Open-mkt buys · 90d
—
0 trades · 0 insiders
Open-mkt sales · 90d
—
0 trades · 0 insiders
Net · 90d
$0
Insiders on file
10
Daily buy vs sell · 90 days
No data yet.
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| GIN JERRY B | Director | 1 | $0 | $0 | 2016-03-30 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | 42 | $0 | $0 | 2016-02-12 |
| Underdown Brian J. | Director | 23 | $0 | $0 | 2015-11-11 |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFICER | 25 | $0 | $0 | 2015-11-11 |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | 28 | $0 | $0 | 2015-11-11 |
| SAXE JON S | Director | 27 | $0 | $0 | 2015-11-11 |
| RICE A. FRANKLIN | VP CORPORATE DEVELOPMENT | 1 | $0 | $0 | 2012-05-03 |
| Bonfiglio Gregory A. | Director | 1 | $0 | $0 | 2012-02-13 |
| Cato Allen Easley | 10% Owner | 7 | $0 | $6.1K | 2011-12-15 |
| CATO HOLDING CO | 10% Owner | 11 | $79.3K | $0 | 2011-12-15 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| GIN JERRY B | Director | A Award deriv | 2016-03-30 | 2016-03-31 | 25,000 | — | $0 | 25,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2016-02-12 | 2016-02-16 | 5,000 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2016-02-12 | 2016-02-16 | 2,500 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award | 2016-02-12 | 2016-02-16 | 5,625 | — | $0 | 26,234 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2015-11-11 | 2015-11-13 | 4,017 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2015-11-11 | 2015-11-13 | 4,017 | — | $0 | 4,017 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2015-11-11 | 2015-11-13 | 1,786 | — | $0 | 1,786 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2015-11-11 | 2015-11-13 | 1,786 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2015-11-11 | 2015-11-13 | 72,000 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2015-11-11 | 2015-11-13 | 72,000 | — | $0 | 72,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2015-11-11 | 2015-11-13 | 150,000 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2015-11-11 | 2015-11-13 | 150,000 | — | $0 | 150,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2015-11-11 | 2015-11-13 | 250,000 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2015-11-11 | 2015-11-13 | 250,000 | — | $0 | 250,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2015-11-11 | 2015-11-13 | 100,000 | — | $0 | 100,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | D To issuer deriv | 2015-11-11 | 2015-11-13 | 100,000 | — | $0 | 0 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | D To issuer deriv | 2015-11-11 | 2015-11-13 | 10,000 | — | $0 | 0 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2015-11-11 | 2015-11-13 | 10,000 | — | $0 | 10,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | D To issuer deriv | 2015-11-11 | 2015-11-13 | 5,000 | — | $0 | 0 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2015-11-11 | 2015-11-13 | 5,000 | — | $0 | 5,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | D To issuer deriv | 2015-11-11 | 2015-11-13 | 50,000 | — | $0 | 0 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2015-11-11 | 2015-11-13 | 50,000 | — | $0 | 50,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2015-11-11 | 2015-11-13 | 150,000 | — | $0 | 150,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | D To issuer deriv | 2015-11-11 | 2015-11-13 | 150,000 | — | $0 | 0 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2015-11-11 | 2015-11-13 | 100,000 | — | $0 | 100,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | D To issuer deriv | 2015-11-11 | 2015-11-13 | 100,000 | — | $0 | 0 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2015-11-11 | 2015-11-13 | 7,500 | — | $0 | 7,500 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | D To issuer deriv | 2015-11-11 | 2015-11-13 | 7,500 | — | $0 | 0 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2015-11-11 | 2015-11-13 | 2,500 | — | $0 | 2,500 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | D To issuer deriv | 2015-11-11 | 2015-11-13 | 2,500 | — | $0 | 0 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2015-11-11 | 2015-11-13 | 50,000 | — | $0 | 50,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | D To issuer deriv | 2015-11-11 | 2015-11-13 | 50,000 | — | $0 | 0 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2015-11-11 | 2015-11-13 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Underdown Brian J. | Director | D To issuer deriv | 2015-11-11 | 2015-11-13 | 50,000 | — | $0 | 0 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2015-11-11 | 2015-11-13 | 20,000 | — | $0 | 20,000 | SEC↗ |
| Underdown Brian J. | Director | D To issuer deriv | 2015-11-11 | 2015-11-13 | 20,000 | — | $0 | 0 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2015-11-11 | 2015-11-13 | 2,500 | — | $0 | 2,500 | SEC↗ |
| Underdown Brian J. | Director | D To issuer deriv | 2015-11-11 | 2015-11-13 | 2,500 | — | $0 | 0 | SEC↗ |
| Underdown Brian J. | Director | D To issuer deriv | 2015-11-11 | 2015-11-13 | 2,500 | — | $0 | 0 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2015-11-11 | 2015-11-13 | 7,500 | — | $0 | 7,500 | SEC↗ |
| Underdown Brian J. | Director | D To issuer deriv | 2015-11-11 | 2015-11-13 | 7,500 | — | $0 | 0 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2015-11-11 | 2015-11-13 | 2,500 | — | $0 | 2,500 | SEC↗ |
| SAXE JON S | Director | D To issuer deriv | 2015-11-11 | 2015-11-13 | 3,250 | — | $0 | 0 | SEC↗ |
| SAXE JON S | Director | D To issuer deriv | 2015-11-11 | 2015-11-13 | 50,000 | — | $0 | 0 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2015-11-11 | 2015-11-13 | 20,000 | — | $0 | 20,000 | SEC↗ |
| SAXE JON S | Director | D To issuer deriv | 2015-11-11 | 2015-11-13 | 20,000 | — | $0 | 0 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2015-11-11 | 2015-11-13 | 3,250 | — | $0 | 3,250 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2015-11-11 | 2015-11-13 | 50,000 | — | $0 | 50,000 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2015-11-11 | 2015-11-13 | 7,500 | — | $0 | 7,500 | SEC↗ |
| SAXE JON S | Director | D To issuer deriv | 2015-11-11 | 2015-11-13 | 7,500 | — | $0 | 0 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2015-11-11 | 2015-11-13 | 2,500 | — | $0 | 2,500 | SEC↗ |
| SAXE JON S | Director | D To issuer deriv | 2015-11-11 | 2015-11-13 | 2,500 | — | $0 | 0 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2015-09-02 | 2015-09-03 | 150,000 | — | $0 | 150,000 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2015-09-02 | 2015-09-03 | 50,000 | — | $0 | 50,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2015-09-02 | 2015-09-03 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2015-09-02 | 2015-09-03 | 250,000 | — | $0 | 250,000 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2015-09-02 | 2015-09-04 | 50,000 | — | $0 | 50,000 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2015-01-11 | 2015-01-13 | 20,000 | — | $0 | 20,000 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2015-01-11 | 2015-01-13 | 20,000 | — | $0 | 20,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2015-01-11 | 2015-01-13 | 150,000 | — | $0 | 150,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2015-01-11 | 2015-01-13 | 100,000 | — | $0 | 100,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2015-01-11 | 2015-01-13 | 50,000 | — | $0 | 50,000 | SEC↗ |
| SAXE JON S | Director | J Other deriv | 2014-03-19 | 2014-03-21 | 65,000 | — | $0 | 65,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | J Other deriv | 2014-03-19 | 2014-03-21 | 150,000 | — | $0 | 150,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | J Other deriv | 2014-03-19 | 2014-03-21 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Underdown Brian J. | Director | J Other deriv | 2014-03-19 | 2014-03-21 | 50,000 | — | $0 | 50,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | J Other deriv | 2014-03-19 | 2014-03-21 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2013-12-20 | 2013-12-24 | 100,000 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2013-12-20 | 2013-12-24 | 425,000 | — | $0 | 425,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2013-12-20 | 2013-12-24 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2013-12-20 | 2013-12-24 | 80,338 | — | $0 | 80,338 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2013-12-20 | 2013-12-24 | 80,338 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2013-12-20 | 2013-12-24 | 60,000 | — | $0 | 60,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2013-12-20 | 2013-12-24 | 60,000 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2013-12-20 | 2013-12-24 | 425,000 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2013-12-20 | 2013-12-24 | 1,000,000 | — | $0 | 1,000,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2013-12-20 | 2013-12-24 | 1,000,000 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2013-12-20 | 2013-12-24 | 22,500 | — | $0 | 22,500 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2013-12-20 | 2013-12-24 | 22,500 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2013-12-20 | 2013-12-24 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2013-12-20 | 2013-12-24 | 50,000 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2013-12-20 | 2013-12-24 | 35,714 | — | $0 | 35,714 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2013-12-20 | 2013-12-24 | 35,714 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2013-12-20 | 2013-12-24 | 40,000 | — | $0 | 40,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | D To issuer deriv | 2013-12-20 | 2013-12-24 | 40,000 | — | $0 | 0 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2013-12-20 | 2013-12-24 | 100,000 | — | $0 | 100,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | D To issuer deriv | 2013-12-20 | 2013-12-24 | 13,541 | — | $0 | 0 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2013-12-20 | 2013-12-24 | 6,251 | — | $0 | 6,251 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | D To issuer deriv | 2013-12-20 | 2013-12-24 | 86,459 | — | $0 | 0 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | D To issuer deriv | 2013-12-20 | 2013-12-24 | 6,251 | — | $0 | 0 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2013-12-20 | 2013-12-24 | 86,459 | — | $0 | 86,459 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2013-12-20 | 2013-12-24 | 6,249 | — | $0 | 6,249 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2013-12-20 | 2013-12-24 | 13,541 | — | $0 | 13,541 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | D To issuer deriv | 2013-12-20 | 2013-12-24 | 6,249 | — | $0 | 0 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2013-12-20 | 2013-12-24 | 1,000 | — | $0 | 1,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | D To issuer deriv | 2013-12-20 | 2013-12-24 | 1,000 | — | $0 | 0 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | D To issuer deriv | 2013-12-20 | 2013-12-24 | 150,000 | — | $0 | 0 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2013-12-20 | 2013-12-24 | 150,000 | — | $0 | 150,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | D To issuer deriv | 2013-12-20 | 2013-12-24 | 250,000 | — | $0 | 0 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2013-12-20 | 2013-12-24 | 250,000 | — | $0 | 250,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | D To issuer deriv | 2013-12-20 | 2013-12-24 | 100,000 | — | $0 | 0 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2013-12-20 | 2013-12-24 | 100,000 | — | $0 | 100,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | D To issuer deriv | 2013-12-20 | 2013-12-24 | 50,000 | — | $0 | 0 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2013-12-20 | 2013-12-24 | 50,000 | — | $0 | 50,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | A Award deriv | 2013-12-20 | 2013-12-24 | 25,000 | — | $0 | 25,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | D To issuer deriv | 2013-12-20 | 2013-12-24 | 25,000 | — | $0 | 0 | SEC↗ |
| Underdown Brian J. | Director | D To issuer deriv | 2013-12-20 | 2013-12-24 | 10,000 | — | $0 | 0 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2013-12-20 | 2013-12-24 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Underdown Brian J. | Director | D To issuer deriv | 2013-12-20 | 2013-12-24 | 125,000 | — | $0 | 0 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2013-12-20 | 2013-12-24 | 125,000 | — | $0 | 125,000 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2013-12-20 | 2013-12-24 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Underdown Brian J. | Director | D To issuer deriv | 2013-12-20 | 2013-12-24 | 50,000 | — | $0 | 0 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2013-12-20 | 2013-12-24 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Underdown Brian J. | Director | D To issuer deriv | 2013-12-20 | 2013-12-24 | 50,000 | — | $0 | 0 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2013-12-20 | 2013-12-26 | 7,500 | — | $0 | 7,500 | SEC↗ |
| SAXE JON S | Director | D To issuer deriv | 2013-12-20 | 2013-12-26 | 50,000 | — | $0 | 0 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2013-12-20 | 2013-12-26 | 50,000 | — | $0 | 50,000 | SEC↗ |
| SAXE JON S | Director | D To issuer deriv | 2013-12-20 | 2013-12-26 | 10,000 | — | $0 | 0 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2013-12-20 | 2013-12-26 | 150,000 | — | $0 | 150,000 | SEC↗ |
| SAXE JON S | Director | D To issuer deriv | 2013-12-20 | 2013-12-26 | 150,000 | — | $0 | 0 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2013-12-20 | 2013-12-26 | 20,000 | — | $0 | 20,000 | SEC↗ |
| SAXE JON S | Director | D To issuer deriv | 2013-12-20 | 2013-12-26 | 20,000 | — | $0 | 0 | SEC↗ |
| SAXE JON S | Director | D To issuer deriv | 2013-12-20 | 2013-12-26 | 7,500 | — | $0 | 0 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2013-12-20 | 2013-12-26 | 50,000 | — | $0 | 50,000 | SEC↗ |
| SAXE JON S | Director | D To issuer deriv | 2013-12-20 | 2013-12-26 | 50,000 | — | $0 | 0 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2013-12-20 | 2013-12-26 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award | 2013-12-20 | 2013-12-24 | 100,000 | — | $0 | 100,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO AND SECRETARY | A Award deriv | 2013-10-27 | 2013-10-29 | 20,000 | — | $0 | 20,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | M Exercise deriv | 2013-10-15 | 2013-10-15 | 10,000 | — | $0 | 1,440,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | M Exercise | 2013-10-15 | 2013-10-15 | 10,000 | $0.64 | $6.4K | 312,174 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | M Exercise deriv | 2013-06-27 | 2013-06-27 | 50,000 | — | $0 | 1,450,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | M Exercise | 2013-06-27 | 2013-06-27 | 50,000 | $0.64 | $32.0K | 302,174 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | J Other deriv | 2013-03-03 | 2013-03-05 | 1,500,000 | — | $0 | 1,500,000 | SEC↗ |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFIC | J Other deriv | 2013-03-03 | 2013-03-05 | 1,000,000 | — | $0 | 1,000,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO | J Other deriv | 2013-03-03 | 2013-03-05 | 200,000 | — | $0 | 200,000 | SEC↗ |
| Underdown Brian J. | Director | J Other deriv | 2013-03-03 | 2013-03-05 | 150,000 | — | $0 | 150,000 | SEC↗ |
| SAXE JON S | Director | J Other deriv | 2013-03-03 | 2013-03-06 | 150,000 | — | $0 | 150,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award deriv | 2012-12-06 | 2012-12-06 | 50,000 | — | $0 | 50,000 | SEC↗ |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | A Award | 2012-12-06 | 2012-12-06 | 100,000 | $0.50 | $50.0K | 252,174 | SEC↗ |
| DOTSON JERROLD DUANE | CFO | D To issuer deriv | 2012-10-30 | 2012-11-01 | 50,000 | — | $0 | 0 | SEC↗ |
| DOTSON JERROLD DUANE | CFO | A Award deriv | 2012-10-30 | 2012-11-01 | 100,000 | — | $0 | 100,000 | SEC↗ |
| DOTSON JERROLD DUANE | CFO | D To issuer deriv | 2012-10-30 | 2012-11-01 | 2,500 | — | $0 | 0 | SEC↗ |
| DOTSON JERROLD DUANE | CFO | D To issuer deriv | 2012-10-30 | 2012-11-01 | 10,000 | — | $0 | 0 | SEC↗ |
| DOTSON JERROLD DUANE | CFO | A Award deriv | 2012-10-30 | 2012-11-01 | 12,500 | — | $0 | 12,500 | SEC↗ |
| RICE A. FRANKLIN | VP CORPORATE DEVELOPMENT | G Gift | 2012-05-03 | 2012-05-07 | 50,000 | — | $0 | 174,046 | SEC↗ |
| Underdown Brian J. | Director | A Award deriv | 2012-02-13 | 2012-02-15 | 50,000 | — | $0 | 50,000 | SEC↗ |
| SAXE JON S | Director | A Award deriv | 2012-02-13 | 2012-02-15 | 50,000 | — | $0 | 0 | SEC↗ |
| Bonfiglio Gregory A. | Director | A Award deriv | 2012-02-13 | 2012-02-15 | 50,000 | — | $0 | 50,000 | SEC↗ |
| CATO HOLDING CO | 10% Owner | C Conversion deriv | 2011-12-15 | 2012-01-09 | 46,542 | $1.75 | $81.4K | 0 | SEC↗ |
| CATO HOLDING CO | 10% Owner | C Conversion deriv | 2011-12-15 | 2012-01-09 | 212,166 | $2.50 | $530.4K | 0 | SEC↗ |
| CATO HOLDING CO | 10% Owner | C Conversion deriv | 2011-12-15 | 2012-01-09 | 2,916 | $2.10 | $6.1K | 0 | SEC↗ |
| CATO HOLDING CO | 10% Owner | C Conversion deriv | 2011-12-15 | 2012-01-09 | 162,500 | $2.00 | $325.0K | 0 | SEC↗ |
| Cato Allen Easley | 10% Owner | X Exercise deriv | 2011-12-15 | 2012-01-09 | 11,363 | $0.88 | $10.0K | 28,067 | SEC↗ |
| Cato Allen Easley | 10% Owner | S Sale deriv | 2011-12-15 | 2012-01-09 | 6,988 | $0.88 | $6.1K | 28,067 | SEC↗ |
| Cato Allen Easley | 10% Owner | X Exercise deriv | 2011-12-15 | 2012-01-09 | 2,916 | $1.05 | $3.1K | 0 | SEC↗ |
| Cato Allen Easley | 10% Owner | X Exercise deriv | 2011-12-15 | 2012-01-09 | 46,542 | $0.88 | $41.0K | 0 | SEC↗ |
| Cato Allen Easley | 10% Owner | X Exercise deriv | 2011-12-15 | 2012-01-09 | 162,500 | $1.00 | $162.5K | 0 | SEC↗ |
| Cato Allen Easley | 10% Owner | X Exercise deriv | 2011-12-15 | 2012-01-09 | 212,166 | $1.25 | $265.2K | 0 | SEC↗ |
| CATO HOLDING CO | 10% Owner | X Exercise deriv | 2011-12-15 | 2012-01-09 | 162,500 | $1.00 | $162.5K | 0 | SEC↗ |
| CATO HOLDING CO | 10% Owner | X Exercise deriv | 2011-12-15 | 2012-01-09 | 212,166 | $1.25 | $265.2K | 0 | SEC↗ |
| CATO HOLDING CO | 10% Owner | X Exercise deriv | 2011-12-15 | 2012-01-09 | 2,916 | $1.05 | $3.1K | 0 | SEC↗ |
| CATO HOLDING CO | 10% Owner | X Exercise deriv | 2011-12-15 | 2012-01-09 | 46,542 | $0.88 | $41.0K | 0 | SEC↗ |
| CATO HOLDING CO | 10% Owner | P Buy deriv | 2011-12-15 | 2012-01-09 | 34,940 | $2.27 | $79.3K | 0 | SEC↗ |
| CATO HOLDING CO | 10% Owner | C Conversion | 2011-12-15 | 2012-01-09 | 424,124 | $471727.26 | $200.07B | 3,310,836 | SEC↗ |
| Cato Allen Easley | 10% Owner | C Conversion | 2011-12-15 | 2012-01-09 | 11,363 | $9999.44 | $113.62M | 28,497 | SEC↗ |
| CATO HOLDING CO | 10% Owner | X Exercise | 2011-12-15 | 2012-01-09 | 424,124 | — | $0 | 3,310,836 | SEC↗ |