RXII

RXi Pharmaceuticals CorpCIK 1533040 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for RXII PRO

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AI insights for RXII

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
CAUWENBERGH GEERT	President & CEO	124	$205.3K	$0	2018-11-09
Freeman Jonathan E	Director	2	$0	$0	2018-08-01
Dispersyn Gerrit	Chief Development Officer	4	$2.2K	$0	2018-08-01
Dorman H. Paul	Director	10	$0	$0	2018-08-01
Kontulis Caitlin	Secretary & Dir. of Finance	7	$0	$0	2018-08-01
Brownlie Keith L	Director	6	$0	$0	2018-08-01
Lockshin Curtis	Director	11	$3.7K	$0	2018-08-01
Bitterman Robert J	Director	17	$12.0K	$0	2018-08-01
Eliseev Alexey	Chief Business Officer	6	$0	$108.6K	2017-09-07
Pavco Pamela	Chief Development Officer	10	$0	$0	2017-02-01
Advanced RNA Technologies, LLC	Other	91	$992	$0	2014-07-31
Galena Biopharma, Inc.	10% Owner	3	$0	$209.3K	2013-05-02

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
CAUWENBERGH GEERT	President & CEO	A Award	2018-11-09	2018-11-13	18,698	$0.43	$8.0K	163,292	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award	2018-10-26	2018-10-29	18,519	$0.44	$8.1K	144,594	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award	2018-10-12	2018-10-15	17,230	$0.47	$8.1K	126,075	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award	2018-09-28	2018-10-01	73,587	$1.17	$86.1K	108,845	SEC↗
Kontulis Caitlin	Secretary & Dir. of Finance	A Award deriv	2018-08-01	2018-08-03	10,500	—	$0	10,500	SEC↗
Dispersyn Gerrit	Chief Development Officer	A Award deriv	2018-08-01	2018-08-03	16,000	—	$0	16,000	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award deriv	2018-08-01	2018-08-03	21,000	—	$0	21,000	SEC↗
Kontulis Caitlin	Secretary & Dir. of Finance	A Award	2018-08-01	2018-08-03	10,500	—	$0	11,024	SEC↗
Dispersyn Gerrit	Chief Development Officer	A Award	2018-08-01	2018-08-03	16,000	—	$0	16,350	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award	2018-08-01	2018-08-03	21,000	—	$0	35,258	SEC↗
Bitterman Robert J	Director	A Award	2018-08-01	2018-08-03	10,000	—	$0	10,440	SEC↗
Brownlie Keith L	Director	A Award	2018-08-01	2018-08-03	10,000	—	$0	10,000	SEC↗
Dorman H. Paul	Director	A Award	2018-08-01	2018-08-03	10,000	—	$0	10,375	SEC↗
Freeman Jonathan E	Director	A Award	2018-08-01	2018-08-03	10,000	—	$0	10,000	SEC↗
Lockshin Curtis	Director	A Award	2018-08-01	2018-08-03	10,000	—	$0	10,130	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-10-02	2017-10-02	200	$0.46	$92	135,483	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-10-02	2017-10-02	7,100	$0.45	$3.2K	142,583	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-10-02	2017-10-02	2,700	$0.44	$1.2K	135,283	SEC↗
Eliseev Alexey	Chief Business Officer	S Sale	2017-09-07	2017-09-07	58,712	$0.53	$31.1K	950,312	SEC↗
Eliseev Alexey	Chief Business Officer	S Sale	2017-09-06	2017-09-07	91,907	$0.54	$49.6K	1,009,024	SEC↗
Eliseev Alexey	Chief Business Officer	S Sale	2017-09-05	2017-09-07	26,181	$0.56	$14.7K	1,100,931	SEC↗
Eliseev Alexey	Chief Business Officer	S Sale	2017-09-01	2017-09-01	23,200	$0.57	$13.2K	1,127,112	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-08-24	2017-08-24	4,900	$0.55	$2.7K	127,483	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-08-24	2017-08-24	739	$0.56	$414	132,583	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-08-24	2017-08-24	4,361	$0.55	$2.4K	131,844	SEC↗
Dispersyn Gerrit	Chief Development Officer	P Buy	2017-06-23	2017-06-26	3,500	$0.62	$2.2K	3,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-06-22	2017-06-22	5,000	$0.63	$3.1K	117,583	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-06-22	2017-06-22	5,000	$0.62	$3.1K	122,583	SEC↗
Eliseev Alexey	Chief Business Officer	C Conversion deriv	2017-06-09	2017-06-09	332,499	—	$0	0	SEC↗
Eliseev Alexey	Chief Business Officer	C Conversion	2017-06-09	2017-06-09	332,499	—	$0	1,150,312	SEC↗
Freeman Jonathan E	Director	A Award deriv	2017-06-06	2017-06-07	3,500	—	$0	3,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-04-26	2017-04-26	10,000	$0.65	$6.5K	112,583	SEC↗
Dispersyn Gerrit	Chief Development Officer	A Award deriv	2017-04-24	2017-04-26	95,000	—	$0	95,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-03-17	2017-03-20	15	$0.77	$12	102,583	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-03-17	2017-03-20	665	$0.77	$512	102,568	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-03-17	2017-03-20	9,320	$0.77	$7.2K	101,903	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-02-17	2017-02-21	200	$0.69	$138	82,783	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-02-17	2017-02-21	2,917	$0.70	$2.0K	92,583	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-02-17	2017-02-21	6,883	$0.69	$4.7K	89,666	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-02-08	2017-02-08	10,000	$0.69	$6.9K	82,583	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award deriv	2017-02-01	2017-02-03	13,000	—	$0	13,000	SEC↗
Kontulis Caitlin	Secretary & Dir. of Finance	A Award deriv	2017-02-01	2017-02-03	2,500	—	$0	2,500	SEC↗
Pavco Pamela	Chief Development Officer	A Award deriv	2017-02-01	2017-02-03	7,000	—	$0	7,000	SEC↗
Bitterman Robert J	Director	A Award deriv	2017-02-01	2017-02-03	2,000	—	$0	2,000	SEC↗
Brownlie Keith L	Director	A Award deriv	2017-02-01	2017-02-03	2,000	—	$0	2,000	SEC↗
Dorman H. Paul	Director	A Award deriv	2017-02-01	2017-02-03	2,000	—	$0	2,000	SEC↗
Lockshin Curtis	Director	A Award deriv	2017-02-01	2017-02-03	2,000	—	$0	2,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-01-25	2017-01-26	300	$0.69	$207	62,883	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-01-25	2017-01-26	9,700	$0.70	$6.8K	72,583	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-01-19	2017-01-19	6,400	$0.70	$4.5K	58,983	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-01-19	2017-01-19	3,000	$0.69	$2.1K	61,983	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2017-01-19	2017-01-19	600	$0.69	$414	62,583	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award	2016-12-30	2017-01-03	2,000	$0.73	$1.5K	52,583	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award	2016-12-23	2016-12-27	3,000	$0.72	$2.2K	4,500	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award	2016-12-22	2016-12-23	3,000	$0.75	$2.3K	53,583	SEC↗
Pavco Pamela	Chief Development Officer	A Award deriv	2016-12-16	2016-12-20	11,111	—	$0	11,111	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award deriv	2016-12-16	2016-12-20	33,333	—	$0	33,333	SEC↗
Pavco Pamela	Chief Development Officer	A Award	2016-12-16	2016-12-20	11,111	$0.90	$10.0K	17,173	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award	2016-12-16	2016-12-20	33,333	$0.90	$30.0K	50,583	SEC↗
Kontulis Caitlin	Secretary & Dir. of Finance	A Award deriv	2016-02-10	2016-02-12	20,000	—	$0	20,000	SEC↗
Pavco Pamela	Chief Development Officer	A Award deriv	2016-02-10	2016-02-12	66,000	—	$0	66,000	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award deriv	2016-02-10	2016-02-12	133,000	—	$0	133,000	SEC↗
Bitterman Robert J	Director	A Award deriv	2016-02-10	2016-02-12	16,666	—	$0	16,666	SEC↗
Brownlie Keith L	Director	A Award deriv	2016-02-10	2016-02-12	16,666	—	$0	16,666	SEC↗
Dorman H. Paul	Director	A Award deriv	2016-02-10	2016-02-12	16,666	—	$0	16,666	SEC↗
Lockshin Curtis	Director	A Award deriv	2016-02-10	2016-02-12	16,666	—	$0	16,666	SEC↗
CAUWENBERGH GEERT	President & CEO	X Exercise deriv	2015-06-22	2015-06-23	35,000	—	$0	0	SEC↗
CAUWENBERGH GEERT	President & CEO	X Exercise	2015-06-22	2015-06-23	35,000	$0.46	$16.1K	172,500	SEC↗
Bitterman Robert J	Director	A Award deriv	2015-06-02	2015-06-03	18,750	—	$0	18,750	SEC↗
Bitterman Robert J	Director	A Award deriv	2015-06-02	2015-06-03	18,750	—	$0	18,750	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award deriv	2015-06-02	2015-06-03	5,000	—	$0	5,000	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award deriv	2015-06-02	2015-06-03	35,000	—	$0	35,000	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award deriv	2015-06-02	2015-06-03	5,000	—	$0	5,000	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award deriv	2015-06-02	2015-06-03	35,000	—	$0	35,000	SEC↗
Dorman H. Paul	Director	A Award deriv	2015-06-02	2015-06-03	18,750	—	$0	18,750	SEC↗
Dorman H. Paul	Director	A Award deriv	2015-06-02	2015-06-03	18,750	—	$0	18,750	SEC↗
Lockshin Curtis	Director	A Award deriv	2015-06-02	2015-06-03	6,000	—	$0	6,000	SEC↗
Lockshin Curtis	Director	A Award deriv	2015-06-02	2015-06-03	6,000	—	$0	6,000	SEC↗
Pavco Pamela	Chief Development Officer	A Award deriv	2015-06-02	2015-06-03	6,250	—	$0	6,250	SEC↗
Pavco Pamela	Chief Development Officer	A Award deriv	2015-06-02	2015-06-03	6,250	—	$0	6,250	SEC↗
Bitterman Robert J	Director	A Award	2015-06-02	2015-06-03	37,500	$0.40	$15.0K	44,000	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award	2015-06-02	2015-06-03	70,000	$0.40	$28.0K	137,500	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award	2015-06-02	2015-06-03	10,000	$0.40	$4.0K	15,000	SEC↗
Dorman H. Paul	Director	A Award	2015-06-02	2015-06-03	37,500	$0.40	$15.0K	37,500	SEC↗
Lockshin Curtis	Director	A Award	2015-06-02	2015-06-03	12,000	$0.40	$4.8K	13,000	SEC↗
Pavco Pamela	Chief Development Officer	A Award	2015-06-02	2015-06-03	12,500	$0.40	$5.0K	33,718	SEC↗
Pavco Pamela	Chief Development Officer	A Award deriv	2015-06-01	2015-06-02	66,000	—	$0	66,000	SEC↗
Kontulis Caitlin	Secretary & Controller	A Award deriv	2015-06-01	2015-06-02	10,000	—	$0	10,000	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award deriv	2015-06-01	2015-06-02	133,000	—	$0	133,000	SEC↗
Bitterman Robert J	Director	A Award deriv	2015-06-01	2015-06-02	16,666	—	$0	16,666	SEC↗
Brownlie Keith L	Director	A Award deriv	2015-06-01	2015-06-02	16,666	—	$0	16,666	SEC↗
Dorman H. Paul	Director	A Award deriv	2015-06-01	2015-06-02	16,666	—	$0	16,666	SEC↗
Lockshin Curtis	Director	A Award deriv	2015-06-01	2015-06-02	16,666	—	$0	16,666	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2015-04-02	2015-04-02	5,000	$0.72	$3.6K	67,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2015-02-17	2015-02-18	4,000	$1.17	$4.7K	62,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2015-02-10	2015-02-11	200	$1.22	$244	56,700	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2015-02-10	2015-02-11	644	$1.24	$799	57,344	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2015-02-10	2015-02-11	1,156	$1.25	$1.4K	58,500	SEC↗
Bitterman Robert J	Director	P Buy	2015-01-22	2015-01-23	1,853	$1.19	$2.2K	6,500	SEC↗
Bitterman Robert J	Director	P Buy	2015-01-22	2015-01-23	3,147	$1.20	$3.8K	4,647	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2015-01-20	2015-01-20	10,000	$1.03	$10.3K	56,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-12-30	2014-12-31	2,000	$1.59	$3.2K	46,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-12-30	2014-12-31	500	$1.59	$795	46,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-10-13	2014-10-14	3,000	$1.68	$5.0K	44,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-09-19	2014-09-23	4,500	$2.20	$9.9K	4,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-09-16	2014-09-16	5,000	$2.08	$10.4K	46,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-09-15	2014-09-15	2,000	$2.19	$4.4K	41,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-09-15	2014-09-15	5,000	$2.18	$10.9K	36,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-09-15	2014-09-15	3,000	$2.19	$6.6K	39,000	SEC↗
Advanced RNA Technologies, LLC	Other	P Buy	2014-07-31	2014-08-04	400	$2.48	$992	1,221,723	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-07-15	2014-07-17	1,000	$2.50	$2.5K	31,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-07-09	2014-07-09	1,400	$2.57	$3.6K	30,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-07-02	2014-07-02	300	$2.86	$858	28,600	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-07-02	2014-07-02	700	$2.85	$2.0K	27,300	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-07-02	2014-07-02	1,000	$2.86	$2.9K	28,300	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-06-25	2014-06-26	500	$3.01	$1.5K	26,600	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-06-19	2014-06-19	1,000	$2.99	$3.0K	25,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-06-19	2014-06-19	200	$3.00	$600	25,300	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-06-19	2014-06-19	800	$2.96	$2.4K	26,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-06-09	2014-06-09	200	$3.05	$610	23,300	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-06-09	2014-06-09	800	$3.05	$2.4K	24,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-06-04	2014-06-05	1,000	$2.97	$3.0K	23,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2014-06-04	2014-06-05	1,000	$2.91	$2.9K	22,100	SEC↗
Bitterman Robert J	Director	A Award deriv	2014-06-02	2014-06-04	16,666	—	$0	16,666	SEC↗
Brownlie Keith L	Director	A Award deriv	2014-06-02	2014-06-04	16,666	—	$0	16,666	SEC↗
Dorman H. Paul	Director	A Award deriv	2014-06-02	2014-06-04	16,666	—	$0	16,666	SEC↗
Lockshin Curtis	Director	A Award deriv	2014-06-02	2014-06-04	16,666	—	$0	16,666	SEC↗
Kontulis Caitlin	Secretary & Controller	A Award deriv	2014-06-02	2014-06-04	10,000	—	$0	10,000	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award deriv	2014-06-02	2014-06-04	133,000	—	$0	133,000	SEC↗
Pavco Pamela	Chief Development Officer	A Award deriv	2014-06-02	2014-06-04	66,000	—	$0	66,000	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-04-22	2014-05-15	5,000	$4.11	$20.6K	1,250,315	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-20	2014-03-26	2,000	$6.00	$12.0K	1,255,315	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-12	2014-03-26	59	$5.55	$327	1,261,256	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-12	2014-03-26	1,000	$5.61	$5.6K	1,260,256	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-12	2014-03-26	1,941	$5.55	$10.8K	1,257,315	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-12	2014-03-26	1,000	$5.70	$5.7K	1,259,256	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-06	2014-03-26	100	$6.11	$611	1,263,215	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-06	2014-03-26	500	$6.10	$3.0K	1,262,715	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-06	2014-03-26	1,400	$6.10	$8.5K	1,261,315	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-05	2014-03-26	2,000	$6.00	$12.0K	1,263,315	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-04	2014-03-11	2,000	$5.91	$11.8K	1,267,315	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-04	2014-03-11	2,000	$5.80	$11.6K	1,265,315	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-03-03	2014-03-11	5,000	$6.15	$30.8K	1,269,315	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-28	2014-03-11	2,600	$6.20	$16.1K	1,274,315	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-28	2014-03-21	2,600	$6.20	$16.1K	1,247,315	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-27	2014-03-11	5,000	$6.45	$32.3K	1,278,615	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-27	2014-03-11	1,300	$6.11	$7.9K	1,277,315	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-27	2014-03-11	400	$6.10	$2.4K	1,276,915	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-27	2014-03-21	400	$6.10	$2.4K	1,276,915	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-26	2014-03-11	400	$6.03	$2.4K	1,283,615	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-25	2014-03-11	5,000	$6.00	$30.0K	1,289,015	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-25	2014-03-11	5,000	$6.55	$32.8K	1,284,015	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-24	2014-03-06	1,575	$6.30	$9.9K	1,266,585	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-21	2014-03-06	5,000	$4.85	$24.3K	1,273,160	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-21	2014-03-06	2,900	$4.74	$13.7K	1,285,836	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-21	2014-03-06	5,000	$5.00	$25.0K	1,268,160	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-21	2014-03-06	5,641	$4.75	$26.8K	1,288,736	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-21	2014-03-06	576	$4.80	$2.8K	1,283,160	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-21	2014-03-06	2,100	$4.71	$9.9K	1,283,736	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-21	2014-03-06	5,000	$5.15	$25.8K	1,278,160	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2014-02-20	2014-03-06	1,200	$4.70	$5.6K	1,294,377	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-31	2013-11-01	800	$3.19	$2.6K	21,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-30	2013-11-01	200	$3.09	$618	20,300	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-23	2013-10-24	1,000	$3.34	$3.3K	20,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-22	2013-10-22	300	$3.43	$1.0K	19,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-18	2013-10-22	200	$3.50	$700	18,800	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-18	2013-10-22	100	$3.29	$329	18,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-18	2013-10-22	100	$3.38	$338	18,600	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-16	2013-10-16	100	$3.53	$353	18,400	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-15	2013-10-16	100	$3.51	$351	18,300	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-14	2013-10-16	100	$3.54	$354	18,200	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-09	2013-10-09	1,000	$3.15	$3.1K	18,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-04	2013-10-07	200	$3.49	$698	17,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-10-03	2013-10-07	100	$3.51	$351	16,900	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-30	2013-10-02	300	$3.42	$1.0K	16,800	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-26	2013-09-26	300	$3.50	$1.1K	16,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-24	2013-09-26	100	$3.49	$349	16,200	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-23	2013-09-24	174	$3.49	$607	16,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-20	2013-09-23	326	$3.52	$1.1K	15,926	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-18	2013-09-19	100	$3.48	$348	15,600	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-18	2013-09-19	100	$3.50	$350	15,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-17	2013-09-17	200	$3.55	$710	15,400	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-13	2013-09-16	100	$3.55	$355	15,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-13	2013-09-16	100	$3.60	$360	15,200	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-11	2013-09-12	150	$3.55	$533	15,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-10	2013-09-12	200	$3.65	$730	14,700	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-09-10	2013-09-12	150	$3.58	$537	14,850	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-30	2013-09-03	100	$3.38	$338	14,300	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-30	2013-09-03	200	$3.35	$670	14,500	SEC↗
Lockshin Curtis	Director	P Buy	2013-08-29	2013-08-30	1,000	$3.70	$3.7K	1,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-29	2013-08-30	200	$3.55	$710	14,200	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-29	2013-08-30	200	$3.40	$680	14,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-28	2013-08-29	100	$3.70	$370	13,800	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-28	2013-08-29	200	$3.75	$750	13,600	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-28	2013-08-29	100	$3.60	$360	13,700	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-27	2013-08-28	100	$3.70	$370	13,400	SEC↗
Bitterman Robert J	Director	P Buy	2013-08-26	2013-08-27	500	$3.90	$1.9K	1,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-23	2013-08-26	200	$3.69	$738	13,300	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-23	2013-08-26	100	$3.75	$375	13,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-22	2013-08-23	300	$3.62	$1.1K	13,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-21	2013-08-22	680	$3.80	$2.6K	12,700	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-20	2013-08-21	300	$3.90	$1.2K	11,620	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-20	2013-08-21	200	$3.75	$750	12,020	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-20	2013-08-21	200	$3.70	$740	11,820	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-19	2013-08-20	100	$3.86	$386	11,100	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-19	2013-08-20	120	$3.67	$440	11,220	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-19	2013-08-20	100	$3.65	$365	11,320	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-06	2013-08-06	350	$4.05	$1.4K	11,000	SEC↗
Bitterman Robert J	Director	P Buy	2013-08-05	2013-08-05	100	$4.05	$405	1,000	SEC↗
Bitterman Robert J	Director	P Buy	2013-08-05	2013-08-05	100	$4.02	$402	900	SEC↗
Bitterman Robert J	Director	P Buy	2013-08-05	2013-08-05	100	$4.01	$401	800	SEC↗
Bitterman Robert J	Director	P Buy	2013-08-05	2013-08-05	200	$4.05	$810	700	SEC↗
Bitterman Robert J	Director	P Buy	2013-08-05	2013-08-05	500	$4.13	$2.1K	500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-05	2013-08-06	500	$4.00	$2.0K	10,500	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-08-05	2013-08-06	150	$4.03	$605	10,650	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-07-31	2013-07-31	500	$4.10	$2.0K	9,833	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-07-31	2013-07-31	167	$4.02	$671	10,000	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-07-29	2013-07-30	500	$4.54	$2.3K	9,333	SEC↗
CAUWENBERGH GEERT	President & CEO	P Buy	2013-07-26	2013-07-29	500	$4.87	$2.4K	8,833	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-23	2013-07-31	28,000	$0.16	$4.5K	38,820,446	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-19	2013-07-22	111,684	$0.15	$16.8K	38,918,656	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-18	2013-07-22	100,000	$0.15	$15.0K	38,960,130	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-18	2013-07-22	100,000	$0.15	$15.0K	39,060,130	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-17	2013-07-22	100,000	$0.16	$16.0K	39,160,130	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-11	2013-07-15	5,000	$0.20	$1.0K	39,355,130	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-11	2013-07-15	95,000	$0.20	$19.0K	39,260,130	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-10	2013-07-15	100,000	$0.20	$20.0K	39,460,130	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-10	2013-07-15	30,000	$0.20	$6.0K	39,560,130	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-10	2013-07-15	100,000	$0.20	$20.0K	39,360,130	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-05	2013-07-08	18,180	$0.20	$3.6K	39,590,130	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-05	2013-07-08	100,000	$0.19	$19.0K	39,608,310	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-03	2013-07-08	50,000	$0.19	$9.5K	39,758,310	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-03	2013-07-08	50,000	$0.19	$9.5K	39,708,310	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-02	2013-07-03	9,249	$0.20	$1.8K	39,838,310	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-02	2013-07-03	30,000	$0.19	$5.7K	39,808,310	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-01	2013-07-03	50,000	$0.20	$10.0K	39,897,559	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-07-01	2013-07-03	50,000	$0.20	$10.0K	39,847,559	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-06-28	2013-07-02	46,874	$0.20	$9.4K	39,947,559	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-06-27	2013-07-02	45,000	$0.19	$8.6K	39,994,433	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-06-27	2013-07-02	60,000	$0.19	$11.4K	40,039,433	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-06-27	2013-07-02	50,000	$0.20	$10.0K	40,099,433	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-06-26	2013-07-02	50,000	$0.20	$10.0K	40,174,933	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-06-26	2013-07-02	25,500	$0.20	$5.1K	40,149,433	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-06-25	2013-07-02	50,000	$0.19	$9.5K	40,224,933	SEC↗
Kontulis Caitlin	Secretary & Controller	A Award deriv	2013-06-07	2013-06-11	300,000	—	$0	300,000	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award deriv	2013-06-07	2013-06-11	4,000,000	—	$0	4,000,000	SEC↗
Pavco Pamela	Chief Development Officer	A Award deriv	2013-06-07	2013-06-11	2,000,000	—	$0	2,000,000	SEC↗
Brownlie Keith L	Director	A Award deriv	2013-06-07	2013-06-11	500,000	—	$0	500,000	SEC↗
Bitterman Robert J	Director	A Award deriv	2013-06-07	2013-06-11	500,000	—	$0	500,000	SEC↗
Galena Biopharma, Inc.	10% Owner	S Sale	2013-05-02	2013-05-02	253,000	$0.19	$48.1K	32,393,095	SEC↗
Galena Biopharma, Inc.	10% Owner	S Sale	2013-05-01	2013-05-02	659,500	$0.19	$125.3K	32,646,095	SEC↗
Galena Biopharma, Inc.	10% Owner	S Sale	2013-04-30	2013-05-02	171,000	$0.21	$35.9K	33,305,595	SEC↗
Dorman H. Paul	Director	A Award deriv	2013-04-18	2013-04-22	1,000,000	—	$0	1,000,000	SEC↗
Lockshin Curtis	Director	A Award deriv	2013-04-18	2013-04-22	1,000,000	—	$0	1,000,000	SEC↗
Lockshin Curtis	Director	A Award deriv	2013-04-18	2013-05-03	1,000,000	—	$0	1,000,000	SEC↗
Dorman H. Paul	Director	A Award deriv	2013-04-18	2013-05-03	1,000,000	—	$0	1,000,000	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-21	2013-04-23	48,500	$0.23	$11.2K	39,684,265	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-20	2013-04-23	1,500	$0.26	$390	39,789,865	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-20	2013-04-23	57,100	$0.23	$13.1K	39,732,765	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-19	2013-04-23	40,000	$0.30	$12.0K	39,791,365	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-18	2013-04-23	52,900	$0.35	$18.5K	39,831,365	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-15	2013-04-23	100,000	$0.33	$33.0K	39,884,265	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-14	2013-04-23	126,843	$0.33	$41.9K	39,984,265	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-14	2013-04-23	7,500	$0.33	$2.5K	40,111,108	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-12	2013-04-23	100,000	$0.27	$27.0K	40,118,608	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-11	2013-04-23	100,000	$0.27	$27.0K	40,218,608	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-11	2013-04-23	100,000	$0.22	$22.0K	40,318,608	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-11	2013-04-23	100,000	$0.24	$24.0K	40,418,608	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-11	2013-04-23	100,000	$0.23	$23.0K	40,518,608	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-08	2013-04-23	50,000	$0.19	$9.5K	40,618,608	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-07	2013-04-23	50,000	$0.20	$10.0K	40,668,608	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-06	2013-04-23	36,570	$0.15	$5.5K	40,718,608	SEC↗
CAUWENBERGH GEERT	President & CEO	A Award	2013-03-06	2013-03-08	250,000	$0.15	$37.5K	250,000	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-05	2013-04-23	30,000	$0.15	$4.5K	40,755,178	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-04	2013-04-23	50,000	$0.15	$7.5K	40,785,178	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-03-01	2013-04-23	20,000	$0.15	$3.0K	40,835,178	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-28	2013-04-23	200	$0.16	$32	40,855,178	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-27	2013-04-23	29,888	$0.16	$4.8K	40,855,378	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-26	2013-04-23	4,000	$0.18	$720	40,885,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-25	2013-04-23	8,000	$0.18	$1.4K	40,889,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-25	2013-04-23	92,000	$0.18	$16.6K	40,897,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-22	2013-04-23	40,000	$0.16	$6.4K	40,989,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-19	2013-04-23	1,000	$0.19	$190	41,029,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-19	2013-04-23	49,000	$0.19	$9.3K	41,030,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-15	2013-04-23	40,000	$0.14	$5.6K	41,079,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-14	2013-04-23	30,000	$0.12	$3.6K	41,119,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-11	2013-04-23	20,000	$0.09	$1.8K	41,149,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-11	2013-04-23	40,000	$0.12	$4.8K	41,189,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-11	2013-04-23	20,000	$0.10	$2.0K	41,169,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-06	2013-04-23	20,000	$0.09	$1.8K	41,229,266	SEC↗
Advanced RNA Technologies, LLC	10% Owner	J Other	2013-02-05	2013-04-23	10,000	$0.08	$800	41,249,266	SEC↗