PJC

PIPER JAFFRAY COMPANIESCIK 1230245 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for PJC PRO

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AI insights for PJC

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
TAYLOR SCOTT C	Director	26	$0	$0	2019-12-31
SORAN PHILIP	Director	28	$0	$0	2019-12-31
HOLT VICTORIA M	Director	4	$0	$0	2019-12-31
JOHNSON B KRISTINE	Director	30	$0	$401.6K	2019-12-13
SMITH SHERRY M	Director	18	$0	$0	2019-12-13
FITZGERALD WILLIAM R	Director	38	$0	$0	2019-12-13
PIPER ADDISON L	Director	26	$0	$116.8K	2019-12-13
Geelan John W	General Counsel	41	$0	$49.5K	2019-05-20
Abraham Chad R	Global Co-Head IB and Cap Mkts	63	$0	$3.27M	2019-05-20
LaRue R Scott	Head Global IB and Cap Mkts	96	$518.7K	$5.12M	2019-05-20
Schoneman Debbra L.	President	66	$0	$1.29M	2019-05-20
SCHREIER THOMAS S JR	Director	2	$0	$0	2019-05-20
Baker James P	Global Co-Head IB and Cap Mkts	4	$0	$0	2019-05-16
Carter Timothy L	Chief Financial Officer	8	$0	$0	2019-02-16
DUFF ANDREW S	Director	72	$0	$9.12M	2019-02-16
Volpi Michele	Director	14	$0	$0	2018-05-17
Fairman Francis E IV	Head, Public Finance Services	57	$0	$2.49M	2018-02-02
Crawshaw Christopher D	Head of Asset Management	20	$0	$3.24M	2017-08-04
Smith Thomas Gregory	Chief Strategy Officer	20	$0	$197.2K	2017-07-31
Winges Martin Bradley	Head, Fixed Income Services	56	$115.7K	$1.85M	2017-07-28
Esckilsen Christine N	Chief of Human Capital	22	$0	$363.0K	2017-05-22
Klinefelter Jeffrey P	Global Head of Equities	51	$0	$3.58M	2017-05-22
Frazier Michael E	Director	1	$0	$0	2017-05-11
Harvey Stuart C. JR	President and COO	1	$220.6K	$0	2016-11-08
POLSKY LISA	Director	9	$0	$399.4K	2015-05-13
FRANCIS MICHAEL	Director	5	$0	$230.3K	2014-01-30
Woodhouse Hope B	Director	2	$0	$0	2013-05-08
O'Brien Brien M	Head of Asset Management	36	$0	$7.59M	2013-02-27
FIREBAUGH RONALD T	Co-Head Pub Fin & Fixed Income	2	$0	$0	2012-05-15
PETERSON ROBERT W	Global Head of Equities	2	$0	$0	2012-05-15
CHOSY JAMES L	General Counsel	6	$0	$0	2012-05-15
Taylor Jean M	Director	1	$0	$0	2012-05-09
SIMS FRANK L	Director	1	$0	$0	2012-05-09

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
HOLT VICTORIA M	Director	A Award	2019-12-31	2020-01-02	230	$79.94	$18.4K	1,386	SEC↗
TAYLOR SCOTT C	Director	A Award	2019-12-31	2020-01-02	300	$79.94	$24.0K	11,542	SEC↗
SORAN PHILIP	Director	A Award	2019-12-31	2020-01-02	376	$79.94	$30.1K	14,528	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2019-12-13	2019-12-16	79	$81.62	$6.4K	17,140	SEC↗
HOLT VICTORIA M	Director	A Award	2019-12-13	2019-12-16	6	$81.62	$490	1,156	SEC↗
PIPER ADDISON L	Director	A Award	2019-12-13	2019-12-16	18	$81.62	$1.5K	29,610	SEC↗
SMITH SHERRY M	Director	A Award	2019-12-13	2019-12-16	23	$81.62	$1.9K	7,324	SEC↗
TAYLOR SCOTT C	Director	A Award	2019-12-13	2019-12-16	13	$81.62	$1.1K	11,242	SEC↗
SORAN PHILIP	Director	A Award	2019-12-13	2019-12-16	34	$81.62	$2.8K	14,152	SEC↗
JOHNSON B KRISTINE	Director	A Award	2019-12-13	2019-12-16	9	$81.62	$735	11,794	SEC↗
JOHNSON B KRISTINE	Director	G Gift	2019-11-05	2019-11-07	1,752	—	$0	2,578	SEC↗
HOLT VICTORIA M	Director	A Award	2019-10-01	2019-10-02	40	$72.66	$2.9K	1,150	SEC↗
SORAN PHILIP	Director	A Award	2019-10-01	2019-10-02	399	$72.66	$29.0K	14,118	SEC↗
TAYLOR SCOTT C	Director	A Award	2019-10-01	2019-10-02	330	$72.66	$24.0K	11,229	SEC↗
HOLT VICTORIA M	Director	A Award	2019-09-16	2019-09-18	1,110	$77.84	$86.4K	1,110	SEC↗
PIPER ADDISON L	Director	E Expire	2019-09-13	2019-09-17	19	—	$0	29,592	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2019-09-13	2019-09-17	82	—	$0	17,061	SEC↗
SMITH SHERRY M	Director	A Award	2019-09-13	2019-09-17	24	—	$0	7,301	SEC↗
JOHNSON B KRISTINE	Director	A Award	2019-09-13	2019-09-17	10	—	$0	11,785	SEC↗
TAYLOR SCOTT C	Director	A Award	2019-09-13	2019-09-17	12	—	$0	10,899	SEC↗
SORAN PHILIP	Director	A Award	2019-09-13	2019-09-17	33	—	$0	13,719	SEC↗
PIPER ADDISON L	Director	A Award	2019-09-13	2019-09-18	19	—	$0	29,592	SEC↗
TAYLOR SCOTT C	Director	A Award	2019-07-01	2019-07-02	301	—	$0	10,887	SEC↗
SORAN PHILIP	Director	A Award	2019-07-01	2019-07-02	385	—	$0	13,686	SEC↗
PIPER ADDISON L	Director	A Award	2019-06-14	2019-06-17	20	$73.43	$1.5K	29,573	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2019-06-14	2019-06-17	87	$73.43	$6.4K	16,979	SEC↗
SMITH SHERRY M	Director	A Award	2019-06-14	2019-06-17	26	$73.43	$1.9K	7,277	SEC↗
JOHNSON B KRISTINE	Director	A Award	2019-06-14	2019-06-17	10	$73.43	$734	11,775	SEC↗
SORAN PHILIP	Director	A Award	2019-06-14	2019-06-17	33	$73.43	$2.4K	13,301	SEC↗
TAYLOR SCOTT C	Director	A Award	2019-06-14	2019-06-17	12	$73.43	$881	10,586	SEC↗
Schoneman Debbra L.	President	M Exercise deriv	2019-05-20	2019-05-22	15,053	—	$0	0	SEC↗
Abraham Chad R	Chief Executive Officer	M Exercise deriv	2019-05-20	2019-05-22	10,036	—	$0	0	SEC↗
Geelan John W	General Counsel	M Exercise deriv	2019-05-20	2019-05-22	5,018	—	$0	0	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	M Exercise deriv	2019-05-20	2019-05-22	10,036	—	$0	0	SEC↗
PIPER ADDISON L	Director	A Award	2019-05-20	2019-05-20	1,149	$78.36	$90.0K	29,553	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2019-05-20	2019-05-20	1,149	$78.36	$90.0K	16,892	SEC↗
SMITH SHERRY M	Director	A Award	2019-05-20	2019-05-20	1,149	$78.36	$90.0K	7,251	SEC↗
JOHNSON B KRISTINE	Director	A Award	2019-05-20	2019-05-20	1,149	$78.36	$90.0K	11,765	SEC↗
SORAN PHILIP	Director	A Award	2019-05-20	2019-05-20	1,149	$78.36	$90.0K	13,268	SEC↗
TAYLOR SCOTT C	Director	A Award	2019-05-20	2019-05-20	1,149	$78.36	$90.0K	10,574	SEC↗
SCHREIER THOMAS S JR	Director	A Award	2019-05-20	2019-05-20	1,149	$78.36	$90.0K	2,563	SEC↗
Schoneman Debbra L.	President	M Exercise	2019-05-20	2019-05-22	15,053	—	$0	61,090	SEC↗
Schoneman Debbra L.	President	F Tax w/h	2019-05-20	2019-05-22	6,865	—	$0	54,225	SEC↗
Abraham Chad R	Chief Executive Officer	F Tax w/h	2019-05-20	2019-05-22	4,577	—	$0	66,183	SEC↗
Abraham Chad R	Chief Executive Officer	M Exercise	2019-05-20	2019-05-22	10,036	—	$0	70,760	SEC↗
Geelan John W	General Counsel	M Exercise	2019-05-20	2019-05-22	5,018	—	$0	16,253	SEC↗
Geelan John W	General Counsel	F Tax w/h	2019-05-20	2019-05-22	1,536	—	$0	14,717	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	G Gift	2019-05-20	2019-05-22	5,080	—	$0	53,753	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	G Gift	2019-05-20	2019-05-22	5,080	—	$0	10,967	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	F Tax w/h	2019-05-20	2019-05-22	4,956	—	$0	16,047	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	M Exercise	2019-05-20	2019-05-22	10,036	—	$0	21,003	SEC↗
Baker James P	Global Co-Head IB and Cap Mk	F Tax w/h	2019-05-16	2019-05-20	13,939	—	$0	31,314	SEC↗
SORAN PHILIP	Director	A Award	2019-04-01	2019-04-02	382	—	$0	12,119	SEC↗
TAYLOR SCOTT C	Director	A Award	2019-04-01	2019-04-02	282	—	$0	9,425	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2019-03-15	2019-03-19	295	$72.63	$21.4K	15,743	SEC↗
JOHNSON B KRISTINE	Director	A Award	2019-03-15	2019-03-19	36	$72.63	$2.6K	10,616	SEC↗
PIPER ADDISON L	Director	A Award	2019-03-15	2019-03-19	71	$72.63	$5.2K	28,404	SEC↗
SMITH SHERRY M	Director	A Award	2019-03-15	2019-03-19	93	$72.63	$6.8K	6,102	SEC↗
SORAN PHILIP	Director	A Award	2019-03-15	2019-03-19	92	$72.63	$6.7K	11,737	SEC↗
TAYLOR SCOTT C	Director	A Award	2019-03-15	2019-03-19	14	$72.63	$1.0K	9,143	SEC↗
Abraham Chad R	Chief Executive Officer	A Award	2019-02-16	2019-02-20	7,158	—	$0	60,724	SEC↗
Abraham Chad R	Chief Executive Officer	F Tax w/h	2019-02-16	2019-02-20	907	—	$0	53,566	SEC↗
Abraham Chad R	Chief Executive Officer	F Tax w/h	2019-02-16	2019-02-20	1,441	—	$0	54,473	SEC↗
Abraham Chad R	Chief Executive Officer	F Tax w/h	2019-02-16	2019-02-20	3,229	—	$0	55,914	SEC↗
Baker James P	Global Co-Head IB and Cap Mk	F Tax w/h	2019-02-16	2019-02-20	152	—	$0	42,241	SEC↗
Baker James P	Global Co-Head IB and Cap Mk	A Award	2019-02-16	2019-02-20	3,428	—	$0	45,253	SEC↗
Baker James P	Global Co-Head IB and Cap Mk	F Tax w/h	2019-02-16	2019-02-20	416	—	$0	41,825	SEC↗
Carter Timothy L	Chief Financial Officer	F Tax w/h	2019-02-16	2019-02-20	23	—	$0	4,395	SEC↗
Carter Timothy L	Chief Financial Officer	A Award	2019-02-16	2019-02-20	1,244	—	$0	5,580	SEC↗
Carter Timothy L	Chief Financial Officer	F Tax w/h	2019-02-16	2019-02-20	59	—	$0	4,336	SEC↗
Carter Timothy L	Chief Financial Officer	F Tax w/h	2019-02-16	2019-02-20	74	—	$0	4,418	SEC↗
DUFF ANDREW S	Director	F Tax w/h	2019-02-16	2019-02-20	5,151	—	$0	188,816	SEC↗
DUFF ANDREW S	Director	F Tax w/h	2019-02-16	2019-02-20	1,139	—	$0	185,485	SEC↗
DUFF ANDREW S	Director	F Tax w/h	2019-02-16	2019-02-20	2,192	—	$0	186,624	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	A Award	2019-02-16	2019-02-20	5,406	—	$0	10,967	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2019-02-16	2019-02-20	4,073	—	$0	9,735	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2019-02-16	2019-02-20	4,073	—	$0	46,561	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	F Tax w/h	2019-02-16	2019-02-20	1,378	—	$0	8,357	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2019-02-16	2019-02-20	1,411	—	$0	6,946	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2019-02-16	2019-02-20	1,411	—	$0	47,972	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	F Tax w/h	2019-02-16	2019-02-20	684	—	$0	6,262	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2019-02-16	2019-02-20	701	—	$0	5,561	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2019-02-16	2019-02-20	701	—	$0	48,673	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	F Tax w/h	2019-02-16	2019-02-20	3,278	—	$0	13,808	SEC↗
Schoneman Debbra L.	President	F Tax w/h	2019-02-16	2019-02-20	417	—	$0	44,136	SEC↗
Schoneman Debbra L.	President	A Award	2019-02-16	2019-02-20	2,857	—	$0	46,037	SEC↗
Schoneman Debbra L.	President	F Tax w/h	2019-02-16	2019-02-20	326	—	$0	43,180	SEC↗
Schoneman Debbra L.	President	F Tax w/h	2019-02-16	2019-02-20	841	—	$0	44,553	SEC↗
Geelan John W	General Counsel	F Tax w/h	2019-02-16	2019-02-20	59	—	$0	10,641	SEC↗
Geelan John W	General Counsel	F Tax w/h	2019-02-16	2019-02-20	60	—	$0	10,700	SEC↗
Geelan John W	General Counsel	F Tax w/h	2019-02-16	2019-02-20	115	—	$0	10,760	SEC↗
Geelan John W	General Counsel	A Award	2019-02-16	2019-02-20	594	—	$0	11,235	SEC↗
SORAN PHILIP	Director	A Award	2019-01-02	2019-01-03	397	—	$0	11,645	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2019-01-02	2019-01-03	265	—	$0	15,448	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2018-12-14	2018-12-18	85	$66.64	$5.7K	15,183	SEC↗
JOHNSON B KRISTINE	Director	A Award	2018-12-14	2018-12-18	11	$66.64	$733	10,580	SEC↗
PIPER ADDISON L	Director	A Award	2018-12-14	2018-12-18	21	$66.64	$1.4K	28,333	SEC↗
SMITH SHERRY M	Director	A Award	2018-12-14	2018-12-18	28	$66.64	$1.9K	6,009	SEC↗
SORAN PHILIP	Director	A Award	2018-12-14	2018-12-18	25	$66.64	$1.7K	11,248	SEC↗
TAYLOR SCOTT C	Director	A Award	2018-12-14	2018-12-18	5	$66.64	$333	9,129	SEC↗
DUFF ANDREW S	Director	G Gift	2018-12-12	2018-12-12	21,769	—	$0	193,967	SEC↗
Geelan John W	General Counsel	G Gift	2018-11-19	2018-11-20	689	—	$0	10,875	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2018-10-01	2018-10-03	234	—	$0	15,098	SEC↗
SORAN PHILIP	Director	A Award	2018-10-01	2018-10-03	350	—	$0	11,223	SEC↗
PIPER ADDISON L	Director	A Award	2018-09-14	2018-09-18	18	$77.00	$1.4K	28,312	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2018-09-14	2018-09-18	73	$77.00	$5.6K	14,864	SEC↗
SMITH SHERRY M	Director	A Award	2018-09-14	2018-09-18	24	$77.00	$1.8K	5,981	SEC↗
JOHNSON B KRISTINE	Director	A Award	2018-09-14	2018-09-18	9	$77.00	$693	10,569	SEC↗
SORAN PHILIP	Director	A Award	2018-09-14	2018-09-18	20	$77.00	$1.5K	10,873	SEC↗
TAYLOR SCOTT C	Director	A Award	2018-09-14	2018-09-18	4	$77.00	$308	9,124	SEC↗
SCHREIER THOMAS S JR	Director	A Award	2018-09-14	2018-09-18	1,091	$77.00	$84.0K	1,267	SEC↗
JOHNSON B KRISTINE	Director	G Gift	2018-08-06	2018-08-07	1,768	—	$0	10,560	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2018-07-02	2018-07-03	226	—	$0	14,791	SEC↗
SORAN PHILIP	Director	A Award	2018-07-02	2018-07-03	338	—	$0	10,853	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2018-06-15	2018-06-18	68	$80.10	$5.4K	14,565	SEC↗
JOHNSON B KRISTINE	Director	A Award	2018-06-15	2018-06-18	9	$80.10	$721	12,328	SEC↗
PIPER ADDISON L	Director	A Award	2018-06-15	2018-06-18	18	$80.10	$1.4K	28,294	SEC↗
SMITH SHERRY M	Director	A Award	2018-06-15	2018-06-18	23	$80.10	$1.8K	5,957	SEC↗
TAYLOR SCOTT C	Director	A Award	2018-06-15	2018-06-18	4	$80.10	$320	9,120	SEC↗
SORAN PHILIP	Director	A Award	2018-06-15	2018-06-18	18	$80.10	$1.4K	10,515	SEC↗
Abraham Chad R	Chief Executive Officer	M Exercise deriv	2018-05-21	2018-05-23	9,162	—	$0	0	SEC↗
DUFF ANDREW S	Director	M Exercise deriv	2018-05-21	2018-05-23	27,486	—	$0	0	SEC↗
Geelan John W	General Counsel	M Exercise deriv	2018-05-21	2018-05-23	4,581	—	$0	0	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	M Exercise deriv	2018-05-21	2018-05-23	9,162	—	$0	0	SEC↗
Schoneman Debbra L.	President	M Exercise deriv	2018-05-21	2018-05-23	13,743	—	$0	0	SEC↗
Abraham Chad R	Chief Executive Officer	F Tax w/h	2018-05-21	2018-05-23	3,544	—	$0	59,143	SEC↗
Abraham Chad R	Chief Executive Officer	M Exercise	2018-05-21	2018-05-23	7,770	—	$0	62,687	SEC↗
DUFF ANDREW S	Director	M Exercise	2018-05-21	2018-05-23	20,466	—	$0	225,069	SEC↗
DUFF ANDREW S	Director	F Tax w/h	2018-05-21	2018-05-23	9,333	—	$0	215,736	SEC↗
Geelan John W	General Counsel	F Tax w/h	2018-05-21	2018-05-23	1,189	—	$0	11,564	SEC↗
Geelan John W	General Counsel	M Exercise	2018-05-21	2018-05-23	3,885	—	$0	12,753	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2018-05-21	2018-05-23	3,933	—	$0	42,488	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2018-05-21	2018-05-23	3,933	—	$0	17,086	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	F Tax w/h	2018-05-21	2018-05-23	3,837	—	$0	21,019	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	M Exercise	2018-05-21	2018-05-23	7,770	—	$0	24,856	SEC↗
Schoneman Debbra L.	President	F Tax w/h	2018-05-21	2018-05-23	5,315	—	$0	45,394	SEC↗
Schoneman Debbra L.	President	M Exercise	2018-05-21	2018-05-23	11,655	—	$0	50,709	SEC↗
DUFF ANDREW S	Chairman and CEO	A Award	2018-05-17	2018-05-18	1,683	—	$0	204,603	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2018-05-17	2018-05-18	1,036	—	$0	14,497	SEC↗
JOHNSON B KRISTINE	Director	A Award	2018-05-17	2018-05-18	1,036	—	$0	12,319	SEC↗
PIPER ADDISON L	Director	A Award	2018-05-17	2018-05-18	1,036	—	$0	28,276	SEC↗
SMITH SHERRY M	Director	A Award	2018-05-17	2018-05-18	1,036	—	$0	5,934	SEC↗
SORAN PHILIP	Director	A Award	2018-05-17	2018-05-18	1,036	—	$0	10,497	SEC↗
TAYLOR SCOTT C	Director	A Award	2018-05-17	2018-05-18	1,036	—	$0	9,116	SEC↗
Volpi Michele	Director	F Tax w/h	2018-05-17	2018-05-18	311	$77.25	$24.0K	12,342	SEC↗
Volpi Michele	Director	A Award	2018-05-17	2018-05-18	1,036	—	$0	12,653	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2018-04-02	2018-04-03	212	—	$0	13,461	SEC↗
SORAN PHILIP	Director	A Award	2018-04-02	2018-04-03	293	—	$0	9,461	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2018-03-15	2018-03-16	300	$86.25	$25.9K	13,249	SEC↗
JOHNSON B KRISTINE	Director	A Award	2018-03-15	2018-03-16	42	$86.25	$3.6K	11,283	SEC↗
PIPER ADDISON L	Director	A Award	2018-03-15	2018-03-16	83	$86.25	$7.2K	27,240	SEC↗
SMITH SHERRY M	Director	A Award	2018-03-15	2018-03-16	85	$86.25	$7.3K	4,898	SEC↗
SORAN PHILIP	Director	A Award	2018-03-15	2018-03-16	77	$86.25	$6.6K	9,168	SEC↗
TAYLOR SCOTT C	Director	A Award	2018-03-15	2018-03-16	16	$86.25	$1.4K	8,080	SEC↗
Abraham Chad R	Chief Executive Officer	F Tax w/h	2018-02-17	2018-02-21	2,523	—	$0	54,917	SEC↗
DUFF ANDREW S	Director	F Tax w/h	2018-02-17	2018-02-21	4,013	—	$0	202,920	SEC↗
Geelan John W	General Counsel	F Tax w/h	2018-02-17	2018-02-21	82	—	$0	8,868	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	F Tax w/h	2018-02-17	2018-02-21	2,732	—	$0	19,885	SEC↗
Schoneman Debbra L.	President	F Tax w/h	2018-02-17	2018-02-21	761	—	$0	39,054	SEC↗
Abraham Chad R	Chief Executive Officer	F Tax w/h	2018-02-16	2018-02-21	1,440	—	$0	57,440	SEC↗
Abraham Chad R	Chief Executive Officer	F Tax w/h	2018-02-16	2018-02-21	2,959	—	$0	58,880	SEC↗
DUFF ANDREW S	Director	F Tax w/h	2018-02-16	2018-02-21	2,192	—	$0	206,933	SEC↗
DUFF ANDREW S	Director	F Tax w/h	2018-02-16	2018-02-21	5,472	—	$0	209,125	SEC↗
Geelan John W	General Counsel	F Tax w/h	2018-02-16	2018-02-21	60	—	$0	8,950	SEC↗
Geelan John W	General Counsel	F Tax w/h	2018-02-16	2018-02-21	115	—	$0	9,010	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2018-02-16	2018-02-21	4,222	—	$0	25,406	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2018-02-16	2018-02-21	1,411	—	$0	22,617	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	F Tax w/h	2018-02-16	2018-02-21	1,378	—	$0	24,028	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2018-02-16	2018-02-21	4,222	—	$0	34,345	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2018-02-16	2018-02-21	1,411	—	$0	35,756	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	F Tax w/h	2018-02-16	2018-02-21	3,128	—	$0	29,628	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2018-02-16	2018-02-21	2,799	—	$0	17,086	SEC↗
LaRue R Scott	Head Global IB and Cap Mkts	G Gift	2018-02-16	2018-02-21	2,799	—	$0	38,555	SEC↗
Schoneman Debbra L.	President	F Tax w/h	2018-02-16	2018-02-21	841	—	$0	40,232	SEC↗
Schoneman Debbra L.	President	F Tax w/h	2018-02-16	2018-02-21	417	—	$0	39,815	SEC↗
Abraham Chad R	Chief Executive Officer	A Award deriv	2018-02-15	2018-02-20	49,000	—	$0	49,000	SEC↗
Schoneman Debbra L.	President	A Award deriv	2018-02-15	2018-02-20	32,667	—	$0	32,667	SEC↗
Abraham Chad R	Chief Executive Officer	A Award	2018-02-15	2018-02-20	5,969	—	$0	61,839	SEC↗
Carter Timothy L	Chief Financial Officer	A Award	2018-02-15	2018-02-20	491	—	$0	4,644	SEC↗
DUFF ANDREW S	Director	A Award	2018-02-15	2018-02-20	7,492	—	$0	214,597	SEC↗
Geelan John W	General Counsel	A Award	2018-02-15	2018-02-20	489	—	$0	9,125	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	A Award	2018-02-15	2018-02-20	4,157	—	$0	32,756	SEC↗
Schoneman Debbra L.	President	A Award	2018-02-15	2018-02-20	3,195	—	$0	41,073	SEC↗
LaRue R Scott	.Head Global IB and Cap Mkts	A Award	2018-02-15	2018-02-21	4,157	—	$0	32,756	SEC↗
Abraham Chad R	Chief Executive Officer	G Gift	2018-02-02	2018-02-05	4,225	—	$0	55,870	SEC↗
DUFF ANDREW S	Director	S Sale	2018-02-02	2018-02-05	18,857	$91.88	$1.73M	238,248	SEC↗
DUFF ANDREW S	Director	S Sale	2018-02-02	2018-02-05	25,343	$94.66	$2.40M	207,105	SEC↗
DUFF ANDREW S	Director	S Sale	2018-02-02	2018-02-05	5,800	$93.18	$540.4K	232,448	SEC↗
JOHNSON B KRISTINE	Director	G Gift	2018-02-02	2018-02-05	1,558	—	$0	11,241	SEC↗
Fairman Francis E IV	Head, Public Finance Service	S Sale	2018-02-02	2018-02-05	399	$98.19	$39.2K	47,469	SEC↗
Fairman Francis E IV	Head, Public Finance Service	S Sale	2018-02-02	2018-02-05	1,900	$97.42	$185.1K	47,868	SEC↗
Fairman Francis E IV	Head, Public Finance Service	S Sale	2018-02-02	2018-02-05	5,956	$95.53	$569.0K	51,513	SEC↗
Fairman Francis E IV	Head, Public Finance Service	S Sale	2018-02-02	2018-02-05	1,745	$96.28	$168.0K	49,768	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2018-01-02	2018-01-03	206	—	$0	12,949	SEC↗
TAYLOR SCOTT C	Director	A Award	2018-01-02	2018-01-03	133	—	$0	8,064	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2017-12-15	2017-12-19	51	$79.10	$4.0K	12,743	SEC↗
JOHNSON B KRISTINE	Director	A Award	2017-12-15	2017-12-19	7	$79.10	$554	12,799	SEC↗
PIPER ADDISON L	Director	A Award	2017-12-15	2017-12-19	15	$79.10	$1.2K	27,157	SEC↗
SMITH SHERRY M	Director	A Award	2017-12-15	2017-12-19	15	$79.10	$1.2K	4,813	SEC↗
TAYLOR SCOTT C	Director	A Award	2017-12-15	2017-12-19	3	$79.10	$237	7,931	SEC↗
SORAN PHILIP	Director	A Award	2017-12-15	2017-12-19	13	$79.10	$1.0K	9,091	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2017-10-02	2017-10-04	293	—	$0	12,692	SEC↗
TAYLOR SCOTT C	Director	A Award	2017-10-02	2017-10-04	189	—	$0	7,928	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2017-09-15	2017-09-18	70	$55.10	$3.9K	12,399	SEC↗
JOHNSON B KRISTINE	Director	A Award	2017-09-15	2017-09-18	10	$55.10	$551	12,792	SEC↗
PIPER ADDISON L	Director	A Award	2017-09-15	2017-09-18	21	$55.10	$1.2K	27,142	SEC↗
SMITH SHERRY M	Director	A Award	2017-09-15	2017-09-18	21	$55.10	$1.2K	4,798	SEC↗
SORAN PHILIP	Director	A Award	2017-09-15	2017-09-18	19	$55.10	$1.0K	9,078	SEC↗
TAYLOR SCOTT C	Director	A Award	2017-09-15	2017-09-18	3	$55.10	$165	7,739	SEC↗
Crawshaw Christopher D	Head of Asset Management	S Sale	2017-08-04	2017-08-08	8,168	$63.65	$519.9K	26,583	SEC↗
Crawshaw Christopher D	Head of Asset Management	S Sale	2017-08-02	2017-08-03	320	$63.50	$20.3K	34,751	SEC↗
Smith Thomas Gregory	Chief Strategy Officer	S Sale	2017-07-31	2017-07-31	1,500	$62.46	$93.7K	15,279	SEC↗
Winges Martin Bradley	Head of Fixed Income Service	S Sale	2017-07-28	2017-07-31	3,000	$64.42	$193.3K	46,133	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2017-07-03	2017-07-05	293	—	$0	12,329	SEC↗
TAYLOR SCOTT C	Director	A Award	2017-07-03	2017-07-05	183	—	$0	7,736	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2017-06-15	2017-06-19	61	$61.80	$3.8K	12,036	SEC↗
JOHNSON B KRISTINE	Director	A Award	2017-06-15	2017-06-19	9	$61.80	$556	12,782	SEC↗
PIPER ADDISON L	Director	A Award	2017-06-15	2017-06-19	18	$61.80	$1.1K	27,121	SEC↗
SMITH SHERRY M	Director	A Award	2017-06-15	2017-06-19	19	$61.80	$1.2K	4,777	SEC↗
TAYLOR SCOTT C	Director	A Award	2017-06-15	2017-06-19	1	$61.80	$62	7,553	SEC↗
SORAN PHILIP	Director	A Award	2017-06-15	2017-06-19	17	$61.80	$1.1K	9,059	SEC↗
Abraham Chad R	Co-Head Global IB and Cap Mk	M Exercise deriv	2017-05-22	2017-05-24	8,540	—	$0	0	SEC↗
Crawshaw Christopher D	Head of Asset Management	M Exercise deriv	2017-05-22	2017-05-24	8,540	—	$0	0	SEC↗
DUFF ANDREW S	Chairman and CEO	M Exercise deriv	2017-05-22	2017-05-24	25,620	—	$0	0	SEC↗
Esckilsen Christine N	Chief of Human Capital	M Exercise deriv	2017-05-22	2017-05-24	4,270	—	$0	0	SEC↗
Fairman Francis E IV	Head, Public Finance Service	M Exercise deriv	2017-05-22	2017-05-24	8,540	—	$0	0	SEC↗
Geelan John W	General Counsel	M Exercise deriv	2017-05-22	2017-05-24	4,270	—	$0	0	SEC↗
Klinefelter Jeffrey P	Global Head of Equities	M Exercise deriv	2017-05-22	2017-05-24	8,540	—	$0	0	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	M Exercise deriv	2017-05-22	2017-05-24	8,540	—	$0	0	SEC↗
Schoneman Debbra L.	Chief Financial Officer	M Exercise deriv	2017-05-22	2017-05-24	12,810	—	$0	0	SEC↗
Smith Thomas Gregory	Chief Strategy Officer	M Exercise deriv	2017-05-22	2017-05-24	4,270	—	$0	0	SEC↗
Winges Martin Bradley	CIO and Head of Fixed Income	M Exercise deriv	2017-05-22	2017-05-24	8,540	—	$0	0	SEC↗
Abraham Chad R	Co-Head Global IB and Cap Mk	F Tax w/h	2017-05-22	2017-05-24	4,117	—	$0	60,095	SEC↗
Abraham Chad R	Co-Head Global IB and Cap Mk	M Exercise	2017-05-22	2017-05-24	8,540	—	$0	64,212	SEC↗
Crawshaw Christopher D	Head of Asset Management	M Exercise	2017-05-22	2017-05-24	8,540	—	$0	38,616	SEC↗
Crawshaw Christopher D	Head of Asset Management	F Tax w/h	2017-05-22	2017-05-24	3,545	—	$0	35,071	SEC↗
DUFF ANDREW S	Chairman and CEO	M Exercise	2017-05-22	2017-05-24	25,620	—	$0	269,454	SEC↗
DUFF ANDREW S	Chairman and CEO	F Tax w/h	2017-05-22	2017-05-24	12,349	—	$0	257,105	SEC↗
Esckilsen Christine N	Chief of Human Capital	M Exercise	2017-05-22	2017-05-24	4,270	—	$0	9,860	SEC↗
Esckilsen Christine N	Chief of Human Capital	F Tax w/h	2017-05-22	2017-05-24	1,435	—	$0	8,425	SEC↗
Fairman Francis E IV	Head, Public Finance Service	F Tax w/h	2017-05-22	2017-05-24	4,117	—	$0	57,469	SEC↗
Fairman Francis E IV	Head, Public Finance Service	M Exercise	2017-05-22	2017-05-24	8,540	—	$0	61,586	SEC↗
Geelan John W	General Counsel	M Exercise	2017-05-22	2017-05-24	4,270	—	$0	10,071	SEC↗
Geelan John W	General Counsel	F Tax w/h	2017-05-22	2017-05-24	1,435	—	$0	8,636	SEC↗
Klinefelter Jeffrey P	Global Head of Equities	M Exercise	2017-05-22	2017-05-24	8,540	—	$0	58,876	SEC↗
Klinefelter Jeffrey P	Global Head of Equities	F Tax w/h	2017-05-22	2017-05-24	4,117	—	$0	54,759	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	M Exercise	2017-05-22	2017-05-24	8,540	—	$0	37,139	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	F Tax w/h	2017-05-22	2017-05-24	4,439	—	$0	32,700	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	G Gift	2017-05-22	2017-05-24	4,101	—	$0	30,123	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	G Gift	2017-05-22	2017-05-24	4,101	—	$0	28,599	SEC↗
Schoneman Debbra L.	Chief Financial Officer	M Exercise	2017-05-22	2017-05-24	12,810	—	$0	44,053	SEC↗
Schoneman Debbra L.	Chief Financial Officer	F Tax w/h	2017-05-22	2017-05-24	6,175	—	$0	37,878	SEC↗
Smith Thomas Gregory	Chief Strategy Officer	F Tax w/h	2017-05-22	2017-05-24	1,435	—	$0	16,779	SEC↗
Smith Thomas Gregory	Chief Strategy Officer	M Exercise	2017-05-22	2017-05-24	4,270	—	$0	18,214	SEC↗
Winges Martin Bradley	CIO and Head of Fixed Income	F Tax w/h	2017-05-22	2017-05-24	4,117	—	$0	49,133	SEC↗
Winges Martin Bradley	CIO and Head of Fixed Income	M Exercise	2017-05-22	2017-05-24	8,540	—	$0	53,250	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2017-05-11	2017-05-12	1,158	—	$0	11,975	SEC↗
Frazier Michael E	Director	A Award	2017-05-11	2017-05-12	1,158	—	$0	161,639	SEC↗
JOHNSON B KRISTINE	Director	A Award	2017-05-11	2017-05-12	1,158	—	$0	12,773	SEC↗
PIPER ADDISON L	Director	A Award	2017-05-11	2017-05-12	1,158	—	$0	27,103	SEC↗
SMITH SHERRY M	Director	A Award	2017-05-11	2017-05-12	1,158	—	$0	4,758	SEC↗
SORAN PHILIP	Director	A Award	2017-05-11	2017-05-12	1,158	—	$0	9,042	SEC↗
TAYLOR SCOTT C	Director	A Award	2017-05-11	2017-05-12	1,158	—	$0	7,552	SEC↗
Volpi Michele	Director	F Tax w/h	2017-05-11	2017-05-12	348	$60.45	$21.0K	11,617	SEC↗
Volpi Michele	Director	A Award	2017-05-11	2017-05-12	1,158	—	$0	11,965	SEC↗
Fairman Francis E IV	Head, Public Finance Service	D To issuer	2017-05-02	2017-05-04	3,000	$60.93	$182.8K	53,046	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2017-04-03	2017-04-04	296	—	$0	10,817	SEC↗
TAYLOR SCOTT C	Director	A Award	2017-04-03	2017-04-04	178	—	$0	6,394	SEC↗
FITZGERALD WILLIAM R	Director	A Award	2017-03-13	2017-03-14	49	$67.80	$3.3K	10,521	SEC↗
JOHNSON B KRISTINE	Director	A Award	2017-03-13	2017-03-14	9	$67.80	$610	11,615	SEC↗
PIPER ADDISON L	Director	A Award	2017-03-13	2017-03-14	17	$67.80	$1.2K	25,945	SEC↗
SMITH SHERRY M	Director	A Award	2017-03-13	2017-03-14	17	$67.80	$1.2K	3,600	SEC↗
SORAN PHILIP	Director	A Award	2017-03-13	2017-03-14	15	$67.80	$1.0K	7,884	SEC↗
Winges Martin Bradley	CIO and Head of Fixed Income	S Sale	2017-02-23	2017-02-24	2,000	$73.50	$147.0K	44,710	SEC↗
Abraham Chad R	Co-Head Global IB and Cap Mk	F Tax w/h	2017-02-18	2017-02-22	2,997	$76.05	$227.9K	55,672	SEC↗
DUFF ANDREW S	Chairman and CEO	F Tax w/h	2017-02-18	2017-02-22	4,410	$76.05	$335.4K	243,834	SEC↗
Esckilsen Christine N	Chief of Human Capital	F Tax w/h	2017-02-18	2017-02-22	59	$76.05	$4.5K	5,590	SEC↗
Fairman Francis E IV	Head, Public Finance Service	F Tax w/h	2017-02-18	2017-02-22	394	$76.05	$30.0K	56,046	SEC↗
Geelan John W	General Counsel	F Tax w/h	2017-02-18	2017-02-22	60	$76.05	$4.6K	5,801	SEC↗
Klinefelter Jeffrey P	Global Head of Equities	F Tax w/h	2017-02-18	2017-02-22	1,818	$76.05	$138.3K	50,336	SEC↗
Schoneman Debbra L.	Chief Financial Officer	F Tax w/h	2017-02-18	2017-02-22	531	$76.05	$40.4K	31,243	SEC↗
Smith Thomas Gregory	Chief Strategy Officer	F Tax w/h	2017-02-18	2017-02-22	76	$76.05	$5.8K	13,944	SEC↗
Winges Martin Bradley	CIO and Head of Fixed Income	F Tax w/h	2017-02-18	2017-02-22	422	$76.05	$32.1K	46,710	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	G Gift	2017-02-18	2017-02-22	2,132	—	$0	28,599	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	F Tax w/h	2017-02-18	2017-02-22	2,308	$76.05	$175.5K	30,731	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	G Gift	2017-02-18	2017-02-22	2,132	—	$0	26,027	SEC↗
Abraham Chad R	Co-Head Global IB and Cap Mk	F Tax w/h	2017-02-17	2017-02-22	2,631	$76.05	$200.1K	58,669	SEC↗
Crawshaw Christopher D	Head of Asset Management	F Tax w/h	2017-02-17	2017-02-22	808	$76.05	$61.4K	30,076	SEC↗
DUFF ANDREW S	Chairman and CEO	F Tax w/h	2017-02-17	2017-02-22	4,242	$76.05	$322.6K	248,244	SEC↗
Esckilsen Christine N	Chief of Human Capital	F Tax w/h	2017-02-17	2017-02-22	67	$76.05	$5.1K	5,649	SEC↗
Fairman Francis E IV	Head, Public Finance Service	F Tax w/h	2017-02-17	2017-02-22	331	$76.05	$25.2K	56,440	SEC↗
Geelan John W	General Counsel	F Tax w/h	2017-02-17	2017-02-22	93	$76.05	$7.1K	5,861	SEC↗
Klinefelter Jeffrey P	Global Head of Equities	F Tax w/h	2017-02-17	2017-02-22	1,328	$76.05	$101.0K	52,154	SEC↗
Schoneman Debbra L.	Chief Financial Officer	F Tax w/h	2017-02-17	2017-02-22	835	$76.05	$63.5K	31,774	SEC↗
Smith Thomas Gregory	Chief Strategy Officer	F Tax w/h	2017-02-17	2017-02-22	98	$76.05	$7.5K	14,020	SEC↗
Winges Martin Bradley	CIO and Head of Fixed Income	F Tax w/h	2017-02-17	2017-02-22	842	$76.05	$64.0K	47,132	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	G Gift	2017-02-17	2017-02-22	2,689	—	$0	23,895	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	F Tax w/h	2017-02-17	2017-02-22	2,842	$76.05	$216.1K	35,728	SEC↗
LaRue R Scott	Co-Head Global IB and Cap Mk	G Gift	2017-02-17	2017-02-22	2,689	—	$0	33,039	SEC↗
JOHNSON B KRISTINE	Director	G Gift	2017-02-16	2018-02-05	1,100	—	$0	11,606	SEC↗