Officer	F Tax w/h	2022-01-31	2022-02-01	2,183	$7.90	$17.2K	185,745	SEC↗
Ertas Ilker	Chief Investment Officer	M Exercise	2022-01-31	2022-02-01	874	—	$0	187,928	SEC↗
Campbell Steven Francis	Chief Operating Officer	F Tax w/h	2022-01-31	2022-02-01	2,183	$7.90	$17.2K	104,435	SEC↗
Campbell Steven Francis	Chief Operating Officer	M Exercise	2022-01-31	2022-02-01	874	—	$0	106,618	SEC↗
Ertas Ilker	Chief Investment Officer	M Exercise	2022-01-29	2022-02-01	3,328	—	$0	204,470	SEC↗
Ertas Ilker	Chief Investment Officer	F Tax w/h	2022-01-29	2022-02-01	17,416	$7.90	$137.6K	187,054	SEC↗
Coffey Timothy P	Chief Credit Officer	F Tax w/h	2022-01-29	2022-02-01	2,322	$7.90	$18.3K	261,669	SEC↗
Coffey Timothy P	Chief Credit Officer	M Exercise	2022-01-29	2022-02-01	444	—	$0	263,991	SEC↗
Finkelstein David L	CEO and President	M Exercise	2022-01-29	2022-02-01	7,989	—	$0	1,050,098	SEC↗
Finkelstein David L	CEO and President	F Tax w/h	2022-01-29	2022-02-01	45,280	$7.90	$357.7K	1,004,818	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	M Exercise	2022-01-29	2022-02-01	2,885	—	$0	311,727	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	F Tax w/h	2022-01-29	2022-02-01	15,094	$7.90	$119.2K	296,633	SEC↗
Campbell Steven Francis	Chief Operating Officer	F Tax w/h	2022-01-29	2022-02-01	10,450	$7.90	$82.6K	105,744	SEC↗
Campbell Steven Francis	Chief Operating Officer	M Exercise	2022-01-29	2022-02-01	1,998	—	$0	116,194	SEC↗
Wolfe Serena	Chief Financial Officer	F Tax w/h	2022-01-29	2022-02-01	6,966	$7.90	$55.0K	51,312	SEC↗
Wolfe Serena	Chief Financial Officer	M Exercise	2022-01-29	2022-02-01	1,332	—	$0	58,278	SEC↗
Finkelstein David L	CEO and CIO	F Tax w/h	2021-06-30	2021-07-14	75,504	$8.88	$670.5K	1,042,109	SEC↗
Finkelstein David L	CEO and CIO	M Exercise	2021-06-30	2021-07-14	14,840	—	$0	1,117,613	SEC↗
Coffey Timothy P	Chief Credit Officer	F Tax w/h	2021-06-30	2021-07-14	34,737	$8.88	$308.5K	263,547	SEC↗
Coffey Timothy P	Chief Credit Officer	M Exercise	2021-06-30	2021-07-14	7,420	—	$0	298,284	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	M Exercise	2021-06-30	2021-07-14	2,968	—	$0	322,737	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	F Tax w/h	2021-06-30	2021-07-14	13,895	$8.88	$123.4K	308,842	SEC↗
DENAHAN WELLINGTON	Director	M Exercise deriv	2021-05-20	2021-05-21	22,551	—	$0	15,609	SEC↗
Fallon Katherine Beirne	Director	M Exercise deriv	2021-05-20	2021-05-21	11,275	—	$0	34,681	SEC↗
Hannan Kathy Hopinkah	Director	M Exercise deriv	2021-05-20	2021-05-21	22,551	—	$0	15,609	SEC↗
DENAHAN WELLINGTON	Director	M Exercise	2021-05-20	2021-05-21	22,551	—	$0	1,289,379	SEC↗
Fallon Katherine Beirne	Director	M Exercise	2021-05-20	2021-05-21	11,275	—	$0	34,709	SEC↗
Hannan Kathy Hopinkah	Director	M Exercise	2021-05-20	2021-05-21	22,551	—	$0	38,143	SEC↗
DENAHAN WELLINGTON	Director	A Award deriv	2021-05-19	2021-05-21	15,609	—	$0	38,160	SEC↗
Schaefer John H	Director	A Award deriv	2021-05-19	2021-05-21	15,609	—	$0	117,140	SEC↗
Williams Vicki	Director	A Award deriv	2021-05-19	2021-05-21	15,609	—	$0	66,610	SEC↗
Fallon Katherine Beirne	Director	A Award deriv	2021-05-19	2021-05-21	15,609	—	$0	45,956	SEC↗
Hamilton Thomas Edward	Director	A Award deriv	2021-05-19	2021-05-21	15,609	—	$0	53,752	SEC↗
Hannan Kathy Hopinkah	Director	A Award deriv	2021-05-19	2021-05-21	15,609	—	$0	38,160	SEC↗
Bovich Francine J.	Director	A Award deriv	2021-05-19	2021-05-21	15,609	—	$0	170,055	SEC↗
VOTEK GLENN	Director	A Award deriv	2021-05-19	2021-05-21	15,609	—	$0	15,609	SEC↗
Reeves Eric A.	Director	A Award deriv	2021-05-19	2021-05-21	15,609	—	$0	15,609	SEC↗
HAYLON MICHAEL E	Director	A Award deriv	2021-05-19	2021-05-21	15,609	—	$0	193,206	SEC↗
Hamilton Thomas Edward	Director	S Sale	2021-05-03	2021-05-04	80,000	$9.18	$734.4K	0	SEC↗
Campbell Steven Francis	Chief Operating Officer	M Exercise	2021-01-31	2021-02-02	456	—	$0	116,085	SEC↗
Campbell Steven Francis	Chief Operating Officer	F Tax w/h	2021-01-31	2021-02-02	2,115	$8.12	$17.2K	113,970	SEC↗
Ertas Ilker	Head of Securitized Products	F Tax w/h	2021-01-31	2021-02-02	2,115	$8.12	$17.2K	200,916	SEC↗
Ertas Ilker	Head of Securitized Products	M Exercise	2021-01-31	2021-02-02	456	—	$0	203,031	SEC↗
Campbell Steven Francis	Chief Operating Officer	F Tax w/h	2021-01-31	2021-02-11	1,889	$8.12	$15.3K	114,196	SEC↗
Ertas Ilker	Head of Securitized Products	F Tax w/h	2021-01-31	2021-02-11	1,889	$8.12	$15.3K	201,142	SEC↗
Finkelstein David L	CEO and CIO	A Award	2021-01-29	2021-02-02	221,675	—	$0	1,102,773	SEC↗
Wolfe Serena	Chief Financial Officer	A Award	2021-01-29	2021-02-02	36,946	—	$0	56,946	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	A Award	2021-01-29	2021-02-02	80,049	—	$0	319,769	SEC↗
Campbell Steven Francis	Chief Operating Officer	A Award	2021-01-29	2021-02-02	55,419	—	$0	115,629	SEC↗
Coffey Timothy P	Chief Credit Officer	A Award	2021-01-29	2021-02-02	12,315	—	$0	290,864	SEC↗
Ertas Ilker	Head of Securitized Products	A Award	2021-01-29	2021-02-02	92,365	—	$0	202,575	SEC↗
VOTEK GLENN	Director	A Award	2020-09-02	2020-09-04	125,000	$7.40	$925.0K	350,052	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	A Award	2020-06-30	2020-07-01	76,220	—	$0	239,720	SEC↗
Finkelstein David L	CEO and CIO	A Award	2020-06-30	2020-07-01	381,098	—	$0	881,098	SEC↗
Coffey Timothy P	Chief Credit Officer	A Award	2020-06-30	2020-07-01	190,549	—	$0	278,549	SEC↗
Coffey Timothy P	Chief Credit Officer	A Award	2020-06-30	2020-07-01	190,549	—	$0	278,549	SEC↗
Fallon Katherine Beirne	Director	M Exercise deriv	2020-05-22	2020-05-22	7,796	—	$0	30,347	SEC↗
DENAHAN WELLINGTON	Director	M Exercise deriv	2020-05-22	2020-05-22	15,592	—	$0	22,551	SEC↗
Hannan Kathy Hopinkah	Director	M Exercise deriv	2020-05-22	2020-05-22	15,592	—	$0	22,551	SEC↗
Fallon Katherine Beirne	Director	M Exercise	2020-05-22	2020-05-22	7,796	—	$0	23,434	SEC↗
DENAHAN WELLINGTON	Director	M Exercise	2020-05-22	2020-05-22	15,592	—	$0	1,826,864	SEC↗
Hannan Kathy Hopinkah	Director	M Exercise	2020-05-22	2020-05-22	15,592	—	$0	15,592	SEC↗
Williams Vicki	Director	A Award deriv	2020-05-20	2020-05-22	22,551	—	$0	51,001	SEC↗
Fallon Katherine Beirne	Director	A Award deriv	2020-05-20	2020-05-22	22,551	—	$0	38,143	SEC↗
Hamilton Thomas Edward	Director	A Award deriv	2020-05-20	2020-05-22	22,551	—	$0	38,143	SEC↗
DENAHAN WELLINGTON	Director	A Award deriv	2020-05-20	2020-05-22	22,551	—	$0	38,143	SEC↗
Schaefer John H	Director	A Award deriv	2020-05-20	2020-05-22	22,551	—	$0	94,894	SEC↗
Hannan Kathy Hopinkah	Director	A Award deriv	2020-05-20	2020-05-22	22,551	—	$0	38,143	SEC↗
Bovich Francine J.	Director	A Award deriv	2020-05-20	2020-05-22	22,551	—	$0	138,278	SEC↗
HAYLON MICHAEL E	Director	A Award deriv	2020-05-20	2020-05-22	22,551	—	$0	159,005	SEC↗
SEGALAS DONNELL	Director	A Award deriv	2020-05-20	2020-05-22	22,551	—	$0	147,640	SEC↗
Hamilton Thomas Edward	Director	P Buy	2020-05-15	2020-05-15	200,000	$5.96	$1.19M	330,000	SEC↗
Coffey Timothy P	Chief Credit Officer	P Buy	2020-05-12	2020-05-12	50,000	$6.00	$300.0K	88,000	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	P Buy	2020-05-12	2020-05-12	12,500	$5.92	$74.0K	163,500	SEC↗
Finkelstein David L	CEO and CIO	P Buy	2020-05-04	2020-05-04	100,000	$6.03	$603.0K	500,000	SEC↗
Wolfe Serena	Chief Financial Officer	P Buy	2020-05-04	2020-05-04	20,000	$5.99	$119.8K	20,000	SEC↗
VOTEK GLENN	Interim CEO and President	A Award	2020-02-11	2020-02-12	100,100	—	$0	216,811	SEC↗
Schaefer John H	Director	P Buy	2019-11-25	2019-11-26	10,000	$9.21	$92.1K	87,494	SEC↗
Fallon Katherine Beirne	Director	P Buy	2019-06-07	2019-06-10	2,780	$8.97	$24.9K	15,638	SEC↗
Finkelstein David L	Chief Investment Officer	J Other	2019-05-31	2019-05-31	5,525	$25.34	$140.0K	0	SEC↗
Fallon Katherine Beirne	Director	M Exercise deriv	2019-05-23	2019-05-24	12,858	—	$0	15,592	SEC↗
DENAHAN WELLINGTON	Director	M Exercise deriv	2019-05-23	2019-05-24	12,858	—	$0	15,592	SEC↗
Fallon Katherine Beirne	Director	M Exercise	2019-05-23	2019-05-24	12,858	—	$0	12,858	SEC↗
DENAHAN WELLINGTON	Director	M Exercise	2019-05-23	2019-05-24	12,858	—	$0	1,811,272	SEC↗
Williams Vicki	Director	A Award deriv	2019-05-22	2019-05-24	15,592	—	$0	28,450	SEC↗
Hamilton Thomas Edward	Director	A Award deriv	2019-05-22	2019-05-24	15,592	—	$0	15,592	SEC↗
Fallon Katherine Beirne	Director	A Award deriv	2019-05-22	2019-05-24	15,592	—	$0	28,450	SEC↗
HAYLON MICHAEL E	Director	A Award deriv	2019-05-22	2019-05-24	15,592	—	$0	121,275	SEC↗
Bovich Francine J.	Director	A Award deriv	2019-05-22	2019-05-24	15,592	—	$0	102,854	SEC↗
Hannan Kathy Hopinkah	Director	A Award deriv	2019-05-22	2019-05-24	15,592	—	$0	15,592	SEC↗
SEGALAS DONNELL	Director	A Award deriv	2019-05-22	2019-05-24	15,592	—	$0	112,216	SEC↗
GREEN JONATHAN D	Director	A Award deriv	2019-05-22	2019-05-24	15,592	—	$0	121,275	SEC↗
DENAHAN WELLINGTON	Director	A Award deriv	2019-05-22	2019-05-24	15,592	—	$0	28,450	SEC↗
SCHAEFER JOHN H	Director	A Award deriv	2019-05-22	2019-05-24	15,592	—	$0	66,029	SEC↗
Hamilton Thomas Edward	Director	P Buy	2019-05-17	2019-05-20	30,000	$9.47	$284.1K	130,000	SEC↗
Hamilton Thomas Edward	Director	P Buy	2019-05-17	2019-05-20	30,000	$9.47	$284.1K	80,000	SEC↗
Hamilton Thomas Edward	Director	P Buy	2019-05-17	2019-05-20	30,000	$9.47	$284.1K	130,000	SEC↗
Green Anthony C	Chief Corporate Officer, CLO	P Buy	2019-05-14	2019-05-15	50,000	$9.56	$478.0K	151,000	SEC↗
Finkelstein David L	Chief Investment Officer	P Buy	2019-05-13	2019-05-14	100,000	$9.56	$956.0K	400,000	SEC↗
KEYES KEVIN	Chairman, CEO & President	P Buy	2019-05-06	2019-05-07	300,000	$9.62	$2.89M	1,284,779	SEC↗
SCHAEFER JOHN H	Director	M Exercise deriv	2018-05-25	2018-05-25	11,451	—	$0	44,946	SEC↗
SCHAEFER JOHN H	Director	M Exercise	2018-05-25	2018-05-25	11,451	—	$0	77,494	SEC↗
Fallon Katherine Beirne	Director	A Award deriv	2018-05-23	2018-05-25	12,858	—	$0	12,858	SEC↗
Williams Vicki	Director	A Award deriv	2018-05-23	2018-05-25	12,858	—	$0	12,858	SEC↗
SCHAEFER JOHN H	Director	A Award deriv	2018-05-23	2018-05-25	12,858	—	$0	56,397	SEC↗
DENAHAN WELLINGTON	Director	A Award deriv	2018-05-23	2018-05-25	12,858	—	$0	12,858	SEC↗
SEGALAS DONNELL	Director	A Award deriv	2018-05-23	2018-05-25	12,858	—	$0	87,121	SEC↗
HAYLON MICHAEL E	Director	A Award deriv	2018-05-23	2018-05-25	12,858	—	$0	94,175	SEC↗
GREEN JONATHAN D	Director	A Award deriv	2018-05-23	2018-05-25	12,858	—	$0	94,175	SEC↗
Bovich Francine J.	Director	A Award deriv	2018-05-23	2018-05-25	12,858	—	$0	77,759	SEC↗
NORDBERG E WAYNE	Director	A Award deriv	2018-05-23	2018-05-25	12,858	—	$0	94,175	SEC↗
BRADY KEVIN	Director	A Award deriv	2018-05-23	2018-05-25	12,858	—	$0	87,121	SEC↗
Green Anthony C	Chief Legal Officer	P Buy	2018-02-21	2018-02-21	23,150	$10.43	$241.5K	100,900	SEC↗
Green Anthony C	Chief Legal Officer	P Buy	2018-02-21	2018-02-21	100	$10.42	$1.0K	101,000	SEC↗
DENAHAN WELLINGTON	Chairman of Board/Exec. Chai	P Buy	2017-12-07	2017-12-08	125,280	$11.97	$1.50M	1,798,414	SEC↗
VOTEK GLENN	Chief Financial Officer	P Buy	2017-12-01	2017-12-01	24,300	$11.73	$285.0K	91,044	SEC↗
VOTEK GLENN	Chief Financial Officer	P Buy	2017-12-01	2017-12-01	700	$11.73	$8.2K	66,744	SEC↗
SEGALAS DONNELL	Director	P Buy	2017-11-10	2017-11-13	450	$11.32	$5.1K	450	SEC↗
SEGALAS DONNELL	Director	P Buy	2017-11-10	2017-11-13	500	$11.33	$5.7K	500	SEC↗
SEGALAS DONNELL	Director	P Buy	2017-11-10	2017-11-13	450	$11.33	$5.1K	450	SEC↗
SEGALAS DONNELL	Director	P Buy	2017-11-10	2017-11-13	500	$11.32	$5.7K	500	SEC↗
SEGALAS DONNELL	Director	P Buy	2017-11-10	2017-11-13	3,000	$11.34	$34.0K	3,000	SEC↗