PZN

Pzena Investment Management, Inc.CIK 1399249 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for PZN PRO

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AI insights for PZN

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Jeffries Shavar Dakel	Director	3	$0	$0	2022-10-31
Fire Evan K.	Chief Operating Officer	18	$0	$0	2022-10-31
Cai Chenyu Caroline	Executive Vice President	74	$0	$479.9K	2022-10-31
Doran Jessica R	Chief Financial Officer	12	$0	$0	2022-10-31
JOHNSTON CHARLES D	Director	19	$286.2K	$0	2022-10-31
Meyerowich Richard P.	Director	15	$0	$0	2022-10-31
Galbraith Steven M	Director	15	$0	$0	2022-10-31
Goetz John Paul	President and Co-CIO	49	$0	$0	2022-10-31
Lipsey William Louis	Pres., Marketing/Client Serv.	55	$0	$0	2022-10-31
Pzena Richard Stanton	Chairman, CEO and Co-CIO	42	$8.50M	$8.50M	2022-10-31
GREENBLATT JOEL	Director	17	$0	$0	2022-10-31
Bachman Gary J	Chief Operating Officer	18	$0	$0	2019-01-01
Peterson Michael D	Executive Vice President	39	$0	$0	2017-01-01
DeSpirito Antonio	Executive Vice President	18	$0	$0	2014-06-18
TYSOE RONALD W	Director	2	$0	$0	2013-01-01
Martin Gregory S	Chief Financial Officer	2	$0	$0	2011-12-21

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
JOHNSTON CHARLES D	Director	U Tender deriv	2022-10-31	2022-11-02	67,509	—	$0	0	SEC↗
GREENBLATT JOEL	Director	U Tender deriv	2022-10-31	2022-11-02	187,178	—	$0	0	SEC↗
Meyerowich Richard P.	Director	U Tender deriv	2022-10-31	2022-11-02	201,881	—	$0	0	SEC↗
Galbraith Steven M	Director	U Tender deriv	2022-10-31	2022-11-02	194,192	—	$0	0	SEC↗
JOHNSTON CHARLES D	Director	U Tender	2022-10-31	2022-11-02	69,530	$9.60	$667.5K	0	SEC↗
Cai Chenyu Caroline	Executive Vice President	U Tender	2022-10-31	2022-11-02	178,598	$9.60	$1.71M	0	SEC↗
Cai Chenyu Caroline	Executive Vice President	U Tender	2022-10-31	2022-11-02	940,133	—	$0	0	SEC↗
Fire Evan K.	Chief Operating Officer	U Tender	2022-10-31	2022-11-02	16,634	—	$0	0	SEC↗
Fire Evan K.	Chief Operating Officer	U Tender	2022-10-31	2022-11-02	3,370	$9.60	$32.4K	0	SEC↗
Doran Jessica R	Chief Financial Officer	U Tender	2022-10-31	2022-11-02	9,995	—	$0	0	SEC↗
GREENBLATT JOEL	Director	U Tender	2022-10-31	2022-11-02	82,200	—	$0	0	SEC↗
GREENBLATT JOEL	Director	U Tender	2022-10-31	2022-11-02	165,508	—	$0	0	SEC↗
GREENBLATT JOEL	Director	U Tender	2022-10-31	2022-11-02	22,460	$9.60	$215.6K	0	SEC↗
Goetz John Paul	President and Co-CIO	U Tender	2022-10-31	2022-11-02	5,209,084	—	$0	0	SEC↗
Meyerowich Richard P.	Director	U Tender	2022-10-31	2022-11-02	22,460	$9.60	$215.6K	0	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	U Tender	2022-10-31	2022-11-02	7,193,186	—	$0	0	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	U Tender	2022-10-31	2022-11-02	42,399	—	$0	0	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	U Tender	2022-10-31	2022-11-02	17,547,719	—	$0	0	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	U Tender	2022-10-31	2022-11-02	4,100	$9.60	$39.4K	0	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	U Tender	2022-10-31	2022-11-02	106	$9.60	$1.0K	0	SEC↗
Jeffries Shavar Dakel	Director	U Tender	2022-10-31	2022-11-02	10,089	$9.60	$96.9K	0	SEC↗
Galbraith Steven M	Director	U Tender	2022-10-31	2022-11-02	22,460	$9.60	$215.6K	0	SEC↗
Lipsey William Louis	Pres., Marketing/Client Serv	U Tender	2022-10-31	2022-11-02	4,576,514	—	$0	0	SEC↗
Lipsey William Louis	Pres., Marketing/Client Serv	U Tender	2022-10-31	2022-11-02	1,271,420	—	$0	0	SEC↗
Lipsey William Louis	Pres., Marketing/Client Serv	U Tender	2022-10-31	2022-11-02	4,700	$9.60	$45.1K	0	SEC↗
Fire Evan K.	Chief Operating Officer	A Award deriv	2022-04-29	2022-05-03	1,222	$4.09	$5.0K	16,634	SEC↗
Fire Evan K.	Chief Operating Officer	A Award	2022-04-29	2022-05-03	1,222	$4.09	$5.0K	16,634	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	S Sale deriv	2022-03-29	2022-03-31	779,586	$5.45	$4.25M	17,547,719	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	P Buy deriv	2022-03-29	2022-03-31	779,586	$5.45	$4.25M	7,193,186	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	S Sale	2022-03-29	2022-03-31	779,586	$5.45	$4.25M	17,547,719	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	P Buy	2022-03-29	2022-03-31	779,586	$5.45	$4.25M	7,193,186	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2022-01-11	2022-01-11	328	$9.75	$3.2K	178,598	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2022-01-10	2022-01-11	5,715	$9.85	$56.3K	178,926	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2022-01-04	2022-01-06	500	$9.76	$4.9K	184,641	SEC↗
Galbraith Steven M	Director	A Award deriv	2022-01-01	2022-01-04	10,559	$9.47	$100.0K	182,384	SEC↗
GREENBLATT JOEL	Director	A Award deriv	2022-01-01	2022-01-04	10,031	$9.47	$95.0K	175,796	SEC↗
JOHNSTON CHARLES D	Director	A Award deriv	2022-01-01	2022-01-04	10,559	$9.47	$100.0K	91,863	SEC↗
JOHNSTON CHARLES D	Director	M Exercise deriv	2022-01-01	2022-01-04	28,460	—	$0	63,403	SEC↗
Meyerowich Richard P.	Director	A Award deriv	2022-01-01	2022-01-04	11,087	$9.47	$105.0K	189,605	SEC↗
Cai Chenyu Caroline	Executive Vice President	A Award deriv	2022-01-01	2022-01-04	48,701	—	$0	940,133	SEC↗
Cai Chenyu Caroline	Executive Vice President	A Award deriv	2022-01-01	2022-01-04	661,341	—	$0	1,434,791	SEC↗
Doran Jessica R	Chief Financial Officer	A Award deriv	2022-01-01	2022-01-04	116,707	—	$0	300,861	SEC↗
Fire Evan K.	Chief Operating Officer	A Award deriv	2022-01-01	2022-01-04	1,623	—	$0	15,412	SEC↗
Fire Evan K.	Chief Operating Officer	A Award deriv	2022-01-01	2022-01-04	77,805	—	$0	446,114	SEC↗
Goetz John Paul	President & Co-CIO	A Award deriv	2022-01-01	2022-01-04	200,000	—	$0	5,209,084	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2022-01-01	2022-01-04	200,000	—	$0	4,576,514	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award deriv	2022-01-01	2022-01-04	418,906	—	$0	18,327,305	SEC↗
Jeffries Shavar Dakel	Director	A Award	2022-01-01	2022-01-04	5,015	—	$0	10,089	SEC↗
JOHNSTON CHARLES D	Director	M Exercise	2022-01-01	2022-01-04	28,460	—	$0	69,530	SEC↗
Cai Chenyu Caroline	Executive Vice President	A Award	2022-01-01	2022-01-04	48,701	—	$0	940,133	SEC↗
Fire Evan K.	Chief Operating Officer	A Award	2022-01-01	2022-01-04	1,623	—	$0	15,412	SEC↗
Goetz John Paul	President & Co-CIO	A Award	2022-01-01	2022-01-04	200,000	—	$0	5,209,084	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award	2022-01-01	2022-01-04	200,000	—	$0	4,576,514	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award	2022-01-01	2022-01-04	418,906	—	$0	18,327,305	SEC↗
Fire Evan K.	Chief Operating Officer	M Exercise deriv	2021-12-31	2022-01-04	1,790	—	$0	13,789	SEC↗
Fire Evan K.	Chief Operating Officer	M Exercise deriv	2021-12-31	2022-01-04	1,790	—	$0	4,588	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise deriv	2021-12-31	2022-01-04	49,573	—	$0	5,009,084	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise deriv	2021-12-31	2022-01-04	49,573	—	$0	19,386	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	M Exercise deriv	2021-12-31	2022-01-04	15,075	—	$0	15,076	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	M Exercise deriv	2021-12-31	2022-01-04	15,075	—	$0	4,376,514	SEC↗
Fire Evan K.	Chief Operating Officer	M Exercise	2021-12-31	2022-01-04	1,790	—	$0	13,789	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise	2021-12-31	2022-01-04	49,573	—	$0	5,009,084	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	M Exercise	2021-12-31	2022-01-04	15,075	—	$0	4,376,514	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2021-12-30	2022-01-03	2,900	$9.79	$28.4K	185,141	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2021-12-29	2022-01-03	1,200	$9.75	$11.7K	188,041	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2021-12-28	2021-12-28	1,555	$9.78	$15.2K	189,241	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2021-12-27	2021-12-28	2,802	$9.77	$27.4K	190,796	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2021-12-23	2021-12-28	6,296	$9.57	$60.3K	193,598	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2021-12-22	2021-12-23	2,391	$9.59	$22.9K	199,894	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2021-12-21	2021-12-23	15,000	$9.34	$140.1K	213,598	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2021-12-21	2021-12-23	1,313	$9.52	$12.5K	202,285	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2021-12-21	2021-12-23	10,000	$9.39	$93.9K	203,598	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2021-12-20	2021-12-21	51,948	—	$0	51,949	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2021-12-20	2021-12-21	51,948	—	$0	891,432	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2021-12-20	2021-12-21	51,948	—	$0	891,432	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2021-12-19	2021-12-21	5,882	—	$0	839,484	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2021-12-19	2021-12-21	5,882	—	$0	11,767	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2021-12-19	2021-12-21	5,882	—	$0	839,484	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h deriv	2021-11-12	2021-11-15	3,929	$11.34	$44.6K	833,602	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2021-11-12	2021-11-15	5,615	—	$0	837,531	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2021-11-12	2021-11-15	5,615	—	$0	0	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2021-11-12	2021-11-15	5,615	—	$0	837,531	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h	2021-11-12	2021-11-15	3,929	$11.34	$44.6K	833,602	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	G Gift deriv	2021-09-17	2022-01-04	155,000	—	$0	17,908,399	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	G Gift	2021-09-17	2022-01-04	155,000	—	$0	17,908,399	SEC↗
Goetz John Paul	President & Co-CIO	G Gift deriv	2021-06-03	2022-01-04	200,000	—	$0	4,959,511	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift deriv	2021-06-03	2022-01-04	150,000	—	$0	4,361,439	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	G Gift deriv	2021-06-03	2022-01-04	400,000	—	$0	18,063,399	SEC↗
Goetz John Paul	President & Co-CIO	G Gift	2021-06-03	2022-01-04	200,000	—	$0	4,959,511	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift	2021-06-03	2022-01-04	150,000	—	$0	4,361,439	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	G Gift	2021-06-03	2022-01-04	400,000	—	$0	18,063,399	SEC↗
Cai Chenyu Caroline	Executive Vice President	G Gift deriv	2021-06-03	2021-06-04	10,000	—	$0	831,916	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2021-06-03	2021-06-04	5,500	—	$0	845,696	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2021-06-03	2021-06-04	5,500	—	$0	5,615	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h deriv	2021-06-03	2021-06-04	3,780	$12.03	$45.5K	841,916	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h	2021-06-03	2021-06-04	3,780	$12.03	$45.5K	841,916	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2021-06-03	2021-06-04	5,500	—	$0	845,696	SEC↗
Cai Chenyu Caroline	Executive Vice President	G Gift	2021-06-03	2021-06-04	10,000	—	$0	831,916	SEC↗
Jeffries Shavar Dakel	Director	A Award	2021-02-23	2021-02-24	5,074	—	$0	5,074	SEC↗
Galbraith Steven M	Director	A Award deriv	2021-01-01	2021-01-05	13,698	$7.30	$100.0K	166,002	SEC↗
GREENBLATT JOEL	Director	A Award deriv	2021-01-01	2021-01-05	13,013	$7.30	$95.0K	160,147	SEC↗
JOHNSTON CHARLES D	Director	M Exercise deriv	2021-01-01	2021-01-05	11,070	—	$0	78,549	SEC↗
JOHNSTON CHARLES D	Director	A Award deriv	2021-01-01	2021-01-05	13,698	$7.30	$100.0K	89,619	SEC↗
Meyerowich Richard P.	Director	A Award deriv	2021-01-01	2021-01-05	14,383	$7.30	$105.0K	172,468	SEC↗
Cai Chenyu Caroline	Executive Vice President	A Award deriv	2021-01-01	2021-01-05	21,413	—	$0	840,196	SEC↗
Doran Jessica R	Chief Financial Officer	A Award deriv	2021-01-01	2021-01-05	4,282	—	$0	9,995	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award deriv	2021-01-01	2021-01-05	276,084	—	$0	18,463,399	SEC↗
Goetz John Paul	President & Co-CIO	A Award deriv	2021-01-01	2021-01-05	150,000	—	$0	5,159,511	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2021-01-01	2021-01-05	100,000	—	$0	4,511,439	SEC↗
JOHNSTON CHARLES D	Director	M Exercise	2021-01-01	2021-01-05	11,070	—	$0	41,070	SEC↗
Cai Chenyu Caroline	Executive Vice President	A Award	2021-01-01	2021-01-05	21,413	—	$0	840,196	SEC↗
Doran Jessica R	Chief Financial Officer	A Award	2021-01-01	2021-01-05	4,282	—	$0	9,995	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award	2021-01-01	2021-01-05	276,084	—	$0	18,463,399	SEC↗
Goetz John Paul	President & Co-CIO	A Award	2021-01-01	2021-01-05	150,000	—	$0	5,159,511	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award	2021-01-01	2021-01-05	100,000	—	$0	4,511,439	SEC↗
Fire Evan K.	Chief Operating Officer	A Award deriv	2020-12-31	2021-01-05	4,014	—	$0	6,378	SEC↗
Fire Evan K.	Chief Operating Officer	M Exercise deriv	2020-12-31	2021-01-05	787	—	$0	2,364	SEC↗
Fire Evan K.	Chief Operating Officer	M Exercise deriv	2020-12-31	2021-01-05	787	—	$0	11,999	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise deriv	2020-12-31	2021-01-05	70,749	—	$0	5,009,511	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise deriv	2020-12-31	2021-01-05	70,749	—	$0	68,959	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	M Exercise deriv	2020-12-31	2021-01-05	34,186	—	$0	4,411,439	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	M Exercise deriv	2020-12-31	2021-01-05	34,186	—	$0	30,151	SEC↗
Fire Evan K.	Chief Operating Officer	M Exercise	2020-12-31	2021-01-05	787	—	$0	11,999	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise	2020-12-31	2021-01-05	70,749	—	$0	5,009,511	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	M Exercise	2020-12-31	2021-01-05	34,186	—	$0	4,411,439	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2020-12-20	2020-12-22	51,948	—	$0	103,897	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2020-12-20	2020-12-22	51,948	—	$0	818,783	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2020-12-20	2020-12-22	51,948	—	$0	818,783	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2020-12-19	2020-12-22	5,882	—	$0	17,649	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2020-12-19	2020-12-22	5,882	—	$0	766,835	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2020-12-19	2020-12-22	5,882	—	$0	766,835	SEC↗
Cai Chenyu Caroline	Executive Vice President	S Sale	2020-12-18	2020-12-29	401	$7.90	$3.2K	228,598	SEC↗
Goetz John Paul	President & Co-CIO	G Gift deriv	2020-12-17	2021-01-05	200,000	—	$0	4,938,762	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift deriv	2020-12-17	2021-01-05	75,000	—	$0	4,377,253	SEC↗
Goetz John Paul	President & Co-CIO	G Gift	2020-12-17	2021-01-05	200,000	—	$0	4,938,762	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift	2020-12-17	2021-01-05	75,000	—	$0	4,377,253	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2020-12-16	2020-12-18	5,617	—	$0	766,481	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h deriv	2020-12-16	2020-12-18	5,528	$7.82	$43.2K	760,953	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2020-12-16	2020-12-18	5,617	—	$0	0	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h	2020-12-16	2020-12-18	5,528	$7.82	$43.2K	760,953	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2020-12-16	2020-12-18	5,617	—	$0	766,481	SEC↗
JOHNSTON CHARLES D	Director	A Award deriv	2020-10-21	2020-10-22	9,433	$5.30	$50.0K	75,564	SEC↗
Galbraith Steven M	Director	A Award deriv	2020-10-21	2020-10-22	9,433	$5.30	$50.0K	151,589	SEC↗
Meyerowich Richard P.	Director	A Award deriv	2020-10-21	2020-10-22	9,905	$5.30	$52.5K	157,343	SEC↗
GREENBLATT JOEL	Director	A Award deriv	2020-10-21	2020-10-22	8,962	$5.30	$47.5K	146,444	SEC↗
Fire Evan K.	Chief Operating Officer	A Award deriv	2020-05-31	2020-06-04	1,064	$2.82	$3.0K	11,212	SEC↗
Fire Evan K.	Chief Operating Officer	A Award	2020-05-31	2020-06-04	1,064	—	$0	11,212	SEC↗
JOHNSTON CHARLES D	Director	D To issuer deriv	2020-04-06	2020-04-07	11,600	—	$0	65,309	SEC↗
Galbraith Steven M	Director	D To issuer deriv	2020-04-06	2020-04-07	11,600	—	$0	140,391	SEC↗
Meyerowich Richard P.	Director	D To issuer deriv	2020-04-06	2020-04-07	12,180	—	$0	145,607	SEC↗
GREENBLATT JOEL	Director	D To issuer deriv	2020-04-06	2020-04-07	11,020	—	$0	135,775	SEC↗
Goetz John Paul	President & Co-CIO	A Award deriv	2020-02-28	2020-03-03	221,729	$4.51	$1000.0K	5,138,762	SEC↗
Goetz John Paul	President & Co-CIO	A Award	2020-02-28	2020-03-03	221,729	—	$0	5,138,762	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award deriv	2020-01-01	2020-01-03	239,596	—	$0	18,187,315	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2020-01-01	2020-01-03	221,331	—	$0	4,452,253	SEC↗
Cai Chenyu Caroline	Executive Vice President	A Award deriv	2020-01-01	2020-01-03	16,800	—	$0	760,864	SEC↗
JOHNSTON CHARLES D	Director	A Award deriv	2020-01-01	2020-01-03	11,600	$8.62	$100.0K	72,611	SEC↗
Galbraith Steven M	Director	A Award deriv	2020-01-01	2020-01-03	11,600	$8.62	$100.0K	142,752	SEC↗
Meyerowich Richard P.	Director	A Award deriv	2020-01-01	2020-01-03	12,180	$8.62	$105.0K	148,205	SEC↗
GREENBLATT JOEL	Director	A Award deriv	2020-01-01	2020-01-03	11,020	$8.62	$95.0K	137,860	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award	2020-01-01	2020-01-03	239,596	—	$0	18,187,315	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award	2020-01-01	2020-01-03	221,331	—	$0	4,452,253	SEC↗
Cai Chenyu Caroline	Executive Vice President	A Award	2020-01-01	2020-01-03	16,800	—	$0	760,864	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise deriv	2019-12-31	2020-01-03	70,748	—	$0	139,708	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise deriv	2019-12-31	2020-01-03	70,748	—	$0	4,917,033	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	M Exercise deriv	2019-12-31	2020-01-03	64,948	—	$0	4,230,922	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	M Exercise deriv	2019-12-31	2020-01-03	64,948	—	$0	64,337	SEC↗
Cai Chenyu Caroline	Executive Vice President	A Award deriv	2019-12-31	2020-01-03	773,450	—	$0	773,450	SEC↗
Doran Jessica R	Chief Financial Officer	A Award deriv	2019-12-31	2020-01-03	184,154	—	$0	184,154	SEC↗
Fire Evan K.	Chief Info. & Ops Officer	A Award deriv	2019-12-31	2020-01-03	3,151	—	$0	3,151	SEC↗
Fire Evan K.	Chief Info. & Ops Officer	A Award deriv	2019-12-31	2020-01-03	368,309	—	$0	368,309	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise	2019-12-31	2020-01-03	70,748	—	$0	4,917,033	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	M Exercise	2019-12-31	2020-01-03	64,948	—	$0	4,230,922	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h deriv	2019-12-20	2019-12-23	25,236	$7.57	$191.0K	744,064	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2019-12-20	2019-12-23	51,948	—	$0	769,300	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2019-12-20	2019-12-23	51,948	—	$0	155,845	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2019-12-20	2019-12-23	55,000	—	$0	0	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2019-12-20	2019-12-23	55,000	—	$0	281,141	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h	2019-12-20	2019-12-23	52,142	$8.90	$464.1K	228,999	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h	2019-12-20	2019-12-23	25,236	$7.57	$191.0K	744,064	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2019-12-20	2019-12-23	51,948	—	$0	769,300	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h deriv	2019-12-19	2019-12-23	2,857	$7.06	$20.2K	717,352	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2019-12-19	2019-12-23	5,882	—	$0	23,531	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2019-12-19	2019-12-23	5,882	—	$0	720,209	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2019-12-19	2019-12-23	5,882	—	$0	720,209	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h	2019-12-19	2019-12-23	2,857	$7.06	$20.2K	717,352	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2019-12-13	2019-12-16	50,000	—	$0	55,000	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h	2019-12-13	2019-12-16	47,114	$8.94	$421.2K	226,141	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2019-12-13	2019-12-16	50,000	—	$0	273,255	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2019-12-12	2019-12-16	30,000	—	$0	105,000	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2019-12-12	2019-12-16	30,000	—	$0	251,608	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h	2019-12-12	2019-12-16	28,353	$8.81	$249.8K	223,255	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise deriv	2019-11-29	2019-12-03	100,000	—	$0	135,000	SEC↗
Cai Chenyu Caroline	Executive Vice President	F Tax w/h	2019-11-29	2019-12-03	94,700	$8.89	$841.9K	221,608	SEC↗
Cai Chenyu Caroline	Executive Vice President	M Exercise	2019-11-29	2019-12-03	100,000	—	$0	316,308	SEC↗
Doran Jessica R	Chief Financial Officer	F Tax w/h deriv	2019-09-16	2019-09-18	2,594	$9.83	$25.5K	5,713	SEC↗
Doran Jessica R	Chief Financial Officer	M Exercise deriv	2019-09-16	2019-09-18	3,000	—	$0	8,307	SEC↗
Doran Jessica R	Chief Financial Officer	M Exercise deriv	2019-09-16	2019-09-18	3,000	—	$0	0	SEC↗
Doran Jessica R	Chief Financial Officer	M Exercise	2019-09-16	2019-09-18	3,000	—	$0	8,307	SEC↗
Doran Jessica R	Chief Financial Officer	F Tax w/h	2019-09-16	2019-09-18	2,594	$9.83	$25.5K	5,713	SEC↗
Bachman Gary J	Chief Operating Officer	F Tax w/h deriv	2019-01-01	2019-01-03	1,023	—	$0	25,216	SEC↗
Bachman Gary J	Chief Operating Officer	A Award deriv	2019-01-01	2019-01-03	2,644	—	$0	26,239	SEC↗
Bachman Gary J	Chief Operating Officer	A Award deriv	2019-01-01	2019-01-03	78,740	—	$0	78,740	SEC↗
Doran Jessica R	Chief Financial Officer	A Award deriv	2019-01-01	2019-01-03	157,480	—	$0	157,480	SEC↗
Goetz John Paul	President & Co-CIO	A Award deriv	2019-01-01	2019-01-03	83,752	—	$0	4,846,285	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2019-01-01	2019-01-03	62,994	—	$0	4,165,974	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award deriv	2019-01-01	2019-01-03	322,827	—	$0	17,947,709	SEC↗
Galbraith Steven M	Director	A Award deriv	2019-01-01	2019-01-03	10,404	$8.65	$90.0K	123,688	SEC↗
GREENBLATT JOEL	Director	A Award deriv	2019-01-01	2019-01-03	9,826	$8.65	$85.0K	119,621	SEC↗
JOHNSTON CHARLES D	Director	A Award deriv	2019-01-01	2019-01-03	10,404	$8.65	$90.0K	57,539	SEC↗
Meyerowich Richard P.	Director	A Award deriv	2019-01-01	2019-01-03	10,982	$8.65	$95.0K	128,284	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award deriv	2019-01-01	2019-03-05	322,837	—	$0	17,947,719	SEC↗
Bachman Gary J	Chief Operating Officer	F Tax w/h	2019-01-01	2019-01-03	1,023	—	$0	25,216	SEC↗
Bachman Gary J	Chief Operating Officer	A Award	2019-01-01	2019-01-03	2,644	—	$0	26,239	SEC↗
Goetz John Paul	President & Co-CIO	A Award	2019-01-01	2019-01-03	83,752	—	$0	4,846,285	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award	2019-01-01	2019-01-03	62,994	—	$0	4,165,974	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award	2019-01-01	2019-01-03	322,827	—	$0	17,947,709	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award	2019-01-01	2019-03-05	322,837	—	$0	17,947,719	SEC↗
Bachman Gary J	Chief Operating Officer	A Award deriv	2018-12-31	2019-01-03	10,519	—	$0	10,519	SEC↗
Goetz John Paul	President & Co-CIO	A Award deriv	2018-12-31	2019-01-03	51,363	—	$0	4,762,533	SEC↗
Goetz John Paul	President & Co-CIO	D To issuer deriv	2018-12-31	2019-01-03	51,363	—	$0	132,915	SEC↗
Goetz John Paul	President & Co-CIO	A Award deriv	2018-12-31	2019-01-03	60,301	—	$0	193,216	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2018-12-31	2019-01-03	77,541	—	$0	146,525	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	D To issuer deriv	2018-12-31	2019-01-03	49,875	—	$0	68,984	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2018-12-31	2019-01-03	49,875	—	$0	4,102,980	SEC↗
Goetz John Paul	President & Co-CIO	A Award deriv	2018-12-31	2019-02-07	77,541	—	$0	210,456	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2018-12-31	2019-02-07	60,301	—	$0	129,285	SEC↗
Goetz John Paul	President & Co-CIO	A Award	2018-12-31	2019-01-03	51,363	—	$0	4,762,533	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award	2018-12-31	2019-01-03	49,875	—	$0	4,102,980	SEC↗
Goetz John Paul	President & Co-CIO	G Gift deriv	2018-12-19	2019-01-03	100,000	—	$0	4,711,170	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift deriv	2018-12-19	2019-01-03	75,000	—	$0	4,053,105	SEC↗
Goetz John Paul	President & Co-CIO	G Gift	2018-12-19	2019-01-03	100,000	—	$0	4,711,170	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift	2018-12-19	2019-01-03	75,000	—	$0	4,053,105	SEC↗
Goetz John Paul	President & Co-CIO	A Award deriv	2018-04-30	2018-05-01	297,211	$5.78	$1.72M	4,811,170	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2018-04-30	2018-05-01	248,394	$5.78	$1.44M	4,128,105	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award deriv	2018-04-30	2018-05-01	289,654	$5.78	$1.67M	17,624,882	SEC↗
Goetz John Paul	President & Co-CIO	A Award	2018-04-30	2018-05-01	297,211	—	$0	4,811,170	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award	2018-04-30	2018-05-01	248,394	—	$0	4,128,105	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award	2018-04-30	2018-05-01	289,654	—	$0	17,624,882	SEC↗
Doran Jessica R	Chief Financial Officer	A Award deriv	2018-01-01	2018-01-03	100,000	—	$0	103,000	SEC↗
Bachman Gary J	Chief Operating Officer	A Award deriv	2018-01-01	2018-01-03	100,000	—	$0	100,000	SEC↗
Bachman Gary J	Chief Operating Officer	A Award deriv	2018-01-01	2018-01-03	2,642	—	$0	23,595	SEC↗
Galbraith Steven M	Director	A Award deriv	2018-01-01	2018-01-03	8,434	$10.67	$90.0K	108,091	SEC↗
JOHNSTON CHARLES D	Director	A Award deriv	2018-01-01	2018-01-03	8,434	$10.67	$90.0K	44,974	SEC↗
Meyerowich Richard P.	Director	A Award deriv	2018-01-01	2018-01-03	8,903	$10.67	$95.0K	111,925	SEC↗
GREENBLATT JOEL	Director	A Award deriv	2018-01-01	2018-01-03	7,966	$10.67	$85.0K	104,763	SEC↗
Bachman Gary J	Chief Operating Officer	A Award	2018-01-01	2018-01-03	2,642	—	$0	23,595	SEC↗
Goetz John Paul	President & Co-CIO	A Award deriv	2017-12-31	2018-01-03	21,174	—	$0	4,513,959	SEC↗
Goetz John Paul	President & Co-CIO	D To issuer deriv	2017-12-31	2018-01-03	21,174	—	$0	63,523	SEC↗
Goetz John Paul	President & Co-CIO	A Award deriv	2017-12-31	2018-01-03	120,755	—	$0	184,278	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2017-12-31	2018-01-03	49,875	—	$0	3,879,711	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	D To issuer deriv	2017-12-31	2018-01-03	49,875	—	$0	118,859	SEC↗
Goetz John Paul	President & Co-CIO	A Award	2017-12-31	2018-01-03	21,174	—	$0	4,513,959	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award	2017-12-31	2018-01-03	49,875	—	$0	3,879,711	SEC↗
Goetz John Paul	President & Co-CIO	G Gift deriv	2017-12-22	2018-01-03	150,000	—	$0	4,492,785	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift deriv	2017-12-22	2018-01-03	150,000	—	$0	3,829,836	SEC↗
Goetz John Paul	President & Co-CIO	G Gift	2017-12-22	2018-01-03	150,000	—	$0	4,492,785	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift	2017-12-22	2018-01-03	150,000	—	$0	3,829,836	SEC↗
Goetz John Paul	President & Co-CIO	G Gift deriv	2017-09-26	2018-01-03	150,000	—	$0	4,642,785	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift deriv	2017-09-26	2018-01-03	75,000	—	$0	3,979,836	SEC↗
Goetz John Paul	President & Co-CIO	G Gift	2017-09-26	2018-01-03	150,000	—	$0	4,642,785	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift	2017-09-26	2018-01-03	75,000	—	$0	3,979,836	SEC↗
JOHNSTON CHARLES D	Director	P Buy	2017-05-23	2017-05-26	10,000	$8.43	$84.3K	30,000	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award deriv	2017-01-01	2017-01-04	152,496	—	$0	17,835,228	SEC↗
Bachman Gary J	Chief Operating Officer	A Award deriv	2017-01-01	2017-01-04	2,642	—	$0	20,953	SEC↗
Bachman Gary J	Chief Operating Officer	A Award deriv	2017-01-01	2017-01-04	7,032	—	$0	18,311	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2017-01-01	2017-01-04	140,646	—	$0	4,054,836	SEC↗
Peterson Michael D	Executive Vice President	A Award deriv	2017-01-01	2017-01-04	58,834	—	$0	2,109,326	SEC↗
Galbraith Steven M	Director	A Award deriv	2017-01-01	2017-01-04	8,100	$11.11	$90.0K	95,984	SEC↗
JOHNSTON CHARLES D	Director	A Award deriv	2017-01-01	2017-01-04	8,100	$11.11	$90.0K	35,192	SEC↗
Meyerowich Richard P.	Director	A Award deriv	2017-01-01	2017-01-04	8,550	$11.11	$95.0K	99,225	SEC↗
GREENBLATT JOEL	Director	A Award deriv	2017-01-01	2017-01-05	7,650	$11.11	$85.0K	93,229	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	A Award	2017-01-01	2017-01-04	152,496	—	$0	17,835,228	SEC↗
Bachman Gary J	Chief Operating Officer	A Award	2017-01-01	2017-01-04	9,674	—	$0	20,953	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award	2017-01-01	2017-01-04	140,646	—	$0	4,054,836	SEC↗
Peterson Michael D	Executive Vice President	A Award	2017-01-01	2017-01-04	58,834	—	$0	2,109,326	SEC↗
Goetz John Paul	President & Co-CIO	A Award deriv	2016-12-31	2017-01-04	84,697	—	$0	84,697	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2016-12-31	2017-01-04	76,450	—	$0	168,734	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award deriv	2016-12-31	2017-01-04	30,762	—	$0	3,914,190	SEC↗
Peterson Michael D	Executive Vice President	A Award deriv	2016-12-31	2017-01-04	22,868	—	$0	2,050,492	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	A Award	2016-12-31	2017-01-04	30,762	—	$0	3,914,190	SEC↗
Peterson Michael D	Executive Vice President	A Award	2016-12-31	2017-01-04	22,868	—	$0	2,050,492	SEC↗
Peterson Michael D	Executive Vice President	A Award deriv	2016-12-20	2017-01-04	269,058	—	$0	2,073,690	SEC↗
Peterson Michael D	Executive Vice President	F Tax w/h deriv	2016-12-20	2017-01-04	46,066	—	$0	2,027,624	SEC↗
Peterson Michael D	Executive Vice President	A Award	2016-12-20	2017-01-04	269,058	—	$0	2,073,690	SEC↗
Peterson Michael D	Executive Vice President	F Tax w/h	2016-12-20	2017-01-04	46,066	—	$0	2,027,624	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise deriv	2016-12-13	2016-12-15	200,000	—	$0	0	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise deriv	2016-12-13	2016-12-15	200,000	—	$0	4,792,785	SEC↗
Goetz John Paul	President & Co-CIO	M Exercise	2016-12-13	2016-12-15	200,000	—	$0	4,792,785	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	G Gift deriv	2016-12-06	2017-01-04	200,000	—	$0	17,682,732	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift deriv	2016-12-06	2017-01-04	100,000	—	$0	3,883,428	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	G Gift	2016-12-06	2017-01-04	200,000	—	$0	17,682,732	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift	2016-12-06	2017-01-04	100,000	—	$0	3,883,428	SEC↗
Goetz John Paul	President & Co-CIO	G Gift deriv	2016-12-06	2016-12-15	100,000	—	$0	4,592,785	SEC↗
Goetz John Paul	President & Co-CIO	G Gift	2016-12-06	2016-12-15	100,000	—	$0	4,592,785	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	G Gift deriv	2016-04-21	2017-01-04	200,000	—	$0	17,882,732	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift deriv	2016-04-21	2017-01-04	75,000	—	$0	3,983,428	SEC↗
Peterson Michael D	Executive Vice President	G Gift deriv	2016-04-21	2017-01-04	115,000	—	$0	1,984,004	SEC↗
Pzena Richard Stanton	Chairman, CEO and Co-CIO	G Gift	2016-04-21	2017-01-04	200,000	—	$0	17,882,732	SEC↗
Lipsey William Louis	Pres, Marketing/Client Srvc	G Gift	2016-04-21	2017-01-04	75,000	—	$0	3,983,428	SEC↗