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TCON

Tracon Pharmaceuticals, Inc.CIK 1394319 ☆ Sign in to watchCongress trades
Open-mkt buys · 90d
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0 trades · 0 insiders
Open-mkt sales · 90d
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0 trades · 0 insiders
Net · 90d
$0
Insiders on file
41

AI insights for TCON PRO

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AI insights for TCON
Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.
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Daily buy vs sell · 90 days

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Insiders

InsiderRoleTradesBoughtSoldLast trade
Brown Scott B.Chief Financial Officer12$25.1K$02024-03-12
THEUER CHARLESPresident and CEO72$749.2K$216.8K2024-03-12
Opaleye Management Inc.10% Owner87$7.40M$1.38M2023-11-10
Johnson-Pratt LisaDirector4$0$02023-04-19
Lam Carol C.Director3$0$02023-04-19
Twiford J RainerDirector12$0$02023-04-19
WORLAND STEPHEN TDirector11$0$02023-04-19
LARUE WILLIAM RDirector13$25.0K$6.9K2023-04-19
MATTINGLY MARTIN ADirector11$0$02023-04-19
PELLETIER SAUNDRA LDirector8$36.2K$02023-04-19
Adams Bonne J.Chief Operating Officer1$0$02023-02-01
WIGGINS MARK CChief Business Officer8$59.6K$02022-01-28
Shahrestani Neil10% Owner5$6.06M$02020-12-30
Ikarian Healthcare Fund GP, L.P.10% Owner3$173.2K$02020-11-11
Ikarian Healthcare Master Fund, L.P.10% Owner4$1.06M$02020-09-11
Walker Paul EdwardDirector6$0$02020-06-10
Puissance Capital Management LP10% Owner2$0$1.13M2019-12-09
Puissance Life Science Opportunities Fund VI10% Owner2$4.9K$5.2K2018-11-29
Puissance Cross-Border Opportunities V LLC10% Owner2$4.9K$5.2K2018-11-29
Wang Theodore TDirector, 10% Owner2$0$02018-06-13
NEA 14 GP, LTD10% Owner4$4.01M$02018-03-27
NEA Partners 14, L.P.10% Owner9$13.01M$02018-03-27
Viswanathan Ravi10% Owner6$12.00M$02018-03-27
BASKETT FOREST10% Owner6$12.00M$02018-03-27
SANDELL SCOTT D10% Owner6$12.00M$02018-03-27
BARRIS PETER J10% Owner6$12.00M$02018-03-27
BITAR PATRICIA LCFO6$0$02018-02-21
LOGAN H CASEYChief Business Officer8$0$86.7K2018-01-22
Florence Anthony A. Jr.10% Owner4$10.00M$02016-11-29
Sonsini Peter W.10% Owner4$10.00M$02016-11-29
KOLLURI KRISHNA KITTU10% Owner4$10.00M$02016-11-29
KERINS PATRICK J10% Owner4$10.00M$02016-11-29
MOTT DAVID M10% Owner4$10.00M$02016-11-29
BARRETT M JAMES10% Owner4$10.00M$02016-11-29
SHAZER RONALD LChief Medical Officer2$0$7.5K2016-06-03
JAFCO Super V3 Investment Limited Partnership10% Owner46$2.58M$3.83M2015-10-16
Brookline Tracon Investment Fund II, LLC10% Owner2$0$02015-07-30
New Enterprise Associates 14, L.P.10% Owner3$5.00M$02015-02-04
CSA Biotechnology Fund II, LLC10% Owner3$0$02015-02-04
Weller Harry R10% Owner3$5.00M$02015-02-04
DRANT RYAN D10% Owner3$5.00M$02015-02-04

Trade history

InsiderRoleCodeTradeFiledSharesPriceValueOwned after
THEUER CHARLESPRESIDENT AND CEO A Award deriv2024-03-122024-03-13518,300— $0518,300SEC↗
Brown Scott B.CHIEF FINANCIAL OFFICER A Award deriv2024-03-122024-03-13224,800— $0224,800SEC↗
Opaleye Management Inc.10% Owner S Sale2023-11-102023-11-144,324,008$0.29 $1.25M0SEC↗
Opaleye Management Inc.10% Owner S Sale2023-11-102023-11-14440,000$0.29 $127.6K0SEC↗
THEUER CHARLESPRESIDENT AND CEO A Award2023-10-202024-03-133,500$0.13 $455406,417SEC↗
THEUER CHARLESPresident and CEO P Buy2023-04-272023-04-2847,000$0.75 $35.3K399,417SEC↗
THEUER CHARLESPresident and CEO P Buy2023-04-262023-04-283,999$0.66 $2.6K352,417SEC↗
THEUER CHARLESPRESIDENT AND CEO A Award2023-04-202024-03-133,500$0.14 $490402,917SEC↗
Brown Scott B.CHIEF FINANCIAL OFFICER A Award2023-04-202024-03-133,500$0.14 $49025,128SEC↗
Twiford J RainerDirector A Award deriv2023-04-192023-04-2118,000— $018,000SEC↗
LARUE WILLIAM RDirector A Award deriv2023-04-192023-04-2118,000— $018,000SEC↗
WORLAND STEPHEN TDirector A Award deriv2023-04-192023-04-2118,000— $018,000SEC↗
MATTINGLY MARTIN ADirector A Award deriv2023-04-192023-04-2118,000— $018,000SEC↗
PELLETIER SAUNDRA LDirector A Award deriv2023-04-192023-04-2118,000— $018,000SEC↗
Lam Carol C.Director A Award deriv2023-04-192023-04-2118,000— $018,000SEC↗
Johnson-Pratt LisaDirector A Award deriv2023-04-192023-04-2118,000— $018,000SEC↗
Opaleye Management Inc.10% Owner P Buy2023-03-092023-03-13174,508$1.38 $240.8K4,324,508SEC↗
THEUER CHARLESPresident and CEO P Buy2023-03-012023-03-024,800$1.52 $7.3K344,918SEC↗
THEUER CHARLESPresident and CEO P Buy2023-02-282023-03-02200$1.52 $304340,118SEC↗
THEUER CHARLESPresident and CEO A Award deriv2023-02-012023-02-03332,000— $0332,000SEC↗
Brown Scott B.Chief Financial Officer A Award deriv2023-02-012023-02-03144,000— $0144,000SEC↗
Adams Bonne J.Chief Operating Officer A Award deriv2023-02-012023-02-0999,000— $099,000SEC↗
THEUER CHARLESPresident and CEO P Buy2023-01-182023-01-196,800$1.62 $11.0K339,918SEC↗
Brown Scott B.Chief Financial Officer P Buy2022-12-292023-01-033,500$1.49 $5.2K21,628SEC↗
LARUE WILLIAM RDirector S Sale2022-12-212023-01-19120$1.26 $1517,763SEC↗
THEUER CHARLESPresident and CEO P Buy2022-12-142022-12-1523,000$1.29 $29.7K333,118SEC↗
Opaleye Management Inc.10% Owner P Buy2022-12-142022-12-16140,000$1.26 $176.4K4,150,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-12-142022-12-1627,500$1.24 $34.1K440,000SEC↗
Opaleye Management Inc.10% Owner X Exercise deriv2022-12-062022-12-08221,539$0.01 $2.2K1,667,974SEC↗
Opaleye Management Inc.10% Owner S Sale2022-12-062022-12-081,539$1.44 $2.2K4,010,000SEC↗
Opaleye Management Inc.10% Owner X Exercise2022-12-062022-12-08221,539$0.01 $2.2K4,011,539SEC↗
THEUER CHARLESPresident and CEO P Buy2022-11-182022-11-2213,900$1.41 $19.6K310,118SEC↗
THEUER CHARLESPresident and CEO P Buy2022-11-032022-11-049,200$1.52 $14.0K296,218SEC↗
THEUER CHARLESPresident and CEO P Buy2022-11-022022-11-036,000$1.59 $9.5K287,018SEC↗
Opaleye Management Inc.10% Owner P Buy2022-10-182022-10-1910,000$1.65 $16.5K3,790,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-10-182022-10-192,500$1.65 $4.1K4,125,000SEC↗
THEUER CHARLESPresident and CEO P Buy2022-10-072022-10-115,000$1.77 $8.8K277,518SEC↗
THEUER CHARLESPresident and CEO P Buy2022-10-032022-10-055,000$1.67 $8.3K272,518SEC↗
Opaleye Management Inc.10% Owner P Buy2022-09-292022-10-039,400$1.74 $16.4K410,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-09-272022-09-281,700$1.69 $2.9K400,600SEC↗
Opaleye Management Inc.10% Owner P Buy2022-09-222022-09-2213,900$1.73 $24.0K398,900SEC↗
Opaleye Management Inc.10% Owner P Buy2022-09-222022-09-223,411$1.73 $5.9K3,780,000SEC↗
THEUER CHARLESPresident and CEO P Buy2022-09-222022-09-265,000$1.76 $8.8K267,518SEC↗
Opaleye Management Inc.10% Owner P Buy2022-09-202022-09-2010,000$1.85 $18.5K385,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-09-192022-09-195,000$1.87 $9.3K375,000SEC↗
Brown Scott B.Chief Financial Officer P Buy2022-09-122022-09-142,500$2.02 $5.0K14,628SEC↗
Opaleye Management Inc.10% Owner P Buy2022-07-262022-07-262,254$1.72 $3.9K370,000SEC↗
THEUER CHARLESPresident and CEO P Buy2022-07-222022-07-254,500$1.85 $8.3K262,518SEC↗
Opaleye Management Inc.10% Owner P Buy2022-07-152022-07-1511,826$1.78 $21.1K367,746SEC↗
Opaleye Management Inc.10% Owner P Buy2022-07-142022-07-147,187$1.81 $13.0K355,920SEC↗
THEUER CHARLESPresident and CEO P Buy2022-07-132022-07-143,000$1.84 $5.5K258,018SEC↗
THEUER CHARLESPresident and CEO P Buy2022-07-122022-07-143,000$1.87 $5.6K255,018SEC↗
Opaleye Management Inc.10% Owner P Buy2022-06-242022-06-2711,419$1.39 $15.9K348,733SEC↗
Opaleye Management Inc.10% Owner P Buy2022-06-212022-06-23841,989$1.31 $1.10M3,776,589SEC↗
Johnson-Pratt LisaDirector A Award deriv2022-06-142022-06-1615,750— $015,750SEC↗
PELLETIER SAUNDRA LDirector A Award deriv2022-06-142022-06-1615,750— $015,750SEC↗
Lam Carol C.Director A Award deriv2022-06-142022-06-1615,750— $015,750SEC↗
MATTINGLY MARTIN ADirector A Award deriv2022-06-142022-06-1615,750— $015,750SEC↗
LARUE WILLIAM RDirector A Award deriv2022-06-142022-06-1615,750— $015,750SEC↗
WORLAND STEPHEN TDirector A Award deriv2022-06-142022-06-1615,750— $015,750SEC↗
Twiford J RainerDirector A Award deriv2022-06-142022-06-1615,750— $015,750SEC↗
Opaleye Management Inc.10% Owner P Buy2022-05-102022-05-108,500$1.76 $15.0K2,934,600SEC↗
Opaleye Management Inc.10% Owner P Buy2022-05-102022-05-101,200$1.76 $2.1K337,314SEC↗
THEUER CHARLESPresident and CEO P Buy2022-05-092022-05-1110,000$1.85 $18.5K252,018SEC↗
THEUER CHARLESPresident and CEO P Buy2022-05-062022-05-102,500$1.97 $4.9K242,018SEC↗
THEUER CHARLESPresident and CEO P Buy2022-04-292022-05-035,000$1.97 $9.8K239,518SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-252022-04-25777$2.18 $1.7K335,114SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-252022-04-2510,000$2.18 $21.8K2,920,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-222022-04-254,296$2.24 $9.6K334,337SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-222022-04-2537,704$2.24 $84.5K2,910,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-222022-04-291,000$1.98 $2.0K336,114SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-222022-04-296,100$1.98 $12.1K2,926,100SEC↗
THEUER CHARLESPresident and CEO P Buy2022-04-212022-04-254,500$2.30 $10.3K234,518SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-142022-04-1410,000$2.50 $25.0K2,872,296SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-142022-04-142,696$2.50 $6.7K330,041SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-132022-04-145,000$2.50 $12.5K2,862,296SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-132022-04-142,345$2.50 $5.9K327,345SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-122022-04-1213,098$2.48 $32.5K2,857,296SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-122022-04-125,000$2.48 $12.4K325,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-112022-04-126,463$2.42 $15.6K2,844,198SEC↗
Opaleye Management Inc.10% Owner P Buy2022-04-112022-04-122,637$2.42 $6.4K320,000SEC↗
THEUER CHARLESPresident and CEO P Buy2022-04-082022-04-122,000$2.50 $5.0K226,518SEC↗
THEUER CHARLESPresident and CEO P Buy2022-03-302022-04-014,000$2.70 $10.8K224,518SEC↗
Brown Scott B.Chief Financial Officer P Buy2022-03-292022-03-301,000$2.82 $2.8K8,628SEC↗
THEUER CHARLESPresident and CEO P Buy2022-03-212022-03-231,200$2.45 $2.9K220,518SEC↗
Brown Scott B.Chief Financial Officer A Award deriv2022-01-282022-02-0180,000— $080,000SEC↗
THEUER CHARLESPresident and CEO A Award deriv2022-01-282022-02-01265,000— $0265,000SEC↗
WIGGINS MARK CChief Business Officer A Award deriv2022-01-282022-02-0180,000— $080,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-01-282022-01-31500$2.20 $1.1K2,820,500SEC↗
Opaleye Management Inc.10% Owner P Buy2022-01-242022-01-2415,000$2.05 $30.7K2,835,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-01-242022-01-242,363$2.05 $4.8K317,363SEC↗
Opaleye Management Inc.10% Owner P Buy2022-01-212022-01-245,000$2.19 $10.9K315,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-01-212022-01-2430,000$2.19 $65.7K2,820,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-01-202022-01-2120,000$2.25 $45.0K2,790,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-01-202022-01-211,312$2.25 $3.0K310,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-01-192022-01-2120,000$2.24 $44.8K2,770,000SEC↗
Opaleye Management Inc.10% Owner P Buy2022-01-192022-01-213,688$2.24 $8.3K308,688SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-292021-12-2920,000$2.51 $50.2K305,000SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-292021-12-2932,325$2.51 $81.1K2,750,000SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-282021-12-29125$2.63 $3302,717,675SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-282021-12-2920,000$2.63 $52.6K285,000SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-272021-12-2912,325$2.92 $36.0K265,000SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-272021-12-2975,000$2.92 $219.0K2,592,371SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-152021-12-161,964$2.43 $4.8K252,675SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-152021-12-1620,000$2.43 $48.6K2,517,371SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-142021-12-1535,000$2.53 $88.5K2,497,371SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-142021-12-157,000$2.53 $17.7K250,711SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-132021-12-1514,000$2.64 $37.0K2,462,371SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-132021-12-151,204$2.64 $3.2K243,711SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-062021-12-072,733$2.26 $6.2K242,507SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-062021-12-0720,000$2.26 $45.2K2,448,371SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-032021-12-0780,000$2.30 $184.0K2,428,371SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-032021-12-079,274$2.30 $21.3K239,774SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-022021-12-0310,000$2.35 $23.5K2,348,371SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-022021-12-03500$2.35 $1.2K230,500SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-012021-12-0345,000$2.40 $108.0K2,338,371SEC↗
Opaleye Management Inc.10% Owner P Buy2021-12-012021-12-035,000$2.40 $12.0K230,000SEC↗
THEUER CHARLESPresident and CEO P Buy2021-11-192021-11-223,500$2.82 $9.9K219,318SEC↗
THEUER CHARLESPresident and CEO P Buy2021-11-182021-11-22681$2.88 $2.0K215,818SEC↗
THEUER CHARLESPresident and CEO P Buy2021-11-052021-11-093,000$3.42 $10.3K215,137SEC↗
THEUER CHARLESPresident and CEO P Buy2021-11-052021-11-091,000$3.41 $3.4K212,137SEC↗
Lam Carol C.Director A Award deriv2021-10-122021-10-1321,000— $021,000SEC↗
THEUER CHARLESPresident and CEO P Buy2021-08-162021-08-183,000$3.56 $10.7K207,732SEC↗
Brown Scott B.Chief Financial Officer P Buy2021-08-132021-08-171,000$3.69 $3.7K7,628SEC↗
LARUE WILLIAM RDirector P Buy2021-07-262021-07-276,545$3.82 $25.0K7,883SEC↗
PELLETIER SAUNDRA LDirector P Buy2021-07-262021-07-276,545$3.82 $25.0K12,045SEC↗
WORLAND STEPHEN TDirector A Award deriv2021-06-102021-06-2410,500— $010,500SEC↗
Twiford J RainerDirector A Award deriv2021-06-102021-06-2410,500— $010,500SEC↗
PELLETIER SAUNDRA LDirector A Award deriv2021-06-102021-06-2410,500— $010,500SEC↗
LARUE WILLIAM RDirector A Award deriv2021-06-102021-06-2410,500— $010,500SEC↗
MATTINGLY MARTIN ADirector A Award deriv2021-06-102021-06-2410,500— $010,500SEC↗
Johnson-Pratt LisaDirector A Award deriv2021-06-102021-06-2410,500— $010,500SEC↗
Brown Scott B.Chief Financial Officer P Buy2021-03-082021-03-091,000$8.30 $8.3K3,128SEC↗
Johnson-Pratt LisaDirector A Award deriv2021-03-022021-03-0821,000— $021,000SEC↗
WIGGINS MARK CChief Business Officer A Award deriv2021-01-292021-02-0255,000— $055,000SEC↗
THEUER CHARLESPresident and CEO A Award deriv2021-01-292021-02-02180,000— $0180,000SEC↗
Brown Scott B.Chief Accounting Officer (PA A Award deriv2021-01-292021-02-0255,000— $055,000SEC↗
THEUER CHARLESPresident and CEO P Buy2021-01-272021-01-2811,000$8.98 $98.8K201,232SEC↗
Shahrestani Neil10% Owner P Buy2020-12-302020-12-30520,291$9.61 $5.00M2,716,840SEC↗
THEUER CHARLESPresident and CEO P Buy2020-12-292020-12-301,000$9.98 $10.0K190,232SEC↗
WIGGINS MARK CChief Business Officer P Buy2020-12-292020-12-303$10.56 $3213,700SEC↗
WIGGINS MARK CChief Business Officer P Buy2020-12-292020-12-30997$10.57 $10.5K13,697SEC↗
Ikarian Healthcare Fund GP, L.10% Owner P Buy2020-11-112020-11-125,000$7.53 $37.6K2,196,549SEC↗
Ikarian Healthcare Fund GP, L.10% Owner P Buy2020-10-302020-11-1221,300$4.64 $98.8K2,191,549SEC↗
Ikarian Healthcare Fund GP, L.10% Owner P Buy2020-10-292020-11-127,700$4.77 $36.7K2,170,249SEC↗
THEUER CHARLESPresident and CEO P Buy2020-10-212020-10-232,000$4.38 $8.8K189,232SEC↗
Opaleye Management Inc.10% Owner P Buy2020-10-212020-10-235,656$4.40 $24.9K1,797,094SEC↗
Opaleye Management Inc.10% Owner P Buy2020-10-212020-10-233,000$4.40 $13.2K225,000SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-242020-09-25534$4.44 $2.4K228,000SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-242020-09-2521,000$4.44 $93.2K1,785,438SEC↗
THEUER CHARLESPresident and CEO P Buy2020-09-232020-09-25107$4.72 $505186,882SEC↗
THEUER CHARLESPresident and CEO P Buy2020-09-232020-09-254,893$4.72 $23.1K186,775SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-232020-09-252,200$4.83 $10.6K227,466SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-232020-09-2555,000$4.83 $265.6K1,764,438SEC↗
Ikarian Healthcare Master Fund10% Owner P Buy2020-09-112020-09-1578,201$3.93 $307.3K2,162,549SEC↗
Shahrestani Neil10% Owner P Buy2020-09-112020-09-1778,201$3.93 $307.3K2,162,549SEC↗
WIGGINS MARK CChief Business Officer P Buy2020-09-102020-09-147,000$4.14 $29.0K12,350SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-092020-09-092,500$3.47 $8.7K225,266SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-092020-09-0945,000$3.47 $156.2K1,709,438SEC↗
Ikarian Healthcare Master Fund10% Owner P Buy2020-09-092020-09-1579,415$3.49 $277.2K2,084,348SEC↗
Shahrestani Neil10% Owner P Buy2020-09-092020-09-1779,415$3.49 $277.2K2,084,348SEC↗
Ikarian Healthcare Master Fund10% Owner P Buy2020-09-082020-09-1513,244$2.90 $38.4K2,004,933SEC↗
Shahrestani Neil10% Owner P Buy2020-09-082020-09-1713,244$2.90 $38.4K2,004,933SEC↗
THEUER CHARLESPresident and CEO P Buy2020-09-042020-09-095,000$2.60 $13.0K176,882SEC↗
THEUER CHARLESPresident and CEO P Buy2020-09-042020-09-095,000$2.55 $12.8K181,882SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-042020-09-098,492$2.88 $24.5K1,664,438SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-042020-09-09566$2.88 $1.6K222,766SEC↗
Ikarian Healthcare Master Fund10% Owner P Buy2020-09-042020-09-15151,611$2.87 $435.1K1,991,689SEC↗
Shahrestani Neil10% Owner P Buy2020-09-042020-09-17151,611$2.87 $435.1K1,991,689SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-022020-09-034,800$2.35 $11.3K222,200SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-022020-09-03115,000$2.35 $270.3K1,655,946SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-012020-09-0338,600$2.04 $78.7K1,540,946SEC↗
Opaleye Management Inc.10% Owner P Buy2020-09-012020-09-031,400$2.04 $2.9K217,400SEC↗
Opaleye Management Inc.10% Owner P Buy deriv2020-08-312020-08-311,358,993$1.66 $2.26M1,358,993SEC↗
Opaleye Management Inc.10% Owner P Buy2020-08-312020-08-31150,000$1.84 $276.0K1,502,346SEC↗
Opaleye Management Inc.10% Owner P Buy2020-08-312020-08-316,000$1.84 $11.0K216,000SEC↗
Opaleye Management Inc.10% Owner P Buy2020-08-312020-08-31146,150$1.67 $244.1K1,352,346SEC↗
Opaleye Management Inc.10% Owner P Buy2020-08-282020-08-3160,000$1.78 $106.8K210,000SEC↗
Opaleye Management Inc.10% Owner P Buy2020-08-272020-08-3135,408$1.71 $60.5K1,206,196SEC↗
Opaleye Management Inc.10% Owner P Buy2020-08-272020-08-31147,946$1.71 $253.0K150,000SEC↗
THEUER CHARLESPresident and CEO P Buy2020-08-212020-08-255,325$1.56 $8.3K171,882SEC↗
THEUER CHARLESPresident and CEO P Buy2020-08-202020-08-2430,000$1.58 $47.4K166,557SEC↗
THEUER CHARLESPresident and CEO P Buy2020-08-182020-08-1844,743$1.63 $72.9K136,557SEC↗
THEUER CHARLESPresident and CEO P Buy2020-08-142020-08-18100$1.70 $17091,814SEC↗
THEUER CHARLESPresident and CEO P Buy2020-08-132020-08-145,000$1.65 $8.3K91,714SEC↗
THEUER CHARLESPresident and CEO P Buy2020-08-122020-08-145,000$1.67 $8.3K76,714SEC↗
THEUER CHARLESPresident and CEO P Buy2020-08-122020-08-1410,000$1.79 $17.9K86,714SEC↗
THEUER CHARLESPresident and CEO P Buy2020-06-242020-06-259,895$1.90 $18.8K71,714SEC↗
PELLETIER SAUNDRA LDirector P Buy2020-06-152020-06-163,000$2.07 $6.2K5,500SEC↗
PELLETIER SAUNDRA LDirector P Buy2020-06-112020-06-162,500$2.00 $5.0K2,500SEC↗
PELLETIER SAUNDRA LDirector A Award deriv2020-06-102020-06-164,500— $04,500SEC↗
Walker Paul EdwardDirector A Award deriv2020-06-102020-06-164,500— $04,500SEC↗
WORLAND STEPHEN TDirector A Award deriv2020-06-102020-06-164,500— $04,500SEC↗
Twiford J RainerDirector A Award deriv2020-06-102020-06-164,500— $04,500SEC↗
MATTINGLY MARTIN ADirector A Award deriv2020-06-102020-06-164,500— $04,500SEC↗
LARUE WILLIAM RDirector A Award deriv2020-06-102020-06-164,500— $04,500SEC↗
THEUER CHARLESPresident and CEO P Buy2020-05-222020-05-2610,000$1.90 $19.0K61,227SEC↗
THEUER CHARLESPresident and CEO P Buy2020-05-222020-05-26592$1.89 $1.1K61,819SEC↗
PELLETIER SAUNDRA LDirector A Award deriv2020-03-162020-03-186,000— $06,000SEC↗
THEUER CHARLESPresident and CEO P Buy2020-03-132020-03-134,100$1.13 $4.6K50,877SEC↗
THEUER CHARLESPresident and CEO P Buy2020-03-122020-03-125,000$1.17 $5.8K46,777SEC↗
THEUER CHARLESPresident and CEO P Buy2020-03-122020-03-125,000$1.19 $6.0K41,777SEC↗
THEUER CHARLESPresident and CEO P Buy2020-03-112020-03-125,000$1.71 $8.6K31,777SEC↗
THEUER CHARLESPresident and CEO P Buy2020-03-112020-03-125,000$1.66 $8.3K36,777SEC↗
THEUER CHARLESPresident and CEO P Buy2020-03-102020-03-1010,000$1.87 $18.7K26,777SEC↗
THEUER CHARLESPresident and CEO A Award deriv2020-01-312020-02-04123,200— $0123,200SEC↗
WIGGINS MARK CChief Business Officer A Award deriv2020-01-312020-02-0422,000— $022,000SEC↗
Brown Scott B.Chief Accounting Officer (PA A Award deriv2020-01-312020-02-0422,000— $022,000SEC↗
WIGGINS MARK CChief Business Officer P Buy2020-01-232020-01-245,000$4.02 $20.1K5,000SEC↗
THEUER CHARLESPresident and CEO F Tax w/h2020-01-222020-01-24929$3.76 $3.5K16,777SEC↗
Brown Scott B.Chief Accounting Officer (PA F Tax w/h2020-01-222020-01-2418$3.76 $681,428SEC↗
Puissance Capital Management L10% Owner S Sale2019-12-092019-12-11340,134$2.92 $993.2K76,048SEC↗
Puissance Capital Management L10% Owner S Sale2019-12-052019-12-1143,996$3.05 $134.2K416,182SEC↗
THEUER CHARLESPresident and CEO P Buy2019-08-092019-08-1250,000$0.45 $22.5K173,565SEC↗
WORLAND STEPHEN TDirector A Award deriv2019-06-132019-06-1715,000— $015,000SEC↗
Twiford J RainerDirector A Award deriv2019-06-132019-06-1715,000— $015,000SEC↗
MATTINGLY MARTIN ADirector A Award deriv2019-06-132019-06-1715,000— $015,000SEC↗
LARUE WILLIAM RDirector A Award deriv2019-06-132019-06-1715,000— $015,000SEC↗
Walker Paul EdwardDirector A Award deriv2019-06-132019-06-1715,000— $015,000SEC↗
THEUER CHARLESPresident and CEO F Tax w/h2019-01-222019-01-239,290$1.04 $9.7K123,565SEC↗
THEUER CHARLESPresident and CEO P Buy2018-12-212018-12-2149,000$0.66 $32.3K132,855SEC↗
Puissance Life Science Opportu10% Owner P Buy2018-11-292018-12-034,326$1.13 $4.9K4,606,094SEC↗
Puissance Life Science Opportu10% Owner S Sale2018-11-292018-12-034,326$1.21 $5.2K4,601,768SEC↗
Puissance Cross-Border Opportu10% Owner P Buy2018-11-292018-12-034,326$1.13 $4.9K4,606,094SEC↗
Puissance Cross-Border Opportu10% Owner S Sale2018-11-292018-12-034,326$1.21 $5.2K4,601,768SEC↗
WORLAND STEPHEN TDirector A Award deriv2018-06-132018-06-1315,000— $015,000SEC↗
Twiford J RainerDirector A Award deriv2018-06-132018-06-1315,000— $015,000SEC↗
LARUE WILLIAM RDirector A Award deriv2018-06-132018-06-1315,000— $015,000SEC↗
Walker Paul EdwardDirector A Award deriv2018-06-132018-06-1315,000— $015,000SEC↗
MATTINGLY MARTIN ADirector A Award deriv2018-06-132018-06-1315,000— $015,000SEC↗
Wang Theodore TDirector, 10% Owner A Award deriv2018-06-132018-06-1315,000— $015,000SEC↗
WIGGINS MARK CChief Business Officer A Award deriv2018-05-292018-05-30280,000— $0280,000SEC↗
Wang Theodore TDirector, 10% Owner A Award deriv2018-04-062018-04-0925,000— $025,000SEC↗
NEA Partners 14, L.P.10% Owner P Buy deriv2018-03-272018-03-27707,964$0.13 $92.0K707,964SEC↗
NEA 14 GP, LTD10% Owner P Buy deriv2018-03-272018-03-27707,964$0.13 $92.0K707,964SEC↗
BARRIS PETER J10% Owner P Buy deriv2018-03-272018-03-27707,964$0.13 $92.0K707,964SEC↗
BASKETT FOREST10% Owner P Buy deriv2018-03-272018-03-27707,964$0.13 $92.0K707,964SEC↗
NEA Partners 14, L.P.10% Owner P Buy deriv2018-03-272018-03-27707,964$0.13 $92.0K707,964SEC↗
NEA Partners 14, L.P.10% Owner P Buy deriv2018-03-272018-03-27707,964$0.13 $92.0K707,964SEC↗
NEA 14 GP, LTD10% Owner P Buy deriv2018-03-272018-03-27707,964$0.13 $92.0K707,964SEC↗
SANDELL SCOTT D10% Owner P Buy deriv2018-03-272018-03-27707,964$0.13 $92.0K707,964SEC↗
NEA Partners 14, L.P.10% Owner P Buy deriv2018-03-272018-03-27707,964$0.13 $92.0K707,964SEC↗
Viswanathan Ravi10% Owner P Buy deriv2018-03-272018-03-27707,964$0.13 $92.0K707,964SEC↗
NEA Partners 14, L.P.10% Owner P Buy2018-03-272018-03-27707,964$2.70 $1.91M3,466,003SEC↗
NEA 14 GP, LTD10% Owner P Buy2018-03-272018-03-27707,964$2.70 $1.91M3,466,003SEC↗
BARRIS PETER J10% Owner P Buy2018-03-272018-03-27707,964$2.70 $1.91M3,466,003SEC↗
BASKETT FOREST10% Owner P Buy2018-03-272018-03-27707,964$2.70 $1.91M3,466,003SEC↗
NEA Partners 14, L.P.10% Owner P Buy2018-03-272018-03-27707,964$2.70 $1.91M3,466,003SEC↗
NEA Partners 14, L.P.10% Owner P Buy2018-03-272018-03-27707,964$2.70 $1.91M3,466,003SEC↗
NEA 14 GP, LTD10% Owner P Buy2018-03-272018-03-27707,964$2.70 $1.91M3,466,003SEC↗
SANDELL SCOTT D10% Owner P Buy2018-03-272018-03-27707,964$2.70 $1.91M3,466,003SEC↗
NEA Partners 14, L.P.10% Owner P Buy2018-03-272018-03-27707,964$2.70 $1.91M3,466,003SEC↗
Viswanathan Ravi10% Owner P Buy2018-03-272018-03-27707,964$2.70 $1.91M3,466,003SEC↗
THEUER CHARLESPresident and CEO A Award deriv2018-02-212018-02-23225,000— $0225,000SEC↗
BITAR PATRICIA LCFO A Award deriv2018-02-212018-02-2395,000— $095,000SEC↗
BITAR PATRICIA LCFO F Tax w/h2018-01-222018-01-233,317$2.95 $9.8K29,636SEC↗
THEUER CHARLESPresident and CEO F Tax w/h2018-01-222018-01-239,290$2.95 $27.4K76,855SEC↗
LOGAN H CASEYChief Business Officer F Tax w/h2018-01-222018-01-233,317$2.95 $9.8K27,754SEC↗
WORLAND STEPHEN TDirector A Award deriv2017-06-152017-06-1515,000— $015,000SEC↗
MATTINGLY MARTIN ADirector A Award deriv2017-06-152017-06-1515,000— $015,000SEC↗
LARUE WILLIAM RDirector A Award deriv2017-06-152017-06-1515,000— $015,000SEC↗
Walker Paul EdwardDirector A Award deriv2017-06-152017-06-1515,000— $015,000SEC↗
Twiford J RainerDirector A Award deriv2017-06-152017-06-1515,000— $015,000SEC↗
LARUE WILLIAM RDirector S Sale2017-06-022017-06-052,500$2.69 $6.7K13,388SEC↗
BITAR PATRICIA LCFO F Tax w/h2017-01-232017-01-243,552$4.85 $17.2K30,543SEC↗
LOGAN H CASEYChief Business Officer F Tax w/h2017-01-232017-01-243,552$4.85 $17.2K31,071SEC↗
THEUER CHARLESPresident and CEO A Award deriv2017-01-202017-01-24190,000— $0190,000SEC↗
BITAR PATRICIA LCFO A Award deriv2017-01-202017-01-2455,000— $055,000SEC↗
LOGAN H CASEYChief Business Officer A Award deriv2017-01-202017-01-2455,000— $055,000SEC↗
NEA Partners 14, L.P.10% Owner P Buy2016-11-292016-11-29869,565$5.75 $5.00M2,758,039SEC↗
Viswanathan Ravi10% Owner P Buy2016-11-292016-11-29869,565$5.75 $5.00M2,758,039SEC↗
Sonsini Peter W.10% Owner P Buy2016-11-292016-11-29869,565$5.75 $5.00M2,758,039SEC↗
SANDELL SCOTT D10% Owner P Buy2016-11-292016-11-29869,565$5.75 $5.00M2,758,039SEC↗
MOTT DAVID M10% Owner P Buy2016-11-292016-11-29869,565$5.75 $5.00M2,758,039SEC↗
KOLLURI KRISHNA KITTU10% Owner P Buy2016-11-292016-11-29869,565$5.75 $5.00M2,758,039SEC↗
KERINS PATRICK J10% Owner P Buy2016-11-292016-11-29869,565$5.75 $5.00M2,758,039SEC↗
Florence Anthony A. Jr.10% Owner P Buy2016-11-292016-11-29869,565$5.75 $5.00M2,758,039SEC↗
BASKETT FOREST10% Owner P Buy2016-11-292016-11-29869,565$5.75 $5.00M2,758,039SEC↗
BARRIS PETER J10% Owner P Buy2016-11-292016-11-29869,565$5.75 $5.00M2,758,039SEC↗
BARRETT M JAMES10% Owner P Buy2016-11-292016-11-29869,565$5.75 $5.00M2,758,039SEC↗
SHAZER RONALD LChief Medical Officer S Sale2016-06-032016-06-071,003$7.48 $7.5K335SEC↗
LARUE WILLIAM RDirector A Award2016-06-012016-06-027,500— $015,888SEC↗
MATTINGLY MARTIN ADirector A Award2016-06-012016-06-027,500— $07,500SEC↗
WORLAND STEPHEN TDirector A Award2016-06-012016-06-027,500— $07,500SEC↗
Twiford J RainerDirector A Award2016-06-012016-06-027,500— $07,500SEC↗
Walker Paul EdwardDirector A Award2016-06-012016-06-027,500— $07,500SEC↗
THEUER CHARLESPresident and CEO F Tax w/h2016-01-232017-01-249,870$4.85 $47.9K86,145SEC↗
THEUER CHARLESPresident and CEO A Award2016-01-212016-01-2590,900— $093,400SEC↗
BITAR PATRICIA LCFO A Award2016-01-212016-01-2532,450— $032,943SEC↗
LOGAN H CASEYChief Business Officer A Award2016-01-212016-01-2532,450— $033,550SEC↗
JAFCO Super V3 Investment Limi10% Owner S Sale2015-10-162015-10-191,500$9.90 $14.8K1,497,053SEC↗
JAFCO Super V3 Investment Limi10% Owner S Sale2015-10-152015-10-155,300$10.16 $53.8K1,498,553SEC↗
JAFCO Super V3 Investment Limi10% Owner S Sale2015-10-132015-10-131,720$10.01 $17.2K1,503,853SEC↗
JAFCO Super V3 Investment Limi10% Owner S Sale2015-10-092015-10-131,448$10.01 $14.5K1,505,573SEC↗
JAFCO Super V3 Investment Limi10% Owner S Sale2015-10-082015-10-089,632$10.11 $97.4K1,507,021SEC↗
JAFCO Super V3 Investment Limi10% Owner S Sale2015-10-072015-10-0812,288$10.09 $124.0K1,516,653SEC↗
SHAZER RONALD LChief Medical Officer A Award deriv2015-10-052015-10-06153,139— $0153,139SEC↗
JAFCO Super V3 Investment Limi10% Owner S Sale2015-10-052015-10-068,800$10.10 $88.9K1,528,941SEC↗
JAFCO Super V3 Investment Limi10% Owner S Sale2015-10-022015-10-066,300$10.06 $63.4K1,537,741SEC↗
JAFCO Super V3 Investment Limi10% Owner S Sale2015-09-252015-09-297,600$12.13 $92.2K1,544,041SEC↗