Open-mkt buys · 90d
—
0 trades · 0 insiders
Open-mkt sales · 90d
$120.6K
2 trades · 1 insiders
Net · 90d
$-120.6K
Insiders on file
28
Daily buy vs sell · 90 days
■ Open-market buys (P) ■ Open-market sales (S) · daily dollar value by transaction date
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| MORRIS W HOWARD | Director | 13 | $624.8K | $149.6K | 2026-09-15 |
| Angerthal Michael A | EVP, Chief Financial Officer | 73 | $24.3K | $6.88M | 2026-08-03 |
| Mandinach Barry M. | EVP, Head of Distribution | 51 | $0 | $4.08M | 2026-06-16 |
| Weisenseel John C | Director | 2 | $0 | $0 | 2026-05-20 |
| Greig Paul G | Director | 8 | $0 | $0 | 2026-05-20 |
| HOLT TIMOTHY A | Director | 17 | $0 | $0 | 2026-05-20 |
| BAIN PETER L | Director | 8 | $0 | $0 | 2026-05-20 |
| JONES MELODY L | Director | 13 | $0 | $0 | 2026-05-20 |
| Lieberman Elizabeth A | EVP, Chief HR Officer | 3 | $0 | $0 | 2026-03-13 |
| Purkalitis Andra C | EVP and CLO | 5 | $0 | $0 | 2026-03-13 |
| Smirl Richard W | EVP & Chief Operating Officer | 12 | $0 | $0 | 2026-03-13 |
| AYLWARD GEORGE R | President, CEO and Director | 68 | $0 | $0 | 2026-03-13 |
| Fleming Susan S. | Director | 25 | $0 | $1.20M | 2026-02-11 |
| PENA MARDELLE W | SVP, Human Resources | 47 | $0 | $462.6K | 2024-03-15 |
| ZARRILLI STEPHEN T | Director | 12 | $0 | $1.04M | 2024-03-06 |
| HILLS WENDY J | EVP, CLO, GC & Secretary | 13 | $0 | $0 | 2023-03-15 |
| BRADLEY WILLIAM PATRICK III | SVP, Fund Services | 63 | $0 | $2.66M | 2022-03-15 |
| WALTMAN FRANCIS G | EVP, Product Management | 50 | $0 | $3.73M | 2021-03-15 |
| TREANOR MARK C | Director | 14 | $0 | $4.9K | 2020-05-18 |
| Hooda Sheila | Director | 3 | $0 | $0 | 2019-05-15 |
| BAIO JAMES R | Director | 14 | $0 | $227.9K | 2019-05-15 |
| FLYNN MARK S | EVP, General Counsel, CCO | 20 | $0 | $0 | 2019-03-15 |
| BANK OF MONTREAL /CAN/ | 10% Owner | 1 | $0 | $161.54M | 2016-10-27 |
| COFFEY DIANE M | Director | 24 | $0 | $14.0K | 2015-05-28 |
| SWAN EDWARD M JR | Director | 10 | $0 | $115.1K | 2015-05-28 |
| CERUTTI JEFFREY | EVP, Head of Retail Dist. | 5 | $0 | $0 | 2014-03-14 |
| Sonoma Capital, LLC | 10% Owner | 4 | $0 | $784.1K | 2012-01-10 |
| BMO FINANCIAL CORP | 10% Owner | 2 | $0 | $0 | 2012-01-06 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| MORRIS W HOWARD | Director | S Sale | 2026-09-15 | 2026-09-15 | 435 | $138.59 | $60.3K | 0 | SEC↗ |
| MORRIS W HOWARD | Director | S Sale | 2026-09-15 | 2026-09-15 | 435 | $138.59 | $60.3K | 0 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 1,722 | $164.47 | $283.2K | 76,714 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 120 | $170.29 | $20.4K | 63,461 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 2,758 | $166.53 | $459.3K | 73,077 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 2,643 | $168.41 | $445.1K | 65,866 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 4,568 | $167.44 | $764.9K | 68,509 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 879 | $165.21 | $145.2K | 75,835 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 2,285 | $169.72 | $387.8K | 63,581 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 120 | $170.29 | $20.4K | 63,461 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 2,285 | $169.72 | $387.8K | 63,581 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 2,643 | $168.41 | $445.1K | 65,866 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 4,568 | $167.44 | $764.9K | 68,509 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 2,758 | $166.53 | $459.3K | 73,077 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 879 | $165.21 | $145.2K | 75,835 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2026-08-03 | 2026-08-04 | 1,722 | $164.47 | $283.2K | 76,714 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | S Sale | 2026-06-16 | 2026-06-17 | 500 | $145.25 | $72.6K | 10,815 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | S Sale | 2026-06-16 | 2026-06-17 | 4,500 | $144.71 | $651.2K | 11,315 | SEC↗ |
| BAIN PETER L | Director | A Award | 2026-05-20 | 2026-05-21 | 806 | $137.93 | $111.2K | 4,819 | SEC↗ |
| Greig Paul G | Director | A Award | 2026-05-20 | 2026-05-21 | 833 | $137.93 | $114.9K | 4,993 | SEC↗ |
| JONES MELODY L | Director | A Award | 2026-05-20 | 2026-05-21 | 842 | $137.93 | $116.1K | 9,714 | SEC↗ |
| MORRIS W HOWARD | Director | A Award | 2026-05-20 | 2026-05-21 | 779 | $137.93 | $107.4K | 5,086 | SEC↗ |
| Weisenseel John C | Director | A Award | 2026-05-20 | 2026-05-21 | 779 | $137.93 | $107.4K | 1,388 | SEC↗ |
| HOLT TIMOTHY A | Director | A Award | 2026-05-20 | 2026-05-21 | 1,377 | $137.93 | $189.9K | 33,178 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | A Award | 2026-03-13 | 2026-03-17 | 5,155 | $126.11 | $650.1K | 17,298 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | F Tax w/h | 2026-03-13 | 2026-03-17 | 1,121 | $126.11 | $141.4K | 12,026 | SEC↗ |
| Purkalitis Andra C | EVP and CLO | A Award | 2026-03-13 | 2026-03-17 | 2,578 | $126.11 | $325.1K | 5,430 | SEC↗ |
| Purkalitis Andra C | EVP and CLO | F Tax w/h | 2026-03-13 | 2026-03-17 | 390 | $126.11 | $49.2K | 2,840 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2026-03-13 | 2026-03-17 | 741 | $126.11 | $93.4K | 12,722 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2026-03-13 | 2026-03-17 | 3,093 | $126.11 | $390.1K | 15,815 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | A Award | 2026-03-13 | 2026-03-17 | 5,155 | $126.11 | $650.1K | 78,436 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | F Tax w/h | 2026-03-13 | 2026-03-17 | 772 | $126.11 | $97.4K | 73,281 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2026-03-13 | 2026-03-17 | 12,688 | $126.11 | $1.60M | 291,377 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2026-03-13 | 2026-03-17 | 3,940 | $126.11 | $496.9K | 278,689 | SEC↗ |
| Lieberman Elizabeth A | EVP, Chief HR Officer | A Award | 2026-03-13 | 2026-03-17 | 2,448 | $126.11 | $308.7K | 5,389 | SEC↗ |
| Lieberman Elizabeth A | EVP, Chief HR Officer | F Tax w/h | 2026-03-13 | 2026-03-17 | 143 | $126.11 | $18.0K | 2,941 | SEC↗ |
| MORRIS W HOWARD | Director | P Buy | 2026-03-12 | 2026-03-16 | 150 | $129.23 | $19.4K | 150 | SEC↗ |
| MORRIS W HOWARD | Director | P Buy | 2026-03-12 | 2026-03-16 | 1,900 | $129.62 | $246.3K | 4,307 | SEC↗ |
| MORRIS W HOWARD | Director | P Buy | 2026-03-12 | 2026-03-16 | 2,000 | $129.35 | $258.7K | 2,000 | SEC↗ |
| Fleming Susan S. | Director | S Sale | 2026-02-11 | 2026-02-11 | 1,000 | $142.22 | $142.2K | 12,677 | SEC↗ |
| Fleming Susan S. | Director | S Sale | 2026-02-11 | 2026-02-11 | 171 | $142.75 | $24.4K | 12,506 | SEC↗ |
| Fleming Susan S. | Director | S Sale | 2026-02-11 | 2026-02-11 | 2,151 | $142.32 | $306.1K | 10,355 | SEC↗ |
| Fleming Susan S. | Director | S Sale | 2025-12-11 | 2025-12-12 | 1,140 | $167.98 | $191.5K | 13,677 | SEC↗ |
| Fleming Susan S. | Director | S Sale | 2025-12-11 | 2025-12-12 | 1,819 | $168.49 | $306.5K | 14,817 | SEC↗ |
| HOLT TIMOTHY A | Director | A Award | 2025-05-14 | 2025-05-15 | 1,056 | $176.23 | $186.1K | 31,801 | SEC↗ |
| MORRIS W HOWARD | Director | A Award | 2025-05-14 | 2025-05-15 | 609 | $176.23 | $107.3K | 2,407 | SEC↗ |
| JONES MELODY L | Director | A Award | 2025-05-14 | 2025-05-15 | 659 | $176.23 | $116.1K | 8,872 | SEC↗ |
| Greig Paul G | Director | A Award | 2025-05-14 | 2025-05-15 | 652 | $176.23 | $114.9K | 4,160 | SEC↗ |
| Weisenseel John C | Director | A Award | 2025-05-14 | 2025-05-15 | 609 | $176.23 | $107.3K | 609 | SEC↗ |
| BAIN PETER L | Director | A Award | 2025-05-14 | 2025-05-15 | 609 | $176.23 | $107.3K | 4,013 | SEC↗ |
| Fleming Susan S. | Director | A Award | 2025-05-14 | 2025-05-15 | 652 | $176.23 | $114.9K | 16,636 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | F Tax w/h | 2025-05-02 | 2025-05-05 | 435 | $159.23 | $69.3K | 13,147 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2025-03-14 | 2025-03-18 | 3,648 | $173.32 | $632.3K | 273,397 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2025-03-14 | 2025-03-18 | 9,232 | — | $0 | 282,629 | SEC↗ |
| Purkalitis Andra C | EVP and CLO | A Award | 2025-03-14 | 2025-03-18 | 1,442 | — | $0 | 3,230 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | A Award | 2025-03-14 | 2025-03-18 | 2,668 | — | $0 | 74,053 | SEC↗ |
| Lieberman Elizabeth A | EVP, Chief HR Officer | A Award | 2025-03-14 | 2025-03-18 | 1,370 | — | $0 | 3,084 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | A Award | 2025-03-14 | 2025-03-18 | 2,885 | — | $0 | 13,557 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | F Tax w/h | 2025-03-14 | 2025-03-18 | 1,121 | $173.32 | $194.3K | 10,563 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2025-03-14 | 2025-03-18 | 686 | $173.32 | $118.9K | 11,732 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2025-03-14 | 2025-03-18 | 1,731 | — | $0 | 13,463 | SEC↗ |
| Fleming Susan S. | Director | G Gift | 2024-11-05 | 2024-11-05 | 400 | — | $0 | 15,984 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | S Sale | 2024-05-20 | 2024-05-21 | 7,886 | $234.00 | $1.85M | 12,418 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | S Sale | 2024-05-17 | 2024-05-21 | 77 | $234.00 | $18.0K | 20,304 | SEC↗ |
| BAIN PETER L | Director | A Award | 2024-05-15 | 2024-05-16 | 458 | $234.43 | $107.4K | 3,404 | SEC↗ |
| MORRIS W HOWARD | Director | A Award | 2024-05-15 | 2024-05-16 | 458 | $234.43 | $107.4K | 1,798 | SEC↗ |
| HOLT TIMOTHY A | Director | A Award | 2024-05-15 | 2024-05-16 | 794 | $234.43 | $186.1K | 30,745 | SEC↗ |
| Greig Paul G | Director | A Award | 2024-05-15 | 2024-05-16 | 479 | $234.43 | $112.3K | 3,508 | SEC↗ |
| Fleming Susan S. | Director | A Award | 2024-05-15 | 2024-05-16 | 485 | $234.43 | $113.7K | 16,384 | SEC↗ |
| JONES MELODY L | Director | A Award | 2024-05-15 | 2024-05-16 | 495 | $234.43 | $116.0K | 8,213 | SEC↗ |
| Purkalitis Andra C | EVP and CLO | A Award | 2024-03-15 | 2024-03-19 | 648 | — | $0 | 1,729 | SEC↗ |
| Purkalitis Andra C | EVP and CLO | A Award | 2024-03-15 | 2024-03-19 | 1,081 | — | $0 | 1,081 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | A Award | 2024-03-15 | 2024-03-19 | 2,162 | — | $0 | 11,684 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2024-03-15 | 2024-03-19 | 254 | $231.33 | $58.8K | 16,307 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2024-03-15 | 2024-03-19 | 109 | $231.33 | $25.2K | 16,561 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | A Award | 2024-03-15 | 2024-03-19 | 345 | — | $0 | 16,670 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2024-03-15 | 2024-03-19 | 1,297 | — | $0 | 20,381 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2024-03-15 | 2024-03-19 | 631 | — | $0 | 20,033 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2024-03-15 | 2024-03-19 | 293 | $231.33 | $67.8K | 19,740 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2024-03-15 | 2024-03-19 | 656 | $231.33 | $151.8K | 19,084 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | A Award | 2024-03-15 | 2024-03-19 | 2,000 | — | $0 | 71,385 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | A Award | 2024-03-15 | 2024-03-19 | 878 | — | $0 | 70,775 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | F Tax w/h | 2024-03-15 | 2024-03-19 | 407 | $231.33 | $94.2K | 70,368 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | F Tax w/h | 2024-03-15 | 2024-03-19 | 983 | $231.33 | $227.4K | 69,385 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2024-03-15 | 2024-03-19 | 3,295 | — | $0 | 275,119 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2024-03-15 | 2024-03-19 | 6,917 | — | $0 | 277,045 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2024-03-15 | 2024-03-19 | 1,527 | $231.33 | $353.2K | 273,592 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2024-03-15 | 2024-03-19 | 3,464 | $231.33 | $801.3K | 270,128 | SEC↗ |
| ZARRILLI STEPHEN T | Director | S Sale | 2024-03-06 | 2024-03-07 | 2,150 | $248.40 | $534.1K | 3,549 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2024-02-05 | 2024-02-05 | 10 | $234.55 | $2.3K | 69,897 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2024-02-05 | 2024-02-05 | 1,644 | $234.04 | $384.8K | 69,907 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2024-02-05 | 2024-02-05 | 2,712 | $233.09 | $632.1K | 71,551 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2024-02-05 | 2024-02-05 | 2,971 | $231.76 | $688.6K | 74,263 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2024-02-05 | 2024-02-05 | 256 | $230.66 | $59.0K | 77,234 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2024-02-05 | 2024-02-05 | 346 | $229.83 | $79.5K | 77,490 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2024-02-05 | 2024-02-05 | 98 | $228.34 | $22.4K | 77,836 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | S Sale | 2024-02-05 | 2024-02-05 | 12 | $226.43 | $2.7K | 77,934 | SEC↗ |
| ZARRILLI STEPHEN T | Director | A Award | 2023-05-17 | 2023-05-19 | 602 | $178.54 | $107.5K | 5,699 | SEC↗ |
| MORRIS W HOWARD | Director | A Award | 2023-05-17 | 2023-05-19 | 602 | $178.54 | $107.5K | 1,340 | SEC↗ |
| JONES MELODY L | Director | A Award | 2023-05-17 | 2023-05-19 | 651 | $178.54 | $116.2K | 7,718 | SEC↗ |
| HOLT TIMOTHY A | Director | A Award | 2023-05-17 | 2023-05-19 | 1,043 | $178.54 | $186.2K | 29,951 | SEC↗ |
| Greig Paul G | Director | A Award | 2023-05-17 | 2023-05-19 | 630 | $178.54 | $112.5K | 3,029 | SEC↗ |
| Fleming Susan S. | Director | A Award | 2023-05-17 | 2023-05-19 | 637 | $178.54 | $113.7K | 15,899 | SEC↗ |
| BAIN PETER L | Director | A Award | 2023-05-17 | 2023-05-19 | 602 | $178.54 | $107.5K | 2,946 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | F Tax w/h | 2023-03-15 | 2023-03-17 | 355 | $171.08 | $60.7K | 9,404 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | A Award | 2023-03-15 | 2023-03-17 | 2,923 | — | $0 | 9,653 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | A Award | 2023-03-15 | 2023-03-17 | 1,023 | — | $0 | 16,543 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2023-03-15 | 2023-03-17 | 218 | $171.08 | $37.3K | 16,325 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2023-03-15 | 2023-03-17 | 1,755 | — | $0 | 19,785 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2023-03-15 | 2023-03-17 | 383 | $171.08 | $65.5K | 19,402 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | F Tax w/h | 2023-03-15 | 2023-03-17 | 293 | $171.08 | $50.1K | 7,691 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | A Award | 2023-03-15 | 2023-03-17 | 1,316 | — | $0 | 7,984 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2023-03-15 | 2023-03-17 | 2,019 | $171.08 | $345.4K | 271,824 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2023-03-15 | 2023-03-17 | 9,352 | — | $0 | 273,843 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | A Award | 2023-03-15 | 2023-03-17 | 2,704 | — | $0 | 78,511 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | F Tax w/h | 2023-03-15 | 2023-03-17 | 565 | $171.08 | $96.7K | 77,946 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | A Award | 2023-03-13 | 2023-03-15 | 6,882 | — | $0 | 79,726 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | F Tax w/h | 2023-03-13 | 2023-03-15 | 729 | $173.07 | $126.2K | 75,807 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | F Tax w/h | 2023-03-13 | 2023-03-15 | 3,190 | $173.07 | $552.1K | 76,536 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2023-03-13 | 2023-03-15 | 287 | $173.07 | $49.7K | 15,520 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2023-03-13 | 2023-03-15 | 877 | $173.07 | $151.8K | 15,807 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | A Award | 2023-03-13 | 2023-03-15 | 2,709 | — | $0 | 16,684 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | A Award | 2023-03-13 | 2023-03-15 | 3,871 | — | $0 | 8,813 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | F Tax w/h | 2023-03-13 | 2023-03-15 | 410 | $173.07 | $71.0K | 6,668 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | F Tax w/h | 2023-03-13 | 2023-03-15 | 1,735 | $173.07 | $300.3K | 7,078 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2023-03-13 | 2023-03-15 | 524 | $173.07 | $90.7K | 18,030 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2023-03-13 | 2023-03-15 | 2,292 | $173.07 | $396.7K | 18,554 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2023-03-13 | 2023-03-15 | 4,946 | — | $0 | 20,846 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2023-03-13 | 2023-03-15 | 2,731 | $173.07 | $472.7K | 264,491 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2023-03-13 | 2023-03-15 | 11,959 | $173.07 | $2.07M | 267,222 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2023-03-13 | 2023-03-15 | 25,804 | — | $0 | 279,181 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | F Tax w/h | 2022-09-16 | 2022-09-19 | 1,169 | $185.87 | $217.3K | 4,942 | SEC↗ |
| MORRIS W HOWARD | Director | S Sale | 2022-05-27 | 2022-05-31 | 151 | $192.09 | $29.0K | 738 | SEC↗ |
| JONES MELODY L | Director | A Award | 2022-05-18 | 2022-05-20 | 635 | $175.00 | $111.1K | 7,067 | SEC↗ |
| Greig Paul G | Director | A Award | 2022-05-18 | 2022-05-20 | 614 | $175.00 | $107.5K | 2,399 | SEC↗ |
| BAIN PETER L | Director | A Award | 2022-05-18 | 2022-05-20 | 585 | $175.00 | $102.4K | 2,344 | SEC↗ |
| ZARRILLI STEPHEN T | Director | A Award | 2022-05-18 | 2022-05-20 | 585 | $175.00 | $102.4K | 5,097 | SEC↗ |
| Fleming Susan S. | Director | A Award | 2022-05-18 | 2022-05-20 | 621 | $175.00 | $108.7K | 15,262 | SEC↗ |
| MORRIS W HOWARD | Director | A Award | 2022-05-18 | 2022-05-20 | 585 | $175.00 | $102.4K | 889 | SEC↗ |
| HOLT TIMOTHY A | Director | A Award | 2022-05-18 | 2022-05-20 | 964 | $175.00 | $168.7K | 28,908 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | F Tax w/h | 2022-05-03 | 2022-05-05 | 282 | $177.81 | $50.1K | 3,900 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | A Award | 2022-05-03 | 2022-05-05 | 2,811 | — | $0 | 6,730 | SEC↗ |
| MORRIS W HOWARD | Director | P Buy | 2022-03-17 | 2022-03-18 | 435 | $231.00 | $100.5K | 435 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | F Tax w/h | 2022-03-15 | 2022-03-17 | 717 | $218.20 | $156.4K | 67,387 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | F Tax w/h | 2022-03-15 | 2022-03-17 | 2,884 | $218.20 | $629.3K | 64,503 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | A Award | 2022-03-15 | 2022-03-17 | 6,220 | — | $0 | 70,723 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | A Award | 2022-03-15 | 2022-03-17 | 2,121 | — | $0 | 72,844 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2022-03-15 | 2022-03-17 | 603 | $218.20 | $131.6K | 11,457 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2022-03-15 | 2022-03-17 | 1,375 | — | $0 | 15,900 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2022-03-15 | 2022-03-17 | 5,720 | — | $0 | 14,525 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2022-03-15 | 2022-03-17 | 2,652 | $218.20 | $578.7K | 8,805 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2022-03-15 | 2022-03-17 | 7,333 | — | $0 | 253,377 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2022-03-15 | 2022-03-17 | 3,001 | $218.20 | $654.8K | 231,358 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2022-03-15 | 2022-03-17 | 12,686 | $218.20 | $2.77M | 218,672 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2022-03-15 | 2022-03-17 | 27,372 | — | $0 | 246,044 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | F Tax w/h | 2022-03-15 | 2022-03-17 | 133 | $218.20 | $29.0K | 5,079 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | A Award | 2022-03-15 | 2022-03-17 | 1,032 | — | $0 | 6,111 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | A Award | 2022-03-15 | 2022-03-17 | 2,292 | — | $0 | 4,182 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | F Tax w/h | 2022-03-15 | 2022-03-17 | 262 | $218.20 | $57.2K | 8,829 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | A Award | 2022-03-15 | 2022-03-17 | 2,436 | — | $0 | 10,351 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | A Award | 2022-03-15 | 2022-03-17 | 630 | — | $0 | 10,981 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | F Tax w/h | 2022-03-15 | 2022-03-17 | 914 | $218.20 | $199.4K | 7,915 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2022-03-15 | 2022-03-17 | 279 | $218.20 | $60.9K | 11,775 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | A Award | 2022-03-15 | 2022-03-17 | 2,388 | — | $0 | 13,173 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | A Award | 2022-03-15 | 2022-03-17 | 802 | — | $0 | 13,975 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2022-03-15 | 2022-03-17 | 990 | $218.20 | $216.0K | 10,785 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2022-03-11 | 2022-03-15 | 524 | — | $0 | 12,060 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | F Tax w/h | 2022-03-11 | 2022-03-15 | 151 | — | $0 | 9,091 | SEC↗ |
| Angerthal Michael A | EVP, CFO & Treasurer | F Tax w/h | 2022-03-11 | 2022-03-15 | 729 | — | $0 | 68,104 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2022-03-11 | 2022-03-15 | 2,730 | — | $0 | 234,359 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | F Tax w/h | 2022-03-11 | 2022-03-15 | 410 | — | $0 | 5,212 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2022-03-11 | 2022-03-15 | 194 | — | $0 | 12,054 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | S Sale | 2021-12-15 | 2021-12-17 | 1,600 | $289.12 | $462.6K | 12,248 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | S Sale | 2021-12-14 | 2021-12-16 | 272 | $288.96 | $78.6K | 12,584 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | S Sale | 2021-12-14 | 2021-12-16 | 790 | $288.46 | $227.9K | 12,856 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | S Sale | 2021-12-14 | 2021-12-16 | 1,192 | $286.41 | $341.4K | 13,646 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | S Sale | 2021-12-14 | 2021-12-16 | 2,956 | $285.35 | $843.5K | 14,838 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | G Gift | 2021-12-14 | 2021-12-17 | 400 | — | $0 | 13,848 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-11-12 | 2021-11-15 | 300 | $335.00 | $100.5K | 9,242 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-11-05 | 2021-11-08 | 150 | $335.00 | $50.3K | 9,542 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-11-05 | 2021-11-08 | 150 | $332.50 | $49.9K | 9,692 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-11-03 | 2021-11-04 | 150 | $325.00 | $48.8K | 10,292 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-11-03 | 2021-11-04 | 300 | $330.00 | $99.0K | 9,842 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-11-03 | 2021-11-04 | 150 | $327.50 | $49.1K | 10,142 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-11-02 | 2021-11-04 | 153 | $327.50 | $50.1K | 10,594 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-11-02 | 2021-11-04 | 154 | $325.00 | $50.0K | 10,747 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-11-02 | 2021-11-04 | 152 | $330.00 | $50.2K | 10,442 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-08-13 | 2021-08-16 | 175 | $315.00 | $55.1K | 10,901 | SEC↗ |
| ZARRILLI STEPHEN T | Director | S Sale | 2021-08-03 | 2021-08-05 | 1,808 | $280.55 | $507.2K | 4,512 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-05-18 | 2021-05-18 | 1,000 | $280.00 | $280.0K | 11,076 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-05-18 | 2021-05-18 | 1,000 | $277.00 | $277.0K | 13,076 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-05-18 | 2021-05-18 | 1,000 | $278.00 | $278.0K | 12,076 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-05-18 | 2021-05-19 | 1,000 | $279.00 | $279.0K | 11,076 | SEC↗ |
| ZARRILLI STEPHEN T | Director | A Award | 2021-05-14 | 2021-05-17 | 367 | $268.04 | $98.4K | 6,320 | SEC↗ |
| JONES MELODY L | Director | A Award | 2021-05-14 | 2021-05-17 | 396 | $268.04 | $106.1K | 6,432 | SEC↗ |
| Greig Paul G | Director | A Award | 2021-05-14 | 2021-05-17 | 385 | $268.04 | $103.2K | 1,785 | SEC↗ |
| HOLT TIMOTHY A | Director | A Award | 2021-05-14 | 2021-05-17 | 617 | $268.04 | $165.4K | 27,944 | SEC↗ |
| MORRIS W HOWARD | Director | A Award | 2021-05-14 | 2021-05-17 | 304 | $268.04 | $81.5K | 304 | SEC↗ |
| BAIN PETER L | Director | A Award | 2021-05-14 | 2021-05-17 | 370 | $268.04 | $99.2K | 1,759 | SEC↗ |
| Fleming Susan S. | Director | A Award | 2021-05-14 | 2021-05-17 | 387 | $268.04 | $103.7K | 14,641 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | S Sale | 2021-05-07 | 2021-05-10 | 1,000 | $278.25 | $278.3K | 14,076 | SEC↗ |
| Smirl Richard W | EVP & Chief Operating Office | A Award | 2021-05-03 | 2021-05-05 | 1,823 | — | $0 | 1,823 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2021-03-15 | 2021-03-16 | 14,100 | — | $0 | 222,736 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2021-03-15 | 2021-03-16 | 8,620 | — | $0 | 231,356 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2021-03-15 | 2021-03-16 | 5,733 | — | $0 | 237,089 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | A Award | 2021-03-15 | 2021-03-16 | 603 | — | $0 | 14,248 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2021-03-15 | 2021-03-16 | 1,167 | — | $0 | 12,879 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | A Award | 2021-03-15 | 2021-03-16 | 766 | — | $0 | 13,645 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | A Award | 2021-03-15 | 2021-03-16 | 861 | — | $0 | 5,622 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | F Tax w/h | 2021-03-15 | 2021-03-16 | 1,254 | — | $0 | 13,842 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | A Award | 2021-03-15 | 2021-03-16 | 766 | — | $0 | 14,608 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | A Award | 2021-03-15 | 2021-03-16 | 468 | — | $0 | 15,076 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2021-03-15 | 2021-03-16 | 2,574 | — | $0 | 15,163 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2021-03-15 | 2021-03-16 | 1,532 | — | $0 | 16,695 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2021-03-15 | 2021-03-16 | 1,099 | — | $0 | 17,794 | SEC↗ |
| Angerthal Michael A | EVP, Chief Financial Officer | A Award | 2021-03-15 | 2021-03-16 | 1,532 | — | $0 | 67,304 | SEC↗ |
| Angerthal Michael A | EVP, Chief Financial Officer | F Tax w/h | 2021-03-15 | 2021-03-16 | 2,612 | — | $0 | 65,772 | SEC↗ |
| Angerthal Michael A | EVP, Chief Financial Officer | A Award | 2021-03-15 | 2021-03-16 | 1,529 | — | $0 | 68,833 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | A Award | 2021-03-15 | 2021-03-16 | 1,167 | — | $0 | 17,842 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | F Tax w/h | 2021-03-15 | 2021-03-16 | 2,121 | — | $0 | 15,143 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | A Award | 2021-03-15 | 2021-03-16 | 1,532 | — | $0 | 16,675 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2021-03-12 | 2021-03-16 | 2,730 | — | $0 | 236,836 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2021-03-12 | 2021-03-16 | 194 | — | $0 | 14,046 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | F Tax w/h | 2021-03-12 | 2021-03-16 | 410 | — | $0 | 4,761 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | F Tax w/h | 2021-03-12 | 2021-03-16 | 223 | — | $0 | 15,096 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2021-03-12 | 2021-03-16 | 524 | — | $0 | 17,737 | SEC↗ |
| Angerthal Michael A | EVP, Chief Financial Officer | F Tax w/h | 2021-03-12 | 2021-03-16 | 728 | — | $0 | 68,384 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | F Tax w/h | 2021-03-12 | 2021-03-16 | 472 | — | $0 | 17,264 | SEC↗ |
| Fleming Susan S. | Director | G Gift | 2021-02-03 | 2021-05-17 | 400 | — | $0 | 14,254 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | M Exercise deriv | 2020-08-17 | 2020-08-19 | 480 | — | $0 | 0 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | M Exercise | 2020-08-17 | 2020-08-19 | 480 | $25.51 | $12.2K | 14,451 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2020-08-17 | 2020-08-19 | 211 | $143.18 | $30.2K | 14,240 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | S Sale | 2020-08-13 | 2020-08-14 | 1,714 | $143.22 | $245.5K | 17,946 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | S Sale | 2020-08-13 | 2020-08-14 | 100 | $145.77 | $14.6K | 17,736 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | S Sale | 2020-08-13 | 2020-08-14 | 110 | $144.61 | $15.9K | 17,836 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | S Sale | 2020-08-13 | 2020-08-14 | 4,294 | $142.45 | $611.7K | 19,660 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | S Sale | 2020-08-13 | 2020-08-14 | 3,782 | $141.52 | $535.2K | 23,954 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | S Sale | 2020-08-12 | 2020-08-14 | 3,215 | $143.67 | $461.9K | 30,331 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | S Sale | 2020-08-12 | 2020-08-14 | 4,190 | $142.84 | $598.5K | 33,546 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | S Sale | 2020-08-12 | 2020-08-14 | 1,295 | $144.53 | $187.2K | 29,036 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | S Sale | 2020-08-12 | 2020-08-14 | 500 | $147.56 | $73.8K | 27,736 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | S Sale | 2020-08-12 | 2020-08-14 | 800 | $146.72 | $117.4K | 28,236 | SEC↗ |
| BAIN PETER L | Director | A Award | 2020-05-18 | 2020-05-19 | 1,177 | $89.16 | $104.9K | 1,389 | SEC↗ |
| Greig Paul G | Director | A Award | 2020-05-18 | 2020-05-19 | 1,188 | $89.16 | $105.9K | 1,400 | SEC↗ |
| Fleming Susan S. | Director | A Award | 2020-05-18 | 2020-05-19 | 1,158 | $89.16 | $103.2K | 14,754 | SEC↗ |
| HOLT TIMOTHY A | Director | A Award | 2020-05-18 | 2020-05-19 | 1,163 | $89.16 | $103.7K | 27,327 | SEC↗ |
| JONES MELODY L | Director | A Award | 2020-05-18 | 2020-05-19 | 1,191 | $89.16 | $106.2K | 6,036 | SEC↗ |
| TREANOR MARK C | Director | A Award | 2020-05-18 | 2020-05-19 | 1,892 | $89.16 | $168.7K | 30,305 | SEC↗ |
| ZARRILLI STEPHEN T | Director | A Award | 2020-05-18 | 2020-05-19 | 1,138 | $89.16 | $101.5K | 5,953 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | F Tax w/h | 2020-03-13 | 2020-03-17 | 2,454 | — | $0 | 34,143 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | A Award | 2020-03-13 | 2020-03-17 | 849 | — | $0 | 36,597 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | A Award | 2020-03-13 | 2020-03-17 | 3,593 | — | $0 | 37,736 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | A Award | 2020-03-13 | 2020-03-17 | 371 | — | $0 | 12,860 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | A Award | 2020-03-13 | 2020-03-17 | 1,855 | — | $0 | 13,971 | SEC↗ |
| PENA MARDELLE W | EVP, Chief HR Officer | F Tax w/h | 2020-03-13 | 2020-03-17 | 744 | — | $0 | 12,116 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | F Tax w/h | 2020-03-13 | 2020-03-17 | 747 | — | $0 | 13,877 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | A Award | 2020-03-13 | 2020-03-17 | 1,442 | — | $0 | 15,319 | SEC↗ |
| BRADLEY WILLIAM PATRICK III | EVP, Fund Services | A Award | 2020-03-13 | 2020-03-17 | 371 | — | $0 | 14,624 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | F Tax w/h | 2020-03-13 | 2020-03-17 | 2,531 | — | $0 | 14,874 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2020-03-13 | 2020-03-17 | 849 | — | $0 | 17,405 | SEC↗ |
| Mandinach Barry M. | EVP, Head of Distribution | A Award | 2020-03-13 | 2020-03-17 | 3,387 | — | $0 | 18,261 | SEC↗ |
| Angerthal Michael A | EVP, Chief Financial Officer | A Award | 2020-03-13 | 2020-03-17 | 4,712 | — | $0 | 69,112 | SEC↗ |
| Angerthal Michael A | EVP, Chief Financial Officer | A Award | 2020-03-13 | 2020-03-17 | 849 | — | $0 | 64,400 | SEC↗ |
| HILLS WENDY J | EVP, CLO, GC & Secretary | A Award | 2020-03-13 | 2020-03-17 | 2,650 | — | $0 | 5,171 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2020-03-13 | 2020-03-17 | 17,674 | — | $0 | 239,566 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2020-03-13 | 2020-03-17 | 9,523 | — | $0 | 221,892 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2020-03-13 | 2020-03-17 | 4,776 | — | $0 | 231,415 | SEC↗ |
| Fleming Susan S. | Director | G Gift | 2020-02-27 | 2020-05-19 | 400 | — | $0 | 13,596 | SEC↗ |
| TREANOR MARK C | Director | S Sale | 2019-12-23 | 2019-12-26 | 1 | $123.73 | $124 | 28,413 | SEC↗ |
| BAIN PETER L | Director | A Award | 2019-10-01 | 2019-10-03 | 212 | $105.74 | $22.4K | 212 | SEC↗ |
| Greig Paul G | Director | A Award | 2019-10-01 | 2019-10-03 | 212 | $105.74 | $22.4K | 212 | SEC↗ |
| HILLS WENDY J | EVP, CLO & General Counsel | A Award | 2019-09-16 | 2019-09-17 | 2,521 | — | $0 | 2,521 | SEC↗ |
| TREANOR MARK C | Director | A Award | 2019-05-15 | 2019-05-16 | 1,369 | $117.78 | $161.2K | 28,414 | SEC↗ |
| Fleming Susan S. | Director | A Award | 2019-05-15 | 2019-05-16 | 849 | $117.78 | $100.0K | 14,396 | SEC↗ |
| JONES MELODY L | Director | A Award | 2019-05-15 | 2019-05-16 | 925 | $117.78 | $108.9K | 4,845 | SEC↗ |
| BAIO JAMES R | Director | A Award | 2019-05-15 | 2019-05-16 | 883 | $117.78 | $104.0K | 15,405 | SEC↗ |
| ZARRILLI STEPHEN T | Director | A Award | 2019-05-15 | 2019-05-16 | 902 | $117.78 | $106.2K | 4,815 | SEC↗ |
| Hooda Sheila | Director | A Award | 2019-05-15 | 2019-05-16 | 859 | $117.78 | $101.2K | 2,603 | SEC↗ |
| HOLT TIMOTHY A | Director | A Award | 2019-05-15 | 2019-05-16 | 849 | $117.78 | $100.0K | 26,164 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | M Exercise deriv | 2019-03-19 | 2019-03-20 | 8,120 | $9.40 | $76.3K | 0 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | M Exercise deriv | 2019-03-19 | 2019-03-20 | 10,000 | $9.40 | $94.0K | 8,120 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2019-03-19 | 2019-03-20 | 4,021 | $102.29 | $411.3K | 226,639 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | M Exercise | 2019-03-19 | 2019-03-20 | 10,000 | $9.40 | $94.0K | 222,540 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | M Exercise | 2019-03-19 | 2019-03-20 | 8,120 | $9.40 | $76.3K | 230,660 | SEC↗ |
| Angerthal Michael A | EVP, Chief Financial Officer | M Exercise deriv | 2019-03-15 | 2019-03-19 | 3,867 | $9.40 | $36.3K | 0 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2019-03-15 | 2019-03-19 | 6,521 | — | $0 | 188,069 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2019-03-15 | 2019-03-19 | 8,620 | — | $0 | 198,852 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2019-03-15 | 2019-03-19 | 3,891 | — | $0 | 191,960 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | F Tax w/h | 2019-03-15 | 2019-03-19 | 1,728 | — | $0 | 190,232 | SEC↗ |
| AYLWARD GEORGE R | Director, CEO and President | A Award | 2019-03-15 | 2019-03-19 | 13,688 | — | $0 | 212,540 | SEC↗ |
| PENA MARDELLE W | EVP, Human Resources | F Tax w/h | 2019-03-15 | 2019-03-19 | 68 | — | $0 | 10,528 | SEC↗ |
| PENA MARDELLE W | EVP, Human Resources | F Tax w/h | 2019-03-15 | 2019-03-19 | 256 | — | $0 | 10,381 | SEC↗ |
| PENA MARDELLE W | EVP, Human Resources | A Award | 2019-03-15 | 2019-03-19 | 215 | — | $0 | 10,596 | SEC↗ |
| PENA MARDELLE W | EVP, Human Resources | A Award | 2019-03-15 | 2019-03-19 | 766 | — | $0 | 11,294 | SEC↗ |
| PENA MARDELLE W | EVP, Human Resources | A Award | 2019-03-15 | 2019-03-19 | 1,195 | — | $0 | 12,489 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | F Tax w/h | 2019-03-15 | 2019-03-19 | 321 | — | $0 | 31,852 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | A Award | 2019-03-15 | 2019-03-19 | 1,532 | — | $0 | 33,384 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | A Award | 2019-03-15 | 2019-03-19 | 2,364 | — | $0 | 35,748 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | F Tax w/h | 2019-03-15 | 2019-03-19 | 1,210 | — | $0 | 31,482 | SEC↗ |
| WALTMAN FRANCIS G | EVP, Product Management | A Award | 2019-03-15 | 2019-03-19 | 691 | — | $0 | 32,173 | SEC↗ |