THLD

THRESHOLD PHARMACEUTICALS INCCIK 1183765 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for THLD PRO

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AI insights for THLD

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
BIRD JEFFREY W	Director, 10% Owner	28	$291.1K	$2.56M	2017-06-01
Parkinson David Ross	Director	5	$0	$0	2016-06-24
HOFFMANN DAVE	Director	5	$0	$0	2016-06-24
COZADD BRUCE C	Director	5	$0	$0	2016-06-24
JAEGER WILFRED E	Director, 10% Owner	78	$93.8K	$19.56M	2016-06-24
PARKER GEORGE GC	Director	12	$0	$127.1K	2016-06-24
SELICK HAROLD E	Chief Executive Officer	9	$0	$0	2016-03-14
Kroll Stewart M.	Senior Vice President	2	$0	$0	2016-03-11
Pearce Tillman	Chief Medical Officer	8	$0	$112.6K	2016-03-11
Fernandes Joel A	VP, Finance and Controller	7	$14.1K	$77.0K	2016-03-11
Davar Nipun	Vice President	3	$9.0K	$0	2015-02-26
SIMON ROBERT L	Senior Vice President	2	$0	$0	2015-02-26
ANDERSON DAVID L	10% Owner	23	$0	$2.46M	2014-10-01
SUTTER HILL VENTURES	10% Owner	6	$0	$2.35M	2014-10-01
Pullara Samuel J III	10% Owner	8	$0	$2.40M	2014-10-01
Dyckerhoff Stefan A	10% Owner	8	$0	$2.40M	2014-10-01
Speiser Michael L	10% Owner	14	$0	$2.41M	2014-10-01
SWEET DAVID E	10% Owner	20	$0	$2.42M	2014-10-01
SHEEHAN ANDREW T	10% Owner	14	$0	$2.44M	2014-10-01
WHITE JAMES N	10% Owner	14	$0	$2.54M	2014-10-01
YOUNGER WILLIAM H JR	10% Owner	24	$0	$2.55M	2014-10-01
BAKER G LEONARD JR	10% Owner	20	$0	$2.49M	2014-10-01
GAITHER JAMES C	10% Owner	17	$0	$2.45M	2014-10-01
COXE TENCH	10% Owner	17	$0	$2.79M	2014-10-01
SUTTER HILL ENTREPRENEURS FUND AI LP	Director, 10% Owner	1	$0	$15.9K	2014-06-20
FHM VI, L.P.	10% Owner	6	$0	$80.72M	2012-02-21
Frazier Healthcare VI, L.P.	10% Owner	3	$0	$2.72M	2012-02-07

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
BIRD JEFFREY W	Director	P Buy	2017-06-01	2017-06-02	473,077	$0.57	$269.7K	3,940,573	SEC↗
BIRD JEFFREY W	Director	P Buy	2017-06-01	2017-06-02	37,626	$0.57	$21.4K	377,782	SEC↗
BIRD JEFFREY W	Director	J Other	2017-05-31	2017-06-02	630,770	—	$0	3,467,496	SEC↗
COZADD BRUCE C	Director	A Award deriv	2016-06-24	2016-06-28	35,000	—	$0	35,000	SEC↗
Parkinson David Ross	Director	A Award deriv	2016-06-24	2016-06-28	35,000	—	$0	35,000	SEC↗
HOFFMANN DAVE	Director	A Award deriv	2016-06-24	2016-06-28	35,000	—	$0	35,000	SEC↗
JAEGER WILFRED E	Director	A Award deriv	2016-06-24	2016-06-28	35,000	—	$0	35,000	SEC↗
PARKER GEORGE GC	Director	A Award deriv	2016-06-24	2016-06-28	35,000	—	$0	35,000	SEC↗
BIRD JEFFREY W	Director	A Award deriv	2016-06-24	2016-06-28	35,000	—	$0	35,000	SEC↗
SELICK HAROLD E	Chief Executive Officer	A Award deriv	2016-03-14	2016-03-15	800,000	—	$0	800,000	SEC↗
Fernandes Joel A	Senior Vice President	A Award deriv	2016-03-11	2016-03-15	200,000	—	$0	200,000	SEC↗
Kroll Stewart M.	Chief Operating Officer	A Award deriv	2016-03-11	2016-03-15	300,000	—	$0	300,000	SEC↗
Pearce Tillman	Chief Medical Officer	A Award deriv	2016-03-11	2016-03-15	200,000	—	$0	200,000	SEC↗
BIRD JEFFREY W	Director	J Other	2016-03-01	2016-03-01	617,132	—	$0	4,098,266	SEC↗
BIRD JEFFREY W	Director	J Other	2016-03-01	2016-03-01	96,010	—	$0	340,156	SEC↗
JAEGER WILFRED E	Director	J Other	2015-11-24	2016-03-01	27,500	—	$0	52,500	SEC↗
Fernandes Joel A	Senior Vice President	P Buy	2015-09-28	2016-04-29	3,562	$3.96	$14.1K	28,120	SEC↗
JAEGER WILFRED E	Director	A Award deriv	2015-05-26	2015-07-06	20,000	—	$0	20,000	SEC↗
BIRD JEFFREY W	Director, 10% Owner	A Award deriv	2015-05-26	2015-07-06	20,000	—	$0	20,000	SEC↗
Parkinson David Ross	Director	A Award deriv	2015-05-26	2015-07-06	20,000	—	$0	20,000	SEC↗
COZADD BRUCE C	Director	A Award deriv	2015-05-26	2015-07-06	20,000	—	$0	20,000	SEC↗
HOFFMANN DAVE	Director	A Award deriv	2015-05-26	2015-07-06	20,000	—	$0	20,000	SEC↗
PARKER GEORGE GC	Director	A Award deriv	2015-05-26	2015-07-06	20,000	—	$0	20,000	SEC↗
PARKER GEORGE GC	Director	M Exercise deriv	2015-03-18	2016-03-17	2,500	—	$0	0	SEC↗
PARKER GEORGE GC	Director	M Exercise	2015-03-18	2016-03-17	2,500	$1.30	$3.3K	8,572	SEC↗
SIMON ROBERT L	Senior Vice President	A Award deriv	2015-02-26	2015-03-02	100,000	—	$0	100,000	SEC↗
Davar Nipun	Vice President	A Award deriv	2015-02-26	2015-03-02	100,000	—	$0	100,000	SEC↗
SELICK HAROLD E	Chief Executive Officer	A Award deriv	2015-02-26	2015-03-02	400,000	—	$0	400,000	SEC↗
Fernandes Joel A	VP, Finance & Controller	A Award deriv	2015-02-26	2015-03-02	70,000	—	$0	70,000	SEC↗
Pearce Tillman	Chief Medical Officer	A Award deriv	2015-02-26	2015-03-02	160,000	—	$0	160,000	SEC↗
Kroll Stewart M.	Senior Vice President	A Award deriv	2015-02-26	2015-03-02	100,000	—	$0	100,000	SEC↗
JAEGER WILFRED E	Director	P Buy deriv	2015-02-18	2015-02-20	25,000	—	$0	25,000	SEC↗
JAEGER WILFRED E	Director	P Buy	2015-02-18	2015-02-20	25,000	$3.75	$93.8K	80,000	SEC↗
Davar Nipun	Vice President	P Buy	2014-10-13	2014-10-14	3,000	$2.99	$9.0K	3,000	SEC↗
SELICK HAROLD E	Chief Executive Officer	X Exercise deriv	2014-10-02	2014-10-03	20,942	—	$0	20,942	SEC↗
SELICK HAROLD E	Chief Executive Officer	X Exercise	2014-10-02	2014-10-03	20,942	$2.05	$42.9K	433,870	SEC↗
SUTTER HILL VENTURES	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	5,511	—	$0	0	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	801	—	$0	0	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	5,511	—	$0	0	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	6,977	—	$0	0	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	11,623	—	$0	0	SEC↗
BIRD JEFFREY W	Director, 10% Owner	X Exercise deriv	2014-10-01	2014-10-03	21,829	—	$0	0	SEC↗
BIRD JEFFREY W	Director, 10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
COXE TENCH	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
COXE TENCH	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	10,078	—	$0	0	SEC↗
COXE TENCH	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	60,758	—	$0	0	SEC↗
Dyckerhoff Stefan A	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
GAITHER JAMES C	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	8,521	—	$0	0	SEC↗
GAITHER JAMES C	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
Pullara Samuel J III	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
SHEEHAN ANDREW T	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
SHEEHAN ANDREW T	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	6,802	—	$0	0	SEC↗
Speiser Michael L	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
Speiser Michael L	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	1,051	—	$0	0	SEC↗
SWEET DAVID E	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
SWEET DAVID E	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	3,798	—	$0	0	SEC↗
SWEET DAVID E	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	797	—	$0	0	SEC↗
WHITE JAMES N	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
WHITE JAMES N	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	23,704	—	$0	0	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	26,509	—	$0	0	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	2,452	—	$0	0	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise deriv	2014-10-01	2014-10-03	417,050	—	$0	0	SEC↗
SUTTER HILL VENTURES	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
SUTTER HILL VENTURES	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
ANDERSON DAVID L	10% Owner	S Sale	2014-10-01	2014-10-03	2,995	$3.77	$11.3K	78,038	SEC↗
ANDERSON DAVID L	10% Owner	S Sale	2014-10-01	2014-10-03	2,995	$3.77	$11.3K	37,110	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise	2014-10-01	2014-10-03	5,511	$2.05	$11.3K	40,105	SEC↗
ANDERSON DAVID L	10% Owner	S Sale	2014-10-01	2014-10-03	435	$3.77	$1.6K	15,891	SEC↗
ANDERSON DAVID L	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise	2014-10-01	2014-10-03	801	$2.05	$1.6K	16,326	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise	2014-10-01	2014-10-03	5,511	$2.05	$11.3K	81,033	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise	2014-10-01	2014-10-03	6,977	$2.05	$14.3K	78,401	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise	2014-10-01	2014-10-03	11,623	$2.05	$23.8K	138,477	SEC↗
BAKER G LEONARD JR	10% Owner	S Sale	2014-10-01	2014-10-03	6,316	$3.77	$23.8K	132,161	SEC↗
BAKER G LEONARD JR	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
BAKER G LEONARD JR	10% Owner	S Sale	2014-10-01	2014-10-03	3,791	$3.77	$14.3K	74,610	SEC↗
BIRD JEFFREY W	Director, 10% Owner	X Exercise	2014-10-01	2014-10-03	21,829	$2.05	$44.7K	256,009	SEC↗
BIRD JEFFREY W	Director, 10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
BIRD JEFFREY W	Director, 10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
BIRD JEFFREY W	Director, 10% Owner	S Sale	2014-10-01	2014-10-03	11,863	$3.77	$44.7K	244,146	SEC↗
COXE TENCH	10% Owner	S Sale	2014-10-01	2014-10-03	33,020	$3.77	$124.5K	182,828	SEC↗
COXE TENCH	10% Owner	X Exercise	2014-10-01	2014-10-03	10,078	$2.05	$20.7K	300,357	SEC↗
COXE TENCH	10% Owner	X Exercise	2014-10-01	2014-10-03	60,758	$2.05	$124.6K	215,848	SEC↗
COXE TENCH	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
COXE TENCH	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
COXE TENCH	10% Owner	S Sale	2014-10-01	2014-10-03	5,477	$3.77	$20.6K	294,880	SEC↗
Dyckerhoff Stefan A	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
Dyckerhoff Stefan A	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
GAITHER JAMES C	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
GAITHER JAMES C	10% Owner	X Exercise	2014-10-01	2014-10-03	8,521	$2.05	$17.5K	54,231	SEC↗
GAITHER JAMES C	10% Owner	S Sale	2014-10-01	2014-10-03	4,630	$3.77	$17.5K	49,601	SEC↗
GAITHER JAMES C	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
Pullara Samuel J III	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
Pullara Samuel J III	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
SHEEHAN ANDREW T	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
SHEEHAN ANDREW T	10% Owner	S Sale	2014-10-01	2014-10-03	3,695	$3.77	$13.9K	78,165	SEC↗
SHEEHAN ANDREW T	10% Owner	X Exercise	2014-10-01	2014-10-03	6,802	$2.05	$13.9K	81,860	SEC↗
SHEEHAN ANDREW T	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
Speiser Michael L	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
Speiser Michael L	10% Owner	S Sale	2014-10-01	2014-10-03	571	$3.77	$2.2K	11,884	SEC↗
Speiser Michael L	10% Owner	X Exercise	2014-10-01	2014-10-03	1,051	$2.05	$2.2K	12,455	SEC↗
Speiser Michael L	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
SWEET DAVID E	10% Owner	S Sale	2014-10-01	2014-10-03	433	$3.77	$1.6K	11,312	SEC↗
SWEET DAVID E	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
SWEET DAVID E	10% Owner	X Exercise	2014-10-01	2014-10-03	3,798	$2.05	$7.8K	41,859	SEC↗
SWEET DAVID E	10% Owner	S Sale	2014-10-01	2014-10-03	2,064	$3.77	$7.8K	39,795	SEC↗
SWEET DAVID E	10% Owner	X Exercise	2014-10-01	2014-10-03	797	$2.05	$1.6K	11,745	SEC↗
SWEET DAVID E	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
WHITE JAMES N	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
WHITE JAMES N	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
WHITE JAMES N	10% Owner	X Exercise	2014-10-01	2014-10-03	23,704	$2.05	$48.6K	277,550	SEC↗
WHITE JAMES N	10% Owner	S Sale	2014-10-01	2014-10-03	12,881	$3.77	$48.6K	264,669	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise	2014-10-01	2014-10-03	2,452	$2.05	$5.0K	90,607	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise	2014-10-01	2014-10-03	417,050	$2.05	$855.0K	4,942,055	SEC↗
YOUNGER WILLIAM H JR	10% Owner	S Sale	2014-10-01	2014-10-03	1,332	$3.77	$5.0K	89,275	SEC↗
YOUNGER WILLIAM H JR	10% Owner	S Sale	2014-10-01	2014-10-03	226,657	$3.77	$854.5K	4,715,398	SEC↗
YOUNGER WILLIAM H JR	10% Owner	S Sale	2014-10-01	2014-10-03	14,407	$3.77	$54.3K	112,480	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise	2014-10-01	2014-10-03	26,509	$2.05	$54.3K	126,887	SEC↗
ANDERSON DAVID L	10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
ANDERSON DAVID L	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
BAKER G LEONARD JR	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
BAKER G LEONARD JR	10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
BIRD JEFFREY W	Director, 10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
BIRD JEFFREY W	Director, 10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
COXE TENCH	10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
COXE TENCH	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
Dyckerhoff Stefan A	10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
Dyckerhoff Stefan A	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
GAITHER JAMES C	10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
GAITHER JAMES C	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
Pullara Samuel J III	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
Pullara Samuel J III	10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
SHEEHAN ANDREW T	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
SHEEHAN ANDREW T	10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
Speiser Michael L	10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
Speiser Michael L	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
SUTTER HILL ENTREPRENEURS FUND	Director, 10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
BIRD JEFFREY W	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
SWEET DAVID E	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
SWEET DAVID E	10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
WHITE JAMES N	10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
WHITE JAMES N	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
YOUNGER WILLIAM H JR	10% Owner	S Sale	2014-06-20	2014-06-23	10,028	$4.01	$40.2K	0	SEC↗
YOUNGER WILLIAM H JR	10% Owner	S Sale	2014-06-20	2014-06-23	3,960	$4.01	$15.9K	0	SEC↗
SELICK HAROLD E	Chief Executive Officer	A Award deriv	2014-05-16	2014-05-19	325,000	—	$0	325,000	SEC↗
Fernandes Joel A	VP, Finance & Controller	A Award deriv	2014-05-16	2014-05-19	50,000	—	$0	50,000	SEC↗
Pearce Tillman	Chief Medical Officer	A Award deriv	2014-05-16	2014-05-19	145,000	—	$0	145,000	SEC↗
SIMON ROBERT L	Senior Vice President	A Award deriv	2014-05-16	2014-05-19	90,000	—	$0	90,000	SEC↗
Davar Nipun	Vice President	A Award deriv	2014-05-16	2014-05-19	70,000	—	$0	70,000	SEC↗
JAEGER WILFRED E	Director	A Award deriv	2014-05-16	2014-05-19	20,000	—	$0	20,000	SEC↗
Parkinson David Ross	Director	A Award deriv	2014-05-16	2014-05-19	20,000	—	$0	20,000	SEC↗
COZADD BRUCE C	Director	A Award deriv	2014-05-16	2014-05-19	20,000	—	$0	20,000	SEC↗
HOFFMANN DAVE	Director	A Award deriv	2014-05-16	2014-05-19	20,000	—	$0	20,000	SEC↗
PARKER GEORGE GC	Director	A Award deriv	2014-05-16	2014-05-19	20,000	—	$0	20,000	SEC↗
BIRD JEFFREY W	Director, 10% Owner	A Award deriv	2014-05-16	2014-05-19	20,000	—	$0	20,000	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-16	2014-01-17	91,449	$4.86	$444.4K	0	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-16	2014-01-17	4,907	$4.86	$23.8K	0	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-15	2014-01-15	10,204	$4.86	$49.6K	4,907	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-15	2014-01-15	189,796	$4.86	$922.4K	91,449	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-14	2014-01-15	5,000	$4.87	$24.4K	15,111	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-14	2014-01-15	93,000	$4.87	$452.9K	281,245	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-13	2014-01-15	6,477	$4.90	$31.7K	20,111	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-13	2014-01-15	120,479	$4.90	$590.3K	374,245	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-10	2014-01-10	14,286	$4.87	$69.6K	26,588	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-10	2014-01-10	265,714	$4.87	$1.29M	494,724	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-09	2014-01-10	10,204	$4.87	$49.7K	40,874	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-09	2014-01-10	189,796	$4.87	$924.3K	760,438	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-08	2014-01-10	231,456	$4.90	$1.13M	950,234	SEC↗
JAEGER WILFRED E	Director	S Sale	2014-01-08	2014-01-10	12,444	$4.90	$61.0K	51,078	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-15	2013-07-16	84,648	$5.52	$467.3K	1,181,690	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-15	2013-07-16	4,552	$5.52	$25.1K	63,522	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-12	2013-07-16	11,877	$5.54	$65.8K	68,074	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-12	2013-07-16	220,923	$5.54	$1.22M	1,266,338	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-11	2013-07-12	110,082	$5.52	$607.7K	1,487,261	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-11	2013-07-12	5,918	$5.52	$32.7K	79,951	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-10	2013-07-12	58,837	$5.50	$323.6K	1,597,343	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-10	2013-07-12	3,163	$5.50	$17.4K	85,869	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-05	2013-07-08	91,070	$5.48	$499.1K	1,656,180	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-05	2013-07-08	4,897	$5.48	$26.8K	89,032	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-03	2013-07-08	117,389	$5.56	$652.7K	1,747,250	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-07-03	2013-07-08	6,311	$5.56	$35.1K	93,929	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-06-19	2013-06-21	1,898	$5.50	$10.4K	1,864,639	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-06-19	2013-06-21	102	$5.50	$561	100,240	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-06-18	2013-06-19	67,862	$5.50	$373.2K	1,866,537	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-06-18	2013-06-19	3,649	$5.50	$20.1K	100,342	SEC↗
SELICK HAROLD E	Chief Executive Officer	X Exercise deriv	2013-06-17	2013-06-18	19,607	—	$0	0	SEC↗
SELICK HAROLD E	Chief Executive Officer	X Exercise	2013-06-17	2013-06-18	19,607	$1.86	$36.5K	403,928	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-06-17	2013-06-19	50,507	$5.53	$279.3K	1,934,399	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-06-17	2013-06-19	2,715	$5.53	$15.0K	103,991	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-06-10	2013-06-11	50,865	$5.50	$279.8K	1,984,906	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-06-10	2013-06-11	2,735	$5.50	$15.0K	106,706	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-06-07	2013-06-11	94,898	$5.47	$519.1K	2,035,771	SEC↗
JAEGER WILFRED E	Director	S Sale	2013-06-07	2013-06-11	5,102	$5.47	$27.9K	109,441	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	16,773	—	$0	0	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	1,540	—	$0	0	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
SUTTER HILL VENTURES	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
Pullara Samuel J III	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
SWEET DAVID E	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	5,864	—	$0	0	SEC↗
SWEET DAVID E	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	1,532	—	$0	0	SEC↗
SWEET DAVID E	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
Dyckerhoff Stefan A	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	18,939	—	$0	0	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	10,844	—	$0	0	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	4,716	—	$0	0	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	19,607	—	$0	0	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	22,502	—	$0	0	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
COXE TENCH	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
COXE TENCH	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	128,816	—	$0	0	SEC↗
GAITHER JAMES C	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	11,729	—	$0	0	SEC↗
GAITHER JAMES C	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	2,947	—	$0	0	SEC↗
GAITHER JAMES C	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
WHITE JAMES N	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
WHITE JAMES N	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	45,971	—	$0	0	SEC↗
BIRD JEFFREY W	Director, 10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
BIRD JEFFREY W	Director, 10% Owner	X Exercise deriv	2013-05-31	2013-06-04	38,747	—	$0	0	SEC↗
SHEEHAN ANDREW T	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	14,691	—	$0	0	SEC↗
SHEEHAN ANDREW T	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
Speiser Michael L	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	801,952	—	$0	0	SEC↗
Speiser Michael L	10% Owner	X Exercise deriv	2013-05-31	2013-06-04	2,021	—	$0	0	SEC↗
ANDERSON DAVID L	10% Owner	S Sale	2013-05-31	2013-06-04	5,450	$5.72	$31.2K	75,522	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise	2013-05-31	2013-06-04	16,773	$1.86	$31.2K	80,972	SEC↗
ANDERSON DAVID L	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
ANDERSON DAVID L	10% Owner	S Sale	2013-05-31	2013-06-04	500	$5.72	$2.9K	15,525	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise	2013-05-31	2013-06-04	1,540	$1.86	$2.9K	16,025	SEC↗
ANDERSON DAVID L	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
SUTTER HILL VENTURES	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
SUTTER HILL VENTURES	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
Pullara Samuel J III	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
Pullara Samuel J III	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
SWEET DAVID E	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
SWEET DAVID E	10% Owner	X Exercise	2013-05-31	2013-06-04	5,864	$1.86	$10.9K	39,966	SEC↗
SWEET DAVID E	10% Owner	S Sale	2013-05-31	2013-06-04	1,905	$5.72	$10.9K	38,061	SEC↗
SWEET DAVID E	10% Owner	X Exercise	2013-05-31	2013-06-04	1,532	$1.86	$2.8K	11,445	SEC↗
SWEET DAVID E	10% Owner	S Sale	2013-05-31	2013-06-04	497	$5.72	$2.8K	10,948	SEC↗
SWEET DAVID E	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
Dyckerhoff Stefan A	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
Dyckerhoff Stefan A	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
BAKER G LEONARD JR	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise	2013-05-31	2013-06-04	10,844	$1.86	$20.2K	74,947	SEC↗
BAKER G LEONARD JR	10% Owner	S Sale	2013-05-31	2013-06-04	3,523	$5.72	$20.2K	71,424	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
BAKER G LEONARD JR	10% Owner	X Exercise	2013-05-31	2013-06-04	18,939	$1.86	$35.2K	133,007	SEC↗
BAKER G LEONARD JR	10% Owner	S Sale	2013-05-31	2013-06-04	6,153	$5.72	$35.2K	126,854	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise	2013-05-31	2013-06-04	19,607	$1.86	$36.5K	106,749	SEC↗
YOUNGER WILLIAM H JR	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
YOUNGER WILLIAM H JR	10% Owner	S Sale	2013-05-31	2013-06-04	6,371	$5.72	$36.4K	100,378	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise	2013-05-31	2013-06-04	4,716	$1.86	$8.8K	89,687	SEC↗
YOUNGER WILLIAM H JR	10% Owner	X Exercise	2013-05-31	2013-06-04	22,502	$2.34	$52.7K	79,063	SEC↗
YOUNGER WILLIAM H JR	10% Owner	S Sale	2013-05-31	2013-06-04	7,311	$5.72	$41.8K	71,752	SEC↗
YOUNGER WILLIAM H JR	10% Owner	S Sale	2013-05-31	2013-06-04	1,532	$5.72	$8.8K	88,155	SEC↗
COXE TENCH	10% Owner	S Sale	2013-05-31	2013-06-04	41,858	$5.72	$239.4K	290,279	SEC↗
COXE TENCH	10% Owner	X Exercise	2013-05-31	2013-06-04	128,816	$1.86	$239.6K	332,137	SEC↗
COXE TENCH	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
COXE TENCH	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
GAITHER JAMES C	10% Owner	S Sale	2013-05-31	2013-06-04	3,811	$5.72	$21.8K	19,811	SEC↗
GAITHER JAMES C	10% Owner	X Exercise	2013-05-31	2013-06-04	11,729	$1.86	$21.8K	23,622	SEC↗
GAITHER JAMES C	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
GAITHER JAMES C	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
GAITHER JAMES C	10% Owner	X Exercise	2013-05-31	2013-06-04	2,947	$1.86	$5.5K	46,667	SEC↗
GAITHER JAMES C	10% Owner	S Sale	2013-05-31	2013-06-04	957	$5.72	$5.5K	45,710	SEC↗
WHITE JAMES N	10% Owner	S Sale	2013-05-31	2013-06-04	14,937	$5.72	$85.4K	253,846	SEC↗
WHITE JAMES N	10% Owner	X Exercise	2013-05-31	2013-06-04	45,971	$1.86	$85.5K	268,783	SEC↗
WHITE JAMES N	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
WHITE JAMES N	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
BIRD JEFFREY W	Director, 10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
BIRD JEFFREY W	Director, 10% Owner	X Exercise	2013-05-31	2013-06-04	38,747	$1.86	$72.1K	246,769	SEC↗
BIRD JEFFREY W	Director, 10% Owner	S Sale	2013-05-31	2013-06-04	12,589	$5.72	$72.0K	234,180	SEC↗
BIRD JEFFREY W	Director, 10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
SHEEHAN ANDREW T	10% Owner	X Exercise	2013-05-31	2013-06-04	14,691	$1.86	$27.3K	79,831	SEC↗
SHEEHAN ANDREW T	10% Owner	S Sale	2013-05-31	2013-06-04	4,773	$5.72	$27.3K	75,058	SEC↗
SHEEHAN ANDREW T	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
SHEEHAN ANDREW T	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
Speiser Michael L	10% Owner	X Exercise	2013-05-31	2013-06-04	801,952	$1.86	$1.49M	4,785,597	SEC↗
Speiser Michael L	10% Owner	S Sale	2013-05-31	2013-06-04	260,592	$5.72	$1.49M	4,525,005	SEC↗
Speiser Michael L	10% Owner	S Sale	2013-05-31	2013-06-04	656	$5.72	$3.8K	11,404	SEC↗
Speiser Michael L	10% Owner	X Exercise	2013-05-31	2013-06-04	2,021	$1.86	$3.8K	12,060	SEC↗
Pearce Tillman	Chief Medical Officer	S Sale	2013-05-22	2013-05-24	20,000	$5.63	$112.6K	0	SEC↗
Pearce Tillman	Chief Medical Officer	M Exercise	2013-05-22	2013-05-24	20,000	$3.46	$69.2K	20,000	SEC↗
BIRD JEFFREY W	Director, 10% Owner	A Award deriv	2013-05-17	2013-07-11	20,000	—	$0	20,000	SEC↗
Parkinson David Ross	Director	A Award deriv	2013-05-17	2013-05-20	20,000	—	$0	20,000	SEC↗
PARKER GEORGE GC	Director	A Award deriv	2013-05-17	2013-05-20	20,000	—	$0	20,000	SEC↗
JAEGER WILFRED E	Director	A Award deriv	2013-05-17	2013-05-20	20,000	—	$0	20,000	SEC↗
HOFFMANN DAVE	Director	A Award deriv	2013-05-17	2013-05-20	20,000	—	$0	20,000	SEC↗
COZADD BRUCE C	Director	A Award deriv	2013-05-17	2013-05-20	20,000	—	$0	20,000	SEC↗
BIRD JEFFREY W	Director, 10% Owner	A Award deriv	2013-05-17	2013-05-21	20,000	—	$0	20,000	SEC↗
Fernandes Joel A	VP, Finance and Controller	A Award deriv	2013-03-13	2013-03-25	90,000	—	$0	90,000	SEC↗
SELICK HAROLD E	Chief Executive Officer	A Award deriv	2013-03-13	2013-03-25	360,000	—	$0	360,000	SEC↗
Pearce Tillman	Chief Medical Officer	A Award deriv	2013-03-13	2013-03-25	140,000	—	$0	140,000	SEC↗
PARKER GEORGE GC	Director	M Exercise deriv	2012-10-11	2012-10-15	12,500	—	$0	0	SEC↗
PARKER GEORGE GC	Director	M Exercise deriv	2012-10-11	2012-10-15	10,000	—	$0	0	SEC↗
PARKER GEORGE GC	Director	M Exercise	2012-10-11	2012-10-15	12,500	$1.64	$20.5K	28,572	SEC↗