STSA

Satsuma Pharmaceuticals, Inc.CIK 1692830 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for STSA PRO

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AI insights for STSA

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Riebe Michael T	Director	9	$0	$0	2023-06-08
Harsch Mutya	Director	4	$0	$0	2023-06-08
Shin Nippon Biomedical Laboratories, Ltd.	10% Owner	2	$27.73M	$0	2023-06-08
TAKANASHI KEN	Director, 10% Owner	13	$23.57M	$0	2023-06-08
O'Neil Thomas P.	Chief Financial Officer	34	$0	$245.8K	2023-06-08
Sandoval Elisabeth	Director	7	$0	$0	2023-06-08
Shah Rajeev M.	Director, 10% Owner	18	$27.00M	$0	2023-06-08
Lukatch Heath	Director	7	$0	$0	2023-06-08
Soloway Thomas P	Director	6	$0	$0	2023-06-08
Kollins John A	President and CEO	11	$0	$0	2023-06-08
Kolchinsky Peter	Other	9	$20.00M	$0	2023-06-08
KING THOMAS BRAXTON	Director	9	$0	$0	2023-06-08
Leonard Braden Michael	10% Owner	4	$4.50M	$0	2022-11-21
COMMODORE CAPITAL LP	10% Owner	19	$2.63M	$2.31M	2022-11-14
ALBRECHT DETLEF	Chief Medical Officer	39	$0	$184.6K	2022-06-03
RA CAPITAL MANAGEMENT, L.P.	Director, 10% Owner	3	$0	$0	2021-04-01
Hadley Harbor Master Investors (Cayman) II L.P.	10% Owner	2	$0	$0	2019-09-17
COULTER JAMES G	10% Owner	4	$1.50M	$0	2019-09-17
Bresler Joshua D	Director	8	$0	$0	2014-04-18
HAUSCHILD STEVEN D	Chief Credit Officer	21	$0	$0	2014-04-18
SCHULTHEIS ANDREW J	General Counsel	27	$0	$0	2014-04-18
Hartheimer Robert Herman	Director	11	$0	$0	2014-04-18
SEIBLY JOHN GREGORY	CEO/President - SFC	54	$0	$0	2014-04-18
DONEGAN BOB C	Director	12	$0	$0	2014-04-18
Warburg Pincus X Partners, L.P.	Director, 10% Owner	2	$0	$0	2014-04-18
BOYER ELLEN RM	Director	11	$0	$0	2014-04-18
BUTTERFIELD ROBERT G	Controller/Prin. Acct. Officer	24	$0	$29.4K	2014-04-18
Thomas H. Lee Equity Fund VI, L.P.	10% Owner	2	$0	$0	2014-04-18
THL Equity Advisors VI, LLC	10% Owner	2	$0	$0	2014-04-18
Eckhardt Ezra	COO - Sterling Financial Corp.	52	$0	$0	2014-04-18
Reuling Michael F	Director	13	$0	$0	2014-04-18
EISENHART WILLIAM L	Director	14	$0	$0	2014-04-18
THOMAS H. LEE ADVISORS, LLC	10% Owner	2	$0	$0	2014-04-18
POPE MARIA M	Director	6	$0	$0	2014-04-18
DEPILLO DAVID S	EVP/Vice Chairman	24	$0	$0	2014-04-18
BILLER LESLIE S	Director	3	$0	$0	2014-04-18
EDWARDS WEBB	Director	11	$0	$0	2014-04-18
RUSNAK PATRICK J	Chief Financial Officer	21	$0	$0	2014-04-18
BOGGS PAULA	Director	6	$0	$0	2014-04-18
BEHAR HOWARD	Director	11	$0	$0	2014-04-18
COULTER DAVID A	Director	13	$0	$0	2014-04-18
JAECKEL SCOTT L	Director	9	$0	$0	2013-05-02

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Harsch Mutya	Director	D To issuer deriv	2023-06-08	2023-06-08	40,000	—	$0	0	SEC↗
Harsch Mutya	Director	D To issuer deriv	2023-06-08	2023-06-08	30,000	—	$0	0	SEC↗
KING THOMAS BRAXTON	Director	D To issuer deriv	2023-06-08	2023-06-08	10,000	—	$0	0	SEC↗
KING THOMAS BRAXTON	Director	D To issuer deriv	2023-06-08	2023-06-08	14,893	—	$0	0	SEC↗
KING THOMAS BRAXTON	Director	D To issuer deriv	2023-06-08	2023-06-08	12,765	—	$0	0	SEC↗
KING THOMAS BRAXTON	Director	D To issuer deriv	2023-06-08	2023-06-08	12,765	—	$0	0	SEC↗
KING THOMAS BRAXTON	Director	D To issuer deriv	2023-06-08	2023-06-08	20,000	—	$0	0	SEC↗
KING THOMAS BRAXTON	Director	D To issuer deriv	2023-06-08	2023-06-08	30,000	—	$0	0	SEC↗
Lukatch Heath	Director	D To issuer deriv	2023-06-08	2023-06-08	20,000	—	$0	0	SEC↗
Lukatch Heath	Director	D To issuer deriv	2023-06-08	2023-06-08	30,000	—	$0	0	SEC↗
Lukatch Heath	Director	D To issuer deriv	2023-06-08	2023-06-08	20,000	—	$0	0	SEC↗
Kollins John A	President and CEO	D To issuer deriv	2023-06-08	2023-06-08	175,000	—	$0	0	SEC↗
Kollins John A	President and CEO	D To issuer deriv	2023-06-08	2023-06-08	505,000	—	$0	0	SEC↗
Kollins John A	President and CEO	D To issuer deriv	2023-06-08	2023-06-08	276,595	—	$0	0	SEC↗
Kollins John A	President and CEO	D To issuer deriv	2023-06-08	2023-06-08	127,659	—	$0	0	SEC↗
Kollins John A	President and CEO	D To issuer deriv	2023-06-08	2023-06-08	127,659	—	$0	0	SEC↗
Kollins John A	President and CEO	D To issuer deriv	2023-06-08	2023-06-08	240,000	—	$0	0	SEC↗
Kollins John A	President and CEO	D To issuer deriv	2023-06-08	2023-06-08	127,659	—	$0	0	SEC↗
Soloway Thomas P	Director	D To issuer deriv	2023-06-08	2023-06-08	20,000	—	$0	0	SEC↗
Soloway Thomas P	Director	D To issuer deriv	2023-06-08	2023-06-08	30,000	—	$0	0	SEC↗
Soloway Thomas P	Director	D To issuer deriv	2023-06-08	2023-06-08	20,000	—	$0	0	SEC↗
Sandoval Elisabeth	Director	D To issuer deriv	2023-06-08	2023-06-08	14,893	—	$0	0	SEC↗
Sandoval Elisabeth	Director	D To issuer deriv	2023-06-08	2023-06-08	30,000	—	$0	0	SEC↗
Sandoval Elisabeth	Director	D To issuer deriv	2023-06-08	2023-06-08	20,000	—	$0	0	SEC↗
Sandoval Elisabeth	Director	D To issuer deriv	2023-06-08	2023-06-08	10,000	—	$0	0	SEC↗
Riebe Michael T	Director	D To issuer deriv	2023-06-08	2023-06-08	12,765	—	$0	0	SEC↗
Riebe Michael T	Director	D To issuer deriv	2023-06-08	2023-06-08	30,000	—	$0	0	SEC↗
Riebe Michael T	Director	D To issuer deriv	2023-06-08	2023-06-08	14,893	—	$0	0	SEC↗
Riebe Michael T	Director	D To issuer deriv	2023-06-08	2023-06-08	12,765	—	$0	0	SEC↗
Riebe Michael T	Director	D To issuer deriv	2023-06-08	2023-06-08	20,000	—	$0	0	SEC↗
Riebe Michael T	Director	D To issuer deriv	2023-06-08	2023-06-08	10,000	—	$0	0	SEC↗
TAKANASHI KEN	Director, 10% Owner	D To issuer deriv	2023-06-08	2023-06-08	10,000	—	$0	0	SEC↗
TAKANASHI KEN	Director, 10% Owner	D To issuer deriv	2023-06-08	2023-06-08	20,000	—	$0	0	SEC↗
TAKANASHI KEN	Director, 10% Owner	D To issuer deriv	2023-06-08	2023-06-08	30,000	—	$0	0	SEC↗
Shah Rajeev M.	Director, 10% Owner	D To issuer deriv	2023-06-08	2023-06-08	10,000	—	$0	0	SEC↗
Shah Rajeev M.	Director, 10% Owner	D To issuer deriv	2023-06-08	2023-06-08	30,000	—	$0	0	SEC↗
Shah Rajeev M.	Director, 10% Owner	D To issuer deriv	2023-06-08	2023-06-08	20,000	—	$0	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	D To issuer deriv	2023-06-08	2023-06-08	60,000	—	$0	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	D To issuer deriv	2023-06-08	2023-06-08	80,000	—	$0	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	D To issuer deriv	2023-06-08	2023-06-08	190,000	—	$0	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	D To issuer deriv	2023-06-08	2023-06-08	76,595	—	$0	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	D To issuer deriv	2023-06-08	2023-06-08	72,340	—	$0	0	SEC↗
Kolchinsky Peter	Other	D To issuer deriv	2023-06-08	2023-06-12	30,000	—	$0	0	SEC↗
Kolchinsky Peter	Other	D To issuer deriv	2023-06-08	2023-06-12	20,000	—	$0	0	SEC↗
Kolchinsky Peter	Other	D To issuer deriv	2023-06-08	2023-06-12	10,000	—	$0	0	SEC↗
Shin Nippon Biomedical Laborat	10% Owner	P Buy	2023-06-08	2023-06-08	8,423,732	$0.91	$7.67M	8,423,732	SEC↗
Kolchinsky Peter	Other	U Tender	2023-06-08	2023-06-12	5,914,252	—	$0	0	SEC↗
Shin Nippon Biomedical Laborat	10% Owner	P Buy	2023-06-06	2023-06-08	22,053,581	$0.91	$20.07M	22,053,581	SEC↗
Kollins John A	President and CEO	U Tender	2023-06-06	2023-06-08	305,911	$0.91	$278.4K	0	SEC↗
TAKANASHI KEN	Director, 10% Owner	P Buy	2023-06-06	2023-06-08	22,053,581	$0.91	$20.07M	24,847,694	SEC↗
Shah Rajeev M.	Director, 10% Owner	U Tender	2023-06-06	2023-06-08	5,914,252	$0.91	$5.38M	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	U Tender	2023-06-06	2023-06-08	13,877	$0.91	$12.6K	0	SEC↗
Leonard Braden Michael	10% Owner	P Buy	2022-11-21	2022-11-23	150,000	$0.71	$106.5K	150,000	SEC↗
Leonard Braden Michael	10% Owner	P Buy	2022-11-15	2022-11-16	531,000	$0.63	$334.5K	6,139,306	SEC↗
Leonard Braden Michael	10% Owner	P Buy	2022-11-15	2022-11-16	300,694	$0.63	$189.4K	6,440,000	SEC↗
COMMODORE CAPITAL LP	10% Owner	S Sale	2022-11-14	2022-11-16	3,250,000	$0.71	$2.31M	461,286	SEC↗
Leonard Braden Michael	10% Owner	P Buy	2022-11-14	2022-11-16	5,608,306	$0.69	$3.87M	5,608,306	SEC↗
TAKANASHI KEN	Director	A Award deriv	2022-06-03	2022-12-09	30,000	—	$0	30,000	SEC↗
Shah Rajeev M.	Director, 10% Owner	A Award deriv	2022-06-03	2022-06-07	30,000	—	$0	30,000	SEC↗
Riebe Michael T	Director	A Award deriv	2022-06-03	2022-06-07	30,000	—	$0	30,000	SEC↗
KING THOMAS BRAXTON	Director	A Award deriv	2022-06-03	2022-06-07	30,000	—	$0	30,000	SEC↗
Soloway Thomas P	Director	A Award deriv	2022-06-03	2022-06-07	30,000	—	$0	30,000	SEC↗
Harsch Mutya	Director	A Award deriv	2022-06-03	2022-06-07	30,000	—	$0	30,000	SEC↗
TAKANASHI KEN	Director	A Award deriv	2022-06-03	2022-06-07	30,000	—	$0	30,000	SEC↗
Sandoval Elisabeth	Director	A Award deriv	2022-06-03	2022-06-07	30,000	—	$0	30,000	SEC↗
Lukatch Heath	Director	A Award deriv	2022-06-03	2022-06-07	30,000	—	$0	30,000	SEC↗
Kollins John A	President and CEO	A Award deriv	2022-06-03	2022-06-07	505,000	—	$0	505,000	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	A Award deriv	2022-06-03	2022-06-07	190,000	—	$0	190,000	SEC↗
O'Neil Thomas P.	Chief Financial Officer	A Award deriv	2022-06-03	2022-06-07	190,000	—	$0	190,000	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-11-24	2021-11-29	2,922	$5.42	$15.8K	3,711,286	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-11-22	2021-11-23	9,979	$5.49	$54.8K	3,708,364	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-11-19	2021-11-23	3,225	$5.44	$17.5K	3,698,385	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-11-11	2021-11-12	7,941	$6.05	$48.0K	3,695,160	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-11-10	2021-11-12	9,622	$5.85	$56.3K	3,687,219	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-11-08	2021-11-10	560	$5.99	$3.4K	3,677,597	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-11-05	2021-11-08	7,800	$5.95	$46.4K	3,677,037	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-11-04	2021-11-08	1,400	$5.88	$8.2K	3,669,237	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-11-02	2021-11-04	8,880	$5.64	$50.1K	3,667,837	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-10-29	2021-11-02	44,651	$5.71	$255.0K	3,658,957	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-10-28	2021-10-29	15,082	$5.55	$83.7K	3,614,306	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-10-27	2021-10-29	39,581	$5.45	$215.7K	3,599,224	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-10-22	2021-10-25	27,629	$5.51	$152.2K	3,559,643	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-10-21	2021-10-25	32,816	$5.40	$177.2K	3,532,014	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-10-20	2021-10-21	40,663	$5.44	$221.2K	3,499,198	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-10-19	2021-10-21	87,580	$5.07	$444.0K	3,458,535	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-10-18	2021-10-19	36,194	$4.87	$176.3K	3,370,955	SEC↗
COMMODORE CAPITAL LP	10% Owner	P Buy	2021-10-15	2021-10-19	126,000	$4.83	$608.6K	3,334,761	SEC↗
Harsch Mutya	Director	A Award deriv	2021-10-11	2021-10-12	40,000	—	$0	40,000	SEC↗
RA CAPITAL MANAGEMENT, L.P.	Director, 10% Owner	J Other	2021-04-01	2021-04-05	566,011	$5.91	$3.35M	566,011	SEC↗
RA CAPITAL MANAGEMENT, L.P.	Director, 10% Owner	J Other	2021-04-01	2021-04-05	192,387	$5.91	$1.14M	5,348,241	SEC↗
Shah Rajeev M.	Director, 10% Owner	P Buy	2021-02-26	2021-03-02	1,232,394	$5.68	$7.00M	5,155,854	SEC↗
Shah Rajeev M.	Director, 10% Owner	A Award deriv	2020-12-03	2020-12-07	20,000	—	$0	20,000	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	A Award deriv	2020-12-03	2020-12-07	80,000	—	$0	80,000	SEC↗
Kollins John A	President and CEO	A Award deriv	2020-12-03	2020-12-07	240,000	—	$0	240,000	SEC↗
O'Neil Thomas P.	Chief Financial Officer	A Award deriv	2020-12-03	2020-12-07	80,000	—	$0	80,000	SEC↗
Soloway Thomas P	Director	A Award deriv	2020-12-03	2020-12-07	20,000	—	$0	20,000	SEC↗
Sandoval Elisabeth	Director	A Award deriv	2020-12-03	2020-12-07	20,000	—	$0	20,000	SEC↗
Lukatch Heath	Director	A Award deriv	2020-12-03	2020-12-07	20,000	—	$0	20,000	SEC↗
TAKANASHI KEN	Director	A Award deriv	2020-12-03	2020-12-07	20,000	—	$0	20,000	SEC↗
Riebe Michael T	Director	A Award deriv	2020-12-03	2020-12-07	20,000	—	$0	20,000	SEC↗
KING THOMAS BRAXTON	Director	A Award deriv	2020-12-03	2020-12-07	20,000	—	$0	20,000	SEC↗
RA CAPITAL MANAGEMENT, L.P.	Director, 10% Owner	A Award deriv	2020-12-03	2020-12-07	20,000	—	$0	20,000	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise deriv	2020-09-01	2020-09-03	750	—	$0	65,590	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale deriv	2020-09-01	2020-09-03	1,000	—	$0	67,468	SEC↗
O'Neil Thomas P.	Chief Financial Officer	S Sale	2020-09-01	2020-09-03	750	$22.19	$16.6K	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise	2020-09-01	2020-09-03	750	$4.56	$3.4K	750	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-09-01	2020-09-03	1,000	$22.21	$22.2K	20,212	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-09-01	2020-09-03	1,000	$4.56	$4.6K	21,212	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise deriv	2020-08-05	2020-08-07	1,000	—	$0	66,340	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise	2020-08-05	2020-08-07	1,000	$4.56	$4.6K	1,000	SEC↗
O'Neil Thomas P.	Chief Financial Officer	S Sale	2020-08-05	2020-08-07	1,000	$25.00	$25.0K	0	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale deriv	2020-08-03	2020-08-05	1,000	—	$0	68,468	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-08-03	2020-08-05	200	$23.12	$4.6K	20,212	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-08-03	2020-08-05	200	$4.56	$912	20,412	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-08-03	2020-08-05	800	$4.56	$3.6K	21,012	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-08-03	2020-08-05	800	$22.85	$18.3K	20,212	SEC↗
Soloway Thomas P	Director	A Award deriv	2020-07-02	2020-07-07	20,000	—	$0	20,000	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale deriv	2020-07-01	2020-07-02	1,000	—	$0	69,468	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise deriv	2020-07-01	2020-07-02	1,000	—	$0	67,340	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-07-01	2020-07-02	300	$4.56	$1.4K	20,512	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-07-01	2020-07-02	300	$25.69	$7.7K	20,212	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-07-01	2020-07-02	600	$4.56	$2.7K	20,812	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-07-01	2020-07-02	600	$26.99	$16.2K	20,212	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-07-01	2020-07-02	100	$4.56	$456	20,312	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-07-01	2020-07-02	100	$27.81	$2.8K	20,212	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise	2020-07-01	2020-07-02	394	$4.56	$1.8K	394	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise	2020-07-01	2020-07-02	300	$4.56	$1.4K	300	SEC↗
O'Neil Thomas P.	Chief Financial Officer	S Sale	2020-07-01	2020-07-02	300	$25.63	$7.7K	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	S Sale	2020-07-01	2020-07-02	394	$26.70	$10.5K	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	S Sale	2020-07-01	2020-07-02	306	$27.59	$8.4K	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise	2020-07-01	2020-07-02	306	$4.56	$1.4K	306	SEC↗
Lukatch Heath	Director	A Award deriv	2020-06-29	2020-06-30	20,000	—	$0	20,000	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise deriv	2020-06-23	2020-06-24	2,115	—	$0	74,480	SEC↗
O'Neil Thomas P.	Chief Financial Officer	S Sale	2020-06-23	2020-06-24	2,115	$35.23	$74.5K	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise	2020-06-23	2020-06-24	2,115	$1.04	$2.2K	2,115	SEC↗
Shah Rajeev M.	Director, 10% Owner	A Award deriv	2020-06-12	2020-06-16	10,000	—	$0	10,000	SEC↗
TAKANASHI KEN	Director	A Award deriv	2020-06-12	2020-06-16	10,000	—	$0	10,000	SEC↗
KING THOMAS BRAXTON	Director	A Award deriv	2020-06-12	2020-06-16	10,000	—	$0	10,000	SEC↗
Lukatch Heath	Director	A Award deriv	2020-06-12	2020-06-16	10,000	—	$0	10,000	SEC↗
Sandoval Elisabeth	Director	A Award deriv	2020-06-12	2020-06-16	10,000	—	$0	10,000	SEC↗
Riebe Michael T	Director	A Award deriv	2020-06-12	2020-06-16	10,000	—	$0	10,000	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise deriv	2020-06-01	2020-06-02	1,000	—	$0	68,340	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale deriv	2020-06-01	2020-06-02	1,000	—	$0	70,468	SEC↗
O'Neil Thomas P.	Chief Financial Officer	S Sale	2020-06-01	2020-06-02	1,000	$25.32	$25.3K	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise	2020-06-01	2020-06-02	1,000	$4.56	$4.6K	1,000	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-06-01	2020-06-02	1,000	$25.26	$25.3K	20,212	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-06-01	2020-06-02	1,000	$4.56	$4.6K	21,212	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise deriv	2020-05-20	2020-05-21	2,000	—	$0	69,340	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise	2020-05-20	2020-05-21	2,000	$4.56	$9.1K	2,000	SEC↗
O'Neil Thomas P.	Chief Financial Officer	S Sale	2020-05-20	2020-05-21	2,000	$25.00	$50.0K	0	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale deriv	2020-05-05	2020-05-06	1,000	—	$0	71,468	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-05-05	2020-05-06	1,000	$4.56	$4.6K	21,212	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-05-05	2020-05-06	1,000	$20.00	$20.0K	20,212	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale deriv	2020-04-14	2020-04-16	800	—	$0	72,468	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale deriv	2020-04-14	2020-05-06	800	—	$0	72,468	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-04-14	2020-04-16	800	$20.00	$16.0K	20,012	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-04-14	2020-04-16	800	$4.56	$3.6K	20,812	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-04-14	2020-05-06	800	$4.56	$3.6K	21,012	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-04-14	2020-05-06	800	$20.00	$16.0K	20,212	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale deriv	2020-04-01	2020-04-03	200	—	$0	73,268	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale deriv	2020-04-01	2020-05-06	200	—	$0	73,268	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-04-01	2020-04-03	200	$20.25	$4.0K	20,012	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-04-01	2020-04-03	200	$4.56	$912	20,412	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-04-01	2020-05-06	200	$20.25	$4.0K	20,212	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-04-01	2020-05-06	200	$4.56	$912	20,412	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise deriv	2020-03-11	2020-03-12	1,000	—	$0	71,340	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise deriv	2020-03-11	2020-03-12	1,000	—	$0	73,468	SEC↗
O'Neil Thomas P.	Chief Financial Officer	S Sale	2020-03-11	2020-03-12	1,000	$27.68	$27.7K	0	SEC↗
O'Neil Thomas P.	Chief Financial Officer	M Exercise	2020-03-11	2020-03-12	1,000	$4.56	$4.6K	1,000	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	S Sale	2020-03-11	2020-03-12	1,000	$27.42	$27.4K	20,212	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	M Exercise	2020-03-11	2020-03-12	1,000	$4.56	$4.6K	21,212	SEC↗
Kollins John A	President and CEO	A Award deriv	2020-03-04	2020-03-06	175,000	—	$0	175,000	SEC↗
O'Neil Thomas P.	Chief Financial Officer	A Award deriv	2020-03-04	2020-03-06	60,000	—	$0	60,000	SEC↗
ALBRECHT DETLEF	Chief Medical Officer	A Award deriv	2020-03-04	2020-03-06	60,000	—	$0	60,000	SEC↗
TAKANASHI KEN	Director	C Conversion deriv	2019-09-17	2019-09-17	33,741	—	$0	0	SEC↗
TAKANASHI KEN	Director	C Conversion deriv	2019-09-17	2019-09-17	307,110	—	$0	0	SEC↗
Shah Rajeev M.	Director, 10% Owner	C Conversion deriv	2019-09-17	2019-09-17	365,530	—	$0	0	SEC↗
Shah Rajeev M.	Director, 10% Owner	C Conversion deriv	2019-09-17	2019-09-17	1,642,879	—	$0	0	SEC↗
Shah Rajeev M.	Director, 10% Owner	C Conversion deriv	2019-09-17	2019-09-17	1,139,635	—	$0	0	SEC↗
Shah Rajeev M.	Director, 10% Owner	C Conversion deriv	2019-09-17	2019-09-17	200,481	—	$0	0	SEC↗
Kolchinsky Peter	10% Owner	C Conversion deriv	2019-09-17	2019-09-17	2,008,409	—	$0	0	SEC↗
Kolchinsky Peter	10% Owner	C Conversion deriv	2019-09-17	2019-09-17	1,340,116	—	$0	0	SEC↗
Hadley Harbor Master Investors	10% Owner	C Conversion deriv	2019-09-17	2019-09-17	1,105,154	—	$0	0	SEC↗
COULTER JAMES G	10% Owner	C Conversion deriv	2019-09-17	2019-09-18	1,004,205	—	$0	0	SEC↗
COULTER JAMES G	10% Owner	C Conversion deriv	2019-09-17	2019-09-18	781,734	—	$0	0	SEC↗
TAKANASHI KEN	Director	P Buy	2019-09-17	2019-09-17	233,333	$15.00	$3.50M	1,561,719	SEC↗
TAKANASHI KEN	Director	C Conversion	2019-09-17	2019-09-17	307,110	—	$0	1,328,386	SEC↗
TAKANASHI KEN	Director	C Conversion	2019-09-17	2019-09-17	33,741	—	$0	1,021,276	SEC↗
Shah Rajeev M.	Director, 10% Owner	P Buy	2019-09-17	2019-09-17	192,387	$15.00	$2.89M	4,681,858	SEC↗
Shah Rajeev M.	Director, 10% Owner	P Buy	2019-09-17	2019-09-17	1,140,946	$15.00	$17.11M	4,489,471	SEC↗
Shah Rajeev M.	Director, 10% Owner	C Conversion	2019-09-17	2019-09-17	200,481	—	$0	3,348,525	SEC↗
Shah Rajeev M.	Director, 10% Owner	C Conversion	2019-09-17	2019-09-17	365,530	—	$0	3,148,044	SEC↗
Shah Rajeev M.	Director, 10% Owner	C Conversion	2019-09-17	2019-09-17	1,139,635	—	$0	2,782,514	SEC↗
Shah Rajeev M.	Director, 10% Owner	C Conversion	2019-09-17	2019-09-17	1,642,879	—	$0	1,642,879	SEC↗
Kolchinsky Peter	10% Owner	C Conversion	2019-09-17	2019-09-17	1,340,116	—	$0	3,348,525	SEC↗
Kolchinsky Peter	10% Owner	C Conversion	2019-09-17	2019-09-17	2,008,409	—	$0	2,008,409	SEC↗
Kolchinsky Peter	10% Owner	P Buy	2019-09-17	2019-09-17	1,333,333	$15.00	$20.00M	4,681,858	SEC↗
Hadley Harbor Master Investors	10% Owner	C Conversion	2019-09-17	2019-09-17	1,105,154	—	$0	1,105,154	SEC↗
COULTER JAMES G	10% Owner	P Buy	2019-09-17	2019-09-18	100,000	$15.00	$1.50M	1,885,939	SEC↗
COULTER JAMES G	10% Owner	C Conversion	2019-09-17	2019-09-18	1,785,939	—	$0	1,785,939	SEC↗
THOMAS H. LEE ADVISORS, LLC	10% Owner	J Other deriv	2014-04-18	2014-04-22	1,480,119	—	$0	0	SEC↗
Bresler Joshua D	Director	J Other deriv	2014-04-18	2014-04-22	1,480,119	—	$0	0	SEC↗
Thomas H. Lee Equity Fund VI,	10% Owner	J Other deriv	2014-04-18	2014-04-22	815,617	—	$0	0	SEC↗
THL Equity Advisors VI, LLC	10% Owner	J Other deriv	2014-04-18	2014-04-22	1,480,119	—	$0	0	SEC↗
Warburg Pincus X Partners, L.P	Director, 10% Owner	J Other deriv	2014-04-18	2014-04-22	1,480,119	—	$0	0	SEC↗
SEIBLY JOHN GREGORY	CEO/President - SFC	D To issuer deriv	2014-04-18	2014-04-22	24,543	—	$0	0	SEC↗
SEIBLY JOHN GREGORY	CEO/President - SFC	D To issuer deriv	2014-04-18	2014-04-22	455	—	$0	0	SEC↗
SEIBLY JOHN GREGORY	CEO/President - SFC	D To issuer deriv	2014-04-18	2014-04-22	20,680	—	$0	0	SEC↗
SEIBLY JOHN GREGORY	CEO/President - SFC	D To issuer deriv	2014-04-18	2014-04-22	19,702	—	$0	0	SEC↗
SEIBLY JOHN GREGORY	CEO/President - SFC	D To issuer deriv	2014-04-18	2014-04-22	15,784	—	$0	0	SEC↗
SEIBLY JOHN GREGORY	CEO/President - SFC	D To issuer deriv	2014-04-18	2014-04-22	7,018	—	$0	0	SEC↗
DEPILLO DAVID S	EVP/Vice Chairman	D To issuer deriv	2014-04-18	2014-04-22	8,823	—	$0	0	SEC↗
DEPILLO DAVID S	EVP/Vice Chairman	D To issuer deriv	2014-04-18	2014-04-22	2,185	—	$0	0	SEC↗
DEPILLO DAVID S	EVP/Vice Chairman	D To issuer deriv	2014-04-18	2014-04-22	8,406	—	$0	0	SEC↗
DEPILLO DAVID S	EVP/Vice Chairman	D To issuer deriv	2014-04-18	2014-04-22	9,771	—	$0	0	SEC↗
DEPILLO DAVID S	EVP/Vice Chairman	D To issuer deriv	2014-04-18	2014-04-22	11,224	—	$0	0	SEC↗
DEPILLO DAVID S	EVP/Vice Chairman	D To issuer deriv	2014-04-18	2014-04-22	19,385	—	$0	0	SEC↗
SCHULTHEIS ANDREW J	General Counsel	D To issuer deriv	2014-04-18	2014-04-22	1,387	—	$0	0	SEC↗
SCHULTHEIS ANDREW J	General Counsel	D To issuer deriv	2014-04-18	2014-04-22	2,473	—	$0	0	SEC↗
SCHULTHEIS ANDREW J	General Counsel	D To issuer deriv	2014-04-18	2014-04-22	6,304	—	$0	0	SEC↗
SCHULTHEIS ANDREW J	General Counsel	D To issuer deriv	2014-04-18	2014-04-22	6,013	—	$0	0	SEC↗
SCHULTHEIS ANDREW J	General Counsel	D To issuer deriv	2014-04-18	2014-04-22	6,734	—	$0	0	SEC↗
SCHULTHEIS ANDREW J	General Counsel	D To issuer deriv	2014-04-18	2014-04-22	6,617	—	$0	0	SEC↗
Eckhardt Ezra	COO - Sterling Financial Cor	D To issuer deriv	2014-04-18	2014-04-22	9,771	—	$0	0	SEC↗
Eckhardt Ezra	COO - Sterling Financial Cor	D To issuer deriv	2014-04-18	2014-04-22	13,469	—	$0	0	SEC↗
Eckhardt Ezra	COO - Sterling Financial Cor	D To issuer deriv	2014-04-18	2014-04-22	8,231	—	$0	0	SEC↗
Eckhardt Ezra	COO - Sterling Financial Cor	D To issuer deriv	2014-04-18	2014-04-22	3,746	—	$0	0	SEC↗
Eckhardt Ezra	COO - Sterling Financial Cor	D To issuer deriv	2014-04-18	2014-04-22	8,639	—	$0	0	SEC↗
HAUSCHILD STEVEN D	Chief Credit Officer	D To issuer deriv	2014-04-18	2014-04-22	6,013	—	$0	0	SEC↗
HAUSCHILD STEVEN D	Chief Credit Officer	D To issuer deriv	2014-04-18	2014-04-22	6,285	—	$0	0	SEC↗
HAUSCHILD STEVEN D	Chief Credit Officer	D To issuer deriv	2014-04-18	2014-04-22	5,735	—	$0	0	SEC↗
HAUSCHILD STEVEN D	Chief Credit Officer	D To issuer deriv	2014-04-18	2014-04-22	61	—	$0	0	SEC↗
HAUSCHILD STEVEN D	Chief Credit Officer	D To issuer deriv	2014-04-18	2014-04-22	5,464	—	$0	0	SEC↗
HAUSCHILD STEVEN D	Chief Credit Officer	D To issuer deriv	2014-04-18	2014-04-22	1,249	—	$0	0	SEC↗
RUSNAK PATRICK J	Chief Financial Officer	D To issuer deriv	2014-04-18	2014-04-22	7,005	—	$0	0	SEC↗
RUSNAK PATRICK J	Chief Financial Officer	D To issuer deriv	2014-04-18	2014-04-22	2,810	—	$0	0	SEC↗
RUSNAK PATRICK J	Chief Financial Officer	D To issuer deriv	2014-04-18	2014-04-22	7,352	—	$0	0	SEC↗
Reuling Michael F	Director	D To issuer deriv	2014-04-18	2014-04-22	2,626	—	$0	0	SEC↗
Reuling Michael F	Director	D To issuer deriv	2014-04-18	2014-04-22	149	—	$0	0	SEC↗
Reuling Michael F	Director	D To issuer deriv	2014-04-18	2014-04-22	31	—	$0	0	SEC↗
DONEGAN BOB C	Director	D To issuer deriv	2014-04-18	2014-04-22	31	—	$0	0	SEC↗
DONEGAN BOB C	Director	D To issuer deriv	2014-04-18	2014-04-22	2,626	—	$0	0	SEC↗
Hartheimer Robert Herman	Director	D To issuer deriv	2014-04-18	2014-04-22	2,626	—	$0	0	SEC↗
POPE MARIA M	Director	D To issuer deriv	2014-04-18	2014-04-22	1,817	—	$0	0	SEC↗
EDWARDS WEBB	Director	D To issuer deriv	2014-04-18	2014-04-22	2,626	—	$0	0	SEC↗
BUTTERFIELD ROBERT G	Controller/Prin. Acct. Offic	D To issuer deriv	2014-04-18	2014-04-22	2,244	—	$0	0	SEC↗
BUTTERFIELD ROBERT G	Controller/Prin. Acct. Offic	D To issuer deriv	2014-04-18	2014-04-22	751	—	$0	0	SEC↗
BUTTERFIELD ROBERT G	Controller/Prin. Acct. Offic	D To issuer deriv	2014-04-18	2014-04-22	2,895	—	$0	0	SEC↗
BUTTERFIELD ROBERT G	Controller/Prin. Acct. Offic	D To issuer deriv	2014-04-18	2014-04-22	76	—	$0	0	SEC↗
BUTTERFIELD ROBERT G	Controller/Prin. Acct. Offic	D To issuer deriv	2014-04-18	2014-04-22	1,061	—	$0	0	SEC↗
BOYER ELLEN RM	Director	D To issuer deriv	2014-04-18	2014-04-22	2,626	—	$0	0	SEC↗
BOGGS PAULA	Director	D To issuer deriv	2014-04-18	2014-04-22	1,817	—	$0	0	SEC↗
BILLER LESLIE S	Director	D To issuer deriv	2014-04-18	2014-04-22	141,044	—	$0	0	SEC↗
BEHAR HOWARD	Director	D To issuer deriv	2014-04-18	2014-04-22	2,626	—	$0	0	SEC↗
EISENHART WILLIAM L	Director	D To issuer deriv	2014-04-18	2014-04-22	46	—	$0	0	SEC↗
EISENHART WILLIAM L	Director	D To issuer deriv	2014-04-18	2014-04-22	2,626	—	$0	0	SEC↗
EISENHART WILLIAM L	Director	D To issuer deriv	2014-04-18	2014-04-22	31	—	$0	0	SEC↗
EISENHART WILLIAM L	Director	D To issuer deriv	2014-04-18	2014-04-22	31	—	$0	0	SEC↗
COULTER DAVID A	Director	J Other deriv	2014-04-18	2014-04-23	2,626	—	$0	0	SEC↗
COULTER DAVID A	Director	J Other deriv	2014-04-18	2014-04-23	1,480,119	—	$0	0	SEC↗
THOMAS H. LEE ADVISORS, LLC	10% Owner	J Other	2014-04-18	2014-04-22	12,954,788	—	$0	0	SEC↗
Thomas H. Lee Equity Fund VI,	10% Owner	J Other	2014-04-18	2014-04-22	7,134,979	—	$0	0	SEC↗
Bresler Joshua D	Director	J Other	2014-04-18	2014-04-22	12,954,788	—	$0	0	SEC↗
THL Equity Advisors VI, LLC	10% Owner	J Other	2014-04-18	2014-04-22	12,948,112	—	$0	0	SEC↗
Warburg Pincus X Partners, L.P	Director, 10% Owner	J Other	2014-04-18	2014-04-22	12,948,107	—	$0	0	SEC↗
SEIBLY JOHN GREGORY	CEO/President - SFC	D To issuer	2014-04-18	2014-04-22	80,427	—	$0	0	SEC↗
SEIBLY JOHN GREGORY	CEO/President - SFC	D To issuer	2014-04-18	2014-04-22	2,631	—	$0	0	SEC↗
SEIBLY JOHN GREGORY	CEO/President - SFC	D To issuer	2014-04-18	2014-04-22	294	—	$0	0	SEC↗
DEPILLO DAVID S	EVP/Vice Chairman	D To issuer	2014-04-18	2014-04-22	237,273	—	$0	0	SEC↗
DEPILLO DAVID S	EVP/Vice Chairman	D To issuer	2014-04-18	2014-04-22	17,116	—	$0	0	SEC↗
DEPILLO DAVID S	EVP/Vice Chairman	D To issuer	2014-04-18	2014-04-22	41	—	$0	0	SEC↗
SCHULTHEIS ANDREW J	General Counsel	D To issuer	2014-04-18	2014-04-22	5,211	—	$0	0	SEC↗
SCHULTHEIS ANDREW J	General Counsel	D To issuer	2014-04-18	2014-04-22	1,422	—	$0	0	SEC↗
Eckhardt Ezra	COO - Sterling Financial Cor	D To issuer	2014-04-18	2014-04-22	1,468	—	$0	0	SEC↗
Eckhardt Ezra	COO - Sterling Financial Cor	D To issuer	2014-04-18	2014-04-22	74,046	—	$0	0	SEC↗
Eckhardt Ezra	COO - Sterling Financial Cor	D To issuer	2014-04-18	2014-04-22	925	—	$0	0	SEC↗
Eckhardt Ezra	COO - Sterling Financial Cor	D To issuer	2014-04-18	2014-04-22	13,340	—	$0	0	SEC↗
HAUSCHILD STEVEN D	Chief Credit Officer	D To issuer	2014-04-18	2014-04-22	15,136	—	$0	0	SEC↗
HAUSCHILD STEVEN D	Chief Credit Officer	D To issuer	2014-04-18	2014-04-22	487	—	$0	0	SEC↗
RUSNAK PATRICK J	Chief Financial Officer	D To issuer	2014-04-18	2014-04-22	14,232	—	$0	0	SEC↗
RUSNAK PATRICK J	Chief Financial Officer	D To issuer	2014-04-18	2014-04-22	14	—	$0	0	SEC↗
RUSNAK PATRICK J	Chief Financial Officer	D To issuer	2014-04-18	2014-04-22	1,151	—	$0	0	SEC↗
Reuling Michael F	Director	D To issuer	2014-04-18	2014-04-22	9,197	—	$0	0	SEC↗
DONEGAN BOB C	Director	D To issuer	2014-04-18	2014-04-22	8,013	—	$0	0	SEC↗
Hartheimer Robert Herman	Director	D To issuer	2014-04-18	2014-04-22	29,711	—	$0	0	SEC↗
POPE MARIA M	Director	D To issuer	2014-04-18	2014-04-22	1,169	—	$0	0	SEC↗
EDWARDS WEBB	Director	D To issuer	2014-04-18	2014-04-22	6,981	—	$0	0	SEC↗
BUTTERFIELD ROBERT G	Controller/Prin. Acct. Offic	D To issuer	2014-04-18	2014-04-22	3,926	—	$0	0	SEC↗
BUTTERFIELD ROBERT G	Controller/Prin. Acct. Offic	D To issuer	2014-04-18	2014-04-22	168	—	$0	0	SEC↗
BOYER ELLEN RM	Director	D To issuer	2014-04-18	2014-04-22	7,134	—	$0	0	SEC↗
BOGGS PAULA	Director	D To issuer	2014-04-18	2014-04-22	1,169	—	$0	0	SEC↗
BILLER LESLIE S	Director	D To issuer	2014-04-18	2014-04-22	530,304	—	$0	0	SEC↗
BEHAR HOWARD	Director	D To issuer	2014-04-18	2014-04-22	56,981	—	$0	0	SEC↗
EISENHART WILLIAM L	Director	D To issuer	2014-04-18	2014-04-22	17,088	—	$0	0	SEC↗
COULTER DAVID A	Director	J Other	2014-04-18	2014-04-23	12,948,107	—	$0	0	SEC↗
COULTER DAVID A	Director	J Other	2014-04-18	2014-04-23	6,981	—	$0	0	SEC↗
Bresler Joshua D	Director	J Other	2014-04-17	2014-04-18	1,303	—	$0	12,954,788	SEC↗
Bresler Joshua D	Director	J Other	2014-04-17	2014-04-18	1,303	—	$0	0	SEC↗
BUTTERFIELD ROBERT G	Controller/Prin. Acct. Offic	A Award deriv	2014-04-04	2014-04-08	751	—	$0	751	SEC↗
DEPILLO DAVID S	EVP/Vice Chairman	A Award deriv	2014-04-04	2014-04-08	9,771	—	$0	9,771	SEC↗