Open-mkt buys · 90d
—
0 trades · 0 insiders
Open-mkt sales · 90d
—
0 trades · 0 insiders
Net · 90d
$0
Insiders on file
34
Daily buy vs sell · 90 days
No data yet.
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| James Andrea S. | Chief Financial Officer | 8 | $345.8K | $0 | 2025-03-26 |
| Riggs Josh | Interim CEO | 8 | $10.0K | $0 | 2025-03-26 |
| Liu James Yang | VP ACCT, Cntlr, Treasurer, PAO | 5 | $0 | $0 | 2025-03-26 |
| SMITH PATRICK W | 10% Owner | 10 | $2.45M | $0 | 2025-02-07 |
| BROADWOOD PARTNERS, L.P. | 10% Owner | 28 | $39.01M | $0 | 2025-02-06 |
| Arno Andrew | Director | 30 | $479.5K | $0 | 2024-12-26 |
| BROADWOOD CAPITAL INC | 10% Owner | 20 | $13.58M | $0 | 2024-10-02 |
| Last Andrew J. | Director | 21 | $17.4K | $0 | 2024-07-01 |
| SILVERMAN LOU | Director | 3 | $0 | $0 | 2024-07-01 |
| Gutfreund John Peter | Other | 9 | $48.0K | $0 | 2023-06-30 |
| KINGSLEY ALFRED D | Director | 31 | $23.3K | $15.4K | 2023-06-23 |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | 32 | $15.95M | $102.8K | 2023-04-05 |
| John Anish M. | SVP, Finance, and Interim CFO | 5 | $0 | $0 | 2023-02-24 |
| Ross Douglas T. | Former CSO. | 12 | $21.0K | $0 | 2022-12-21 |
| Paulsen Gisela | President & COO | 9 | $19.8K | $0 | 2022-12-16 |
| ANDREWS RONALD ASBURY | President & CEO | 37 | $43.07M | $0 | 2022-12-07 |
| Carter Jennifer L. | Director | 7 | $10.0K | $0 | 2022-08-16 |
| GRIFFITH MELINDA | Director | 8 | $10.0K | $0 | 2022-08-16 |
| Redmond Cavan M. | Director | 14 | $47.6K | $0 | 2022-06-24 |
| Yu Li | VP Cntrllr/Prncpl Acctng Offcr | 6 | $0 | $9.3K | 2022-05-18 |
| Kamen Efrem | 10% Owner | 4 | $250.5K | $0 | 2022-04-14 |
| Sundar Padmavathi | SVP, Marketing & Market Access | 5 | $0 | $0 | 2022-03-15 |
| Levine Mitchell S | Chief Financial Officer | 26 | $102.7K | $0 | 2022-03-15 |
| BRADSHER NEAL C | 10% Owner | 10 | $12.38M | $0 | 2021-01-20 |
| Parker Albert P | Chief Operating Officer | 4 | $6.7K | $0 | 2020-12-11 |
| HESTERBERG LYNDAL K. | Sr VP, Research & Development | 6 | $0 | $0 | 2020-12-11 |
| KALAJIAN TONY T | Sr.VP/Chief Accounting Officer | 3 | $26.4K | $0 | 2020-08-03 |
| Lineage Cell Therapeutics, Inc. | Other | 3 | $0 | $16.29M | 2020-01-02 |
| MOHANTY ADITYA P. | Director | 2 | $0 | $0 | 2019-07-17 |
| ANNETT WILLIAM | President and CEO | 6 | $0 | $0 | 2019-03-14 |
| MECHEM KRISTINE C. | VP of Marketing | 4 | $0 | $0 | 2018-06-07 |
| BAILEY DON M | Director | 4 | $0 | $0 | 2017-06-15 |
| CHAPMAN KAREN B. | Vice President of Research | 1 | $0 | $0 | 2016-02-16 |
| WEST MICHAEL D | Director | 1 | $0 | $0 | 2016-02-16 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| Riggs Josh | CEO and President | A Award deriv | 2025-03-26 | 2025-03-28 | 188,679 | — | $0 | 188,679 | SEC↗ |
| Liu James Yang | VP ACCT, Cntlr, Treasurer, P | A Award deriv | 2025-03-26 | 2025-03-28 | 18,867 | — | $0 | 18,867 | SEC↗ |
| Liu James Yang | VP ACCT, Cntlr, Treasurer, P | A Award deriv | 2025-03-26 | 2025-03-28 | 10,000 | — | $0 | 10,000 | SEC↗ |
| James Andrea S. | Chief Financial Officer | A Award deriv | 2025-03-26 | 2025-03-28 | 113,207 | — | $0 | 113,207 | SEC↗ |
| SMITH PATRICK W | 10% Owner | P Buy | 2025-02-07 | 2025-02-11 | 1,077,600 | $2.05 | $2.21M | 2,872,671 | SEC↗ |
| SMITH PATRICK W | 10% Owner | J Other | 2025-02-07 | 2025-02-11 | 385,814 | $2.05 | $790.9K | 3,258,485 | SEC↗ |
| James Andrea S. | Chief Financial Officer | P Buy | 2025-02-07 | 2025-02-11 | 97,561 | $2.05 | $200.0K | 151,231 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2025-02-06 | 2025-02-10 | 4,505,488 | $2.05 | $9.24M | 11,410,100 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2025-02-06 | 2025-02-10 | 660,207 | $2.05 | $1.35M | 6,904,612 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2025-02-06 | 2025-02-10 | 0 | — | $0 | 6,904,612 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2025-02-06 | 2025-02-10 | 0 | — | $0 | 11,410,100 | SEC↗ |
| SMITH PATRICK W | 10% Owner | P Buy | 2025-02-04 | 2025-02-04 | 25 | $2.02 | $51 | 1,795,071 | SEC↗ |
| SMITH PATRICK W | 10% Owner | P Buy | 2025-01-31 | 2025-02-04 | 890 | $2.01 | $1.8K | 1,795,046 | SEC↗ |
| SMITH PATRICK W | 10% Owner | P Buy | 2025-01-30 | 2025-01-31 | 318 | $2.01 | $639 | 1,794,156 | SEC↗ |
| SMITH PATRICK W | 10% Owner | P Buy | 2025-01-29 | 2025-01-31 | 3,880 | $2.01 | $7.8K | 1,793,838 | SEC↗ |
| SMITH PATRICK W | 10% Owner | P Buy | 2025-01-14 | 2025-01-15 | 10,286 | $2.15 | $22.1K | 1,789,958 | SEC↗ |
| SMITH PATRICK W | 10% Owner | P Buy | 2025-01-14 | 2025-01-15 | 100 | $2.08 | $208 | 1,779,672 | SEC↗ |
| SMITH PATRICK W | 10% Owner | P Buy | 2025-01-13 | 2025-01-15 | 5,669 | $2.08 | $11.8K | 1,779,572 | SEC↗ |
| Arno Andrew | Director | P Buy | 2024-12-26 | 2024-12-26 | 12,500 | $2.11 | $26.4K | 81,554 | SEC↗ |
| SMITH PATRICK W | 10% Owner | P Buy | 2024-12-26 | 2024-12-27 | 90,219 | $2.13 | $192.2K | 1,773,903 | SEC↗ |
| James Andrea S. | Chief Financial Officer | P Buy | 2024-12-05 | 2024-12-09 | 20,000 | $2.29 | $45.8K | 53,670 | SEC↗ |
| James Andrea S. | Chief Financial Officer | A Award deriv | 2024-10-11 | 2024-10-15 | 100,000 | — | $0 | 100,000 | SEC↗ |
| James Andrea S. | Chief Financial Officer | A Award deriv | 2024-10-11 | 2024-10-15 | 200,000 | — | $0 | 200,000 | SEC↗ |
| BROADWOOD CAPITAL INC | 10% Owner | P Buy | 2024-10-02 | 2024-10-04 | 1,315,339 | $2.95 | $3.88M | 6,244,405 | SEC↗ |
| BROADWOOD CAPITAL INC | 10% Owner | P Buy | 2024-10-02 | 2024-10-04 | 0 | — | $0 | 6,244,405 | SEC↗ |
| James Andrea S. | Chief Financial Officer | P Buy | 2024-10-02 | 2024-10-04 | 33,670 | $2.97 | $100.0K | 33,670 | SEC↗ |
| SILVERMAN LOU | Director | A Award deriv | 2024-07-01 | 2024-07-03 | 30,000 | — | $0 | 30,000 | SEC↗ |
| Last Andrew J. | Director | A Award deriv | 2024-07-01 | 2024-07-03 | 30,000 | — | $0 | 30,000 | SEC↗ |
| Arno Andrew | Director | A Award deriv | 2024-07-01 | 2024-07-03 | 30,000 | — | $0 | 30,000 | SEC↗ |
| James Andrea S. | Chief Financial Officer | A Award deriv | 2024-06-20 | 2024-06-24 | 200,000 | — | $0 | 200,000 | SEC↗ |
| James Andrea S. | Chief Financial Officer | A Award deriv | 2024-06-20 | 2024-06-24 | 100,000 | — | $0 | 300,000 | SEC↗ |
| Riggs Josh | CEO and President | A Award deriv | 2024-05-20 | 2024-05-22 | 90,000 | — | $0 | 90,000 | SEC↗ |
| Arno Andrew | Director | A Award deriv | 2024-05-20 | 2024-05-22 | 20,000 | — | $0 | 20,000 | SEC↗ |
| Liu James Yang | Sr Dir., Cntlr, PAO, Int PFO | A Award deriv | 2024-05-20 | 2024-05-22 | 10,000 | — | $0 | 10,000 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | J Other deriv | 2024-04-15 | 2024-04-15 | 2,941 | — | $0 | 0 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | J Other deriv | 2024-04-15 | 2024-04-15 | 0 | — | $0 | 0 | SEC↗ |
| Arno Andrew | Director | P Buy | 2024-04-11 | 2024-04-15 | 33,898 | $2.95 | $100.0K | 69,054 | SEC↗ |
| Riggs Josh | CEO and President | P Buy | 2024-04-11 | 2024-04-15 | 3,390 | $2.95 | $10.0K | 3,505 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2024-04-11 | 2024-04-15 | 0 | — | $0 | 4,929,066 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2024-04-11 | 2024-04-15 | 2,420,000 | $2.92 | $7.07M | 4,929,066 | SEC↗ |
| Liu James Yang | Sr Dir Controller PAO Int PF | A Award deriv | 2023-10-10 | 2023-10-12 | 8,482 | — | $0 | 8,482 | SEC↗ |
| Riggs Josh | CEO and President | A Award deriv | 2023-08-15 | 2023-08-17 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Gutfreund John Peter | Other | J Other deriv | 2023-06-30 | 2023-07-03 | 3,564,728 | — | $0 | 0 | SEC↗ |
| Gutfreund John Peter | Other | J Other | 2023-06-30 | 2023-07-03 | 3,085,047 | — | $0 | 0 | SEC↗ |
| SILVERMAN LOU | Director | A Award deriv | 2023-06-23 | 2023-06-27 | 112,500 | — | $0 | 112,500 | SEC↗ |
| KINGSLEY ALFRED D | Director | A Award deriv | 2023-06-23 | 2023-06-27 | 90,000 | — | $0 | 90,000 | SEC↗ |
| Arno Andrew | Director | A Award deriv | 2023-06-23 | 2023-06-27 | 135,000 | — | $0 | 135,000 | SEC↗ |
| Last Andrew J. | Director | A Award deriv | 2023-06-23 | 2023-06-27 | 90,000 | — | $0 | 90,000 | SEC↗ |
| SILVERMAN LOU | Director | A Award | 2023-06-23 | 2023-06-27 | 25,000 | — | $0 | 31,270 | SEC↗ |
| KINGSLEY ALFRED D | Director | A Award | 2023-06-23 | 2023-06-27 | 20,000 | — | $0 | 489,111 | SEC↗ |
| Arno Andrew | Director | A Award | 2023-06-23 | 2023-06-27 | 30,000 | — | $0 | 703,133 | SEC↗ |
| Last Andrew J. | Director | A Award | 2023-06-23 | 2023-06-27 | 20,000 | — | $0 | 90,170 | SEC↗ |
| KINGSLEY ALFRED D | Director | P Buy | 2023-06-14 | 2023-06-15 | 30,000 | $0.21 | $6.3K | 469,111 | SEC↗ |
| Riggs Josh | CEO and President | A Award deriv | 2023-06-09 | 2023-06-13 | 800,000 | — | $0 | 800,000 | SEC↗ |
| Riggs Josh | CEO and President | A Award deriv | 2023-06-09 | 2023-06-13 | 350,000 | — | $0 | 350,000 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2023-04-05 | 2023-04-07 | 663,000 | $0.30 | $198.9K | 8,090,202 | SEC↗ |
| Gutfreund John Peter | Director | D To issuer deriv | 2023-04-03 | 2023-04-05 | 588 | — | $0 | 0 | SEC↗ |
| Arno Andrew | Director | A Award | 2023-04-03 | 2023-04-05 | 141,084 | $0.35 | $49.4K | 156,084 | SEC↗ |
| Arno Andrew | Director | A Award | 2023-04-03 | 2023-04-05 | 141,084 | $0.35 | $49.4K | 156,084 | SEC↗ |
| Arno Andrew | Director | A Award | 2023-04-03 | 2023-04-05 | 141,084 | $0.35 | $49.4K | 673,133 | SEC↗ |
| Gutfreund John Peter | Director | A Award | 2023-04-03 | 2023-04-05 | 705,000 | $0.35 | $246.7K | 715,000 | SEC↗ |
| Gutfreund John Peter | Director | A Award | 2023-04-03 | 2023-04-05 | 1,000,000 | $0.35 | $350.0K | 1,075,000 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2023-04-03 | 2023-04-05 | 26,827,638 | $0.30 | $8.05M | 50,181,335 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2023-04-03 | 2023-04-05 | 0 | — | $0 | 50,181,335 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | J Other deriv | 2023-03-06 | 2023-04-18 | 440,964 | — | $0 | 517,245 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | J Other | 2023-03-06 | 2023-04-18 | 3,890,111 | — | $0 | 4,589,571 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | J Other | 2023-03-06 | 2023-03-08 | 3,890,111 | — | $0 | 4,589,571 | SEC↗ |
| John Anish M. | Chief Financial Officer | A Award deriv | 2023-02-24 | 2023-02-28 | 121,381 | — | $0 | 121,381 | SEC↗ |
| Riggs Josh | CEO | A Award deriv | 2023-02-24 | 2023-02-28 | 116,426 | — | $0 | 116,426 | SEC↗ |
| John Anish M. | Chief Financial Officer | A Award deriv | 2023-01-17 | 2023-01-19 | 250,466 | — | $0 | 250,466 | SEC↗ |
| Liu James Yang | Controller, PAO | A Award deriv | 2023-01-17 | 2023-01-19 | 57,065 | — | $0 | 57,065 | SEC↗ |
| Riggs Josh | Interim CEO | A Award deriv | 2023-01-17 | 2023-01-19 | 257,485 | — | $0 | 257,485 | SEC↗ |
| Arno Andrew | Director | P Buy | 2022-12-23 | 2022-12-28 | 250,000 | $0.35 | $87.5K | 532,049 | SEC↗ |
| Gutfreund John Peter | Director | P Buy | 2022-12-23 | 2022-12-28 | 75,000 | $0.33 | $24.8K | 75,000 | SEC↗ |
| KINGSLEY ALFRED D | Director | P Buy | 2022-12-22 | 2022-12-27 | 25,000 | $0.29 | $7.2K | 439,111 | SEC↗ |
| Ross Douglas T. | Former CSO | A Award | 2022-12-21 | 2022-12-22 | 213,797 | — | $0 | 234,114 | SEC↗ |
| Paulsen Gisela | Former President and COO | D To issuer deriv | 2022-12-16 | 2022-12-20 | 171,875 | — | $0 | 203,125 | SEC↗ |
| Paulsen Gisela | Former President and COO | D To issuer deriv | 2022-12-16 | 2022-12-20 | 125,000 | — | $0 | 0 | SEC↗ |
| Paulsen Gisela | Former President and COO | D To issuer deriv | 2022-12-16 | 2022-12-20 | 70,313 | — | $0 | 54,687 | SEC↗ |
| Ross Douglas T. | Former CSO. | D To issuer deriv | 2022-12-16 | 2022-12-20 | 100,000 | — | $0 | 0 | SEC↗ |
| Ross Douglas T. | Former CSO. | D To issuer deriv | 2022-12-16 | 2022-12-20 | 83,334 | — | $0 | 166,666 | SEC↗ |
| Ross Douglas T. | Former CSO. | D To issuer deriv | 2022-12-16 | 2022-12-20 | 143,438 | — | $0 | 111,562 | SEC↗ |
| Ross Douglas T. | Former CSO. | D To issuer deriv | 2022-12-16 | 2022-12-20 | 100,000 | — | $0 | 0 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | A Award deriv | 2022-12-07 | 2022-12-09 | 50,000 | — | $0 | 50,000 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | D To issuer deriv | 2022-12-01 | 2022-12-09 | 45,000 | — | $0 | 0 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | D To issuer deriv | 2022-12-01 | 2022-12-09 | 250,000 | — | $0 | 250,000 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | D To issuer deriv | 2022-12-01 | 2022-12-09 | 35,000 | — | $0 | 0 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | D To issuer deriv | 2022-12-01 | 2022-12-09 | 93,750 | — | $0 | 281,250 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | D To issuer deriv | 2022-12-01 | 2022-12-09 | 950,000 | — | $0 | 0 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | D To issuer deriv | 2022-12-01 | 2022-12-09 | 50,000 | — | $0 | 0 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | D To issuer deriv | 2022-12-01 | 2022-12-09 | 20,000 | — | $0 | 0 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | D To issuer deriv | 2022-12-01 | 2022-12-09 | 500,000 | — | $0 | 0 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | D To issuer deriv | 2022-12-01 | 2022-12-09 | 300,000 | — | $0 | 0 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | M Exercise deriv | 2022-12-01 | 2022-12-09 | 250,000 | — | $0 | 0 | SEC↗ |
| ANDREWS RONALD ASBURY | Former CEO | M Exercise | 2022-12-01 | 2022-12-09 | 250,000 | — | $0 | 583,212 | SEC↗ |
| Paulsen Gisela | Former President and COO | D To issuer | 2022-12-01 | 2022-12-20 | 175,000 | — | $0 | 366,500 | SEC↗ |
| Ross Douglas T. | Former CSO. | D To issuer | 2022-12-01 | 2022-12-20 | 150,000 | — | $0 | 20,317 | SEC↗ |
| Arno Andrew | Director | P Buy | 2022-08-17 | 2022-08-19 | 7,500 | $0.90 | $6.8K | 15,000 | SEC↗ |
| Arno Andrew | Director | P Buy | 2022-08-17 | 2022-08-19 | 7,500 | $0.90 | $6.8K | 15,000 | SEC↗ |
| Last Andrew J. | Director | P Buy | 2022-08-17 | 2022-08-19 | 20,000 | $0.87 | $17.4K | 70,170 | SEC↗ |
| Arno Andrew | Director | P Buy | 2022-08-16 | 2022-08-17 | 115,523 | $0.97 | $112.1K | 282,049 | SEC↗ |
| Carter Jennifer L. | Director | P Buy | 2022-08-16 | 2022-08-17 | 10,500 | $0.95 | $10.0K | 30,500 | SEC↗ |
| GRIFFITH MELINDA | Director | P Buy | 2022-08-16 | 2022-08-17 | 10,000 | $1.00 | $10.0K | 30,000 | SEC↗ |
| ANDREWS RONALD ASBURY | President & CEO | P Buy | 2022-08-16 | 2022-08-18 | 40,000 | $0.96 | $38.4K | 333,212 | SEC↗ |
| Arno Andrew | Director | A Award deriv | 2022-08-15 | 2022-08-17 | 45,000 | — | $0 | 45,000 | SEC↗ |
| Carter Jennifer L. | Director | A Award deriv | 2022-08-15 | 2022-08-17 | 45,000 | — | $0 | 45,000 | SEC↗ |
| GRIFFITH MELINDA | Director | A Award deriv | 2022-08-15 | 2022-08-17 | 45,000 | — | $0 | 45,000 | SEC↗ |
| Gutfreund John Peter | Director | A Award deriv | 2022-08-15 | 2022-08-17 | 45,000 | — | $0 | 45,000 | SEC↗ |
| John Anish M. | Chief Financial Officer | A Award deriv | 2022-08-15 | 2022-08-17 | 100,000 | — | $0 | 100,000 | SEC↗ |
| KINGSLEY ALFRED D | Director | A Award deriv | 2022-08-15 | 2022-08-17 | 45,000 | — | $0 | 45,000 | SEC↗ |
| Last Andrew J. | Director | A Award deriv | 2022-08-15 | 2022-08-17 | 45,000 | — | $0 | 45,000 | SEC↗ |
| Arno Andrew | Director | A Award | 2022-08-15 | 2022-08-17 | 10,000 | — | $0 | 132,049 | SEC↗ |
| Arno Andrew | Director | P Buy | 2022-08-15 | 2022-08-17 | 34,477 | $0.93 | $32.1K | 166,526 | SEC↗ |
| Carter Jennifer L. | Director | A Award | 2022-08-15 | 2022-08-17 | 10,000 | — | $0 | 20,000 | SEC↗ |
| GRIFFITH MELINDA | Director | A Award | 2022-08-15 | 2022-08-17 | 10,000 | — | $0 | 20,000 | SEC↗ |
| Gutfreund John Peter | Director | P Buy | 2022-08-15 | 2022-08-17 | 25,000 | $0.93 | $23.3K | 25,000 | SEC↗ |
| Gutfreund John Peter | Director | A Award | 2022-08-15 | 2022-08-17 | 10,000 | — | $0 | 10,000 | SEC↗ |
| John Anish M. | Chief Financial Officer | A Award | 2022-08-15 | 2022-08-17 | 150,000 | — | $0 | 150,000 | SEC↗ |
| KINGSLEY ALFRED D | Director | P Buy | 2022-08-15 | 2022-08-17 | 5,000 | $0.97 | $4.8K | 409,111 | SEC↗ |
| KINGSLEY ALFRED D | Director | P Buy | 2022-08-15 | 2022-08-17 | 5,000 | $0.97 | $4.8K | 414,111 | SEC↗ |
| KINGSLEY ALFRED D | Director | A Award | 2022-08-15 | 2022-08-17 | 10,000 | — | $0 | 404,111 | SEC↗ |
| Last Andrew J. | Director | A Award | 2022-08-15 | 2022-08-17 | 10,000 | — | $0 | 50,170 | SEC↗ |
| Paulsen Gisela | President & COO | A Award | 2022-08-15 | 2022-08-17 | 175,000 | — | $0 | 191,500 | SEC↗ |
| Paulsen Gisela | President & COO | A Award | 2022-08-15 | 2022-08-17 | 350,000 | — | $0 | 541,500 | SEC↗ |
| Ross Douglas T. | Chief Scientific Officer | A Award | 2022-08-15 | 2022-08-17 | 150,000 | — | $0 | 170,317 | SEC↗ |
| KINGSLEY ALFRED D | Director | M Exercise deriv | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 0 | SEC↗ |
| Arno Andrew | Director | M Exercise deriv | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 0 | SEC↗ |
| Last Andrew J. | Director | M Exercise deriv | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 0 | SEC↗ |
| GRIFFITH MELINDA | Director | M Exercise deriv | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 0 | SEC↗ |
| Carter Jennifer L. | Director | M Exercise deriv | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 0 | SEC↗ |
| Redmond Cavan M. | Director | M Exercise deriv | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 0 | SEC↗ |
| KINGSLEY ALFRED D | Director | M Exercise | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 394,111 | SEC↗ |
| Arno Andrew | Director | M Exercise | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 122,049 | SEC↗ |
| Last Andrew J. | Director | M Exercise | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 40,170 | SEC↗ |
| GRIFFITH MELINDA | Director | M Exercise | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Carter Jennifer L. | Director | M Exercise | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Redmond Cavan M. | Director | M Exercise | 2022-06-24 | 2022-07-19 | 10,000 | — | $0 | 120,863 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | S Sale | 2022-06-24 | 2022-06-28 | 40,464 | $1.03 | $41.7K | 8,479,682 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | S Sale | 2022-06-24 | 2022-06-28 | 35,441 | $1.03 | $36.5K | 7,427,202 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | S Sale | 2022-06-24 | 2022-06-28 | 10,964 | $1.05 | $11.5K | 7,462,643 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | S Sale | 2022-06-24 | 2022-06-28 | 12,517 | $1.05 | $13.1K | 8,520,146 | SEC↗ |
| John Anish M. | SVP, Finance, and Interim CF | A Award deriv | 2022-06-01 | 2022-06-15 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Yu Li | VP Cntrllr/Prncpl Acctng Off | M Exercise deriv | 2022-05-18 | 2022-05-19 | 25,000 | — | $0 | 25,000 | SEC↗ |
| Yu Li | VP Cntrllr/Prncpl Acctng Off | S Sale | 2022-05-18 | 2022-05-19 | 8,128 | $1.14 | $9.3K | 16,872 | SEC↗ |
| Yu Li | VP Cntrllr/Prncpl Acctng Off | M Exercise | 2022-05-18 | 2022-05-19 | 25,000 | — | $0 | 25,000 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | A Award deriv | 2022-04-14 | 2022-04-15 | 6,003,752 | — | $0 | 6,003,752 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | A Award deriv | 2022-04-14 | 2022-04-15 | 0 | — | $0 | 6,003,752 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy deriv | 2022-04-14 | 2022-04-18 | 690,719 | — | $0 | 690,719 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy deriv | 2022-04-14 | 2022-04-18 | 383,976 | — | $0 | 383,976 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy deriv | 2022-04-14 | 2022-04-18 | 832,949 | — | $0 | 832,949 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy deriv | 2022-04-14 | 2022-04-18 | 958,209 | — | $0 | 958,209 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy deriv | 2022-04-14 | 2022-04-29 | 958,209 | — | $0 | 958,209 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy deriv | 2022-04-14 | 2022-04-29 | 832,949 | — | $0 | 832,949 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy deriv | 2022-04-14 | 2022-04-29 | 383,976 | — | $0 | 383,976 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy deriv | 2022-04-14 | 2022-04-29 | 690,719 | — | $0 | 690,719 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2022-04-14 | 2022-04-15 | 6,003,752 | $1.33 | $7.98M | 23,353,697 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2022-04-14 | 2022-04-15 | 0 | — | $0 | 23,353,697 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-18 | 1,381,438 | $1.33 | $1.84M | 1,381,438 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-18 | 767,952 | $1.33 | $1.02M | 767,952 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-18 | 1,665,898 | $1.33 | $2.22M | 7,350,447 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-18 | 30,790 | $1.23 | $37.9K | 7,381,237 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-18 | 92,370 | $1.26 | $116.4K | 7,473,607 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-18 | 1,916,419 | $1.33 | $2.55M | 8,455,823 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-18 | 57,630 | $1.26 | $72.6K | 8,532,663 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-18 | 19,210 | $1.23 | $23.6K | 8,475,033 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-29 | 767,952 | $1.33 | $1.02M | 767,952 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-29 | 19,210 | $1.23 | $23.6K | 8,475,033 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-29 | 57,630 | $1.26 | $72.6K | 8,532,663 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-29 | 1,381,438 | $1.33 | $1.84M | 1,381,438 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-29 | 1,665,898 | $1.33 | $2.22M | 7,350,447 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-29 | 30,790 | $1.23 | $37.9K | 7,381,237 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-29 | 92,370 | $1.26 | $116.4K | 7,473,607 | SEC↗ |
| PURA VIDA INVESTMENTS, LLC | 10% Owner | P Buy | 2022-04-14 | 2022-04-29 | 1,916,419 | $1.33 | $2.55M | 8,455,823 | SEC↗ |
| Kamen Efrem | 10% Owner | P Buy | 2022-04-14 | 2022-06-28 | 19,210 | $1.23 | $23.6K | 8,475,033 | SEC↗ |
| Kamen Efrem | 10% Owner | P Buy | 2022-04-14 | 2022-06-28 | 57,630 | $1.26 | $72.6K | 8,532,663 | SEC↗ |
| Kamen Efrem | 10% Owner | P Buy | 2022-04-14 | 2022-06-28 | 92,370 | $1.26 | $116.4K | 7,473,607 | SEC↗ |
| Kamen Efrem | 10% Owner | P Buy | 2022-04-14 | 2022-06-28 | 30,790 | $1.23 | $37.9K | 7,381,237 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | A Award deriv | 2022-04-13 | 2022-04-15 | 0 | — | $0 | 5,882 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | A Award deriv | 2022-04-13 | 2022-04-15 | 5,882 | — | $0 | 5,882 | SEC↗ |
| Ross Douglas T. | Chief Scientific Officer | P Buy | 2022-03-25 | 2022-03-28 | 15,000 | $1.40 | $21.0K | 20,317 | SEC↗ |
| Paulsen Gisela | Chief Operating Officer | P Buy | 2022-03-17 | 2022-03-17 | 16,500 | $1.20 | $19.8K | 16,500 | SEC↗ |
| Redmond Cavan M. | Director | P Buy | 2022-03-16 | 2022-03-16 | 40,000 | $1.19 | $47.6K | 110,863 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | P Buy | 2022-03-16 | 2022-03-17 | 50,000 | $1.28 | $64.0K | 293,212 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 87,500 | — | $0 | 87,500 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 87,500 | — | $0 | 87,500 | SEC↗ |
| Sundar Padmavathi | Chief Commercial Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 87,500 | — | $0 | 87,500 | SEC↗ |
| Sundar Padmavathi | Chief Commercial Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 87,500 | — | $0 | 87,500 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 300,000 | — | $0 | 300,000 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 500,000 | — | $0 | 500,000 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 35,000 | — | $0 | 35,000 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 375,000 | — | $0 | 375,000 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 200,000 | — | $0 | 200,000 | SEC↗ |
| Paulsen Gisela | Chief Operating Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 125,000 | — | $0 | 125,000 | SEC↗ |
| Paulsen Gisela | Chief Operating Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 125,000 | — | $0 | 125,000 | SEC↗ |
| Ross Douglas T. | Chief Scientific Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Ross Douglas T. | Chief Scientific Officer | A Award deriv | 2022-03-15 | 2022-03-17 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Yu Li | VP Cntrllr/Prncpl Acctng Off | A Award deriv | 2022-03-15 | 2022-03-17 | 37,500 | — | $0 | 37,500 | SEC↗ |
| Yu Li | VP Cntrllr/Prncpl Acctng Off | A Award deriv | 2022-03-15 | 2022-03-17 | 37,500 | — | $0 | 37,500 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | P Buy | 2022-03-15 | 2022-03-15 | 25,000 | $1.17 | $29.3K | 87,080 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | X Exercise deriv | 2021-09-23 | 2021-09-24 | 573,461 | — | $0 | 0 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | A Award deriv | 2021-09-23 | 2021-09-24 | 573,461 | — | $0 | 573,461 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | A Award deriv | 2021-09-23 | 2021-09-24 | 0 | — | $0 | 573,461 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | D To issuer deriv | 2021-09-23 | 2021-09-24 | 573,461 | — | $0 | 0 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | D To issuer deriv | 2021-09-23 | 2021-09-24 | 0 | — | $0 | 0 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | X Exercise deriv | 2021-09-23 | 2021-09-24 | 0 | — | $0 | 0 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | X Exercise | 2021-09-23 | 2021-09-24 | 0 | — | $0 | 17,349,945 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | X Exercise | 2021-09-23 | 2021-09-24 | 573,461 | $3.15 | $1.81M | 17,349,945 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | M Exercise deriv | 2021-07-01 | 2021-07-02 | 65,000 | — | $0 | 0 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | M Exercise | 2021-07-01 | 2021-07-02 | 65,000 | — | $0 | 259,046 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | F Tax w/h | 2021-07-01 | 2021-07-02 | 15,834 | — | $0 | 243,212 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | F Tax w/h | 2021-06-30 | 2021-07-02 | 25,873 | — | $0 | 194,046 | SEC↗ |
| Yu Li | VP Cntrllr/Prncpl Acctng Off | A Award deriv | 2021-06-24 | 2021-10-14 | 160,000 | — | $0 | 160,000 | SEC↗ |
| Arno Andrew | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Arno Andrew | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 45,000 | — | $0 | 45,000 | SEC↗ |
| GRIFFITH MELINDA | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 10,000 | — | $0 | 10,000 | SEC↗ |
| GRIFFITH MELINDA | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 45,000 | — | $0 | 45,000 | SEC↗ |
| KINGSLEY ALFRED D | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 45,000 | — | $0 | 45,000 | SEC↗ |
| KINGSLEY ALFRED D | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Last Andrew J. | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 45,000 | — | $0 | 45,000 | SEC↗ |
| Last Andrew J. | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Carter Jennifer L. | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 45,000 | — | $0 | 45,000 | SEC↗ |
| Carter Jennifer L. | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Redmond Cavan M. | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 45,000 | — | $0 | 45,000 | SEC↗ |
| Redmond Cavan M. | Director | A Award deriv | 2021-06-24 | 2021-06-28 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Last Andrew J. | Director | X Exercise deriv | 2021-06-11 | 2021-06-14 | 6,993 | — | $0 | 0 | SEC↗ |
| Last Andrew J. | Director | X Exercise | 2021-06-11 | 2021-06-14 | 6,993 | $3.00 | $21.0K | 30,170 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | M Exercise deriv | 2021-05-07 | 2021-07-02 | 106,221 | — | $0 | 0 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | M Exercise | 2021-05-07 | 2021-07-02 | 106,221 | — | $0 | 219,919 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | M Exercise deriv | 2021-04-28 | 2021-04-30 | 20,000 | — | $0 | 0 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | M Exercise | 2021-04-28 | 2021-04-30 | 20,000 | — | $0 | 66,700 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | F Tax w/h | 2021-04-28 | 2021-04-30 | 4,620 | — | $0 | 62,080 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | P Buy | 2021-03-19 | 2021-03-22 | 11,000 | $4.79 | $52.7K | 113,698 | SEC↗ |
| Ross Douglas T. | Chief Medical Officer | A Award deriv | 2021-02-25 | 2021-03-01 | 255,000 | $5.34 | $1.36M | 255,000 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | A Award deriv | 2021-02-25 | 2021-03-01 | 500,000 | $5.34 | $2.67M | 500,000 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | A Award deriv | 2021-02-25 | 2021-03-01 | 255,000 | $5.34 | $1.36M | 255,000 | SEC↗ |
| Sundar Padmavathi | Chief Commercial Officer | A Award deriv | 2021-02-25 | 2021-03-01 | 255,000 | $5.34 | $1.36M | 255,000 | SEC↗ |
| BROADWOOD CAPITAL INC | 10% Owner | P Buy | 2021-02-05 | 2021-02-09 | 0 | — | $0 | 16,776,484 | SEC↗ |
| BROADWOOD CAPITAL INC | 10% Owner | P Buy | 2021-02-05 | 2021-02-09 | 600,000 | $4.50 | $2.70M | 16,776,484 | SEC↗ |
| BRADSHER NEAL C | 10% Owner | P Buy | 2021-01-20 | 2021-01-22 | 1,460,280 | $3.42 | $4.99M | 16,176,484 | SEC↗ |
| BRADSHER NEAL C | 10% Owner | P Buy | 2021-01-20 | 2021-01-22 | 0 | — | $0 | 16,176,484 | SEC↗ |
| KINGSLEY ALFRED D | Director | M Exercise deriv | 2020-12-28 | 2020-12-28 | 65,271 | $1.34 | $87.5K | 0 | SEC↗ |
| KINGSLEY ALFRED D | Director | M Exercise | 2020-12-28 | 2020-12-28 | 65,271 | $1.34 | $87.5K | 384,111 | SEC↗ |
| KINGSLEY ALFRED D | Director | M Exercise deriv | 2020-12-23 | 2020-12-28 | 1,237 | $1.34 | $1.7K | 65,271 | SEC↗ |
| KINGSLEY ALFRED D | Director | M Exercise | 2020-12-23 | 2020-12-28 | 1,237 | $1.34 | $1.7K | 319,740 | SEC↗ |
| KINGSLEY ALFRED D | Director | S Sale | 2020-12-23 | 2020-12-28 | 900 | $2.55 | $2.3K | 318,840 | SEC↗ |
| KINGSLEY ALFRED D | Director | M Exercise deriv | 2020-12-22 | 2020-12-23 | 10,516 | $1.34 | $14.1K | 66,508 | SEC↗ |
| KINGSLEY ALFRED D | Director | M Exercise | 2020-12-22 | 2020-12-23 | 10,516 | $1.34 | $14.1K | 326,155 | SEC↗ |
| KINGSLEY ALFRED D | Director | S Sale | 2020-12-22 | 2020-12-23 | 7,652 | — | $0 | 318,503 | SEC↗ |
| KINGSLEY ALFRED D | Director | M Exercise deriv | 2020-12-21 | 2020-12-23 | 47,976 | $1.34 | $64.3K | 77,024 | SEC↗ |
| KINGSLEY ALFRED D | Director | S Sale | 2020-12-21 | 2020-12-23 | 5,148 | $2.54 | $13.1K | 315,639 | SEC↗ |
| KINGSLEY ALFRED D | Director | S Sale | 2020-12-21 | 2020-12-23 | 30,000 | — | $0 | 320,787 | SEC↗ |
| KINGSLEY ALFRED D | Director | M Exercise | 2020-12-21 | 2020-12-23 | 47,976 | $1.34 | $64.3K | 350,787 | SEC↗ |
| Levine Mitchell S | CFO | A Award | 2020-12-11 | 2020-12-15 | 10,121 | — | $0 | 46,700 | SEC↗ |
| Director | A Award | 2020-12-11 | 2020-12-15 | 5,909 | — | $0 | 302,811 | SEC↗ | |
| Redmond Cavan M. | Director | A Award | 2020-12-11 | 2020-12-15 | 18,416 | — | $0 | 70,863 | SEC↗ |
| Parker Albert P | COO | A Award | 2020-12-11 | 2020-12-15 | 5,586 | — | $0 | 10,586 | SEC↗ |
| CMO | A Award | 2020-12-11 | 2020-12-15 | 5,317 | — | $0 | 5,317 | SEC↗ | |
| Sundar Padmavathi | SVP, Marketing & Market Acce | A Award | 2020-12-11 | 2020-12-15 | 4,177 | — | $0 | 4,177 | SEC↗ |
| Director | A Award | 2020-12-11 | 2020-12-15 | 16,184 | — | $0 | 23,177 | SEC↗ | |
| Arno Andrew | Director | A Award | 2020-12-11 | 2020-12-15 | 9,602 | — | $0 | 112,049 | SEC↗ |
| HESTERBERG LYNDAL K. | CSO | A Award | 2020-12-11 | 2020-12-15 | 6,603 | — | $0 | 7,477 | SEC↗ |
| Levine Mitchell S | CFO | P Buy | 2020-09-12 | 2020-12-15 | 10,000 | $2.01 | $20.1K | 13,495 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | P Buy | 2020-08-03 | 2020-08-04 | 10,000 | $1.32 | $13.2K | 36,579 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | P Buy | 2020-08-03 | 2020-08-04 | 40,000 | $1.35 | $54.0K | 102,698 | SEC↗ |
| KALAJIAN TONY T | Sr.VP/Chief Accounting Offic | P Buy | 2020-08-03 | 2020-08-05 | 5,000 | $1.31 | $6.5K | 15,000 | SEC↗ |
| Parker Albert P | Chief Operating Officer | P Buy | 2020-08-03 | 2020-08-05 | 5,000 | $1.33 | $6.7K | 5,000 | SEC↗ |
| Arno Andrew | Director | A Award deriv | 2020-06-17 | 2020-06-19 | 57,000 | — | $0 | 57,000 | SEC↗ |
| KINGSLEY ALFRED D | Director | A Award deriv | 2020-06-17 | 2020-06-19 | 57,000 | — | $0 | 57,000 | SEC↗ |
| Last Andrew J. | Director | A Award deriv | 2020-06-17 | 2020-06-19 | 57,000 | — | $0 | 57,000 | SEC↗ |
| GRIFFITH MELINDA | Director | A Award deriv | 2020-06-17 | 2020-06-19 | 57,000 | — | $0 | 57,000 | SEC↗ |
| Redmond Cavan M. | Director | A Award deriv | 2020-06-17 | 2020-06-19 | 62,000 | — | $0 | 62,000 | SEC↗ |
| ANDREWS RONALD ASBURY | Chief Executive Officer | A Award deriv | 2020-05-07 | 2020-05-12 | 106,221 | — | $0 | 106,221 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | A Award deriv | 2020-04-28 | 2020-04-30 | 20,000 | — | $0 | 20,000 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | A Award deriv | 2020-04-28 | 2020-04-30 | 20,000 | — | $0 | 20,000 | SEC↗ |
| BRADSHER NEAL C | 10% Owner | P Buy | 2020-04-24 | 2020-04-28 | 1,050,000 | $2.27 | $2.38M | 14,716,204 | SEC↗ |
| BRADSHER NEAL C | 10% Owner | P Buy | 2020-04-24 | 2020-04-28 | 0 | — | $0 | 14,716,204 | SEC↗ |
| ANDREWS RONALD ASBURY | CEO and President | P Buy | 2020-03-31 | 2020-04-01 | 18,000 | $2372.00 | $42.70M | 62,698 | SEC↗ |
| ANDREWS RONALD ASBURY | CEO and President | P Buy | 2020-03-31 | 2020-04-01 | 18,000 | $2.37 | $42.7K | 62,698 | SEC↗ |
| ANDREWS RONALD ASBURY | CEO and President | P Buy | 2020-03-30 | 2020-04-01 | 27,216 | $2.26 | $61.5K | 44,698 | SEC↗ |
| ANDREWS RONALD ASBURY | CEO and President | P Buy | 2020-03-30 | 2020-04-01 | 27,216 | $2.26 | $61.5K | 44,698 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | M Exercise deriv | 2020-03-14 | 2020-04-20 | 20,000 | — | $0 | 0 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | F Tax w/h | 2020-03-14 | 2020-04-20 | 6,916 | — | $0 | 26,579 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | M Exercise | 2020-03-14 | 2020-04-20 | 20,000 | — | $0 | 33,495 | SEC↗ |
| Sundar Padma | SVP, Marketing & Market Acce | A Award deriv | 2020-02-10 | 2020-02-12 | 255,000 | — | $0 | 255,000 | SEC↗ |
| Parker Albert P | Chief Operating Officer | A Award deriv | 2020-02-10 | 2020-02-12 | 204,000 | — | $0 | 204,000 | SEC↗ |
| KALAJIAN TONY T | SVP, Chief Accounting Office | A Award deriv | 2020-02-10 | 2020-02-12 | 204,000 | — | $0 | 204,000 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | A Award deriv | 2020-02-10 | 2020-02-12 | 204,000 | — | $0 | 204,000 | SEC↗ |
| Lineage Cell Therapeutics, Inc | Other | S Sale | 2020-01-02 | 2020-01-06 | 2,383,090 | $2.16 | $5.15M | 6,041,154 | SEC↗ |
| BRADSHER NEAL C | 10% Owner | P Buy | 2020-01-02 | 2020-01-06 | 0 | — | $0 | 13,666,204 | SEC↗ |
| BRADSHER NEAL C | 10% Owner | P Buy | 2020-01-02 | 2020-01-06 | 768,376 | $2.16 | $1.66M | 13,043,114 | SEC↗ |
| BRADSHER NEAL C | 10% Owner | P Buy | 2020-01-02 | 2020-01-06 | 0 | — | $0 | 13,043,114 | SEC↗ |
| BRADSHER NEAL C | 10% Owner | P Buy | 2020-01-02 | 2020-01-06 | 623,090 | $2.16 | $1.35M | 13,666,204 | SEC↗ |
| BRADSHER NEAL C | 10% Owner | P Buy | 2019-11-13 | 2019-11-15 | 1,176,471 | $1.70 | $2.00M | 12,274,738 | SEC↗ |
| BRADSHER NEAL C | 10% Owner | P Buy | 2019-11-13 | 2019-11-15 | 0 | — | $0 | 12,274,738 | SEC↗ |
| Arno Andrew | Director | P Buy | 2019-09-17 | 2019-09-18 | 50,000 | $2.16 | $108.0K | 102,447 | SEC↗ |
| KALAJIAN TONY T | SVP-Chief Accounting Officer | P Buy | 2019-09-13 | 2019-09-16 | 10,000 | $1.98 | $19.8K | 10,000 | SEC↗ |
| Levine Mitchell S | CFO | P Buy | 2019-09-12 | 2020-12-17 | 10,000 | $2.01 | $20.1K | 13,495 | SEC↗ |
| Levine Mitchell S | Chief Financial Officer | P Buy | 2019-09-12 | 2019-09-12 | 10,000 | $2.01 | $20.1K | 10,000 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2019-09-11 | 2019-09-13 | 2,000,000 | $1.66 | $3.32M | 11,098,267 | SEC↗ |
| BROADWOOD PARTNERS, L.P. | 10% Owner | P Buy | 2019-09-11 | 2019-09-13 | 0 | — | $0 | 11,098,267 | SEC↗ |