OBLN

OBALON THERAPEUTICS INCCIK 1427570 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

—

0 trades · 0 insiders

Open-mkt sales · 90d

—

0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for OBLN PRO

XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%

AI insights for OBLN

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

Upgrade to Pro · $99/year Already Pro? Log in

Daily buy vs sell · 90 days

No data yet.

Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Plovanic William J.	President & CFO	17	$279.3K	$0	2020-09-16
Stevenson Sharon	Director	26	$30.0K	$0	2020-09-16
Fisher Douglas	Director	7	$0	$0	2020-09-16
Kamdar Kim P.	Director	11	$388.5K	$0	2020-09-16
HOWE LESLEY H	Director	10	$25.0K	$0	2020-09-16
DITTAMORE RAYMOND V	Director	8	$0	$0	2020-09-16
Hussainy Nooshin	VP of Finance	14	$20.0K	$0	2020-06-23
Rasdal Andrew P	President, CEO & Exec Chairman	11	$50.0K	$0	2020-06-23
MacDonald Robert J	Chief Retail Officer	6	$20.0K	$0	2020-01-24
VandenBerg Amy	VP of Reg. and Clin. Affairs	17	$10.0K	$0	2020-01-24
Brister Mark	VP of Research and Development	12	$20.0K	$0	2020-01-24
InterWest Management Partners X, LLC	10% Owner	2	$100.0K	$0	2019-08-06
DOMAIN PARTERS VII L P	10% Owner	2	$1.75M	$0	2019-08-06
MOATAZEDI DAVID	Director	6	$0	$0	2019-07-23
MONDORE ROBERT H JR	VP of Operations	3	$0	$0	2019-01-02
Drake Neil	VP Research and Development	16	$19.8K	$0	2019-01-02
Young Donald R	VP of Quality Assurance	6	$0	$0	2019-01-02
Huang Kelly	Pres & Chief Operating Officer	5	$0	$0	2019-01-02
SCHMIDT DAINA	Vice President of Marketing	1	$0	$0	2018-10-08
Wood Todd Michael	Vice President of Sales	2	$0	$0	2018-08-23
Kliman Gilbert H	10% Owner	1	$2.00M	$0	2018-08-23
TREU JESSE I	10% Owner	1	$3.00M	$0	2018-08-23
SHACKNAI JONAH	Director	3	$0	$0	2018-06-13
Norwood Matthew	VP of Sales	3	$15.0K	$0	2018-01-02
Metzner Lisa	VP of Marketing	2	$0	$0	2018-01-02
Johnson Steven Ernest	VP of Operations	3	$0	$0	2017-10-31
Morisey Erin	VP Strategic Partnerships	1	$0	$0	2017-04-30
Desai Keval	10% Owner	6	$0	$0	2016-10-12
DP VII ASSOCIATES LP	10% Owner	4	$0	$0	2016-10-12
DOVEY BRIAN H	10% Owner	6	$0	$0	2016-10-12

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Kamdar Kim P.	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
Kamdar Kim P.	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
Plovanic William J.	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
Plovanic William J.	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
DITTAMORE RAYMOND V	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
DITTAMORE RAYMOND V	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
HOWE LESLEY H	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
HOWE LESLEY H	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
Stevenson Sharon	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
Stevenson Sharon	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
Fisher Douglas	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
Fisher Douglas	Director	A Award deriv	2020-09-16	2020-09-18	27,250	—	$0	27,250	SEC↗
Rasdal Andrew P	President, CEO & Exec Chairm	A Award deriv	2020-06-23	2020-06-25	165,135	—	$0	165,135	SEC↗
Rasdal Andrew P	President, CEO & Exec Chairm	A Award deriv	2020-06-23	2020-06-25	52,865	—	$0	52,865	SEC↗
Hussainy Nooshin	Chief Financial Officer	A Award deriv	2020-06-23	2020-06-25	52,865	—	$0	52,865	SEC↗
Hussainy Nooshin	Chief Financial Officer	A Award deriv	2020-06-23	2020-06-25	165,135	—	$0	165,135	SEC↗
Brister Mark	Chief Technology Officer	A Award deriv	2020-01-24	2020-01-28	110,281	—	$0	110,281	SEC↗
Hussainy Nooshin	Chief Financial Officer	A Award deriv	2020-01-24	2020-01-28	88,225	—	$0	88,225	SEC↗
VandenBerg Amy	Chief Clinical & Reg Officer	A Award deriv	2020-01-24	2020-01-28	88,225	—	$0	88,225	SEC↗
MacDonald Robert J	Chief Retail Officer	A Award deriv	2020-01-24	2020-01-28	88,225	—	$0	88,225	SEC↗
Plovanic William J.	President & CEO	A Award deriv	2020-01-24	2020-01-28	441,125	—	$0	441,125	SEC↗
Plovanic William J.	President & CEO	P Buy	2019-11-12	2019-11-14	65,000	$1.66	$107.9K	106,806	SEC↗
Plovanic William J.	President & CEO	A Award deriv	2019-10-25	2019-10-28	10,000	—	$0	10,000	SEC↗
Hussainy Nooshin	Chief Financial Officer	A Award deriv	2019-10-25	2019-10-28	11,682	—	$0	11,682	SEC↗
Hussainy Nooshin	Chief Financial Officer	A Award deriv	2019-10-25	2019-10-28	9,000	—	$0	9,000	SEC↗
MacDonald Robert J	Chief Retail Officer	A Award deriv	2019-10-25	2019-10-28	11,000	—	$0	11,000	SEC↗
VandenBerg Amy	Chief Clinical & Reg Officer	A Award deriv	2019-10-25	2019-10-28	10,000	—	$0	10,000	SEC↗
VandenBerg Amy	Chief Clinical & Reg Officer	A Award deriv	2019-10-25	2019-10-28	10,000	—	$0	10,000	SEC↗
Brister Mark	Chief Technology Officer	A Award deriv	2019-10-25	2019-10-28	13,000	—	$0	13,000	SEC↗
InterWest Management Partners	10% Owner	P Buy deriv	2019-08-06	2019-08-08	18,750	—	$0	18,750	SEC↗
Stevenson Sharon	Director	P Buy deriv	2019-08-06	2019-08-08	5,625	—	$0	5,625	SEC↗
HOWE LESLEY H	Director	P Buy deriv	2019-08-06	2019-08-08	4,687	—	$0	4,687	SEC↗
VandenBerg Amy	Chief Clinical & Reg Officer	P Buy deriv	2019-08-06	2019-08-08	1,875	—	$0	1,875	SEC↗
Plovanic William J.	President & CFO	P Buy deriv	2019-08-06	2019-08-08	9,375	—	$0	9,375	SEC↗
Rasdal Andrew P	Exec Chairman of the Board	P Buy deriv	2019-08-06	2019-08-08	9,375	—	$0	9,375	SEC↗
Hussainy Nooshin	VP of Finance	P Buy deriv	2019-08-06	2019-08-08	3,750	—	$0	3,750	SEC↗
MacDonald Robert J	Chief Retail Officer	P Buy deriv	2019-08-06	2019-08-08	3,750	—	$0	3,750	SEC↗
Brister Mark	Chief Technology Officer	P Buy deriv	2019-08-06	2019-08-08	3,750	—	$0	3,750	SEC↗
DOMAIN PARTERS VII L P	10% Owner	P Buy deriv	2019-08-06	2019-08-08	187,500	$4.00	$750.0K	187,500	SEC↗
Kamdar Kim P.	Director	P Buy deriv	2019-08-06	2019-08-08	9,375	$4.00	$37.5K	9,375	SEC↗
InterWest Management Partners	10% Owner	P Buy	2019-08-06	2019-08-08	25,000	$4.00	$100.0K	380,224	SEC↗
Stevenson Sharon	Director	P Buy	2019-08-06	2019-08-08	7,500	$4.00	$30.0K	18,061	SEC↗
HOWE LESLEY H	Director	P Buy	2019-08-06	2019-08-08	6,250	$4.00	$25.0K	19,397	SEC↗
VandenBerg Amy	Chief Clinical & Reg Officer	P Buy	2019-08-06	2019-08-08	2,500	$4.00	$10.0K	11,764	SEC↗
Plovanic William J.	President & CFO	P Buy	2019-08-06	2019-08-08	12,500	$4.00	$50.0K	41,806	SEC↗
Rasdal Andrew P	Exec Chairman of the Board	P Buy	2019-08-06	2019-08-08	12,500	$4.00	$50.0K	77,892	SEC↗
Hussainy Nooshin	VP of Finance	P Buy	2019-08-06	2019-08-08	5,000	$4.00	$20.0K	16,340	SEC↗
MacDonald Robert J	Chief Retail Officer	P Buy	2019-08-06	2019-08-08	5,000	$4.00	$20.0K	5,245	SEC↗
Brister Mark	Chief Technology Officer	P Buy	2019-08-06	2019-08-08	5,000	$4.00	$20.0K	38,865	SEC↗
DOMAIN PARTERS VII L P	10% Owner	P Buy	2019-08-06	2019-08-08	250,000	$4.00	$1.00M	813,433	SEC↗
Kamdar Kim P.	Director	P Buy	2019-08-06	2019-08-08	12,500	$4.00	$50.0K	27,148	SEC↗
Hussainy Nooshin	VP of Finance	A Award deriv	2019-07-23	2019-07-25	35,000	—	$0	35,000	SEC↗
Brister Mark	Chief Technology Officer	A Award deriv	2019-07-23	2019-07-25	35,000	—	$0	35,000	SEC↗
MacDonald Robert J	Chief Retail Officer	A Award deriv	2019-07-23	2019-07-25	35,000	—	$0	35,000	SEC↗
Plovanic William J.	President & CFO	A Award deriv	2019-07-23	2019-07-25	300,000	—	$0	300,000	SEC↗
VandenBerg Amy	Chief Clinical & Reg Officer	A Award deriv	2019-07-23	2019-07-25	35,000	—	$0	35,000	SEC↗
Kamdar Kim P.	Director	A Award	2019-07-23	2019-07-25	78,125	—	$0	146,470	SEC↗
Stevenson Sharon	Director	A Award	2019-07-23	2019-07-25	78,125	—	$0	105,597	SEC↗
DITTAMORE RAYMOND V	Director	A Award	2019-07-23	2019-07-25	78,125	—	$0	105,597	SEC↗
Fisher Douglas	Director	A Award	2019-07-23	2019-07-25	78,125	—	$0	78,125	SEC↗
HOWE LESLEY H	Director	A Award	2019-07-23	2019-07-25	78,125	—	$0	131,459	SEC↗
MOATAZEDI DAVID	Director	A Award	2019-07-23	2019-07-25	78,125	—	$0	83,619	SEC↗
MacDonald Robert J	Chief Retail Officer	A Award deriv	2019-05-30	2019-06-03	200,000	—	$0	200,000	SEC↗
MONDORE ROBERT H JR	VP of Operations	A Award deriv	2019-01-02	2019-01-04	35,000	—	$0	35,000	SEC↗
Drake Neil	VP Research and Development	A Award deriv	2019-01-02	2019-01-04	35,000	—	$0	35,000	SEC↗
Huang Kelly	Pres & Chief Executive Offic	A Award deriv	2019-01-02	2019-01-04	300,000	—	$0	300,000	SEC↗
Plovanic William J.	Chief Financial Officer	A Award deriv	2019-01-02	2019-01-04	100,000	—	$0	100,000	SEC↗
VandenBerg Amy	Chief Clinical & Reg Officer	A Award deriv	2019-01-02	2019-01-04	100,000	—	$0	100,000	SEC↗
Hussainy Nooshin	VP of Finance	A Award deriv	2019-01-02	2019-01-04	50,000	—	$0	50,000	SEC↗
Young Donald R	VP of Quality Assurance	A Award deriv	2019-01-02	2019-01-04	35,000	—	$0	35,000	SEC↗
Brister Mark	Chief Technology Officer	A Award deriv	2019-01-02	2019-01-04	100,000	—	$0	100,000	SEC↗
Rasdal Andrew P	Exec Chairman of the Board	A Award	2019-01-02	2019-01-04	86,957	—	$0	653,905	SEC↗
SCHMIDT DAINA	Vice President of Marketing	A Award deriv	2018-10-08	2018-10-16	60,000	—	$0	60,000	SEC↗
Kliman Gilbert H	10% Owner	P Buy	2018-08-23	2018-08-27	1,098,901	$1.82	$2.00M	3,552,239	SEC↗
TREU JESSE I	10% Owner	P Buy	2018-08-23	2018-08-27	1,648,359	$1.82	$3.00M	5,634,329	SEC↗
Kamdar Kim P.	Director	P Buy	2018-08-23	2018-08-27	54,945	$1.82	$100.0K	68,345	SEC↗
MONDORE ROBERT H JR	VP of Operations	A Award	2018-08-23	2018-08-27	13,736	$1.82	$25.0K	13,736	SEC↗
MOATAZEDI DAVID	Director	A Award	2018-08-23	2018-08-27	5,494	$1.82	$10.0K	5,494	SEC↗
DITTAMORE RAYMOND V	Director	A Award	2018-08-23	2018-08-27	27,472	$1.82	$50.0K	27,472	SEC↗
Plovanic William J.	Chief Financial Officer	A Award	2018-08-23	2018-08-27	27,472	$1.82	$50.0K	293,044	SEC↗
Rasdal Andrew P	CEO	A Award	2018-08-23	2018-08-27	109,890	$1.82	$200.0K	566,948	SEC↗
Drake Neil	VP Research and Development	A Award	2018-08-23	2018-08-27	13,736	$1.82	$25.0K	61,267	SEC↗
VandenBerg Amy	VP of Reg. and Clin. Affairs	A Award	2018-08-23	2018-08-27	10,989	$1.82	$20.0K	92,639	SEC↗
Young Donald R	VP of Quality Assurance	A Award	2018-08-23	2018-08-27	2,747	$1.82	$5.0K	24,992	SEC↗
Hussainy Nooshin	VP of Finance	A Award	2018-08-23	2018-08-27	32,967	$1.82	$60.0K	113,387	SEC↗
Brister Mark	Chief Technology Officer	A Award	2018-08-23	2018-08-27	107,142	$1.82	$195.0K	338,634	SEC↗
Huang Kelly	Pres & Chief Operating Offic	A Award	2018-08-23	2018-08-27	54,945	$1.82	$100.0K	119,945	SEC↗
Stevenson Sharon	Director	A Award	2018-08-23	2018-08-27	27,472	$1.82	$50.0K	27,472	SEC↗
HOWE LESLEY H	Director	A Award	2018-08-23	2018-08-27	27,472	$1.82	$50.0K	53,334	SEC↗
Wood Todd Michael	Vice President of Sales	A Award	2018-08-23	2018-08-27	5,494	$1.82	$10.0K	5,494	SEC↗
MOATAZEDI DAVID	Director	A Award deriv	2018-06-13	2018-08-29	81,774	—	$0	81,774	SEC↗
MOATAZEDI DAVID	Director	A Award deriv	2018-06-13	2018-06-14	81,774	—	$0	81,774	SEC↗
DITTAMORE RAYMOND V	Director	A Award deriv	2018-06-13	2018-06-14	81,774	—	$0	81,774	SEC↗
Fisher Douglas	Director	A Award deriv	2018-06-13	2018-06-14	81,774	—	$0	81,774	SEC↗
HOWE LESLEY H	Director	A Award deriv	2018-06-13	2018-06-14	81,774	—	$0	81,774	SEC↗
SHACKNAI JONAH	Director	A Award deriv	2018-06-13	2018-06-14	81,774	—	$0	81,774	SEC↗
Stevenson Sharon	Director	A Award deriv	2018-06-13	2018-06-14	81,774	—	$0	81,774	SEC↗
Kamdar Kim P.	Director	A Award deriv	2018-06-13	2018-06-15	81,774	—	$0	81,774	SEC↗
Plovanic William J.	Chief Financial Officer	A Award	2018-05-15	2018-05-17	45,000	—	$0	45,000	SEC↗
Drake Neil	VP Research and Development	A Award	2018-05-15	2018-05-17	17,938	—	$0	17,938	SEC↗
VandenBerg Amy	VP of Reg. and Clin. Affairs	A Award	2018-05-15	2018-05-17	15,000	—	$0	75,000	SEC↗
Huang Kelly	Chief Operating Officer	A Award	2018-05-15	2018-05-17	65,000	—	$0	65,000	SEC↗
Hussainy Nooshin	VP of Finance	A Award	2018-05-15	2018-05-17	21,875	—	$0	21,875	SEC↗
Young Donald R	VP of Quality Assurance	A Award	2018-05-15	2018-05-17	20,377	—	$0	20,377	SEC↗
Wood Todd Michael	Vice President of Sales	A Award deriv	2018-05-07	2018-05-09	80,000	—	$0	80,000	SEC↗
Brister Mark	Chief Technology Officer	A Award	2018-04-30	2018-05-02	2,622	$3.27	$8.6K	166,492	SEC↗
Drake Neil	VP Research and Development	A Award	2018-04-30	2018-05-02	2,743	$3.27	$9.0K	29,593	SEC↗
Rasdal Andrew P	President & CEO	A Award	2018-04-30	2018-05-02	2,987	$3.27	$9.8K	457,058	SEC↗
MONDORE ROBERT H JR	Other	A Award deriv	2018-04-02	2018-04-04	60,000	—	$0	60,000	SEC↗
Drake Neil	VP Research and Development	P Buy	2018-03-15	2018-03-19	5,000	$3.96	$19.8K	26,850	SEC↗
Plovanic William J.	Chief Financial Officer	P Buy	2018-03-14	2018-03-15	5,300	$4.04	$21.4K	15,000	SEC↗
Plovanic William J.	Chief Financial Officer	P Buy	2018-03-14	2018-03-15	5,412	$4.04	$21.9K	15,000	SEC↗
Plovanic William J.	Chief Financial Officer	P Buy	2018-03-13	2018-03-15	9,588	$4.05	$38.8K	9,588	SEC↗
Plovanic William J.	Chief Financial Officer	P Buy	2018-03-13	2018-03-15	9,700	$4.05	$39.3K	9,700	SEC↗
Drake Neil	VP Research and Development	M Exercise deriv	2018-02-02	2018-02-05	4,310	—	$0	6,034	SEC↗
Drake Neil	VP Research and Development	M Exercise deriv	2018-02-02	2018-02-05	5,746	—	$0	0	SEC↗
Drake Neil	VP Research and Development	M Exercise deriv	2018-02-02	2018-02-05	229	—	$0	0	SEC↗
Drake Neil	VP Research and Development	M Exercise deriv	2018-02-02	2018-02-05	3,641	—	$0	1,083	SEC↗
Drake Neil	VP Research and Development	M Exercise	2018-02-02	2018-02-05	5,746	$1.83	$10.5K	13,899	SEC↗
Drake Neil	VP Research and Development	M Exercise	2018-02-02	2018-02-05	3,641	$0.76	$2.8K	17,540	SEC↗
Drake Neil	VP Research and Development	M Exercise	2018-02-02	2018-02-05	4,310	$1.77	$7.6K	21,850	SEC↗
Drake Neil	VP Research and Development	M Exercise	2018-02-02	2018-02-05	229	$1.31	$300	8,153	SEC↗
VandenBerg Amy	VP of Reg. and Clin. Affairs	M Exercise deriv	2018-01-29	2018-01-30	4,022	—	$0	0	SEC↗
VandenBerg Amy	VP of Reg. and Clin. Affairs	M Exercise deriv	2018-01-29	2018-01-30	1,541	—	$0	0	SEC↗
VandenBerg Amy	VP of Reg. and Clin. Affairs	M Exercise deriv	2018-01-29	2018-01-30	1,087	—	$0	0	SEC↗
VandenBerg Amy	VP of Reg. and Clin. Affairs	M Exercise	2018-01-29	2018-01-30	4,022	$0.87	$3.5K	4,022	SEC↗
VandenBerg Amy	VP of Reg. and Clin. Affairs	M Exercise	2018-01-29	2018-01-30	1,541	$1.31	$2.0K	6,650	SEC↗
VandenBerg Amy	VP of Reg. and Clin. Affairs	M Exercise	2018-01-29	2018-01-30	1,087	$0.87	$946	5,109	SEC↗
Drake Neil	VP Research and Development	A Award deriv	2018-01-02	2018-01-04	35,000	—	$0	35,000	SEC↗
Huang Kelly	Chief Operating Officer	A Award deriv	2018-01-02	2018-01-04	80,000	—	$0	80,000	SEC↗
Plovanic William J.	Chief Financial Officer	A Award deriv	2018-01-02	2018-01-04	100,000	—	$0	100,000	SEC↗
Hussainy Nooshin	VP of Finance	A Award deriv	2018-01-02	2018-01-04	50,000	—	$0	50,000	SEC↗
Young Donald R	VP of Quality Assurance	A Award deriv	2018-01-02	2018-01-04	50,000	—	$0	50,000	SEC↗
Norwood Matthew	VP of Sales	A Award deriv	2018-01-02	2018-01-04	50,000	—	$0	50,000	SEC↗
Rasdal Andrew P	President & CEO	A Award deriv	2018-01-02	2018-01-04	300,000	—	$0	300,000	SEC↗
Metzner Lisa	VP of Marketing	A Award deriv	2018-01-02	2018-01-04	60,000	—	$0	60,000	SEC↗
VandenBerg Amy	VP of Reg. and Clin. Affairs	A Award	2018-01-02	2018-01-04	60,000	—	$0	60,000	SEC↗
Brister Mark	Chief Technology Officer	A Award	2018-01-02	2018-01-04	65,000	—	$0	65,000	SEC↗
Brister Mark	Chief Technology Officer	A Award	2017-10-31	2017-11-02	1,860	$7.17	$13.3K	163,870	SEC↗
Drake Neil	VP Research and Development	A Award	2017-10-31	2017-11-02	1,743	$7.17	$12.5K	7,924	SEC↗
Johnson Steven Ernest	VP of Operations	A Award	2017-10-31	2017-11-02	942	$7.17	$6.8K	1,689	SEC↗
Rasdal Andrew P	President & CEO	A Award	2017-10-31	2017-11-02	808	$7.17	$5.8K	454,071	SEC↗
Hussainy Nooshin	VP of Finance	A Award	2017-10-31	2017-11-02	502	$7.17	$3.6K	58,545	SEC↗
Huang Kelly	Chief Operating Officer	A Award deriv	2017-09-06	2017-09-08	269,230	—	$0	269,230	SEC↗
DITTAMORE RAYMOND V	Director	A Award deriv	2017-06-06	2017-06-16	36,554	—	$0	36,554	SEC↗
MOATAZEDI DAVID	Director	A Award deriv	2017-06-06	2017-06-16	36,554	—	$0	36,554	SEC↗
Fisher Douglas	Director	A Award deriv	2017-06-06	2017-06-16	36,554	—	$0	36,554	SEC↗
HOWE LESLEY H	Director	A Award deriv	2017-06-06	2017-06-16	36,554	—	$0	36,554	SEC↗
Stevenson Sharon	Director	A Award deriv	2017-06-06	2017-06-16	36,554	—	$0	36,554	SEC↗
SHACKNAI JONAH	Director	A Award deriv	2017-06-06	2017-06-19	36,554	—	$0	36,554	SEC↗
Kamdar Kim P.	Director	A Award deriv	2017-06-06	2017-06-19	36,554	—	$0	36,554	SEC↗
Stevenson Sharon	Director	A Award deriv	2017-05-09	2017-05-09	21,000	—	$0	21,000	SEC↗
HOWE LESLEY H	Director	A Award deriv	2017-05-09	2017-05-09	21,000	—	$0	21,000	SEC↗
Fisher Douglas	Director	A Award deriv	2017-05-09	2017-05-09	21,000	—	$0	21,000	SEC↗
DITTAMORE RAYMOND V	Director	A Award deriv	2017-05-09	2017-05-09	21,000	—	$0	21,000	SEC↗
Kamdar Kim P.	Director	A Award deriv	2017-05-09	2017-05-11	21,000	—	$0	21,000	SEC↗
Morisey Erin	VP Strategic Partnerships	A Award	2017-04-30	2017-05-02	1,785	$9.03	$16.1K	1,785	SEC↗
Rasdal Andrew P	President & CEO	A Award	2017-04-30	2017-05-02	2,768	$9.03	$25.0K	453,263	SEC↗
Drake Neil	Director	A Award	2017-04-30	2017-05-02	1,661	$9.03	$15.0K	6,181	SEC↗
Johnson Steven Ernest	VP of Operations	A Award	2017-04-30	2017-05-02	747	$9.03	$6.7K	747	SEC↗
Brister Mark	VP of Research and Developme	A Award	2017-04-30	2017-05-02	1,550	$9.03	$14.0K	162,010	SEC↗
Young Donald R	VP of Quality Assurance	A Award	2017-04-30	2017-05-02	1,868	$9.03	$16.9K	1,868	SEC↗
MOATAZEDI DAVID	Director	A Award deriv	2017-03-13	2017-03-15	59,988	—	$0	59,988	SEC↗
SHACKNAI JONAH	Director	A Award deriv	2017-01-12	2017-01-17	105,128	—	$0	105,128	SEC↗
DITTAMORE RAYMOND V	Director	A Award deriv	2016-11-09	2016-11-14	20,638	—	$0	20,638	SEC↗
HOWE LESLEY H	Director	A Award deriv	2016-11-09	2016-11-14	20,638	—	$0	20,638	SEC↗
Hussainy Nooshin	VP of Finance	A Award deriv	2016-11-09	2016-11-14	40,000	—	$0	40,000	SEC↗
Johnson Steven Ernest	VP of Operations	A Award deriv	2016-11-09	2016-11-14	40,000	—	$0	40,000	SEC↗
Metzner Lisa	VP of Marketing	A Award deriv	2016-11-09	2016-11-14	40,000	—	$0	40,000	SEC↗
Norwood Matthew	VP of Sales	A Award deriv	2016-11-09	2016-11-14	35,000	—	$0	35,000	SEC↗
Plovanic William J.	Chief Financial Officer	A Award deriv	2016-11-09	2016-11-14	55,000	—	$0	55,000	SEC↗
Rasdal Andrew P	President & CEO	A Award deriv	2016-11-09	2016-11-14	300,000	—	$0	300,000	SEC↗
Stevenson Sharon	Director	A Award deriv	2016-11-09	2016-11-14	46,500	—	$0	46,500	SEC↗
VandenBerg Amy	VP of Reg. and Clin. Affairs	A Award deriv	2016-11-09	2016-11-14	30,000	—	$0	30,000	SEC↗
Kamdar Kim P.	Director	A Award deriv	2016-11-09	2016-11-14	46,500	—	$0	46,500	SEC↗
Brister Mark	VP of Research and Developme	A Award deriv	2016-11-09	2016-11-14	90,000	—	$0	90,000	SEC↗
Fisher Douglas	Director	A Award deriv	2016-11-09	2016-11-14	46,500	—	$0	46,500	SEC↗
Young Donald R	VP of Quality Assurance	A Award deriv	2016-11-09	2016-11-14	30,000	—	$0	30,000	SEC↗
Desai Keval	10% Owner	C Conversion deriv	2016-10-12	2016-10-12	464,494	—	$0	0	SEC↗
Desai Keval	10% Owner	C Conversion deriv	2016-10-12	2016-10-12	1,615,041	—	$0	0	SEC↗
Desai Keval	10% Owner	C Conversion deriv	2016-10-12	2016-10-12	373,803	—	$0	0	SEC↗
Stevenson Sharon	Director	C Conversion deriv	2016-10-12	2016-10-12	266,829	—	$0	0	SEC↗
Stevenson Sharon	Director	C Conversion deriv	2016-10-12	2016-10-12	143,677	—	$0	0	SEC↗
Stevenson Sharon	Director	C Conversion deriv	2016-10-12	2016-10-12	40,995	—	$0	0	SEC↗
Stevenson Sharon	Director	C Conversion deriv	2016-10-12	2016-10-12	4,037	—	$0	4,037	SEC↗
Stevenson Sharon	Director	C Conversion deriv	2016-10-12	2016-10-12	4,037	—	$0	0	SEC↗
Stevenson Sharon	Director	C Conversion deriv	2016-10-12	2016-10-12	60,290	—	$0	0	SEC↗
Stevenson Sharon	Director	C Conversion deriv	2016-10-12	2016-10-12	47,629	—	$0	0	SEC↗
Stevenson Sharon	Director	C Conversion deriv	2016-10-12	2016-10-12	119,441	—	$0	0	SEC↗
Stevenson Sharon	Director	C Conversion deriv	2016-10-12	2016-10-12	161,504	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2016-10-12	2016-10-14	597,207	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2016-10-12	2016-10-14	1,206,836	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2016-10-12	2016-10-14	482,326	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2016-10-12	2016-10-14	649,835	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2016-10-12	2016-10-14	836,722	—	$0	0	SEC↗
DP VII ASSOCIATES LP	10% Owner	C Conversion deriv	2016-10-12	2016-10-14	20,583	—	$0	0	SEC↗
DP VII ASSOCIATES LP	10% Owner	C Conversion deriv	2016-10-12	2016-10-14	14,271	—	$0	0	SEC↗
DP VII ASSOCIATES LP	10% Owner	C Conversion deriv	2016-10-12	2016-10-14	11,083	—	$0	0	SEC↗
Desai Keval	10% Owner	C Conversion	2016-10-12	2016-10-12	464,494	—	$0	2,079,535	SEC↗
Desai Keval	10% Owner	C Conversion	2016-10-12	2016-10-12	373,803	—	$0	2,453,338	SEC↗
Desai Keval	10% Owner	C Conversion	2016-10-12	2016-10-12	1,615,041	—	$0	1,615,041	SEC↗
Norwood Matthew	VP of Sales	P Buy	2016-10-12	2016-10-12	1,000	$15.00	$15.0K	1,000	SEC↗
Stevenson Sharon	Director	C Conversion	2016-10-12	2016-10-12	40,995	—	$0	498,604	SEC↗
Stevenson Sharon	Director	C Conversion	2016-10-12	2016-10-12	119,441	—	$0	280,945	SEC↗
Stevenson Sharon	Director	C Conversion	2016-10-12	2016-10-12	161,504	—	$0	161,504	SEC↗
Stevenson Sharon	Director	C Conversion	2016-10-12	2016-10-12	47,629	—	$0	546,233	SEC↗
Stevenson Sharon	Director	C Conversion	2016-10-12	2016-10-12	266,829	—	$0	457,609	SEC↗
Stevenson Sharon	Director	C Conversion	2016-10-12	2016-10-12	190,780	—	$0	190,780	SEC↗
Stevenson Sharon	Director	C Conversion	2016-10-12	2016-10-12	60,290	—	$0	341,235	SEC↗
Kamdar Kim P.	Director	P Buy	2016-10-12	2016-10-14	13,400	$15.00	$201.0K	13,400	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion	2016-10-12	2016-10-14	3,985,970	—	$0	3,985,970	SEC↗
DP VII ASSOCIATES LP	10% Owner	C Conversion	2016-10-12	2016-10-14	49,570	—	$0	49,570	SEC↗