TNXP

Tonix Pharmaceuticals Holding Corp.CIK 1430306 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

$80.4K

4 trades · 2 insiders

Open-mkt sales · 90d

—

0 trades · 0 insiders

Net · 90d

$80.4K

Insiders on file

AI insights for TNXP PRO

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AI insights for TNXP

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

■ Open-market buys (P) ■ Open-market sales (S) · daily dollar value by transaction date

Insiders

Insider	Role	Trades	Bought	Sold	Last trade
LEDERMAN SETH	President and CEO	93	$1.33M	$0	2026-08-27
BAGGER RICHARD H	Director	11	$34.3K	$0	2026-08-20
SAENGER BRADLEY	Chief Financial Officer	32	$5.2K	$0	2026-06-30
Taylor Carolyn E.	Director	8	$30.0K	$0	2026-06-12
Stillwell Richard Newcomb	Director	6	$58.3K	$0	2026-06-08
Hunter James Randolph Jr	Director	2	$0	$0	2026-05-12
Treco James	Director	14	$18.7K	$0	2026-05-12
Bell Margaret Smith	Director	11	$5.0K	$0	2026-05-12
GRANGE DAVID L	Director	10	$0	$0	2026-05-12
OLUKOTUN ADEOYE Y	Director	11	$5.0K	$0	2026-05-12
Fogarty Siobhan	Chief Technology Officer	4	$0	$0	2026-02-24
MORRIS JESSICA EDGAR	Chief Operating Officer	28	$1.3K	$0	2026-02-24
SULLIVAN GREGORY M	Chief Medical Officer	41	$255.7K	$0	2026-02-24
Goodman Daniel Wintner	Director	4	$5.6K	$0	2021-05-25
Rhodes John B	Director	27	$120.0K	$0	2020-05-04
LANDRY DONALD W	Director	17	$0	$0	2019-05-06
GRACE PATRICK P	Director	17	$0	$0	2019-05-06
MARIO ERNEST	Director	52	$1.18M	$155.9K	2018-06-25
MATHER CHARLES E IV	Director	23	$14.0K	$0	2018-06-12
Saks Samuel R	Director	23	$150.0K	$0	2018-06-12
DAVIDSON STUART	Director	11	$0	$0	2017-06-20
DAUGHERTY BRUCE	See remarks	16	$203.7K	$0	2016-06-21
GERSHELL LELAND	Chief Financial Officer	19	$43.8K	$0	2015-09-28
KELLERMAN DONALD J	See Remarks	2	$0	$0	2014-10-29

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
LEDERMAN SETH	Chief Executive Officer	P Buy	2026-08-27	2026-08-31	2,000	$13.79	$27.6K	11,005	SEC↗
LEDERMAN SETH	Chief Executive Officer, Dir	P Buy	2026-08-27	2026-08-31	2,000	$13.79	$27.6K	11,005	SEC↗
BAGGER RICHARD H	Director	P Buy	2026-08-20	2026-08-24	1,000	$12.60	$12.6K	1,000	SEC↗
BAGGER RICHARD H	Director	P Buy	2026-08-20	2026-08-24	1,000	$12.60	$12.6K	1,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	J Other	2026-06-30	2026-07-09	1,453	$10.91	$15.9K	2,154	SEC↗
Taylor Carolyn E.	Director	P Buy	2026-06-12	2026-06-15	1,415	$10.55	$14.9K	1,833	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2026-06-09	2026-06-09	5,000	$11.79	$58.9K	9,005	SEC↗
Stillwell Richard Newcomb	Director	P Buy	2026-06-08	2026-06-09	5,000	$11.65	$58.3K	5,000	SEC↗
Taylor Carolyn E.	Director	A Award deriv	2026-05-12	2026-05-14	22,700	—	$0	22,700	SEC↗
BAGGER RICHARD H	Director	A Award deriv	2026-05-12	2026-05-14	22,700	—	$0	22,700	SEC↗
GRANGE DAVID L	Director	A Award deriv	2026-05-12	2026-05-14	22,700	—	$0	22,700	SEC↗
Treco James	Director	A Award deriv	2026-05-12	2026-05-14	22,700	—	$0	22,700	SEC↗
Hunter James Randolph Jr	Director	A Award deriv	2026-05-12	2026-05-14	22,700	—	$0	22,700	SEC↗
Bell Margaret Smith	Director	A Award deriv	2026-05-12	2026-05-14	22,700	—	$0	22,700	SEC↗
OLUKOTUN ADEOYE Y	Director	A Award deriv	2026-05-12	2026-05-14	22,700	—	$0	22,700	SEC↗
Stillwell Richard Newcomb	Director	A Award deriv	2026-05-12	2026-05-14	22,700	—	$0	22,700	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2026-03-31	2026-04-01	5,000	$12.62	$63.1K	20,001	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2026-03-18	2026-03-18	15,000	$14.89	$223.3K	15,001	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2026-02-24	2026-02-26	134,503	—	$0	134,503	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2026-02-24	2026-02-26	134,504	—	$0	134,504	SEC↗
Fogarty Siobhan	Chief Technology Officer	A Award deriv	2026-02-24	2026-02-26	39,012	—	$0	39,012	SEC↗
Fogarty Siobhan	Chief Technology Officer	A Award deriv	2026-02-24	2026-02-26	39,011	—	$0	39,011	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2026-02-24	2026-02-26	39,012	—	$0	39,012	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2026-02-24	2026-02-26	39,011	—	$0	39,011	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2026-02-24	2026-02-26	39,011	—	$0	39,011	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2026-02-24	2026-02-26	39,012	—	$0	39,012	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2026-02-24	2026-02-26	39,011	—	$0	39,011	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2026-02-24	2026-02-26	39,012	—	$0	39,012	SEC↗
Taylor Carolyn E.	Director	P Buy	2025-08-21	2025-08-21	418	$36.03	$15.1K	418	SEC↗
Treco James	Director	P Buy	2025-08-20	2025-08-20	250	$36.00	$9.0K	250	SEC↗
Hunter James Randolph Jr	Director	A Award deriv	2025-06-12	2025-06-13	7,740	—	$0	7,740	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2025-05-15	2025-05-15	4,000	$21.55	$86.2K	4,005	SEC↗
GRANGE DAVID L	Director	A Award deriv	2025-05-13	2025-05-15	10,000	—	$0	10,000	SEC↗
OLUKOTUN ADEOYE Y	Director	A Award deriv	2025-05-13	2025-05-15	10,000	—	$0	10,000	SEC↗
Stillwell Richard Newcomb	Director	A Award deriv	2025-05-13	2025-05-15	10,000	—	$0	10,000	SEC↗
BAGGER RICHARD H	Director	A Award deriv	2025-05-13	2025-05-15	10,000	—	$0	10,000	SEC↗
Taylor Carolyn E.	Director	A Award deriv	2025-05-13	2025-05-15	10,000	—	$0	10,000	SEC↗
Bell Margaret Smith	Director	A Award deriv	2025-05-13	2025-05-15	10,000	—	$0	10,000	SEC↗
Treco James	Director	A Award deriv	2025-05-13	2025-05-15	10,000	—	$0	10,000	SEC↗
Fogarty Siobhan	Chief Technology Officer	A Award deriv	2025-02-25	2025-02-27	13,500	—	$0	13,500	SEC↗
Fogarty Siobhan	Chief Technology Officer	A Award deriv	2025-02-25	2025-02-27	13,500	—	$0	13,500	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2025-02-25	2025-02-27	29,291	—	$0	29,291	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2025-02-25	2025-02-27	29,291	—	$0	29,291	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2025-02-25	2025-02-27	123,958	—	$0	123,958	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2025-02-25	2025-02-27	123,958	—	$0	123,958	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2025-02-25	2025-02-27	29,017	—	$0	29,017	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2025-02-25	2025-02-27	29,017	—	$0	29,017	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2025-02-25	2025-02-27	25,792	—	$0	25,792	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2025-02-25	2025-02-27	25,792	—	$0	25,792	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	J Other	2025-02-05	2025-02-27	1	—	$0	0	SEC↗
LEDERMAN SETH	Chief Executive Officer	J Other	2025-02-05	2025-02-27	0	$3.30	$1	1	SEC↗
LEDERMAN SETH	Chief Executive Officer	J Other	2025-02-05	2025-02-27	5	$3.38	$18	5	SEC↗
LEDERMAN SETH	Chief Executive Officer	J Other	2025-02-05	2025-02-27	1	$0.15	$0	0	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	J Other	2025-02-05	2025-02-27	0	$1.47	$0	0	SEC↗
SAENGER BRADLEY	Chief Financial Officer	J Other	2025-02-05	2025-02-27	0	—	$0	0	SEC↗
BAGGER RICHARD H	Director	J Other	2025-02-05	2025-02-28	0	$0.20	$0	0	SEC↗
Treco James	Director	J Other	2025-02-05	2025-02-28	0	$0.30	$0	0	SEC↗
Bell Margaret Smith	Director	J Other	2025-02-05	2025-02-28	1	$0.15	$0	0	SEC↗
OLUKOTUN ADEOYE Y	Director	J Other	2024-06-10	2025-02-28	1	$1.91	$2	0	SEC↗
BAGGER RICHARD H	Director	A Award deriv	2024-05-23	2024-05-24	104,621	—	$0	104,621	SEC↗
Bell Margaret Smith	Director	A Award deriv	2024-05-23	2024-05-24	104,621	—	$0	104,621	SEC↗
GRANGE DAVID L	Director	A Award deriv	2024-05-23	2024-05-24	104,621	—	$0	104,621	SEC↗
OLUKOTUN ADEOYE Y	Director	A Award deriv	2024-05-23	2024-05-24	104,621	—	$0	104,621	SEC↗
Stillwell Richard Newcomb	Director	A Award deriv	2024-05-23	2024-05-24	104,621	—	$0	104,621	SEC↗
Taylor Carolyn E.	Director	A Award deriv	2024-05-23	2024-05-24	104,621	—	$0	104,621	SEC↗
Treco James	Director	A Award deriv	2024-05-23	2024-05-24	104,621	—	$0	104,621	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2024-02-27	2024-02-29	358,000	—	$0	358,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2024-02-27	2024-02-29	358,000	—	$0	358,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2024-02-27	2024-02-29	317,000	—	$0	317,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2024-02-27	2024-02-29	317,000	—	$0	317,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2024-02-27	2024-02-29	282,000	—	$0	282,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2024-02-27	2024-02-29	282,000	—	$0	282,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2024-02-27	2024-02-29	1,309,911	—	$0	1,309,911	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2024-02-27	2024-02-29	1,903,680	—	$0	1,903,680	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2024-02-27	2024-02-29	235,320	—	$0	235,320	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2024-02-27	2024-03-06	1,309,911	—	$0	1,309,911	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2024-02-27	2024-03-06	1,903,680	—	$0	1,903,680	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2024-02-27	2024-03-06	235,320	—	$0	235,320	SEC↗
Treco James	Director	A Award deriv	2023-05-08	2023-05-10	60,000	—	$0	60,000	SEC↗
Taylor Carolyn E.	Director	A Award deriv	2023-05-08	2023-05-10	60,000	—	$0	60,000	SEC↗
Stillwell Richard Newcomb	Director	A Award deriv	2023-05-08	2023-05-10	60,000	—	$0	60,000	SEC↗
OLUKOTUN ADEOYE Y	Director	A Award deriv	2023-05-08	2023-05-10	60,000	—	$0	60,000	SEC↗
GRANGE DAVID L	Director	A Award deriv	2023-05-08	2023-05-10	60,000	—	$0	60,000	SEC↗
Bell Margaret Smith	Director	A Award deriv	2023-05-08	2023-05-10	60,000	—	$0	60,000	SEC↗
BAGGER RICHARD H	Director	A Award deriv	2023-05-08	2023-05-10	60,000	—	$0	60,000	SEC↗
Stillwell Richard Newcomb	Director	A Award deriv	2023-03-15	2023-03-16	83,000	—	$0	83,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2023-02-23	2023-02-24	700,000	—	$0	700,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2023-02-23	2023-02-24	700,000	—	$0	700,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2023-02-23	2023-02-24	207,500	—	$0	207,500	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2023-02-23	2023-02-24	207,500	—	$0	207,500	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2023-02-23	2023-02-24	200,000	—	$0	200,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2023-02-23	2023-02-24	200,000	—	$0	200,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2023-02-23	2023-02-24	220,000	—	$0	220,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2023-02-23	2023-02-24	220,000	—	$0	220,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2022-06-29	2022-07-01	20,000	$1.71	$34.2K	24,235	SEC↗
Treco James	Director	A Award deriv	2022-05-09	2022-05-11	2,131,500	—	$0	2,131,500	SEC↗
OLUKOTUN ADEOYE Y	Director	A Award deriv	2022-05-09	2022-05-11	2,131,500	—	$0	2,131,500	SEC↗
GRANGE DAVID L	Director	A Award deriv	2022-05-09	2022-05-11	2,131,500	—	$0	2,131,500	SEC↗
Bell Margaret Smith	Director	A Award deriv	2022-05-09	2022-05-11	2,131,500	—	$0	2,131,500	SEC↗
BAGGER RICHARD H	Director	A Award deriv	2022-05-09	2022-05-11	2,131,500	—	$0	2,131,500	SEC↗
Taylor Carolyn E.	Director	A Award deriv	2022-05-09	2022-05-11	2,131,500	—	$0	2,131,500	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2022-03-25	2022-03-28	100,000	$0.25	$25.0K	112,177	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2022-02-15	2022-02-17	5,000,000	—	$0	5,000,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2022-02-15	2022-02-17	5,000,000	—	$0	5,000,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2022-02-15	2022-02-17	5,000,000	—	$0	5,000,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2022-02-15	2022-02-17	5,000,000	—	$0	5,000,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2022-02-15	2022-02-17	1,100,000	—	$0	1,100,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2022-02-15	2022-02-17	1,100,000	—	$0	1,100,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2022-02-15	2022-02-17	1,100,000	—	$0	1,100,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2022-02-15	2022-02-17	1,100,000	—	$0	1,100,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2022-02-15	2022-02-17	900,000	—	$0	900,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2022-02-15	2022-02-17	900,000	—	$0	900,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2022-02-15	2022-02-17	900,000	—	$0	900,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2022-02-15	2022-02-17	900,000	—	$0	900,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2022-02-15	2022-02-17	1,250,000	—	$0	1,250,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2022-02-15	2022-02-17	1,250,000	—	$0	1,250,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2022-02-15	2022-02-17	1,250,000	—	$0	1,250,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2022-02-15	2022-02-17	1,250,000	—	$0	1,250,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2021-09-28	2021-09-28	12,000	$0.61	$7.3K	12,177	SEC↗
Taylor Carolyn E.	Director	A Award deriv	2021-07-16	2021-07-27	237,437	—	$0	237,437	SEC↗
Goodman Daniel Wintner	Director	P Buy	2021-05-25	2021-05-26	5,000	$1.12	$5.6K	5,001	SEC↗
BAGGER RICHARD H	Director	A Award deriv	2021-05-10	2021-05-12	270,882	—	$0	270,882	SEC↗
Bell Margaret Smith	Director	A Award deriv	2021-05-10	2021-05-12	270,882	—	$0	270,882	SEC↗
Goodman Daniel Wintner	Director	A Award deriv	2021-05-10	2021-05-12	270,882	—	$0	270,882	SEC↗
GRANGE DAVID L	Director	A Award deriv	2021-05-10	2021-05-12	270,882	—	$0	270,882	SEC↗
OLUKOTUN ADEOYE Y	Director	A Award deriv	2021-05-10	2021-05-12	270,882	—	$0	270,882	SEC↗
Treco James	Director	A Award deriv	2021-05-10	2021-05-12	270,882	—	$0	270,882	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2021-03-24	2021-03-25	16,733	$1.32	$22.1K	135,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2021-02-23	2021-02-25	750,000	—	$0	750,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2021-02-23	2021-02-25	750,000	—	$0	750,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2021-02-23	2021-02-25	540,000	—	$0	540,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2021-02-23	2021-02-25	540,000	—	$0	540,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2021-02-23	2021-02-25	540,000	—	$0	540,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2021-02-23	2021-02-25	540,000	—	$0	540,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2021-02-23	2021-02-25	3,000,000	—	$0	3,000,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2021-02-23	2021-02-25	3,000,000	—	$0	3,000,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award	2021-01-07	2021-02-25	41,322	$0.51	$21.1K	62,727	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2020-12-30	2021-01-04	35,000	$0.68	$23.8K	118,267	SEC↗
Treco James	Director	P Buy	2020-08-31	2020-09-01	5,500	$0.89	$4.9K	10,000	SEC↗
Bell Margaret Smith	Director	P Buy	2020-08-20	2020-08-24	5,391	$0.93	$5.0K	5,391	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	P Buy	2020-08-17	2020-08-19	20,000	$1.03	$20.6K	21,405	SEC↗
Treco James	Director	P Buy	2020-08-14	2020-08-17	4,500	$1.06	$4.8K	4,500	SEC↗
BAGGER RICHARD H	Director	P Buy	2020-08-13	2020-08-17	10,000	$0.91	$9.1K	10,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2020-08-13	2020-08-17	60,000	$0.91	$54.6K	83,267	SEC↗
OLUKOTUN ADEOYE Y	Director	P Buy	2020-08-13	2020-08-17	5,350	$0.94	$5.0K	5,350	SEC↗
BAGGER RICHARD H	Director	A Award deriv	2020-06-09	2020-06-11	68,750	—	$0	68,750	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2020-05-04	2020-05-06	2,000,000	—	$0	2,000,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2020-05-04	2020-05-06	2,000,000	—	$0	2,000,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2020-05-04	2020-05-06	500,000	—	$0	500,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2020-05-04	2020-05-06	500,000	—	$0	500,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2020-05-04	2020-05-06	360,000	—	$0	360,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2020-05-04	2020-05-06	360,000	—	$0	360,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2020-05-04	2020-05-06	360,000	—	$0	360,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2020-05-04	2020-05-06	360,000	—	$0	360,000	SEC↗
OLUKOTUN ADEOYE Y	Director	A Award deriv	2020-05-04	2020-05-06	75,000	—	$0	75,000	SEC↗
Goodman Daniel Wintner	Director	A Award deriv	2020-05-04	2020-05-06	75,000	—	$0	75,000	SEC↗
Treco James	Director	A Award deriv	2020-05-04	2020-05-06	112,500	—	$0	112,500	SEC↗
GRANGE DAVID L	Director	A Award deriv	2020-05-04	2020-05-06	75,000	—	$0	75,000	SEC↗
Rhodes John B	Director	A Award deriv	2020-05-04	2020-05-06	75,000	—	$0	75,000	SEC↗
Bell Margaret Smith	Director	A Award deriv	2020-05-04	2020-05-06	75,000	—	$0	75,000	SEC↗
Treco James	Director	A Award deriv	2020-03-16	2020-03-18	6,000	—	$0	6,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2020-02-25	2020-02-27	24,000	—	$0	24,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2020-02-25	2020-02-27	24,000	—	$0	24,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2020-02-25	2020-02-27	120,000	—	$0	120,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2020-02-25	2020-02-27	120,000	—	$0	120,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2020-02-25	2020-02-27	39,000	—	$0	39,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2020-02-25	2020-02-27	39,000	—	$0	39,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2020-02-25	2020-02-27	24,000	—	$0	24,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2020-02-25	2020-02-27	24,000	—	$0	24,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2019-12-03	2019-12-04	20,000	$1.16	$23.2K	23,267	SEC↗
Rhodes John B	Director	A Award deriv	2019-05-06	2019-05-08	45,000	—	$0	45,000	SEC↗
Bell Margaret Smith	Director	A Award deriv	2019-05-06	2019-05-08	30,000	—	$0	30,000	SEC↗
Treco James	Director	A Award deriv	2019-05-06	2019-05-08	30,000	—	$0	30,000	SEC↗
OLUKOTUN ADEOYE Y	Director	A Award deriv	2019-05-06	2019-05-08	30,000	—	$0	30,000	SEC↗
GRACE PATRICK P	Director	A Award deriv	2019-05-06	2019-05-08	30,000	—	$0	30,000	SEC↗
GRANGE DAVID L	Director	A Award deriv	2019-05-06	2019-05-08	30,000	—	$0	30,000	SEC↗
LANDRY DONALD W	Director	A Award deriv	2019-05-06	2019-05-08	30,000	—	$0	30,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2019-05-06	2019-05-08	28,835	—	$0	28,835	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2019-05-06	2019-05-08	28,835	—	$0	28,835	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2019-05-06	2019-05-08	28,835	—	$0	28,835	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2019-05-06	2019-05-08	28,835	—	$0	28,835	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2019-05-06	2019-05-08	43,252	—	$0	43,252	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2019-05-06	2019-05-08	43,253	—	$0	43,253	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2019-05-06	2019-05-08	129,757	—	$0	129,757	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2019-05-06	2019-05-08	129,758	—	$0	129,758	SEC↗
Goodman Daniel Wintner	Director	A Award deriv	2019-05-06	2019-05-08	30,000	—	$0	30,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2019-03-29	2019-04-01	5,000	$2.49	$12.5K	32,670	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2019-03-26	2019-03-28	25,000	$2.38	$59.5K	27,670	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2019-02-26	2019-02-27	23,265	—	$0	23,265	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2019-02-26	2019-02-27	23,265	—	$0	23,265	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2019-02-26	2019-02-27	7,755	—	$0	7,755	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2019-02-26	2019-02-27	7,755	—	$0	7,755	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2019-02-26	2019-02-27	5,170	—	$0	5,170	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2019-02-26	2019-02-27	5,170	—	$0	5,170	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2019-02-26	2019-02-27	5,170	—	$0	5,170	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2019-02-26	2019-02-27	5,170	—	$0	5,170	SEC↗
Treco James	Director	A Award deriv	2019-02-14	2019-02-19	10,000	—	$0	10,000	SEC↗
OLUKOTUN ADEOYE Y	Director	A Award deriv	2018-09-05	2018-09-07	15,000	—	$0	15,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2018-06-29	2018-07-02	500	$4.64	$2.3K	17,666	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2018-06-28	2018-06-29	500	$4.58	$2.3K	17,166	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2018-06-27	2018-06-28	500	$4.55	$2.3K	16,666	SEC↗
MARIO ERNEST	Director	P Buy	2018-06-25	2018-06-27	16,500	$4.48	$73.9K	50,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	P Buy	2018-06-14	2018-06-14	300	$4.19	$1.3K	1,638	SEC↗
SAENGER BRADLEY	Chief Financial Officer	P Buy	2018-06-14	2018-06-14	300	$4.10	$1.2K	3,079	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	P Buy	2018-06-14	2018-06-15	10,000	$3.97	$39.7K	20,482	SEC↗
Saks Samuel R	Director	A Award deriv	2018-06-12	2018-06-13	20,000	—	$0	20,000	SEC↗
Bell Margaret Smith	Director	A Award deriv	2018-06-12	2018-06-13	20,000	—	$0	20,000	SEC↗
Rhodes John B	Director	A Award deriv	2018-06-12	2018-06-13	30,000	—	$0	30,000	SEC↗
MATHER CHARLES E IV	Director	A Award deriv	2018-06-12	2018-06-13	20,000	—	$0	20,000	SEC↗
MARIO ERNEST	Director	A Award deriv	2018-06-12	2018-06-13	20,000	—	$0	20,000	SEC↗
LANDRY DONALD W	Director	A Award deriv	2018-06-12	2018-06-13	20,000	—	$0	20,000	SEC↗
GRANGE DAVID L	Director	A Award deriv	2018-06-12	2018-06-13	20,000	—	$0	20,000	SEC↗
GRACE PATRICK P	Director	A Award deriv	2018-06-12	2018-06-13	20,000	—	$0	20,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2018-06-12	2018-06-14	2,000	$4.37	$8.7K	20,463	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2018-06-12	2018-06-14	1,000	$4.37	$4.4K	16,166	SEC↗
Rhodes John B	Director	P Buy	2018-06-01	2018-06-06	7,500	$3.33	$25.0K	23,470	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2018-05-25	2018-05-30	4,000	$3.17	$12.7K	26,700	SEC↗
MATHER CHARLES E IV	Director	M Exercise	2018-02-27	2018-02-28	750	—	$0	12,580	SEC↗
GRANGE DAVID L	Director	A Award deriv	2018-02-13	2018-02-15	7,000	—	$0	7,000	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2018-02-13	2018-02-15	39,150	—	$0	39,150	SEC↗
MORRIS JESSICA EDGAR	Chief Operating Officer	A Award deriv	2018-02-13	2018-02-15	39,150	—	$0	39,150	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2018-02-13	2018-02-15	39,150	—	$0	39,150	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2018-02-13	2018-02-15	39,150	—	$0	39,150	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2018-02-13	2018-02-15	156,601	—	$0	156,601	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2018-02-13	2018-02-15	156,601	—	$0	156,601	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2018-02-13	2018-02-15	58,725	—	$0	58,725	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2018-02-13	2018-02-15	58,726	—	$0	58,726	SEC↗
MARIO ERNEST	Director	G Gift	2018-02-09	2018-03-09	10,000	—	$0	33,500	SEC↗
MARIO ERNEST	Director	G Gift	2018-02-09	2018-03-09	10,000	—	$0	0	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2017-12-26	2017-12-27	5,300	$3.61	$19.1K	22,700	SEC↗
MARIO ERNEST	Director	S Sale	2017-12-21	2017-12-22	5,000	$3.46	$17.3K	23,500	SEC↗
MARIO ERNEST	Director	S Sale	2017-12-20	2017-12-22	8,965	$3.44	$30.8K	28,500	SEC↗
MARIO ERNEST	Director	S Sale	2017-12-19	2017-12-22	6,035	$3.51	$21.2K	37,465	SEC↗
MARIO ERNEST	Director	S Sale	2017-12-18	2017-12-22	10,000	$3.57	$35.7K	43,500	SEC↗
MARIO ERNEST	Director	S Sale	2017-12-15	2017-12-22	5,000	$3.55	$17.8K	53,500	SEC↗
MARIO ERNEST	Director	S Sale	2017-12-14	2017-12-22	1,967	$3.58	$7.0K	55,467	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2017-08-17	2017-08-18	15,000	$3.00	$45.0K	50,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2017-08-16	2017-08-18	5,000	$2.99	$15.0K	35,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2017-06-30	2017-06-30	5,000	$4.33	$21.6K	30,000	SEC↗
MARIO ERNEST	Director	S Sale	2017-06-30	2017-06-30	6,105	$4.28	$26.1K	5,895	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2017-06-26	2017-06-26	5,000	$4.40	$22.0K	25,000	SEC↗
GRACE PATRICK P	Director	A Award deriv	2017-06-20	2017-06-21	20,000	—	$0	20,000	SEC↗
MATHER CHARLES E IV	Director	A Award deriv	2017-06-20	2017-06-21	20,000	—	$0	20,000	SEC↗
Rhodes John B	Director	A Award deriv	2017-06-20	2017-06-21	30,000	—	$0	30,000	SEC↗
Saks Samuel R	Director	A Award deriv	2017-06-20	2017-06-21	20,000	—	$0	20,000	SEC↗
LANDRY DONALD W	Director	A Award deriv	2017-06-20	2017-06-21	20,000	—	$0	20,000	SEC↗
DAVIDSON STUART	Director	A Award deriv	2017-06-20	2017-06-21	20,000	—	$0	20,000	SEC↗
MARIO ERNEST	Director	A Award deriv	2017-06-20	2017-06-21	20,000	—	$0	20,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2017-06-20	2017-06-20	20,000	$4.22	$84.4K	20,000	SEC↗
MATHER CHARLES E IV	Director	M Exercise deriv	2017-05-27	2018-03-09	750	—	$0	0	SEC↗
Rhodes John B	Director	M Exercise deriv	2017-05-27	2018-03-09	1,125	—	$0	0	SEC↗
MARIO ERNEST	Director	M Exercise deriv	2017-05-27	2018-03-09	750	—	$0	0	SEC↗
LANDRY DONALD W	Director	M Exercise deriv	2017-05-27	2018-03-09	750	—	$0	0	SEC↗
GRACE PATRICK P	Director	M Exercise deriv	2017-05-27	2018-03-09	750	—	$0	0	SEC↗
Saks Samuel R	Director	M Exercise deriv	2017-05-27	2018-03-09	750	—	$0	0	SEC↗
MATHER CHARLES E IV	Director	M Exercise	2017-05-27	2018-03-09	750	—	$0	3,283	SEC↗
Rhodes John B	Director	M Exercise	2017-05-27	2018-03-09	1,125	—	$0	15,970	SEC↗
MARIO ERNEST	Director	M Exercise	2017-05-27	2018-03-09	750	—	$0	64,572	SEC↗
LANDRY DONALD W	Director	M Exercise	2017-05-27	2018-03-09	750	—	$0	9,210	SEC↗
GRACE PATRICK P	Director	M Exercise	2017-05-27	2018-03-09	750	—	$0	2,755	SEC↗
Saks Samuel R	Director	M Exercise	2017-05-27	2018-03-09	750	—	$0	6,605	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2017-03-01	2017-03-01	75,000	—	$0	75,000	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	A Award deriv	2017-03-01	2017-03-01	75,000	—	$0	75,000	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2017-03-01	2017-03-01	47,500	—	$0	47,500	SEC↗
SAENGER BRADLEY	Chief Financial Officer	A Award deriv	2017-03-01	2017-03-01	47,500	—	$0	47,500	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2017-03-01	2017-03-01	160,000	—	$0	160,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	A Award deriv	2017-03-01	2017-03-01	160,000	—	$0	160,000	SEC↗
MATHER CHARLES E IV	Director	M Exercise deriv	2017-02-09	2018-03-09	750	—	$0	0	SEC↗
Rhodes John B	Director	M Exercise deriv	2017-02-09	2018-03-09	1,125	—	$0	0	SEC↗
MARIO ERNEST	Director	M Exercise deriv	2017-02-09	2018-03-09	750	—	$0	0	SEC↗
LANDRY DONALD W	Director	M Exercise deriv	2017-02-09	2018-03-09	750	—	$0	0	SEC↗
GRACE PATRICK P	Director	M Exercise deriv	2017-02-09	2018-03-09	750	—	$0	0	SEC↗
Saks Samuel R	Director	M Exercise deriv	2017-02-09	2018-03-09	750	—	$0	0	SEC↗
MATHER CHARLES E IV	Director	M Exercise	2017-02-09	2018-03-09	750	—	$0	2,533	SEC↗
Rhodes John B	Director	M Exercise	2017-02-09	2018-03-09	1,125	—	$0	14,845	SEC↗
MARIO ERNEST	Director	M Exercise	2017-02-09	2018-03-09	750	—	$0	63,822	SEC↗
LANDRY DONALD W	Director	M Exercise	2017-02-09	2018-03-09	750	—	$0	8,460	SEC↗
GRACE PATRICK P	Director	M Exercise	2017-02-09	2018-03-09	750	—	$0	2,005	SEC↗
Saks Samuel R	Director	M Exercise	2017-02-09	2018-03-09	750	—	$0	5,855	SEC↗
MARIO ERNEST	Director	P Buy	2016-11-23	2016-11-28	120,000	$0.41	$49.2K	120,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2016-11-21	2016-11-22	98,000	$0.43	$42.1K	133,000	SEC↗
MARIO ERNEST	Director	P Buy deriv	2016-10-31	2016-10-31	100,000	—	$0	100,000	SEC↗
Rhodes John B	Director	P Buy deriv	2016-10-31	2016-10-31	25,000	—	$0	25,000	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy deriv	2016-10-31	2016-10-31	10,000	—	$0	10,000	SEC↗
MARIO ERNEST	Director	P Buy	2016-10-31	2016-10-31	100,000	—	$0	630,724	SEC↗
Rhodes John B	Director	P Buy	2016-10-31	2016-10-31	25,000	—	$0	137,196	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2016-10-31	2016-10-31	10,000	—	$0	90,815	SEC↗
MARIO ERNEST	Director	P Buy	2016-09-13	2016-09-14	100,000	$0.79	$79.0K	530,724	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2016-06-22	2016-06-22	20,000	$2.08	$41.6K	20,000	SEC↗
DAUGHERTY BRUCE	See remarks	P Buy	2016-06-21	2016-06-21	100,000	$2.00	$200.0K	100,000	SEC↗
Rhodes John B	Director	P Buy	2016-06-21	2016-06-21	25,000	$2.00	$50.0K	112,196	SEC↗
LEDERMAN SETH	Chief Executive Officer	P Buy	2016-06-21	2016-06-21	25,000	$2.00	$50.0K	31,000	SEC↗
MARIO ERNEST	Director	P Buy	2016-06-21	2016-06-21	50,000	$2.00	$100.0K	430,724	SEC↗
Saks Samuel R	Director	P Buy	2016-06-21	2016-06-21	25,000	$2.00	$50.0K	63,550	SEC↗
SAENGER BRADLEY	Chief Financial Officer	P Buy	2016-06-21	2016-06-21	2,000	$2.00	$4.0K	6,039	SEC↗
Saks Samuel R	Director	P Buy	2016-06-21	2016-06-29	12,500	$2.00	$25.0K	51,050	SEC↗
SULLIVAN GREGORY M	Chief Medical Officer	P Buy	2016-06-03	2016-06-03	20,000	$2.50	$50.0K	43,185	SEC↗
MARIO ERNEST	Director	A Award deriv	2016-05-27	2016-05-31	7,500	—	$0	7,500	SEC↗
LANDRY DONALD W	Director	A Award deriv	2016-05-27	2016-05-31	7,500	—	$0	7,500	SEC↗
GRACE PATRICK P	Director	A Award deriv	2016-05-27	2016-05-31	7,500	—	$0	7,500	SEC↗