OZM

Och-Ziff Capital Management Group Inc.CIK 1403256 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for OZM PRO

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AI insights for OZM

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
RUTMAN JAMES MORGAN	Director	2	$0	$0	2019-08-21
Pollard Herbert Alvin	Chief Accounting Officer	2	$0	$0	2019-08-21
Engel Marcy	Director	7	$0	$0	2019-08-21
Shafir Robert Scott	Chief Executive Officer	24	$0	$0	2019-08-21
Levine David Michael	Chief Legal Officer	52	$0	$341.1K	2019-08-21
Cohen Wayne	President and COO	11	$0	$0	2019-08-21
Levin James S	Head of Global Credit	93	$0	$5.64M	2019-08-21
Sipp Thomas Michael	Chief Financial Officer	21	$0	$937.9K	2019-08-21
BUFFERD ALLAN S	Director	80	$0	$0	2019-08-21
PROCTOR GEORGANNE	Director	75	$0	$0	2019-08-21
KETCHUM RICHARD G	Director	7	$0	$0	2019-08-21
Fascitelli Michael D	Director	7	$0	$0	2019-08-21
Elisha Erez	Chief Accounting Officer	72	$0	$555.9K	2019-05-28
Och Daniel	Director, 10% Owner	50	$3.69M	$0	2019-05-28
KENNEY JEROME P	Director	74	$0	$0	2018-05-21
GRISWELL J BARRY	Director	73	$0	$0	2018-05-21
Windreich David	Head of US & Europe Investing	25	$0	$0	2018-03-08
BARR WILLIAM P	Director	7	$0	$0	2018-01-02
HAAS ALESIA J	Chief Financial Officer	1	$0	$0	2017-05-09
Kelly Harold	Executive Managing Director	11	$0	$0	2017-05-09
Abrams Capital Partners II, L.P.	10% Owner	1	$4.34M	$0	2017-01-24
ABRAMS CAPITAL, LLC	10% Owner	6	$3.15M	$0	2017-01-11
Abrams David C	10% Owner	1	$2.13M	$0	2017-01-06
ABRAMS CAPITAL MANAGEMENT, L.P.	10% Owner	2	$3.32M	$0	2017-01-05
Frank Joel	Chief Financial Officer	14	$0	$0	2016-03-23
Varga Zoltan	Executive Managing Director	10	$0	$0	2016-03-23
Dubai Holding LLC	10% Owner	2	$0	$49.41M	2014-08-11
Blockinger Jeffrey C	Chief Legal Officer	10	$0	$2.20M	2013-07-24
Cohen Michael L	Executive Managing Director	1	$6.3K	$0	2012-04-25

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Pollard Herbert Alvin	Chief Accounting Officer	A Award deriv	2019-08-21	2019-08-22	9	—	$0	652	SEC↗
Pollard Herbert Alvin	Chief Accounting Officer	A Award deriv	2019-08-21	2019-08-22	218	—	$0	15,248	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2019-08-21	2019-08-22	402	—	$0	28,044	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2019-08-21	2019-08-22	276	—	$0	19,292	SEC↗
Cohen Wayne	President and COO	A Award deriv	2019-08-21	2019-08-22	111	—	$0	7,789	SEC↗
Sipp Thomas Michael	Chief Financial Officer	A Award deriv	2019-08-21	2019-08-22	3,130	—	$0	218,249	SEC↗
Sipp Thomas Michael	Chief Financial Officer	A Award deriv	2019-08-21	2019-08-22	467	—	$0	32,603	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2019-08-21	2019-08-22	14,459	—	$0	1,008,073	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2019-08-21	2019-08-22	3,764	—	$0	262,423	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2019-08-21	2019-08-22	2,400	—	$0	167,342	SEC↗
Levin James S	Chief Investment Officer	A Award deriv	2019-08-21	2019-08-22	19	—	$0	1,409	SEC↗
Levin James S	Chief Investment Officer	A Award deriv	2019-08-21	2019-08-22	1,148	—	$0	80,127	SEC↗
Levin James S	Chief Investment Officer	A Award deriv	2019-08-21	2019-08-22	12,187	—	$0	849,844	SEC↗
RUTMAN JAMES MORGAN	Director	A Award	2019-08-21	2019-08-22	91	—	$0	6,354	SEC↗
Engel Marcy	Director	A Award	2019-08-21	2019-08-22	257	—	$0	17,997	SEC↗
Fascitelli Michael D	Director	A Award	2019-08-21	2019-08-22	257	—	$0	17,997	SEC↗
BUFFERD ALLAN S	Director	A Award	2019-08-21	2019-08-22	415	—	$0	26,486	SEC↗
KETCHUM RICHARD G	Director	A Award	2019-08-21	2019-08-22	257	—	$0	17,964	SEC↗
PROCTOR GEORGANNE	Director	A Award	2019-08-21	2019-08-22	415	—	$0	24,717	SEC↗
RUTMAN JAMES MORGAN	Director	A Award	2019-08-06	2019-08-07	6,263	—	$0	6,263	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2019-05-28	2019-05-30	18,969	—	$0	993,614	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2019-05-28	2019-05-30	4,938	—	$0	258,659	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2019-05-28	2019-05-30	3,149	—	$0	164,942	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2019-05-28	2019-05-30	363	—	$0	19,016	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2019-05-28	2019-05-30	527	—	$0	27,642	SEC↗
Levin James S	Chief Investment Officer	A Award deriv	2019-05-28	2019-05-30	1,507	—	$0	78,979	SEC↗
Levin James S	Chief Investment Officer	A Award deriv	2019-05-28	2019-05-30	26	—	$0	1,390	SEC↗
Levin James S	Chief Investment Officer	A Award deriv	2019-05-28	2019-05-30	15,991	—	$0	837,657	SEC↗
Sipp Thomas Michael	Chief Financial Officer	A Award deriv	2019-05-28	2019-05-30	613	—	$0	32,136	SEC↗
Sipp Thomas Michael	Chief Financial Officer	A Award deriv	2019-05-28	2019-05-30	4,107	—	$0	215,119	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2019-05-28	2019-05-30	326	—	$0	17,112	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2019-05-28	2019-05-30	91	—	$0	4,767	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2019-05-28	2019-05-30	102	—	$0	5,380	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2019-05-28	2019-05-30	821	—	$0	43,024	SEC↗
Cohen Wayne	President and COO	A Award deriv	2019-05-28	2019-05-30	146	—	$0	7,678	SEC↗
KETCHUM RICHARD G	Director	A Award	2019-05-28	2019-05-30	337	—	$0	17,707	SEC↗
Engel Marcy	Director	A Award	2019-05-28	2019-05-30	338	—	$0	17,740	SEC↗
Och Daniel	Director, 10% Owner	A Award	2019-05-28	2019-05-30	151	—	$0	203,666	SEC↗
BUFFERD ALLAN S	Director	A Award	2019-05-28	2019-05-30	547	—	$0	26,071	SEC↗
PROCTOR GEORGANNE	Director	A Award	2019-05-28	2019-05-30	547	—	$0	24,302	SEC↗
Fascitelli Michael D	Director	A Award	2019-05-28	2019-05-30	338	—	$0	17,740	SEC↗
Sipp Thomas Michael	Chief Financial Officer	S Sale	2019-05-14	2019-05-15	12,578	$18.36	$230.9K	50,318	SEC↗
Sipp Thomas Michael	Chief Financial Officer	S Sale	2019-05-13	2019-05-15	6,953	$17.21	$119.7K	62,896	SEC↗
Sipp Thomas Michael	Chief Financial Officer	S Sale	2019-05-10	2019-05-10	9,708	$17.51	$170.0K	69,849	SEC↗
Sipp Thomas Michael	Chief Financial Officer	S Sale	2019-05-09	2019-05-10	7,800	$16.43	$128.2K	79,557	SEC↗
Sipp Thomas Michael	Chief Financial Officer	S Sale	2019-05-08	2019-05-10	8,908	$16.04	$142.9K	87,357	SEC↗
Sipp Thomas Michael	Chief Financial Officer	S Sale	2019-05-07	2019-05-07	3,100	$16.02	$49.7K	96,265	SEC↗
Sipp Thomas Michael	Chief Financial Officer	S Sale	2019-05-06	2019-05-07	2,605	$15.95	$41.5K	99,365	SEC↗
Sipp Thomas Michael	Chief Financial Officer	M Exercise deriv	2019-05-03	2019-05-07	105,507	—	$0	211,012	SEC↗
Sipp Thomas Michael	Chief Financial Officer	M Exercise	2019-05-03	2019-05-07	105,507	—	$0	105,507	SEC↗
Sipp Thomas Michael	Chief Financial Officer	S Sale	2019-05-03	2019-05-07	3,537	$15.57	$55.1K	101,970	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2019-03-29	2019-04-02	246	—	$0	16,786	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2019-03-29	2019-04-02	619	—	$0	42,203	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2019-03-29	2019-04-02	77	—	$0	5,278	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2019-03-29	2019-04-02	68	—	$0	4,676	SEC↗
Levin James S	Chief Investment Officer	A Award deriv	2019-03-29	2019-04-02	8,350	—	$0	569,294	SEC↗
Levin James S	Chief Investment Officer	A Award deriv	2019-03-29	2019-04-02	3,720	—	$0	253,736	SEC↗
Levin James S	Chief Investment Officer	A Award deriv	2019-03-29	2019-04-02	1,136	—	$0	77,472	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2019-03-29	2019-04-02	3,721	—	$0	253,721	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2019-03-29	2019-04-02	2,373	—	$0	161,793	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2019-03-29	2019-04-02	14,296	—	$0	974,645	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2019-03-29	2019-04-02	273	—	$0	18,653	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2019-03-29	2019-04-02	397	—	$0	27,115	SEC↗
Sipp Thomas Michael	Chief Financial Officer	A Award deriv	2019-03-29	2019-04-02	4,642	—	$0	316,519	SEC↗
Sipp Thomas Michael	Chief Financial Officer	A Award deriv	2019-03-29	2019-04-02	462	—	$0	31,523	SEC↗
Cohen Wayne	President and COO	A Award deriv	2019-03-29	2019-04-02	110	—	$0	7,532	SEC↗
KETCHUM RICHARD G	Director	A Award	2019-03-29	2019-04-02	253	—	$0	17,370	SEC↗
Och Daniel	Director, 10% Owner	A Award	2019-03-29	2019-04-02	114	—	$0	203,515	SEC↗
Fascitelli Michael D	Director	A Award	2019-03-29	2019-04-02	254	—	$0	17,402	SEC↗
PROCTOR GEORGANNE	Director	A Award	2019-03-29	2019-04-02	411	—	$0	23,755	SEC↗
BUFFERD ALLAN S	Director	A Award	2019-03-29	2019-04-02	411	—	$0	25,524	SEC↗
Engel Marcy	Director	A Award	2019-03-29	2019-04-02	254	—	$0	17,402	SEC↗
Elisha Erez	Chief Accounting Officer	S Sale	2019-03-15	2019-03-18	1,758	$15.80	$27.8K	0	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise deriv	2019-03-01	2019-03-05	7,961	—	$0	18,380	SEC↗
Levine David Michael	Chief Legal Officer	S Sale	2019-03-01	2019-03-05	7,961	$12.76	$101.6K	0	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise	2019-03-01	2019-03-05	7,961	—	$0	7,961	SEC↗
Elisha Erez	Chief Accounting Officer	S Sale	2019-02-15	2019-02-19	1,758	$13.33	$23.4K	1,758	SEC↗
Levin James S	Chief Investment Officer	D To issuer deriv	2019-02-07	2019-02-11	629,733	—	$0	0	SEC↗
Levin James S	Chief Investment Officer	D To issuer deriv	2019-02-07	2019-02-11	141,315	—	$0	0	SEC↗
Och Daniel	Director, 10% Owner	D To issuer deriv	2019-02-07	2019-02-11	8,179,527	—	$0	0	SEC↗
Och Daniel	Director, 10% Owner	D To issuer deriv	2019-02-07	2019-02-11	4,550,427	—	$0	0	SEC↗
Cohen Wayne	President and COO	D To issuer deriv	2019-02-07	2019-02-11	40,734	—	$0	0	SEC↗
Cohen Wayne	President and COO	D To issuer deriv	2019-02-07	2019-02-11	314,215	—	$0	0	SEC↗
Cohen Wayne	President and COO	A Award deriv	2019-02-07	2019-02-11	7,422	—	$0	7,422	SEC↗
Shafir Robert Scott	Chief Executive Officer	M Exercise deriv	2019-02-05	2019-02-06	320,115	—	$0	960,349	SEC↗
Shafir Robert Scott	Chief Executive Officer	M Exercise deriv	2019-02-05	2019-02-06	53,141	—	$0	159,420	SEC↗
Shafir Robert Scott	Chief Executive Officer	M Exercise	2019-02-05	2019-02-06	373,256	—	$0	373,256	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2019-01-22	2019-01-24	26,718	—	$0	26,718	SEC↗
Sipp Thomas Michael	Chief Financial Officer	A Award deriv	2019-01-22	2019-01-24	31,061	—	$0	31,061	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2019-01-22	2019-01-24	16,540	—	$0	16,540	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2019-01-22	2019-01-24	250,000	—	$0	250,000	SEC↗
Levin James S	Chief Investment Officer	A Award deriv	2019-01-22	2019-01-24	76,336	—	$0	76,336	SEC↗
Elisha Erez	Chief Accounting Officer	S Sale	2019-01-22	2019-01-24	1,758	$12.15	$21.4K	3,516	SEC↗
Och Daniel	Director, 10% Owner	A Award	2019-01-07	2019-01-09	7,694	—	$0	203,401	SEC↗
BUFFERD ALLAN S	Director	A Award	2019-01-02	2019-01-03	108,696	—	$0	251,052	SEC↗
Engel Marcy	Director	A Award	2019-01-02	2019-01-03	108,696	—	$0	171,470	SEC↗
Fascitelli Michael D	Director	A Award	2019-01-02	2019-01-03	108,696	—	$0	171,470	SEC↗
KETCHUM RICHARD G	Director	A Award	2019-01-02	2019-01-03	108,696	—	$0	171,165	SEC↗
PROCTOR GEORGANNE	Director	A Award	2019-01-02	2019-01-03	108,696	—	$0	233,364	SEC↗
Levin James S	Chief Investment Officer	M Exercise deriv	2018-12-31	2019-01-03	625,043	—	$0	2,500,120	SEC↗
Levin James S	Chief Investment Officer	M Exercise deriv	2018-12-31	2019-01-03	5,563,874	—	$0	5,609,462	SEC↗
Levin James S	Chief Investment Officer	M Exercise	2018-12-31	2019-01-03	5,563,874	—	$0	5,563,874	SEC↗
Levin James S	Chief Investment Officer	D To issuer	2018-12-31	2019-01-03	2,971,665	$0.96	$2.85M	2,592,209	SEC↗
Levin James S	Chief Investment Officer	M Exercise	2018-12-31	2019-01-03	625,043	—	$0	625,043	SEC↗
Levin James S	Chief Investment Officer	D To issuer	2018-12-31	2019-01-03	333,835	$0.96	$320.5K	291,208	SEC↗
Elisha Erez	Chief Accounting Officer	S Sale	2018-12-31	2019-01-03	300,748	$0.91	$273.7K	0	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise deriv	2018-12-26	2018-12-28	25,999	—	$0	51,994	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise deriv	2018-12-26	2018-12-28	20,730	—	$0	0	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise deriv	2018-12-26	2018-12-28	46,100	—	$0	46,096	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise deriv	2018-12-26	2018-12-28	207,919	—	$0	415,835	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise	2018-12-26	2018-12-28	300,748	—	$0	300,748	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	A Award deriv	2018-11-20	2018-11-21	58,412	—	$0	3,125,163	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	A Award deriv	2018-11-20	2018-11-21	208,846	—	$0	11,173,336	SEC↗
Sipp Thomas Michael	Chief Financial Officer	A Award deriv	2018-11-20	2018-11-21	58,294	—	$0	3,118,775	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2018-11-20	2018-11-21	239,339	—	$0	12,804,640	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2018-11-20	2018-11-21	39,730	—	$0	2,125,602	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-11-20	2018-11-21	1,457	—	$0	77,993	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-11-20	2018-11-21	11,658	—	$0	623,754	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-11-20	2018-11-21	387	—	$0	20,730	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-11-20	2018-11-21	1,723	—	$0	92,196	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2018-11-20	2018-11-21	4,923	—	$0	263,430	SEC↗
BUFFERD ALLAN S	Director	A Award	2018-11-20	2018-11-21	3,172	—	$0	142,356	SEC↗
Engel Marcy	Director	A Award	2018-11-20	2018-11-21	1,173	—	$0	62,774	SEC↗
Fascitelli Michael D	Director	A Award	2018-11-20	2018-11-21	1,173	—	$0	62,774	SEC↗
PROCTOR GEORGANNE	Director	A Award	2018-11-20	2018-11-21	3,172	—	$0	124,668	SEC↗
KETCHUM RICHARD G	Director	A Award	2018-11-20	2018-11-21	1,167	—	$0	62,469	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise deriv	2018-09-14	2018-09-17	26,186	—	$0	258,507	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise	2018-09-14	2018-09-17	26,186	—	$0	26,186	SEC↗
Levine David Michael	Chief Legal Officer	S Sale	2018-09-14	2018-09-17	26,186	$1.66	$43.5K	0	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise deriv	2018-08-23	2018-08-23	145	—	$0	284,693	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise	2018-08-23	2018-08-23	145	—	$0	145	SEC↗
Levine David Michael	Chief Legal Officer	S Sale	2018-08-23	2018-08-23	145	$1.88	$273	0	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2018-08-20	2018-08-22	3,035	—	$0	284,838	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-08-20	2018-08-22	918	—	$0	90,473	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-08-20	2018-08-22	206	—	$0	20,343	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-08-20	2018-08-22	6,214	—	$0	612,096	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-08-20	2018-08-22	777	—	$0	76,536	SEC↗
Sipp Thomas Michael	Chief Financial Officer	A Award deriv	2018-08-20	2018-08-22	31,070	—	$0	3,060,481	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	A Award deriv	2018-08-20	2018-08-22	31,132	—	$0	3,066,751	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	A Award deriv	2018-08-20	2018-08-22	111,312	—	$0	10,964,490	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2018-08-20	2018-08-22	21,176	—	$0	2,085,872	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2018-08-20	2018-08-22	127,566	—	$0	12,565,301	SEC↗
BUFFERD ALLAN S	Director	A Award	2018-08-20	2018-08-22	1,688	—	$0	139,184	SEC↗
KETCHUM RICHARD G	Director	A Award	2018-08-20	2018-08-22	622	—	$0	61,302	SEC↗
Engel Marcy	Director	A Award	2018-08-20	2018-08-22	625	—	$0	61,601	SEC↗
PROCTOR GEORGANNE	Director	A Award	2018-08-20	2018-08-22	1,688	—	$0	121,496	SEC↗
Fascitelli Michael D	Director	A Award	2018-08-20	2018-08-22	625	—	$0	61,601	SEC↗
Levine David Michael	Chief Legal Officer	S Sale	2018-08-15	2018-08-16	14,146	$2.00	$28.3K	0	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise deriv	2018-08-14	2018-08-16	14,146	—	$0	281,803	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise	2018-08-14	2018-08-16	14,146	—	$0	14,146	SEC↗
KETCHUM RICHARD G	Director	A Award	2018-07-31	2018-08-02	60,680	—	$0	60,680	SEC↗
Engel Marcy	Director	A Award	2018-06-05	2018-06-07	60,976	—	$0	60,976	SEC↗
Fascitelli Michael D	Director	A Award	2018-06-05	2018-06-07	60,976	—	$0	60,976	SEC↗
Sipp Thomas Michael	Chief Financial Officer	A Award deriv	2018-05-21	2018-05-22	29,411	—	$0	3,029,411	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-05-21	2018-05-22	5,882	—	$0	605,882	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-05-21	2018-05-22	195	—	$0	20,137	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-05-21	2018-05-22	735	—	$0	75,759	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-05-21	2018-05-22	869	—	$0	89,555	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2018-05-21	2018-05-22	20,045	—	$0	2,064,696	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2018-05-21	2018-05-22	120,754	—	$0	12,437,735	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2018-05-21	2018-05-22	2,873	—	$0	295,949	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	A Award deriv	2018-05-21	2018-05-22	29,470	—	$0	3,035,619	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	A Award deriv	2018-05-21	2018-05-22	105,368	—	$0	10,853,178	SEC↗
GRISWELL J BARRY	Director	A Award	2018-05-21	2018-05-22	1,833	—	$0	163,951	SEC↗
PROCTOR GEORGANNE	Director	A Award	2018-05-21	2018-05-22	1,599	—	$0	119,808	SEC↗
BUFFERD ALLAN S	Director	A Award	2018-05-21	2018-05-22	1,599	—	$0	137,496	SEC↗
KENNEY JEROME P	Director	A Award	2018-05-21	2018-05-22	1,599	—	$0	157,496	SEC↗
Sipp Thomas Michael	Chief Financial Officer	A Award deriv	2018-05-03	2018-05-04	3,000,000	—	$0	3,000,000	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-24	2018-04-25	305,729	$2.04	$623.7K	0	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-04-23	2018-04-24	600,000	—	$0	600,000	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-23	2018-04-24	184,930	$2.23	$412.4K	305,729	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-20	2018-04-24	172,704	$2.29	$395.5K	490,659	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-19	2018-04-20	141,600	$2.25	$318.6K	663,363	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-18	2018-04-20	144,800	$2.28	$330.1K	804,963	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-17	2018-04-18	200,700	$2.31	$463.6K	949,763	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-16	2018-04-18	100,700	$2.29	$230.6K	1,150,463	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-13	2018-04-16	124,209	$2.33	$289.4K	1,251,163	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-12	2018-04-16	138,700	$2.32	$321.8K	1,375,372	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-11	2018-04-12	316,800	$2.28	$722.3K	1,514,072	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-10	2018-04-12	461,000	$2.24	$1.03M	1,830,872	SEC↗
Levine David Michael	Chief Legal Officer	S Sale	2018-04-09	2018-04-10	46,595	$2.28	$106.2K	0	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-09	2018-04-10	189,505	$2.29	$434.0K	2,291,872	SEC↗
Levine David Michael	Chief Legal Officer	S Sale	2018-04-06	2018-04-10	26,300	$2.33	$61.3K	46,595	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	S Sale	2018-04-06	2018-04-10	29,700	$2.34	$69.5K	2,481,377	SEC↗
Windreich David	Co-Chief Investment Officer	J Other deriv	2018-03-08	2018-03-09	9,240,506	$1.58	$14.60M	30,421,004	SEC↗
Windreich David	Co-Chief Investment Officer	J Other deriv	2018-03-08	2018-03-09	9,240,506	$1.58	$14.60M	30,421,004	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	3,094,507	—	$0	78,700,739	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	555,611	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	555,611	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	2,608,945	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	2,608,945	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	J Other deriv	2018-03-08	2018-03-12	3,094,507	$1.58	$4.89M	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	3,094,507	—	$0	78,700,739	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	555,610	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	555,610	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	2,608,946	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	2,608,946	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	J Other deriv	2018-03-08	2018-03-12	3,094,507	$1.58	$4.89M	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	3,094,507	—	$0	78,700,739	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	555,610	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	555,610	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	2,608,946	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	2,608,946	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	2,424,436	—	$0	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	2,424,436	—	$0	45,504,265	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	3,271,766	—	$0	79,370,810	SEC↗
Och Daniel	Director, 10% Owner	J Other deriv	2018-03-08	2018-03-12	3,094,507	$1.58	$4.89M	81,795,246	SEC↗
Och Daniel	Director, 10% Owner	G Gift deriv	2018-03-08	2018-03-12	3,271,766	—	$0	47,928,701	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2018-03-05	2018-03-06	9,513	—	$0	295,047	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise deriv	2018-03-05	2018-03-06	1,971	—	$0	293,076	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-03-05	2018-03-06	1,930	—	$0	75,024	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-03-05	2018-03-06	2,282	—	$0	88,686	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-03-05	2018-03-06	513	—	$0	19,942	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	A Award deriv	2018-03-05	2018-03-06	92,652	—	$0	3,600,247	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	A Award deriv	2018-03-05	2018-03-06	261,307	—	$0	10,153,712	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2018-03-05	2018-03-06	52,619	—	$0	2,044,651	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2018-03-05	2018-03-06	316,981	—	$0	12,316,981	SEC↗
KENNEY JEROME P	Director	A Award	2018-03-05	2018-03-06	4,203	—	$0	155,897	SEC↗
GRISWELL J BARRY	Director	A Award	2018-03-05	2018-03-06	4,818	—	$0	162,118	SEC↗
BUFFERD ALLAN S	Director	A Award	2018-03-05	2018-03-06	4,203	—	$0	135,897	SEC↗
PROCTOR GEORGANNE	Director	A Award	2018-03-05	2018-03-06	4,203	—	$0	118,209	SEC↗
Levine David Michael	Chief Legal Officer	D To issuer	2018-03-05	2018-03-06	1,971	$2.65	$5.2K	72,895	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise	2018-03-05	2018-03-06	1,971	—	$0	74,866	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise deriv	2018-03-01	2018-03-01	74,619	—	$0	285,534	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise	2018-03-01	2018-03-01	74,619	—	$0	147,514	SEC↗
Levine David Michael	Chief Legal Officer	D To issuer	2018-03-01	2018-03-01	74,619	$2.67	$199.2K	72,895	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	A Award deriv	2018-02-16	2018-02-21	9,892,405	—	$0	9,892,405	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	A Award deriv	2018-02-16	2018-02-21	3,507,595	—	$0	3,507,595	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	D To issuer deriv	2018-02-16	2018-02-21	7,595	—	$0	1,413,155	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	D To issuer deriv	2018-02-16	2018-02-21	5,992,405	—	$0	6,297,339	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	D To issuer	2018-02-16	2018-02-21	29,000,000	—	$0	23,710,494	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	D To issuer	2018-02-16	2018-02-21	6,000,000	—	$0	17,710,494	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2018-02-05	2018-02-07	10,000,000	—	$0	10,000,000	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2018-02-05	2018-02-07	12,000,000	—	$0	12,000,000	SEC↗
Shafir Robert Scott	Chief Executive Officer	A Award deriv	2018-02-05	2018-02-07	1,992,032	—	$0	1,992,032	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise deriv	2018-02-01	2018-02-01	27,981	—	$0	360,153	SEC↗
Levine David Michael	Chief Legal Officer	D To issuer	2018-02-01	2018-02-01	27,981	$2.56	$71.6K	72,895	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise	2018-02-01	2018-02-01	27,981	—	$0	100,876	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2018-01-31	2018-02-01	73,094	—	$0	73,094	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise deriv	2018-01-31	2018-02-01	79,874	—	$0	0	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise	2018-01-31	2018-02-01	79,874	—	$0	79,874	SEC↗
Elisha Erez	Chief Accounting Officer	F Tax w/h	2018-01-31	2018-02-01	27,131	$2.40	$65.1K	52,743	SEC↗
PROCTOR GEORGANNE	Director	A Award	2018-01-02	2018-01-03	46,642	—	$0	114,006	SEC↗
BARR WILLIAM P	Director	A Award	2018-01-02	2018-01-03	46,642	—	$0	198,660	SEC↗
GRISWELL J BARRY	Director	A Award	2018-01-02	2018-01-03	46,642	—	$0	157,300	SEC↗
BUFFERD ALLAN S	Director	A Award	2018-01-02	2018-01-03	46,642	—	$0	131,694	SEC↗
KENNEY JEROME P	Director	A Award	2018-01-02	2018-01-03	46,642	—	$0	151,694	SEC↗
Elisha Erez	Chief Accounting Officer	S Sale	2017-12-29	2018-01-02	47,699	$2.51	$119.7K	0	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise deriv	2017-12-26	2017-12-26	13,033	—	$0	0	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise deriv	2017-12-26	2017-12-26	19,430	—	$0	19,429	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise deriv	2017-12-26	2017-12-26	43,203	—	$0	86,404	SEC↗
Elisha Erez	Chief Accounting Officer	F Tax w/h	2017-12-26	2017-12-26	27,967	$2.64	$73.8K	47,699	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise	2017-12-26	2017-12-26	13,033	—	$0	13,033	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise	2017-12-26	2017-12-26	19,430	—	$0	32,463	SEC↗
Elisha Erez	Chief Accounting Officer	M Exercise	2017-12-26	2017-12-26	43,203	—	$0	75,666	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2017-11-20	2017-11-22	2,464	—	$0	388,134	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-11-20	2017-11-22	822	—	$0	129,607	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-11-20	2017-11-22	246	—	$0	38,859	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-11-20	2017-11-22	82	—	$0	13,033	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-11-20	2017-11-22	507	—	$0	79,874	SEC↗
BUFFERD ALLAN S	Director	A Award	2017-11-20	2017-11-22	712	—	$0	85,052	SEC↗
PROCTOR GEORGANNE	Director	A Award	2017-11-20	2017-11-22	712	—	$0	67,364	SEC↗
GRISWELL J BARRY	Director	A Award	2017-11-20	2017-11-22	859	—	$0	110,658	SEC↗
BARR WILLIAM P	Director	A Award	2017-11-20	2017-11-22	964	—	$0	152,018	SEC↗
KENNEY JEROME P	Director	A Award	2017-11-20	2017-11-22	712	—	$0	105,052	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise deriv	2017-09-14	2017-09-14	24,852	—	$0	385,670	SEC↗
Levine David Michael	Chief Legal Officer	D To issuer	2017-09-14	2017-09-14	24,852	$2.87	$71.3K	72,895	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise	2017-09-14	2017-09-14	24,852	—	$0	97,747	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-08-21	2017-08-23	87	—	$0	12,951	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-08-21	2017-08-23	534	—	$0	79,367	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-08-21	2017-08-23	260	—	$0	38,613	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-08-21	2017-08-23	867	—	$0	128,785	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2017-08-21	2017-08-23	2,764	—	$0	410,522	SEC↗
GRISWELL J BARRY	Director	A Award	2017-08-21	2017-08-23	905	—	$0	109,799	SEC↗
KENNEY JEROME P	Director	A Award	2017-08-21	2017-08-23	750	—	$0	104,340	SEC↗
PROCTOR GEORGANNE	Director	A Award	2017-08-21	2017-08-23	750	—	$0	66,652	SEC↗
BARR WILLIAM P	Director	A Award	2017-08-21	2017-08-23	1,015	—	$0	151,054	SEC↗
BUFFERD ALLAN S	Director	A Award	2017-08-21	2017-08-23	750	—	$0	84,340	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise deriv	2017-08-14	2017-08-15	20,182	—	$0	407,758	SEC↗
Levine David Michael	Chief Legal Officer	D To issuer	2017-08-14	2017-08-15	20,182	$2.93	$59.1K	72,895	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise	2017-08-14	2017-08-15	20,182	—	$0	93,077	SEC↗
Levine David Michael	Chief Legal Officer	A Award deriv	2017-05-19	2017-05-23	3,642	—	$0	427,940	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-05-19	2017-05-23	326	—	$0	38,353	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-05-19	2017-05-23	109	—	$0	12,864	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-05-19	2017-05-23	670	—	$0	78,833	SEC↗
Elisha Erez	Chief Accounting Officer	A Award deriv	2017-05-19	2017-05-23	1,088	—	$0	127,918	SEC↗
KENNEY JEROME P	Director	A Award	2017-05-19	2017-05-23	941	—	$0	103,590	SEC↗
PROCTOR GEORGANNE	Director	A Award	2017-05-19	2017-05-23	941	—	$0	65,902	SEC↗
BUFFERD ALLAN S	Director	A Award	2017-05-19	2017-05-23	941	—	$0	83,590	SEC↗
GRISWELL J BARRY	Director	A Award	2017-05-19	2017-05-23	1,136	—	$0	108,894	SEC↗
BARR WILLIAM P	Director	A Award	2017-05-19	2017-05-23	1,275	—	$0	150,039	SEC↗
HAAS ALESIA J	Chief Financial Officer	A Award	2017-05-09	2017-05-11	500,000	—	$0	500,000	SEC↗
Kelly Harold	Co-Head of Glbl Cnv and Drv	A Award	2017-05-09	2017-05-11	2,000,000	—	$0	12,005,196	SEC↗
Cohen Wayne	President and COO	A Award	2017-05-09	2017-05-11	6,700,000	—	$0	10,249,486	SEC↗
Windreich David	Co-Chief Investment Officer	A Award	2017-05-09	2017-05-11	2,000,000	—	$0	38,353,888	SEC↗
Levine David Michael	Chief Legal Officer	A Award	2017-05-09	2017-05-11	500,000	—	$0	500,000	SEC↗
Levin James S	Co-CIO and Head of Glbl Cred	A Award	2017-05-09	2017-05-11	39,000,000	—	$0	52,710,494	SEC↗
Och Daniel	Chief Executive Officer	A Award deriv	2017-03-21	2017-03-22	172,459	—	$0	51,200,467	SEC↗
Och Daniel	Chief Executive Officer	A Award	2017-03-21	2017-03-22	172,459	—	$0	127,299,511	SEC↗
Levine David Michael	Chief Legal Officer	M Exercise deriv	2017-03-08	2017-03-08	99	—	$0	424,298	SEC↗