ONTX

Onconova Therapeutics, Inc.CIK 1130598 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

—

0 trades · 0 insiders

Open-mkt sales · 90d

—

0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for ONTX PRO

XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%

AI insights for ONTX

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

Upgrade to Pro · $99/year Already Pro? Log in

Daily buy vs sell · 90 days

No data yet.

Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Fruchtman Steven M	President, Chief Medical Off	43	$80.1K	$0	2024-03-14
Guerin Mark Patrick	Chief Financial Officer	49	$48.6K	$0	2024-03-14
Moyo Victor M	CHIEF MEDICAL OFFICER	1	$0	$0	2023-10-02
Clarke Trafford	Director	2	$0	$0	2023-08-10
Atadja Peter	Director	2	$0	$0	2023-08-10
Shoemaker Mary Teresa	Director	6	$23.2K	$0	2023-08-10
MEHTA VIREN	Director	38	$300.0K	$0	2023-08-10
GROOPMAN JEROME	Director	15	$3.6K	$0	2023-08-10
STOVER JACK E	Director	11	$0	$0	2023-08-10
MARINO JAMES J	Director	28	$126.7K	$0	2023-08-10
Gelder Mark S. MD	Chief Medical Officer	14	$10.0K	$0	2023-03-13
OLER ABRAHAM N.	VP Corp Dev & Gen Counsel	21	$72.9K	$0	2022-02-07
Reddy E Premkumar	Director	43	$733.2K	$142.5K	2020-08-27
Hoffman Michael B	Director, 10% Owner	51	$17.27M	$94.9K	2020-08-27
Woodman Richard Charles	Chief Medical Officer	3	$0	$0	2020-07-09
Maniar Manoj	SVP - Product Development	12	$0	$0	2020-07-09
TYNDALL CAPITAL PARTNERS L P	10% Owner	17	$5.47M	$352.6K	2019-09-24
Boyd Steven	10% Owner	2	$0	$13.0K	2019-09-23
Zweiman Ari	10% Owner	5	$0	$1.03M	2019-09-18
Kumar Ramesh	President and CEO	54	$163.2K	$1.41M	2018-07-26
Bienen Henry S	Director	15	$128.8K	$0	2018-05-29
683 Capital Management, LLC	10% Owner	1	$5.09M	$0	2018-04-27
683 Capital Partners, LP	10% Owner	1	$208.0K	$0	2018-02-08
BANSAL AJAY	Chief Financial Officer	9	$0	$0	2016-01-26
MCKEARN THOMAS J	President, R&D	8	$50.0K	$0	2016-01-26
VANLENT ANNE	Director	4	$0	$0	2015-06-15
Baxter Healthcare SA	10% Owner	4	$4.95M	$0	2015-05-06
Michael & Jane Hoffman 2013 Descendants	10% Owner	28	$17.27M	$0	2014-02-21
Altland James	SVP, Finance & Corp. Develop.	7	$0	$0	2013-12-20

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	F Tax w/h	2024-03-14	2024-03-15	8,727	$0.90	$7.9K	74,792	SEC↗
Guerin Mark Patrick	CFO AND COO	F Tax w/h	2024-03-14	2024-03-15	2,591	$0.90	$2.3K	35,976	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	M Exercise deriv	2024-03-13	2024-03-15	23,111	—	$0	46,222	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise deriv	2024-03-13	2024-03-15	8,666	—	$0	17,334	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	M Exercise	2024-03-13	2024-03-15	23,111	—	$0	83,519	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise	2024-03-13	2024-03-15	8,666	—	$0	38,567	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	M Exercise deriv	2024-02-07	2024-02-09	21,320	—	$0	21,320	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise deriv	2024-02-07	2024-02-09	6,900	—	$0	6,900	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	M Exercise	2024-02-07	2024-02-09	21,320	—	$0	69,620	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	F Tax w/h	2024-02-07	2024-02-09	9,212	$0.67	$6.2K	60,408	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise	2024-02-07	2024-02-09	6,900	—	$0	32,344	SEC↗
Guerin Mark Patrick	CFO AND COO	F Tax w/h	2024-02-07	2024-02-09	2,443	$0.67	$1.6K	29,901	SEC↗
Moyo Victor M	CHIEF MEDICAL OFFICER	A Award deriv	2023-10-02	2023-10-27	125,000	—	$0	125,000	SEC↗
MARINO JAMES J	Director	A Award deriv	2023-08-10	2023-08-14	66,468	—	$0	66,468	SEC↗
GROOPMAN JEROME	Director	A Award deriv	2023-08-10	2023-08-14	66,468	—	$0	66,468	SEC↗
MEHTA VIREN	Director	A Award deriv	2023-08-10	2023-08-14	66,468	—	$0	66,468	SEC↗
Clarke Trafford	Director	A Award deriv	2023-08-10	2023-08-14	66,468	—	$0	66,468	SEC↗
Atadja Peter	Director	A Award deriv	2023-08-10	2023-08-14	66,468	—	$0	66,468	SEC↗
STOVER JACK E	Director	A Award deriv	2023-08-10	2023-08-14	66,468	—	$0	66,468	SEC↗
Shoemaker Mary Teresa	Director	A Award deriv	2023-08-10	2023-08-14	66,468	—	$0	66,468	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	F Tax w/h	2023-08-03	2023-08-04	4,744	$1.01	$4.8K	48,300	SEC↗
Guerin Mark Patrick	CFO AND COO	F Tax w/h	2023-08-03	2023-08-04	1,422	$1.02	$1.5K	25,444	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	M Exercise deriv	2023-08-02	2023-08-04	12,567	—	$0	12,567	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise deriv	2023-08-02	2023-08-04	4,750	—	$0	4,750	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	M Exercise	2023-08-02	2023-08-04	12,567	—	$0	53,044	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise	2023-08-02	2023-08-04	4,750	—	$0	26,866	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise deriv	2023-06-12	2023-06-13	5,500	—	$0	11,000	SEC↗
Guerin Mark Patrick	CFO AND COO	F Tax w/h	2023-06-12	2023-06-13	1,575	$1.14	$1.8K	22,116	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise	2023-06-12	2023-06-13	5,500	—	$0	23,691	SEC↗
Gelder Mark S. MD	CHIEF MEDICAL OFFICER	A Award deriv	2023-03-13	2023-03-14	62,000	—	$0	62,000	SEC↗
Gelder Mark S. MD	CHIEF MEDICAL OFFICER	A Award deriv	2023-03-13	2023-03-14	20,667	—	$0	20,667	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	A Award deriv	2023-03-13	2023-03-14	207,000	—	$0	207,000	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	A Award deriv	2023-03-13	2023-03-14	69,333	—	$0	69,333	SEC↗
Guerin Mark Patrick	CFO AND COO	A Award deriv	2023-03-13	2023-03-14	79,000	—	$0	79,000	SEC↗
Guerin Mark Patrick	CFO AND COO	A Award deriv	2023-03-13	2023-03-14	26,000	—	$0	26,000	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise deriv	2023-02-07	2023-02-08	6,900	—	$0	13,800	SEC↗
Gelder Mark S. MD	CHIEF MEDICAL OFFICER	M Exercise deriv	2023-02-07	2023-02-08	5,833	—	$0	11,667	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	M Exercise deriv	2023-02-07	2023-02-08	21,320	—	$0	42,640	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise	2023-02-07	2023-02-08	6,900	—	$0	19,976	SEC↗
Guerin Mark Patrick	CFO AND COO	F Tax w/h	2023-02-07	2023-02-08	1,785	$1.36	$2.4K	18,191	SEC↗
Gelder Mark S. MD	CHIEF MEDICAL OFFICER	M Exercise	2023-02-07	2023-02-08	5,833	—	$0	11,729	SEC↗
Gelder Mark S. MD	CHIEF MEDICAL OFFICER	F Tax w/h	2023-02-07	2023-02-08	1,242	$1.36	$1.7K	10,487	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	F Tax w/h	2023-02-07	2023-02-08	6,977	$1.36	$9.5K	40,477	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	M Exercise	2023-02-07	2023-02-08	21,320	—	$0	47,454	SEC↗
Atadja Peter	Director	A Award deriv	2022-12-15	2022-12-19	100,000	—	$0	100,000	SEC↗
Clarke Trafford	Director	A Award deriv	2022-12-15	2022-12-19	100,000	—	$0	100,000	SEC↗
GROOPMAN JEROME	Director	A Award deriv	2022-08-18	2022-08-19	66,468	—	$0	66,468	SEC↗
Shoemaker Mary Teresa	Director	A Award deriv	2022-08-18	2022-08-19	66,468	—	$0	66,468	SEC↗
MEHTA VIREN	Director	A Award deriv	2022-08-18	2022-08-19	66,468	—	$0	66,468	SEC↗
MARINO JAMES J	Director	A Award deriv	2022-08-18	2022-08-19	66,468	—	$0	66,468	SEC↗
STOVER JACK E	Director	A Award deriv	2022-08-18	2022-08-19	66,468	—	$0	66,468	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	F Tax w/h	2022-08-03	2022-08-04	4,562	$1.32	$6.0K	26,134	SEC↗
Gelder Mark S. MD	CHIEF MEDICAL OFFICER	F Tax w/h	2022-08-03	2022-08-04	1,135	$1.32	$1.5K	5,896	SEC↗
Guerin Mark Patrick	CFO AND COO	F Tax w/h	2022-08-03	2022-08-04	1,355	$1.32	$1.8K	13,076	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	M Exercise deriv	2022-08-02	2022-08-04	12,566	—	$0	25,134	SEC↗
Gelder Mark S. MD	CHIEF MEDICAL OFFICER	M Exercise deriv	2022-08-02	2022-08-04	4,650	—	$0	9,300	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise deriv	2022-08-02	2022-08-04	4,750	—	$0	9,500	SEC↗
Fruchtman Steven M	PRESIDENT, CHIEF EXECUTIVE O	M Exercise	2022-08-02	2022-08-04	12,566	—	$0	30,696	SEC↗
Gelder Mark S. MD	CHIEF MEDICAL OFFICER	M Exercise	2022-08-02	2022-08-04	4,650	—	$0	7,031	SEC↗
Guerin Mark Patrick	CFO AND COO	M Exercise	2022-08-02	2022-08-04	4,750	—	$0	14,431	SEC↗
Guerin Mark Patrick	COO and CFO	A Award deriv	2022-06-10	2022-06-13	50,250	—	$0	50,250	SEC↗
Guerin Mark Patrick	COO and CFO	A Award deriv	2022-06-10	2022-06-13	16,500	—	$0	16,500	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2022-02-07	2022-02-09	20,700	—	$0	20,700	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2022-02-07	2022-02-09	62,100	—	$0	62,100	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	A Award deriv	2022-02-07	2022-02-09	54,050	—	$0	54,050	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	A Award deriv	2022-02-07	2022-02-09	17,633	—	$0	17,633	SEC↗
Fruchtman Steven M	President, Chief Executive O	A Award deriv	2022-02-07	2022-02-09	191,880	—	$0	191,880	SEC↗
Fruchtman Steven M	President, Chief Executive O	A Award deriv	2022-02-07	2022-02-09	63,960	—	$0	63,960	SEC↗
Gelder Mark S. MD	Chief Medical Officer	A Award deriv	2022-02-07	2022-02-09	51,750	—	$0	51,750	SEC↗
Gelder Mark S. MD	Chief Medical Officer	A Award deriv	2022-02-07	2022-02-09	17,500	—	$0	17,500	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	P Buy	2022-01-28	2022-01-31	1,500	$1.67	$2.5K	24,514	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	P Buy	2022-01-21	2022-01-24	1,500	$2.02	$3.0K	23,014	SEC↗
OLER ABRAHAM N.	SVP CORP DEV & GEN COUNSEL	P Buy	2022-01-14	2022-01-18	1,500	$2.20	$3.3K	21,514	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	P Buy	2022-01-07	2022-01-10	1,500	$2.39	$3.6K	20,014	SEC↗
OLER ABRAHAM N.	SVP CORP DEV & GEN COUNSEL	P Buy	2021-11-19	2021-11-23	1,000	$3.16	$3.2K	18,514	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	X Exercise deriv	2021-11-18	2021-11-19	5,000	—	$0	0	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	X Exercise	2021-11-18	2021-11-19	5,000	$3.00	$15.0K	17,514	SEC↗
MARINO JAMES J	Director	P Buy	2021-09-28	2021-09-28	5,952	$4.20	$25.0K	21,334	SEC↗
Fruchtman Steven M	President, Chief Executive O	P Buy	2021-09-28	2021-09-28	2,381	$4.20	$10.0K	18,130	SEC↗
Gelder Mark S. MD	Chief Medical Officer	P Buy	2021-09-28	2021-09-29	2,381	$4.20	$10.0K	2,381	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	P Buy	2021-09-28	2021-09-29	2,381	$4.20	$10.0K	12,515	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	A Award deriv	2021-08-02	2021-08-04	13,400	—	$0	13,400	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	A Award deriv	2021-08-02	2021-08-04	40,000	—	$0	40,000	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2021-08-02	2021-08-04	42,750	—	$0	42,750	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2021-08-02	2021-08-04	14,250	—	$0	14,250	SEC↗
Gelder Mark S. MD	Chief Medical Officer	A Award deriv	2021-08-02	2021-08-04	13,950	—	$0	13,950	SEC↗
Gelder Mark S. MD	Chief Medical Officer	A Award deriv	2021-08-02	2021-08-04	41,825	—	$0	41,825	SEC↗
Fruchtman Steven M	President, Chief Executive O	A Award deriv	2021-08-02	2021-08-04	37,700	—	$0	37,700	SEC↗
Fruchtman Steven M	President, Chief Executive O	A Award deriv	2021-08-02	2021-08-04	113,000	—	$0	113,000	SEC↗
GROOPMAN JEROME	Director	A Award deriv	2021-07-30	2021-07-30	13,000	—	$0	13,000	SEC↗
MARINO JAMES J	Director	A Award deriv	2021-07-30	2021-07-30	13,000	—	$0	13,000	SEC↗
MEHTA VIREN	Director	A Award deriv	2021-07-30	2021-07-30	13,000	—	$0	13,000	SEC↗
Shoemaker Mary Teresa	Director	A Award deriv	2021-07-30	2021-07-30	13,000	—	$0	13,000	SEC↗
STOVER JACK E	Director	A Award deriv	2021-07-30	2021-07-30	13,000	—	$0	13,000	SEC↗
Gelder Mark S. MD	Chief Medical Officer	A Award deriv	2021-06-14	2021-06-17	20,000	—	$0	20,000	SEC↗
Fruchtman Steven M	President, Chief Executive O	A Award deriv	2021-02-17	2021-02-19	706,000	—	$0	706,000	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2021-02-17	2021-02-19	301,000	—	$0	301,000	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	A Award deriv	2021-02-17	2021-02-19	208,000	—	$0	208,000	SEC↗
Shoemaker Mary Teresa	Director	P Buy	2021-02-16	2021-02-17	13,000	$1.00	$13.0K	50,735	SEC↗
MARINO JAMES J	Director	P Buy	2021-02-16	2021-02-17	25,000	$1.00	$25.0K	230,716	SEC↗
Fruchtman Steven M	President, Chief Executive O	P Buy	2021-02-16	2021-02-17	20,000	$1.00	$20.0K	236,226	SEC↗
Guerin Mark Patrick	Chief Financial Officer	P Buy	2021-02-16	2021-02-17	15,000	$1.00	$15.0K	145,213	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	P Buy	2021-02-16	2021-02-17	12,000	$1.00	$12.0K	152,000	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	P Buy	2020-12-11	2020-12-14	30,000	$0.32	$9.6K	140,000	SEC↗
Guerin Mark Patrick	Chief Financial Officer	P Buy	2020-11-27	2020-11-30	4,614	$0.26	$1.2K	130,213	SEC↗
Fruchtman Steven M	President, Chief Executive O	P Buy	2020-11-25	2020-11-30	40,000	$0.26	$10.4K	216,226	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	P Buy	2020-11-25	2020-11-30	20,000	$0.26	$5.2K	110,000	SEC↗
Guerin Mark Patrick	Chief Financial Officer	P Buy	2020-11-25	2020-11-30	16,755	$0.26	$4.4K	125,599	SEC↗
Shoemaker Mary Teresa	Director	P Buy	2020-11-25	2020-11-30	37,735	$0.27	$10.2K	37,735	SEC↗
MARINO JAMES J	Director	P Buy	2020-11-24	2020-11-27	38,774	$0.26	$10.1K	205,716	SEC↗
Hoffman Michael B	Director	S Sale	2020-08-27	2020-08-31	1,876	$0.27	$507	0	SEC↗
Hoffman Michael B	Director	S Sale	2020-08-27	2020-08-31	182,492	$0.27	$49.3K	21,919	SEC↗
Reddy E Premkumar	Director	S Sale	2020-08-27	2020-08-31	527,863	$0.27	$142.5K	16,683	SEC↗
GROOPMAN JEROME	Director	A Award deriv	2020-07-09	2020-07-10	125,000	—	$0	125,000	SEC↗
Hoffman Michael B	Director	A Award deriv	2020-07-09	2020-07-10	125,000	—	$0	125,000	SEC↗
MARINO JAMES J	Director	A Award deriv	2020-07-09	2020-07-10	125,000	—	$0	125,000	SEC↗
MEHTA VIREN	Director	A Award deriv	2020-07-09	2020-07-10	125,000	—	$0	125,000	SEC↗
Reddy E Premkumar	Director	A Award deriv	2020-07-09	2020-07-10	125,000	—	$0	125,000	SEC↗
STOVER JACK E	Director	A Award deriv	2020-07-09	2020-07-10	125,000	—	$0	125,000	SEC↗
Fruchtman Steven M	President, Chief Executive O	A Award deriv	2020-07-09	2020-07-10	1,273,800	—	$0	1,273,800	SEC↗
Shoemaker Mary Teresa	Director	A Award deriv	2020-07-09	2020-07-10	125,000	—	$0	125,000	SEC↗
Maniar Manoj	SVP - Product Development	A Award deriv	2020-07-09	2020-07-10	418,600	—	$0	418,600	SEC↗
Woodman Richard Charles	Chief Medical Officer	A Award deriv	2020-07-09	2020-07-10	396,000	—	$0	396,000	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2020-07-09	2020-07-10	543,000	—	$0	543,000	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	A Award deriv	2020-07-09	2020-07-10	375,600	—	$0	375,600	SEC↗
Fruchtman Steven M	President, Chief Executive O	P Buy	2020-05-19	2020-05-20	26,800	$0.37	$9.9K	176,226	SEC↗
Guerin Mark Patrick	Chief Financial Officer	P Buy	2020-05-19	2020-05-20	21,000	$0.36	$7.6K	108,844	SEC↗
OLER ABRAHAM N.	SVP Corp Dev & Gen Counsel	P Buy	2020-05-19	2020-05-20	15,000	$0.37	$5.5K	90,000	SEC↗
GROOPMAN JEROME	Director	P Buy	2020-05-19	2020-05-21	10,000	$0.36	$3.6K	10,001	SEC↗
Maniar Manoj	SVP - Product Development	A Award deriv	2019-12-20	2019-12-26	43,000	—	$0	43,000	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2019-12-20	2019-12-26	65,000	—	$0	65,000	SEC↗
Fruchtman Steven M	President, Chief Executive O	A Award deriv	2019-12-20	2019-12-26	200,000	—	$0	200,000	SEC↗
OLER ABRAHAM N.	VP Corp Dev & Gen Counsel	A Award deriv	2019-12-20	2019-12-26	60,000	—	$0	60,000	SEC↗
Woodman Richard Charles	Chief Medical Officer	A Award deriv	2019-12-20	2019-12-26	80,000	—	$0	80,000	SEC↗
OLER ABRAHAM N.	VP Corp Dev & Gen Counsel	P Buy deriv	2019-11-25	2019-11-26	75,000	—	$0	75,000	SEC↗
Guerin Mark Patrick	Chief Financial Officer	P Buy deriv	2019-11-25	2019-11-26	87,500	—	$0	87,500	SEC↗
Fruchtman Steven M	President, Chief Executive O	P Buy deriv	2019-11-25	2019-11-26	149,000	—	$0	149,000	SEC↗
MARINO JAMES J	Director	P Buy deriv	2019-11-25	2019-11-26	150,000	—	$0	150,000	SEC↗
Reddy E Premkumar	Director	P Buy deriv	2019-11-25	2019-11-26	500,000	—	$0	500,000	SEC↗
MEHTA VIREN	Director	P Buy deriv	2019-11-25	2019-11-27	250,000	—	$0	250,000	SEC↗
OLER ABRAHAM N.	VP Corp Dev & Gen Counsel	P Buy	2019-11-25	2019-11-26	75,000	$0.20	$15.0K	75,000	SEC↗
Guerin Mark Patrick	Chief Financial Officer	P Buy	2019-11-25	2019-11-26	87,500	$0.20	$17.5K	87,844	SEC↗
Fruchtman Steven M	President, Chief Executive O	P Buy	2019-11-25	2019-11-26	149,000	$0.20	$29.8K	149,426	SEC↗
MARINO JAMES J	Director	P Buy	2019-11-25	2019-11-26	150,000	$0.20	$30.0K	166,942	SEC↗
Reddy E Premkumar	Director	P Buy	2019-11-25	2019-11-26	500,000	$0.20	$100.0K	544,546	SEC↗
MEHTA VIREN	Director	P Buy	2019-11-25	2019-11-27	250,000	$0.20	$50.0K	250,857	SEC↗
MARINO JAMES J	Director	H Expire deriv	2019-09-25	2019-09-26	5,000	—	$0	0	SEC↗
MARINO JAMES J	Director	P Buy deriv	2019-09-25	2019-09-26	5,000	—	$0	5,000	SEC↗
MARINO JAMES J	Director	H Expire deriv	2019-09-25	2019-09-26	1,473	—	$0	0	SEC↗
MARINO JAMES J	Director	P Buy deriv	2019-09-25	2019-09-26	1,473	—	$0	1,473	SEC↗
MARINO JAMES J	Director	P Buy	2019-09-25	2019-09-26	7,260	$1.60	$11.6K	16,942	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-09-24	2019-09-26	16,700	$1.19	$19.9K	616,389	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-09-23	2019-09-24	37,242	$1.23	$45.8K	633,089	SEC↗
Boyd Steven	10% Owner	S Sale	2019-09-23	2019-09-25	10,249	$1.27	$13.0K	816,702	SEC↗
Boyd Steven	10% Owner	S Sale	2019-09-23	2019-09-25	0	—	$0	816,702	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-09-20	2019-09-24	75,119	$1.62	$121.7K	670,331	SEC↗
Zweiman Ari	10% Owner	S Sale	2019-09-18	2019-09-20	118,726	$2.18	$258.8K	848,151	SEC↗
Zweiman Ari	10% Owner	S Sale	2019-09-18	2019-09-20	1,533	$2.20	$3.4K	460,000	SEC↗
Zweiman Ari	10% Owner	S Sale	2019-09-18	2019-09-20	93,286	$1.86	$173.5K	754,865	SEC↗
Zweiman Ari	10% Owner	S Sale	2019-09-18	2019-09-20	173,332	$2.18	$377.9K	581,533	SEC↗
Zweiman Ari	10% Owner	S Sale	2019-09-18	2019-09-20	120,000	$1.82	$218.4K	461,533	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-09-18	2019-09-20	49,995	$2.10	$105.0K	745,450	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-09-11	2019-09-13	1,247	$2.75	$3.4K	795,445	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-09-09	2019-09-11	400	$2.77	$1.1K	796,692	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-09-06	2019-09-09	5,015	$2.78	$13.9K	797,092	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-09-05	2019-09-09	400	$2.75	$1.1K	802,107	SEC↗
STOVER JACK E	Director	A Award deriv	2019-07-26	2019-07-29	5,833	—	$0	5,833	SEC↗
Reddy E Premkumar	Director	A Award deriv	2019-07-26	2019-07-29	5,833	—	$0	5,833	SEC↗
MEHTA VIREN	Director	A Award deriv	2019-07-26	2019-07-29	5,833	—	$0	5,833	SEC↗
MARINO JAMES J	Director	A Award deriv	2019-07-26	2019-07-29	5,833	—	$0	5,833	SEC↗
Hoffman Michael B	Director	A Award deriv	2019-07-26	2019-07-29	5,833	—	$0	5,833	SEC↗
GROOPMAN JEROME	Director	A Award deriv	2019-07-26	2019-07-29	5,833	—	$0	5,833	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-07-10	2019-07-11	2,742	$2.81	$7.7K	802,507	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-07-09	2019-07-11	8,185	$2.84	$23.2K	805,249	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-06-27	2019-07-01	1,458	$3.45	$5.0K	813,434	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	S Sale	2019-06-25	2019-06-27	1,380	$3.40	$4.7K	814,892	SEC↗
Maniar Manoj	SVP - Product Development	A Award deriv	2018-12-12	2019-04-08	5,000	—	$0	5,000	SEC↗
Woodman Richard Charles	Chief Medical Officer	A Award deriv	2018-11-05	2018-11-07	20,000	—	$0	20,000	SEC↗
Hoffman Michael B	Director	S Sale	2018-08-29	2018-08-29	29,999	$0.45	$13.5K	5,731,117	SEC↗
Hoffman Michael B	Director	S Sale	2018-08-28	2018-08-29	30,000	$0.46	$13.8K	5,761,116	SEC↗
Hoffman Michael B	Director	S Sale	2018-08-28	2018-08-29	20,000	$0.44	$8.8K	5,791,116	SEC↗
Hoffman Michael B	Director	S Sale	2018-08-27	2018-08-29	20,000	$0.45	$9.0K	5,811,116	SEC↗
Maniar Manoj	SVP - Product Development	A Award deriv	2018-07-26	2018-07-30	300,000	—	$0	300,000	SEC↗
Fruchtman Steven M	President, Chief Medical Off	A Award deriv	2018-07-26	2018-07-30	400,000	—	$0	400,000	SEC↗
Kumar Ramesh	Chief Executive Officer	A Award deriv	2018-07-26	2018-07-30	1,065,600	—	$0	1,065,600	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2018-07-26	2018-07-30	384,950	—	$0	384,950	SEC↗
GROOPMAN JEROME	Director	A Award deriv	2018-07-26	2018-07-30	87,500	—	$0	87,500	SEC↗
Reddy E Premkumar	Director	A Award deriv	2018-07-26	2018-07-30	87,500	—	$0	87,500	SEC↗
MEHTA VIREN	Director	A Award deriv	2018-07-26	2018-07-30	87,500	—	$0	87,500	SEC↗
STOVER JACK E	Director	A Award deriv	2018-07-26	2018-07-30	87,500	—	$0	87,500	SEC↗
MARINO JAMES J	Director	A Award deriv	2018-07-26	2018-07-30	87,500	—	$0	87,500	SEC↗
Hoffman Michael B	Director	A Award deriv	2018-07-26	2018-07-30	87,500	—	$0	87,500	SEC↗
Bienen Henry S	Director	P Buy	2018-05-29	2018-05-31	10,000	$0.38	$3.8K	22,724	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	P Buy deriv	2018-04-27	2018-05-01	10,147,058	—	$0	10,147,058	SEC↗
MARINO JAMES J	Director	P Buy deriv	2018-04-27	2018-05-01	58,900	—	$0	58,900	SEC↗
STOVER JACK E	Director	P Buy deriv	2018-04-27	2018-05-01	47,100	—	$0	47,100	SEC↗
Hoffman Michael B	Director	P Buy deriv	2018-04-27	2018-05-01	2,211,765	—	$0	2,211,765	SEC↗
Reddy E Premkumar	Director	P Buy deriv	2018-04-27	2018-05-01	282,350	—	$0	282,350	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	P Buy	2018-04-27	2018-05-01	10,147,058	$0.43	$4.36M	12,244,080	SEC↗
683 Capital Management, LLC	10% Owner	P Buy	2018-04-27	2018-05-01	11,838,235	$0.43	$5.09M	14,503,169	SEC↗
MARINO JAMES J	Director	P Buy	2018-04-27	2018-05-01	58,900	—	$0	145,221	SEC↗
STOVER JACK E	Director	P Buy	2018-04-27	2018-05-01	47,100	—	$0	47,110	SEC↗
Hoffman Michael B	Director	P Buy	2018-04-27	2018-05-01	2,211,765	—	$0	3,192,438	SEC↗
Reddy E Premkumar	Director	P Buy	2018-04-27	2018-05-01	282,350	—	$0	668,182	SEC↗
Kumar Ramesh	President and CEO	A Award deriv	2018-02-23	2018-02-27	73,220	—	$0	73,220	SEC↗
MARINO JAMES J	Director	P Buy deriv	2018-02-08	2018-02-12	50,000	—	$0	50,000	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	P Buy deriv	2018-02-08	2018-02-12	1,100,000	—	$0	1,100,000	SEC↗
683 Capital Partners, LP	10% Owner	P Buy	2018-02-08	2018-02-12	200,000	$1.04	$208.0K	2,664,934	SEC↗
MARINO JAMES J	Director	P Buy	2018-02-08	2018-02-12	50,000	—	$0	86,321	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	P Buy	2018-02-08	2018-02-12	1,100,000	$1.01	$1.11M	2,097,022	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2018-01-03	2018-01-05	31,024	—	$0	31,024	SEC↗
Fruchtman Steven M	Chief Medical Officer	A Award deriv	2018-01-03	2018-01-05	43,627	—	$0	43,627	SEC↗
Maniar Manoj	SVP - Product Development	A Award deriv	2018-01-03	2018-01-05	28,609	—	$0	28,609	SEC↗
Kumar Ramesh	President and CEO	A Award deriv	2018-01-03	2018-01-05	64,885	—	$0	64,885	SEC↗
GROOPMAN JEROME	Director	A Award deriv	2017-06-12	2017-06-13	1,500	—	$0	1,500	SEC↗
STOVER JACK E	Director	A Award deriv	2017-06-12	2017-06-13	1,500	—	$0	1,500	SEC↗
Reddy E Premkumar	Director	A Award deriv	2017-06-12	2017-06-13	1,500	—	$0	1,500	SEC↗
MEHTA VIREN	Director	A Award deriv	2017-06-12	2017-06-13	1,500	—	$0	1,500	SEC↗
MARINO JAMES J	Director	A Award deriv	2017-06-12	2017-06-13	1,500	—	$0	1,500	SEC↗
Hoffman Michael B	Director, 10% Owner	A Award deriv	2017-06-12	2017-06-13	2,000	—	$0	2,000	SEC↗
Bienen Henry S	Director	A Award deriv	2017-06-12	2017-06-13	1,500	—	$0	1,500	SEC↗
Kumar Ramesh	President and CEO	P Buy	2017-04-26	2017-04-28	23,810	$2.10	$50.0K	102,227	SEC↗
Reddy E Premkumar	Director	P Buy	2017-04-26	2017-04-28	119,048	$2.10	$250.0K	385,832	SEC↗
MARINO JAMES J	Director	P Buy	2017-04-26	2017-04-28	11,906	$2.10	$25.0K	36,321	SEC↗
Guerin Mark Patrick	Chief Financial Officer	P Buy	2017-04-26	2017-04-28	1,429	$2.10	$3.0K	5,155	SEC↗
Bienen Henry S	Director	P Buy	2017-04-26	2017-04-28	3,810	$2.10	$8.0K	12,724	SEC↗
TYNDALL CAPITAL PARTNERS L P	10% Owner	A Award	2017-04-21	2017-04-24	476,190	$2.10	$1000.0K	997,022	SEC↗
Fruchtman Steven M	Chief Medical Officer	A Award deriv	2017-01-17	2017-01-19	26,401	—	$0	26,401	SEC↗
Kumar Ramesh	President and CEO	A Award deriv	2017-01-17	2017-01-19	44,027	—	$0	44,027	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2017-01-17	2017-01-19	19,413	—	$0	19,413	SEC↗
Maniar Manoj	SVP - Product Development	A Award deriv	2017-01-17	2017-01-19	19,413	—	$0	19,413	SEC↗
Maniar Manoj	SVP - Product Development	A Award deriv	2016-12-15	2016-12-19	5,587	—	$0	5,587	SEC↗
Kumar Ramesh	President and CEO	A Award deriv	2016-12-15	2016-12-19	12,673	—	$0	12,673	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2016-12-15	2016-12-19	5,587	—	$0	5,587	SEC↗
Fruchtman Steven M	Chief Medical Officer	A Award deriv	2016-12-15	2016-12-19	7,599	—	$0	7,599	SEC↗
Fruchtman Steven M	Chief Medical Officer	A Award deriv	2016-09-01	2016-09-01	25,000	—	$0	25,000	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2016-09-01	2016-09-01	5,000	—	$0	5,000	SEC↗
Guerin Mark Patrick	Chief Financial Officer	A Award deriv	2016-09-01	2016-09-01	10,000	—	$0	10,000	SEC↗
Maniar Manoj	SVP - Product Development	A Award deriv	2016-09-01	2016-09-01	17,000	—	$0	17,000	SEC↗
Kumar Ramesh	President and CEO	A Award deriv	2016-09-01	2016-09-01	44,000	—	$0	44,000	SEC↗
MARINO JAMES J	Director	X Exercise deriv	2016-08-01	2016-08-10	18,303	—	$0	18,303	SEC↗
MARINO JAMES J	Director	X Exercise	2016-08-01	2016-08-10	24,405	$4.10	$100.1K	24,415	SEC↗
Reddy E Premkumar	Director	X Exercise deriv	2016-07-29	2016-08-10	99,750	—	$0	99,750	SEC↗
Fruchtman Steven M	Chief Medical Officer	X Exercise deriv	2016-07-29	2016-08-10	4,706	—	$0	4,706	SEC↗
Guerin Mark Patrick	Chief Accounting Officer	X Exercise deriv	2016-07-29	2016-08-10	2,749	—	$0	2,749	SEC↗
Kumar Ramesh	President and CEO	X Exercise deriv	2016-07-29	2016-08-10	38,071	—	$0	38,071	SEC↗
Hoffman Michael B	Director, 10% Owner	X Exercise deriv	2016-07-29	2016-08-10	396,633	—	$0	396,633	SEC↗
Bienen Henry S	Director	X Exercise deriv	2016-07-29	2016-08-10	5,564	—	$0	5,564	SEC↗
Reddy E Premkumar	Director	X Exercise	2016-07-29	2016-08-10	133,000	$4.10	$545.3K	266,784	SEC↗
Fruchtman Steven M	Chief Medical Officer	X Exercise	2016-07-29	2016-08-10	6,276	$4.10	$25.7K	6,376	SEC↗
Guerin Mark Patrick	Chief Accounting Officer	X Exercise	2016-07-29	2016-08-10	3,666	$4.10	$15.0K	3,726	SEC↗
Kumar Ramesh	President and CEO	X Exercise	2016-07-29	2016-08-10	50,765	$4.10	$208.1K	78,417	SEC↗
Hoffman Michael B	Director, 10% Owner	X Exercise	2016-07-29	2016-08-10	528,845	$4.10	$2.17M	980,673	SEC↗
Bienen Henry S	Director	X Exercise	2016-07-29	2016-08-10	7,420	$4.10	$30.4K	8,914	SEC↗
Reddy E Premkumar	Director	X Exercise deriv	2016-07-26	2016-08-10	133,000	—	$0	0	SEC↗
Fruchtman Steven M	Chief Medical Officer	X Exercise deriv	2016-07-26	2016-08-10	150	—	$0	0	SEC↗
Guerin Mark Patrick	Chief Accounting Officer	X Exercise deriv	2016-07-26	2016-08-10	90	—	$0	0	SEC↗
Kumar Ramesh	President and CEO	X Exercise deriv	2016-07-26	2016-08-10	41,475	—	$0	0	SEC↗
MARINO JAMES J	Director	X Exercise deriv	2016-07-26	2016-08-10	15	—	$0	0	SEC↗
Hoffman Michael B	Director, 10% Owner	X Exercise deriv	2016-07-26	2016-08-10	528,845	—	$0	0	SEC↗
Bienen Henry S	Director	X Exercise deriv	2016-07-26	2016-08-10	2,241	—	$0	0	SEC↗
Maniar Manoj	SVP - Product Development	M Exercise deriv	2016-06-30	2016-06-30	50	—	$0	10,342	SEC↗
Maniar Manoj	SVP - Product Development	M Exercise	2016-06-30	2016-06-30	50	$6.50	$325	50	SEC↗
GROOPMAN JEROME	Director	M Exercise deriv	2016-06-29	2016-08-10	10	—	$0	990	SEC↗
GROOPMAN JEROME	Director	M Exercise	2016-06-29	2016-08-10	10	$5.20	$52	10	SEC↗
MARINO JAMES J	Director	M Exercise deriv	2016-06-27	2016-06-29	10	—	$0	990	SEC↗
MARINO JAMES J	Director	M Exercise	2016-06-27	2016-06-29	10	$5.20	$52	10	SEC↗
Fruchtman Steven M	Chief Medical Officer	M Exercise deriv	2016-06-24	2016-06-30	100	—	$0	12,411	SEC↗
Fruchtman Steven M	Chief Medical Officer	M Exercise	2016-06-24	2016-06-30	100	$6.50	$650	100	SEC↗
Hoffman Michael B	Director, 10% Owner	A Award deriv	2016-05-18	2016-05-20	13,000	—	$0	13,000	SEC↗
MARINO JAMES J	Director	A Award deriv	2016-05-18	2016-05-20	10,000	—	$0	10,000	SEC↗
GROOPMAN JEROME	Director	A Award deriv	2016-05-18	2016-05-20	10,000	—	$0	10,000	SEC↗
Reddy E Premkumar	Director	A Award deriv	2016-05-18	2016-05-20	10,000	—	$0	10,000	SEC↗
Bienen Henry S	Director	A Award deriv	2016-05-18	2016-05-20	10,000	—	$0	10,000	SEC↗
MEHTA VIREN	Director	A Award deriv	2016-05-18	2016-05-20	10,000	—	$0	10,000	SEC↗
STOVER JACK E	Director	A Award deriv	2016-05-18	2016-05-20	20,000	—	$0	20,000	SEC↗
STOVER JACK E	Director	A Award deriv	2016-05-18	2016-05-20	10,000	—	$0	10,000	SEC↗
Guerin Mark Patrick	Chief Accounting Officer	A Award deriv	2016-01-26	2016-01-28	46,809	—	$0	46,809	SEC↗
Maniar Manoj	SVP - Product Development	A Award deriv	2016-01-26	2016-01-28	103,918	—	$0	103,918	SEC↗
MCKEARN THOMAS J	President, R&D	A Award deriv	2016-01-26	2016-01-28	71,029	—	$0	71,029	SEC↗
Kumar Ramesh	President and CEO	A Award deriv	2016-01-26	2016-01-28	146,440	—	$0	146,440	SEC↗
Fruchtman Steven M	Chief Medical Officer	A Award deriv	2016-01-26	2016-01-28	125,107	—	$0	125,107	SEC↗
BANSAL AJAY	Chief Financial Officer	A Award deriv	2016-01-26	2016-01-28	69,984	—	$0	69,984	SEC↗
Maniar Manoj	SVP - Product Development	A Award deriv	2015-09-25	2015-10-01	40,000	—	$0	40,000	SEC↗
Fruchtman Steven M	Chief Medical Officer	A Award deriv	2015-09-25	2015-10-01	40,000	—	$0	40,000	SEC↗
Guerin Mark Patrick	Chief Accounting Officer	A Award deriv	2015-09-25	2015-10-01	17,500	—	$0	17,500	SEC↗
MCKEARN THOMAS J	President, R&D	A Award deriv	2015-09-25	2015-10-01	37,500	—	$0	37,500	SEC↗
BANSAL AJAY	Chief Financial Officer	A Award deriv	2015-09-25	2015-10-01	32,500	—	$0	32,500	SEC↗
Kumar Ramesh	President and CEO	A Award deriv	2015-09-25	2015-10-01	87,500	—	$0	87,500	SEC↗
VANLENT ANNE	Director	A Award deriv	2015-06-15	2015-06-17	10,000	—	$0	10,000	SEC↗
Bienen Henry S	Director	A Award deriv	2015-06-15	2015-06-17	10,000	—	$0	10,000	SEC↗
MEHTA VIREN	Director	A Award deriv	2015-06-15	2015-06-17	10,000	—	$0	10,000	SEC↗
GROOPMAN JEROME	Director	A Award deriv	2015-06-15	2015-06-17	10,000	—	$0	10,000	SEC↗
Reddy E Premkumar	Director	A Award deriv	2015-06-15	2015-06-17	10,000	—	$0	10,000	SEC↗
Hoffman Michael B	Director, 10% Owner	A Award deriv	2015-06-15	2015-06-17	13,000	—	$0	13,000	SEC↗
Baxter Healthcare SA	10% Owner	J Other	2015-05-06	2015-05-08	2,603,295	—	$0	0	SEC↗
Fruchtman Steven M	Chief Medical Officer	A Award deriv	2015-04-20	2015-04-22	35,000	—	$0	35,000	SEC↗
Kumar Ramesh	President and CEO	A Award deriv	2015-04-16	2015-04-20	87,500	—	$0	87,500	SEC↗
MCKEARN THOMAS J	President, R&D	A Award deriv	2015-04-16	2015-04-20	37,500	—	$0	37,500	SEC↗
Guerin Mark Patrick	Chief Accounting Officer	A Award deriv	2015-04-16	2015-04-20	15,000	—	$0	15,000	SEC↗