ROX

Castle Brands IncCIK 1311538 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for ROX PRO

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AI insights for ROX

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
FROST PHILLIP MD ET AL	Director, 10% Owner	16	$62.3K	$0	2019-10-08
Pena Mariani Maria Alejandra	SVP-Marketing	29	$0	$218.2K	2019-10-08
Glover John S	Executive VP and COO	26	$0	$0	2019-10-08
Small Alfred	SVP, CFO, TREAS. & SECRETARY	34	$33.0K	$0	2019-10-08
Rubin Steven D	Director	18	$0	$0	2019-10-08
Beaudette John F	Director	22	$43.9K	$0	2019-10-08
Spillane Thomas	Senior Vice President	27	$0	$0	2019-10-08
KRASNO RICHARD M	Director	12	$33.7K	$0	2019-10-08
ANDREWS MARK	Director	45	$122.0K	$0	2019-10-08
BEINSTEIN HENRY C	Director	22	$0	$0	2019-10-08
ZEITCHICK MARK	Director	17	$81.7K	$0	2019-10-08
LAMPEN RICHARD	President and CEO	92	$708.7K	$0	2019-10-08
Frost Nevada Investments Trust	10% Owner	21	$43.8K	$0	2019-02-27
Frost Gamma Investments Trust	10% Owner	9	$180.5K	$0	2016-12-23
HALPRYN GLENN L	Director	8	$0	$0	2015-03-26
Pallini Micaela	Director	8	$0	$80.1K	2014-11-20
Zyman Sergio	Director	4	$1.6K	$0	2014-03-05
Scholl Dennis	Director	9	$0	$0	2014-03-05
EISEN HARVEY P	Director	2	$0	$0	2014-03-05
VECTOR GROUP LTD	10% Owner	5	$0	$0	2014-02-24

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
ZEITCHICK MARK	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
ZEITCHICK MARK	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
ZEITCHICK MARK	Director	D To issuer deriv	2019-10-08	2019-10-09	100,000	—	$0	0	SEC↗
ZEITCHICK MARK	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Spillane Thomas	Senior Vice President	D To issuer deriv	2019-10-08	2019-10-09	43,333	—	$0	0	SEC↗
Spillane Thomas	Senior Vice President	D To issuer deriv	2019-10-08	2019-10-09	20,800	—	$0	0	SEC↗
Spillane Thomas	Senior Vice President	D To issuer deriv	2019-10-08	2019-10-09	44,650	—	$0	0	SEC↗
Spillane Thomas	Senior Vice President	D To issuer deriv	2019-10-08	2019-10-09	17,100	—	$0	0	SEC↗
Spillane Thomas	Senior Vice President	D To issuer deriv	2019-10-08	2019-10-09	65,000	—	$0	0	SEC↗
Spillane Thomas	Senior Vice President	D To issuer deriv	2019-10-08	2019-10-09	200,000	—	$0	0	SEC↗
Spillane Thomas	Senior Vice President	D To issuer deriv	2019-10-08	2019-10-09	150,000	—	$0	0	SEC↗
Spillane Thomas	Senior Vice President	D To issuer deriv	2019-10-08	2019-10-09	100,000	—	$0	0	SEC↗
Spillane Thomas	Senior Vice President	D To issuer deriv	2019-10-08	2019-10-09	85,000	—	$0	0	SEC↗
ANDREWS MARK	Director	D To issuer deriv	2019-10-08	2019-10-09	250,000	—	$0	0	SEC↗
ANDREWS MARK	Director	D To issuer deriv	2019-10-08	2019-10-09	250,000	—	$0	0	SEC↗
ANDREWS MARK	Director	D To issuer deriv	2019-10-08	2019-10-09	250,000	—	$0	0	SEC↗
ANDREWS MARK	Director	D To issuer deriv	2019-10-08	2019-10-09	300,000	—	$0	0	SEC↗
ANDREWS MARK	Director	D To issuer deriv	2019-10-08	2019-10-09	250,000	—	$0	0	SEC↗
ANDREWS MARK	Director	D To issuer deriv	2019-10-08	2019-10-09	250,000	—	$0	0	SEC↗
ANDREWS MARK	Director	D To issuer deriv	2019-10-08	2019-10-09	225,000	—	$0	0	SEC↗
Glover John S	Executive VP and COO	D To issuer deriv	2019-10-08	2019-10-09	250,000	—	$0	0	SEC↗
Glover John S	Executive VP and COO	D To issuer deriv	2019-10-08	2019-10-09	250,000	—	$0	0	SEC↗
Glover John S	Executive VP and COO	D To issuer deriv	2019-10-08	2019-10-09	250,000	—	$0	0	SEC↗
Glover John S	Executive VP and COO	D To issuer deriv	2019-10-08	2019-10-09	325,000	—	$0	0	SEC↗
Glover John S	Executive VP and COO	D To issuer deriv	2019-10-08	2019-10-09	250,000	—	$0	0	SEC↗
Glover John S	Executive VP and COO	D To issuer deriv	2019-10-08	2019-10-09	250,000	—	$0	0	SEC↗
Glover John S	Executive VP and COO	D To issuer deriv	2019-10-08	2019-10-09	225,000	—	$0	0	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	D To issuer deriv	2019-10-08	2019-10-09	125,000	—	$0	0	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	D To issuer deriv	2019-10-08	2019-10-09	42,500	—	$0	0	SEC↗
Beaudette John F	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Beaudette John F	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Beaudette John F	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Beaudette John F	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Beaudette John F	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Beaudette John F	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Beaudette John F	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Rubin Steven D	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Rubin Steven D	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Rubin Steven D	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Rubin Steven D	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Rubin Steven D	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Rubin Steven D	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Rubin Steven D	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	D To issuer deriv	2019-10-08	2019-10-09	200,000	—	$0	0	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	D To issuer deriv	2019-10-08	2019-10-09	150,000	—	$0	0	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	D To issuer deriv	2019-10-08	2019-10-09	100,000	—	$0	0	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	D To issuer deriv	2019-10-08	2019-10-09	85,000	—	$0	0	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	D To issuer deriv	2019-10-08	2019-10-09	75,000	—	$0	0	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	D To issuer deriv	2019-10-08	2019-10-09	65,000	—	$0	0	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	D To issuer deriv	2019-10-08	2019-10-09	65,000	—	$0	0	SEC↗
BEINSTEIN HENRY C	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
BEINSTEIN HENRY C	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
BEINSTEIN HENRY C	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
BEINSTEIN HENRY C	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
LAMPEN RICHARD	President and CEO	D To issuer deriv	2019-10-08	2019-10-09	500,000	—	$0	0	SEC↗
LAMPEN RICHARD	President and CEO	D To issuer deriv	2019-10-08	2019-10-09	500,000	—	$0	0	SEC↗
LAMPEN RICHARD	President and CEO	D To issuer deriv	2019-10-08	2019-10-09	500,000	—	$0	0	SEC↗
LAMPEN RICHARD	President and CEO	D To issuer deriv	2019-10-08	2019-10-09	500,000	—	$0	0	SEC↗
LAMPEN RICHARD	President and CEO	D To issuer deriv	2019-10-08	2019-10-09	300,000	—	$0	0	SEC↗
LAMPEN RICHARD	President and CEO	D To issuer deriv	2019-10-08	2019-10-09	600,000	—	$0	0	SEC↗
LAMPEN RICHARD	President and CEO	D To issuer deriv	2019-10-08	2019-10-09	500,000	—	$0	0	SEC↗
KRASNO RICHARD M	Director	D To issuer deriv	2019-10-08	2019-10-09	100,000	—	$0	0	SEC↗
KRASNO RICHARD M	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
KRASNO RICHARD M	Director	D To issuer deriv	2019-10-08	2019-10-09	20,000	—	$0	0	SEC↗
ZEITCHICK MARK	Director	D To issuer	2019-10-08	2019-10-09	22,500	$1.27	$28.6K	0	SEC↗
ZEITCHICK MARK	Director	U Tender	2019-10-08	2019-10-09	7,500	$1.27	$9.5K	22,500	SEC↗
ZEITCHICK MARK	Director	U Tender	2019-10-08	2019-10-09	80,000	$1.27	$101.6K	0	SEC↗
Spillane Thomas	Senior Vice President	D To issuer	2019-10-08	2019-10-09	202,500	$1.27	$257.2K	0	SEC↗
Spillane Thomas	Senior Vice President	U Tender	2019-10-08	2019-10-09	394,015	$1.27	$500.4K	202,500	SEC↗
ANDREWS MARK	Director	D To issuer	2019-10-08	2019-10-09	250,000	$1.27	$317.5K	0	SEC↗
ANDREWS MARK	Director	U Tender	2019-10-08	2019-10-09	3,013,724	$1.27	$3.83M	250,000	SEC↗
ANDREWS MARK	Director	U Tender	2019-10-08	2019-10-09	761,684	$1.27	$967.3K	0	SEC↗
ANDREWS MARK	Director	U Tender	2019-10-08	2019-10-09	1,183,079	$1.27	$1.50M	0	SEC↗
Glover John S	Executive VP and COO	D To issuer	2019-10-08	2019-10-09	292,500	$1.27	$371.5K	0	SEC↗
Glover John S	Executive VP and COO	U Tender	2019-10-08	2019-10-09	640,427	$1.27	$813.3K	292,500	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	U Tender	2019-10-08	2019-10-09	153,944	$1.27	$195.5K	168,750	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	D To issuer	2019-10-08	2019-10-09	168,750	$1.27	$214.3K	0	SEC↗
Beaudette John F	Director	D To issuer	2019-10-08	2019-10-09	22,500	$1.27	$28.6K	0	SEC↗
Beaudette John F	Director	U Tender	2019-10-08	2019-10-09	9,246	$1.27	$11.7K	0	SEC↗
Beaudette John F	Director	U Tender	2019-10-08	2019-10-09	63,500	$1.27	$80.6K	22,500	SEC↗
Rubin Steven D	Director	U Tender	2019-10-08	2019-10-09	108,500	$1.27	$137.8K	22,500	SEC↗
Rubin Steven D	Director	D To issuer	2019-10-08	2019-10-09	22,500	$1.27	$28.6K	0	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	U Tender	2019-10-08	2019-10-09	362,012	$1.27	$459.8K	202,500	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	D To issuer	2019-10-08	2019-10-09	202,500	$1.27	$257.2K	0	SEC↗
BEINSTEIN HENRY C	Director	U Tender	2019-10-08	2019-10-09	100,000	$1.27	$127.0K	22,500	SEC↗
BEINSTEIN HENRY C	Director	D To issuer	2019-10-08	2019-10-09	22,500	$1.27	$28.6K	0	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	U Tender	2019-10-08	2019-10-09	43,975,719	$1.27	$55.85M	0	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	U Tender	2019-10-08	2019-10-09	9,370,790	$1.27	$11.90M	0	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	U Tender	2019-10-08	2019-10-09	787,276	$1.27	$999.8K	22,500	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	D To issuer	2019-10-08	2019-10-09	22,500	$1.27	$28.6K	0	SEC↗
LAMPEN RICHARD	President and CEO	U Tender	2019-10-08	2019-10-09	1,016,065	$1.27	$1.29M	0	SEC↗
LAMPEN RICHARD	President and CEO	U Tender	2019-10-08	2019-10-09	2,797,470	$1.27	$3.55M	0	SEC↗
KRASNO RICHARD M	Director	U Tender	2019-10-08	2019-10-09	57,500	$1.27	$73.0K	22,500	SEC↗
KRASNO RICHARD M	Director	D To issuer	2019-10-08	2019-10-09	22,500	$1.27	$28.6K	0	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise deriv	2019-09-30	2019-10-02	20,000	—	$0	0	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise deriv	2019-09-30	2019-10-02	14,125	—	$0	0	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise deriv	2019-09-30	2019-10-02	127,500	—	$0	42,500	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise deriv	2019-09-30	2019-10-02	50,000	—	$0	0	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise deriv	2019-09-30	2019-10-02	70,000	—	$0	0	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise	2019-09-30	2019-10-02	14,125	$0.26	$3.7K	216,119	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise	2019-09-30	2019-10-02	20,000	$0.31	$6.2K	236,119	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise	2019-09-30	2019-10-02	50,000	$0.38	$19.0K	286,119	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise	2019-09-30	2019-10-02	70,000	$1.00	$70.0K	356,119	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise	2019-09-30	2019-10-02	127,500	$0.90	$114.8K	483,619	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	S Sale	2019-09-30	2019-10-02	160,925	$1.27	$204.4K	322,694	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise deriv	2019-09-27	2019-10-01	10,875	—	$0	14,125	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	M Exercise	2019-09-27	2019-10-01	10,875	$0.26	$2.8K	212,869	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	S Sale	2019-09-27	2019-10-02	10,875	$1.27	$13.8K	201,994	SEC↗
BEINSTEIN HENRY C	Director	G Gift	2019-09-12	2019-10-09	167,500	—	$0	122,500	SEC↗
Glover John S	Executive VP and COO	A Award	2019-07-16	2019-07-18	130,000	—	$0	932,927	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	A Award	2019-07-16	2019-07-18	75,000	—	$0	201,994	SEC↗
ANDREWS MARK	Director	A Award	2019-07-16	2019-07-18	100,000	—	$0	3,263,724	SEC↗
Spillane Thomas	Senior Vice President	A Award	2019-07-16	2019-07-18	90,000	—	$0	596,515	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	A Award	2019-07-16	2019-07-18	90,000	—	$0	564,512	SEC↗
Glover John S	Executive VP and COO	M Exercise deriv	2019-06-20	2019-06-24	50,000	—	$0	0	SEC↗
Glover John S	Executive VP and COO	M Exercise	2019-06-20	2019-06-24	50,000	$0.35	$17.5K	802,927	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	M Exercise deriv	2019-06-19	2019-06-21	25,000	—	$0	0	SEC↗
Spillane Thomas	Senior Vice President	M Exercise deriv	2019-06-19	2019-06-21	35,000	—	$0	0	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	M Exercise	2019-06-19	2019-06-21	25,000	$0.35	$8.8K	463,476	SEC↗
Spillane Thomas	Senior Vice President	M Exercise	2019-06-19	2019-06-21	35,000	$0.35	$12.3K	495,479	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	F Tax w/h	2019-04-26	2019-04-30	7,669	$0.67	$5.1K	126,994	SEC↗
Spillane Thomas	Senior Vice President	F Tax w/h	2019-04-20	2019-04-23	8,247	$0.65	$5.4K	460,479	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	F Tax w/h	2019-04-20	2019-04-23	7,668	$0.65	$5.0K	134,663	SEC↗
Beaudette John F	Director	A Award	2019-02-27	2019-03-01	15,000	—	$0	86,000	SEC↗
BEINSTEIN HENRY C	Director	A Award	2019-02-27	2019-03-01	15,000	—	$0	290,000	SEC↗
Frost Nevada Investments Trust	10% Owner	A Award	2019-02-27	2019-03-01	15,000	—	$0	809,776	SEC↗
KRASNO RICHARD M	Director	A Award	2019-02-27	2019-03-01	15,000	—	$0	80,000	SEC↗
Rubin Steven D	Director	A Award	2019-02-27	2019-03-01	15,000	—	$0	131,000	SEC↗
ZEITCHICK MARK	Director	A Award	2019-02-27	2019-03-01	15,000	—	$0	30,000	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2019-02-20	2019-02-21	10,000	$0.80	$8.0K	2,797,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2019-02-19	2019-02-20	10,000	$0.80	$8.0K	2,787,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2019-02-15	2019-02-19	10,000	$0.80	$8.0K	2,777,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2019-01-18	2019-01-22	10,000	$0.90	$9.0K	2,767,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2019-01-17	2019-01-18	10,000	$0.91	$9.1K	2,757,470	SEC↗
Rubin Steven D	Director	M Exercise deriv	2019-01-16	2019-01-18	100,000	—	$0	0	SEC↗
Rubin Steven D	Director	M Exercise	2019-01-16	2019-01-18	100,000	$0.23	$23.0K	116,000	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2019-01-15	2019-01-16	10,000	$0.89	$8.9K	2,747,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2019-01-14	2019-01-15	10,000	$0.92	$9.2K	2,737,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2019-01-11	2019-01-14	10,000	$0.89	$8.9K	2,727,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2019-01-10	2019-01-11	10,000	$0.84	$8.4K	2,717,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2019-01-09	2019-01-10	10,000	$0.84	$8.4K	2,707,470	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	P Buy	2018-12-27	2018-12-28	75,000	$0.83	$62.3K	43,975,719	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2018-12-24	2018-12-26	10,000	$0.80	$8.0K	2,697,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2018-12-19	2018-12-20	10,000	$0.80	$8.0K	2,687,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2018-12-17	2018-12-18	10,000	$0.84	$8.4K	2,677,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2018-12-14	2018-12-17	10,000	$0.82	$8.2K	2,667,470	SEC↗
ANDREWS MARK	Director	P Buy	2018-12-14	2018-12-17	25,000	$0.83	$20.8K	761,684	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2018-12-13	2018-12-14	10,000	$0.81	$8.1K	2,657,470	SEC↗
Beaudette John F	Director	P Buy	2018-12-13	2018-12-17	25,000	$0.81	$20.3K	71,000	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	P Buy	2018-12-12	2018-12-13	6,500	$0.78	$5.1K	438,476	SEC↗
ANDREWS MARK	Director	P Buy	2018-12-11	2018-12-12	25,000	$0.77	$19.3K	736,684	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	A Award	2018-10-31	2018-11-02	7,441	$0.81	$6.0K	431,976	SEC↗
Spillane Thomas	Senior Vice President	A Award	2018-10-31	2018-11-02	7,441	$0.81	$6.0K	468,726	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise deriv	2018-08-22	2018-08-23	100,000	—	$0	300,000	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise	2018-08-22	2018-08-23	100,000	$0.35	$35.0K	2,647,470	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise deriv	2018-08-01	2018-08-02	300,000	—	$0	0	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise	2018-08-01	2018-08-02	300,000	$0.35	$105.0K	2,547,470	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise deriv	2018-07-12	2018-07-13	200,000	—	$0	300,000	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise	2018-07-12	2018-07-13	200,000	$0.35	$70.0K	2,247,470	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise deriv	2018-06-28	2018-06-29	200,000	—	$0	500,000	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise	2018-06-28	2018-06-29	200,000	$0.35	$70.0K	2,047,470	SEC↗
Glover John S	Executive VP and COO	M Exercise deriv	2018-05-31	2018-06-04	15,400	—	$0	0	SEC↗
Glover John S	Executive VP and COO	M Exercise	2018-05-31	2018-06-04	15,400	$0.21	$3.2K	752,927	SEC↗
Spillane Thomas	Senior Vice President	M Exercise deriv	2018-05-09	2018-05-10	33,900	—	$0	0	SEC↗
Spillane Thomas	Senior Vice President	M Exercise	2018-05-09	2018-05-10	33,900	$0.21	$7.1K	461,285	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	F Tax w/h	2018-05-04	2018-05-07	7,669	$1.24	$9.5K	142,331	SEC↗
Spillane Thomas	Senior Vice President	F Tax w/h	2018-05-04	2018-05-07	8,247	$1.24	$10.2K	427,385	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	J Other	2018-05-04	2018-05-07	6,138	$0.98	$6.0K	424,535	SEC↗
ANDREWS MARK	Director	A Award	2018-04-20	2018-04-23	120,000	—	$0	3,163,724	SEC↗
Spillane Thomas	Senior Vice President	A Award	2018-04-20	2018-04-23	90,000	—	$0	429,494	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	A Award	2018-04-20	2018-04-23	90,000	—	$0	418,397	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	A Award	2018-04-20	2018-04-23	75,000	—	$0	150,000	SEC↗
Glover John S	Executive VP and COO	A Award	2018-04-20	2018-04-23	130,000	—	$0	737,527	SEC↗
Beaudette John F	Director	M Exercise deriv	2018-03-27	2018-03-29	6,000	—	$0	0	SEC↗
Beaudette John F	Director	M Exercise	2018-03-27	2018-03-29	6,000	$1.03	$6.2K	46,000	SEC↗
BEINSTEIN HENRY C	Director	M Exercise deriv	2018-03-05	2018-03-07	20,000	—	$0	0	SEC↗
BEINSTEIN HENRY C	Director	M Exercise deriv	2018-03-05	2018-03-07	20,000	—	$0	0	SEC↗
BEINSTEIN HENRY C	Director	M Exercise deriv	2018-03-05	2018-03-07	20,000	—	$0	0	SEC↗
BEINSTEIN HENRY C	Director	M Exercise	2018-03-05	2018-03-07	20,000	$0.29	$5.8K	235,000	SEC↗
BEINSTEIN HENRY C	Director	M Exercise	2018-03-05	2018-03-07	20,000	$0.27	$5.4K	255,000	SEC↗
BEINSTEIN HENRY C	Director	M Exercise	2018-03-05	2018-03-07	20,000	$0.29	$5.8K	275,000	SEC↗
Frost Nevada Investments Trust	10% Owner	A Award	2018-03-01	2018-03-05	15,000	—	$0	794,776	SEC↗
Beaudette John F	Director	A Award	2018-03-01	2018-03-05	15,000	—	$0	40,000	SEC↗
BEINSTEIN HENRY C	Director	A Award	2018-03-01	2018-03-05	15,000	—	$0	215,000	SEC↗
KRASNO RICHARD M	Director	A Award	2018-03-01	2018-03-05	15,000	—	$0	65,000	SEC↗
Rubin Steven D	Director	A Award	2018-03-01	2018-03-05	15,000	—	$0	16,000	SEC↗
ZEITCHICK MARK	Director	A Award	2018-03-01	2018-03-05	15,000	—	$0	15,000	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	M Exercise deriv	2018-01-18	2018-01-19	0	$500000.00	$0	0	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	M Exercise	2018-01-18	2018-01-19	558,179	$0.90	$502.4K	43,900,719	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise deriv	2017-11-20	2017-11-22	0	$50000.00	$0	0	SEC↗
ANDREWS MARK	Director	M Exercise deriv	2017-11-20	2017-11-22	0	$50000.00	$0	0	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise	2017-11-20	2017-11-22	56,065	$0.90	$50.5K	1,016,065	SEC↗
ANDREWS MARK	Director	M Exercise	2017-11-20	2017-11-22	56,065	$0.90	$50.5K	3,043,724	SEC↗
Spillane Thomas	Senior Vice President	A Award	2017-10-31	2017-11-02	5,931	$1.01	$6.0K	339,494	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	A Award	2017-10-31	2017-11-02	5,931	$1.01	$6.0K	328,397	SEC↗
Glover John S	Executive VP and COO	A Award	2017-04-26	2017-04-28	130,000	—	$0	607,527	SEC↗
ANDREWS MARK	Director	A Award	2017-04-26	2017-04-28	120,000	—	$0	2,987,659	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	A Award	2017-04-26	2017-04-28	90,000	—	$0	322,466	SEC↗
Spillane Thomas	Senior Vice President	A Award	2017-04-26	2017-04-28	90,000	—	$0	333,563	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	A Award	2017-04-26	2017-04-28	75,000	—	$0	75,000	SEC↗
Beaudette John F	Director	A Award deriv	2017-02-28	2017-03-01	20,000	—	$0	20,000	SEC↗
BEINSTEIN HENRY C	Director	A Award deriv	2017-02-28	2017-03-01	20,000	—	$0	20,000	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	A Award deriv	2017-02-28	2017-03-01	20,000	—	$0	20,000	SEC↗
KRASNO RICHARD M	Director	A Award deriv	2017-02-28	2017-03-01	20,000	—	$0	20,000	SEC↗
Rubin Steven D	Director	A Award deriv	2017-02-28	2017-03-01	20,000	—	$0	20,000	SEC↗
ZEITCHICK MARK	Director	A Award deriv	2017-02-28	2017-03-01	20,000	—	$0	20,000	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-12-28	2016-12-28	40,000	$0.73	$29.2K	1,847,470	SEC↗
KRASNO RICHARD M	Director	P Buy	2016-12-27	2016-12-28	30,000	$0.72	$21.6K	50,000	SEC↗
ZEITCHICK MARK	Director	P Buy	2016-12-27	2016-12-28	30,000	$0.72	$21.6K	80,000	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-12-27	2016-12-28	50,000	$0.71	$35.5K	1,807,470	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	P Buy	2016-12-23	2016-12-27	2,000	$0.65	$1.3K	232,466	SEC↗
Frost Gamma Investments Trust	10% Owner	P Buy	2016-12-23	2016-12-28	150,000	$0.69	$103.5K	43,342,540	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise deriv	2016-08-29	2016-08-30	100,000	—	$0	700,000	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise	2016-08-29	2016-08-30	100,000	$0.35	$35.0K	1,757,470	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise deriv	2016-07-28	2016-07-29	100,000	—	$0	800,000	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise	2016-07-28	2016-07-29	100,000	$0.35	$35.0K	1,657,470	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-07-05	2016-07-06	17,650	$0.75	$13.2K	1,557,470	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	P Buy	2016-06-30	2016-07-05	14,000	$0.78	$10.9K	230,466	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-06-29	2016-06-29	50,000	$0.75	$37.5K	1,539,820	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-06-28	2016-06-29	72,300	$0.74	$53.5K	1,489,820	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-06-27	2016-06-29	120,000	$0.71	$85.2K	1,417,520	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-06-24	2016-06-27	20,200	$0.72	$14.5K	1,297,520	SEC↗
ANDREWS MARK	Director	A Award deriv	2016-06-03	2016-06-07	300,000	—	$0	300,000	SEC↗
Glover John S	Chief Operating Officer	A Award deriv	2016-06-03	2016-06-07	325,000	—	$0	325,000	SEC↗
LAMPEN RICHARD	President and CEO	A Award deriv	2016-06-03	2016-06-07	600,000	—	$0	600,000	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	A Award deriv	2016-06-03	2016-06-07	170,000	—	$0	170,000	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	A Award deriv	2016-06-03	2016-06-07	200,000	—	$0	200,000	SEC↗
Spillane Thomas	Senior Vice President	A Award deriv	2016-06-03	2016-06-07	200,000	—	$0	200,000	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-05-20	2016-05-23	10,000	$0.81	$8.1K	1,277,320	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-04-25	2016-04-26	10,000	$0.89	$8.9K	1,267,320	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-04-20	2016-04-21	8,500	$0.85	$7.2K	1,257,320	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-04-20	2016-04-21	8,500	$0.89	$7.6K	1,257,320	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-04-14	2016-04-15	10,000	$0.89	$8.9K	1,248,820	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-04-12	2016-04-13	10,000	$0.88	$8.8K	1,238,820	SEC↗
BEINSTEIN HENRY C	Director	M Exercise deriv	2016-03-29	2016-03-31	100,000	—	$0	0	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-03-29	2016-03-30	7,100	$0.85	$6.0K	1,228,820	SEC↗
BEINSTEIN HENRY C	Director	M Exercise	2016-03-29	2016-03-31	100,000	$0.23	$23.0K	200,000	SEC↗
Frost Nevada Investments Trust	10% Owner	P Buy	2016-03-22	2016-03-23	25,000	$0.86	$21.5K	43,192,540	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-03-21	2016-03-22	25,000	$0.85	$21.3K	1,221,720	SEC↗
ANDREWS MARK	Director	P Buy	2016-03-18	2016-03-22	10,000	$0.88	$8.8K	2,867,659	SEC↗
Beaudette John F	Director	A Award deriv	2016-03-17	2016-03-21	20,000	—	$0	20,000	SEC↗
BEINSTEIN HENRY C	Director	A Award deriv	2016-03-17	2016-03-21	20,000	—	$0	20,000	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	A Award deriv	2016-03-17	2016-03-21	20,000	—	$0	20,000	SEC↗
KRASNO RICHARD M	Director	A Award deriv	2016-03-17	2016-03-21	20,000	—	$0	20,000	SEC↗
Rubin Steven D	Director	A Award deriv	2016-03-17	2016-03-21	20,000	—	$0	20,000	SEC↗
ZEITCHICK MARK	Director	A Award deriv	2016-03-17	2016-03-21	20,000	—	$0	20,000	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2016-03-17	2016-03-18	25,000	$0.84	$21.0K	1,196,720	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	M Exercise deriv	2016-03-03	2016-03-04	25,100	—	$0	0	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	M Exercise	2016-03-03	2016-03-04	25,100	$0.21	$5.3K	216,466	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise deriv	2016-03-02	2016-03-03	50,000	—	$0	900,000	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise	2016-03-02	2016-03-03	50,000	$0.35	$17.5K	1,171,720	SEC↗
Frost Nevada Investments Trust	10% Owner	M Exercise deriv	2016-02-19	2016-02-22	100,000	—	$0	0	SEC↗
Frost Nevada Investments Trust	10% Owner	M Exercise deriv	2016-02-19	2016-02-22	20,000	—	$0	0	SEC↗
Frost Nevada Investments Trust	10% Owner	M Exercise deriv	2016-02-19	2016-02-22	20,000	—	$0	0	SEC↗
Frost Nevada Investments Trust	10% Owner	M Exercise deriv	2016-02-19	2016-02-22	20,000	—	$0	0	SEC↗
Frost Nevada Investments Trust	10% Owner	M Exercise deriv	2016-02-19	2016-02-22	20,000	—	$0	0	SEC↗
Frost Nevada Investments Trust	10% Owner	M Exercise	2016-02-19	2016-02-22	20,000	$0.23	$4.6K	719,776	SEC↗
Frost Nevada Investments Trust	10% Owner	M Exercise	2016-02-19	2016-02-22	100,000	$0.35	$35.0K	699,776	SEC↗
Frost Nevada Investments Trust	10% Owner	M Exercise	2016-02-19	2016-02-22	20,000	$0.29	$5.8K	739,776	SEC↗
Frost Nevada Investments Trust	10% Owner	M Exercise	2016-02-19	2016-02-22	20,000	$0.27	$5.4K	759,776	SEC↗
Frost Nevada Investments Trust	10% Owner	M Exercise	2016-02-19	2016-02-22	20,000	$0.29	$5.8K	779,776	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise deriv	2016-02-18	2016-02-19	50,000	—	$0	950,000	SEC↗
LAMPEN RICHARD	President and CEO	M Exercise	2016-02-18	2016-02-19	50,000	$0.35	$17.5K	1,121,720	SEC↗
ANDREWS MARK	Director	G Gift	2015-12-17	2016-03-22	10,000	—	$0	2,857,659	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2015-11-13	2015-11-16	10,000	$1.36	$13.6K	1,071,720	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	P Buy	2015-11-10	2015-11-12	5,850	$1.35	$7.9K	191,366	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2015-08-24	2015-08-25	10,000	$1.06	$10.6K	1,061,720	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2015-08-18	2015-08-19	20,000	$1.14	$22.8K	960,000	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2015-08-17	2015-08-18	20,000	$1.13	$22.6K	1,051,720	SEC↗
Beaudette John F	Director	P Buy	2015-08-13	2015-08-19	10,000	$1.22	$12.2K	25,000	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	P Buy	2015-08-12	2015-08-13	4,400	$1.23	$5.4K	185,516	SEC↗
ANDREWS MARK	Director	P Buy	2015-08-12	2015-08-13	25,000	$1.23	$30.8K	711,684	SEC↗
ZEITCHICK MARK	Director	P Buy	2015-08-11	2015-08-12	10,000	$1.20	$12.0K	50,000	SEC↗
KRASNO RICHARD M	Director	P Buy	2015-08-11	2015-08-12	10,000	$1.21	$12.1K	20,000	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2015-08-11	2015-08-12	40,000	$1.17	$46.8K	1,031,720	SEC↗
Glover John S	Chief Operating Officer	A Award deriv	2015-06-02	2015-06-04	250,000	—	$0	250,000	SEC↗
Pena Mariani Maria Alejandra	SVP-Marketing	A Award deriv	2015-06-02	2015-06-04	125,000	—	$0	125,000	SEC↗
Spillane Thomas	Senior Vice President	A Award deriv	2015-06-02	2015-06-04	150,000	—	$0	150,000	SEC↗
LAMPEN RICHARD	President and CEO	A Award deriv	2015-06-02	2015-06-04	500,000	—	$0	500,000	SEC↗
ANDREWS MARK	Director	A Award deriv	2015-06-02	2015-06-04	250,000	—	$0	250,000	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	A Award deriv	2015-06-02	2015-06-04	150,000	—	$0	150,000	SEC↗
Beaudette John F	Director	A Award deriv	2015-03-26	2015-03-27	20,000	—	$0	20,000	SEC↗
BEINSTEIN HENRY C	Director	A Award deriv	2015-03-26	2015-03-27	20,000	—	$0	20,000	SEC↗
FROST PHILLIP MD ET AL	Director, 10% Owner	A Award deriv	2015-03-26	2015-03-27	20,000	—	$0	20,000	SEC↗
HALPRYN GLENN L	Director	A Award deriv	2015-03-26	2015-03-27	20,000	—	$0	20,000	SEC↗
Rubin Steven D	Director	A Award deriv	2015-03-26	2015-03-27	20,000	—	$0	20,000	SEC↗
ZEITCHICK MARK	Director	A Award deriv	2015-03-26	2015-03-27	20,000	—	$0	20,000	SEC↗
KRASNO RICHARD M	Director	A Award deriv	2015-03-26	2015-03-27	100,000	—	$0	100,000	SEC↗
ZEITCHICK MARK	Director	P Buy	2015-03-16	2015-03-17	10,000	$1.21	$12.1K	40,000	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2015-03-16	2015-03-17	30,000	$1.20	$36.0K	991,720	SEC↗
Small Alfred	SVP, CFO, TREAS. & SECRETARY	P Buy	2015-03-16	2015-03-18	2,000	$1.20	$2.4K	181,116	SEC↗
ANDREWS MARK	Director	P Buy	2015-03-16	2015-03-18	1,900	$1.20	$2.3K	2,849,559	SEC↗
ANDREWS MARK	Director	P Buy	2015-03-16	2015-03-18	18,100	$1.21	$21.9K	2,867,659	SEC↗
ZEITCHICK MARK	Director	P Buy	2015-03-13	2015-03-17	30,000	$1.20	$36.0K	30,000	SEC↗
LAMPEN RICHARD	President and CEO	P Buy	2015-03-13	2015-03-17	20,000	$1.17	$23.4K	961,720	SEC↗
ANDREWS MARK	Director	G Gift	2015-02-02	2015-03-18	30,000	—	$0	2,847,659	SEC↗