COHEN PETER A
Insider CIK 1042589 · COOL Director · COWN Chairman, CEO and President, Director, 10% owner · TMPS Director, 10% owner · AANC Chief Executive Officer, Director · SGMS Director
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| PTE POLARITYTE, INC. | A Award | 2022-10-01 | 2022-10-04 | 50,900 | $0.87 | $44.3K | 58,143 | SEC↗ |
| PTE POLARITYTE, INC. | S Sale | 2022-08-17 | 2022-08-17 | 8,555 | $1.28 | $11.0K | 7,243 | SEC↗ |
| PTE POLARITYTE, INC. | S Sale | 2022-08-16 | 2022-08-16 | 15,106 | $1.33 | $20.1K | 757,515 | SEC↗ |
| NONE Andover National Corp | S Sale | 2021-11-23 | 2021-11-23 | 20,299 | $11.00 | $223.3K | 432,228 | SEC↗ |
| NONE Andover National Corp | C Conversion deriv | 2021-11-01 | 2021-11-02 | 81,198 | — | $0 | 0 | SEC↗ |
| NONE Andover National Corp | P Buy deriv | 2021-11-01 | 2021-11-02 | 40,599 | $11.00 | $446.6K | 81,198 | SEC↗ |
| NONE Andover National Corp | C Conversion | 2021-11-01 | 2021-11-02 | 81,198 | — | $0 | 452,527 | SEC↗ |
| NONE Andover National Corp | A Award | 2021-10-05 | 2021-10-05 | 52,085 | — | $0 | 371,329 | SEC↗ |
| NONE Andover National Corp | D To issuer | 2021-10-05 | 2021-10-05 | 41,667 | — | $0 | 319,244 | SEC↗ |
| PTE POLARITYTE, INC. | A Award | 2021-10-01 | 2021-10-04 | 30,731 | $0.65 | $20.0K | 772,621 | SEC↗ |
| PTE POLARITYTE, INC. | A Award | 2021-07-01 | 2021-07-02 | 37,438 | $1.00 | $37.4K | 741,890 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2021-06-09 | 2021-06-11 | 1,394 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2021-06-09 | 2021-06-11 | 5,783 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2021-06-09 | 2021-06-11 | 8,372 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2021-06-09 | 2021-06-11 | 1,555 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2021-06-09 | 2021-06-11 | 17,104 | — | $0 | 295,553 | SEC↗ |
| PTE POLARITYTE, INC. | P Buy | 2021-05-18 | 2021-05-19 | 265,000 | $0.98 | $259.7K | 704,452 | SEC↗ |
| PTE POLARITYTE, INC. | A Award | 2021-04-01 | 2021-04-05 | 33,558 | $1.11 | $37.2K | 439,452 | SEC↗ |
| NONE Andover National Corp | P Buy | 2021-02-11 | 2021-02-11 | 45,455 | $11.00 | $500.0K | 360,911 | SEC↗ |
| NONE Andover National Corp | A Award | 2021-02-01 | 2021-02-03 | 30,000 | — | $0 | 315,456 | SEC↗ |
| PTE POLARITYTE, INC. | A Award | 2021-01-01 | 2021-01-05 | 172,426 | $0.68 | $117.2K | 405,894 | SEC↗ |
| PTE POLARITYTE, INC. | A Award | 2020-10-01 | 2020-10-05 | 36,165 | $1.03 | $37.2K | 233,468 | SEC↗ |
| PTE POLARITYTE, INC. | A Award | 2020-07-01 | 2020-07-06 | 29,330 | $1.27 | $37.2K | 197,303 | SEC↗ |
| PTE POLARITYTE, INC. | M Exercise deriv | 2020-06-29 | 2020-06-30 | 7,500 | — | $0 | 7,500 | SEC↗ |
| PTE POLARITYTE, INC. | M Exercise | 2020-06-29 | 2020-06-30 | 7,500 | — | $0 | 167,973 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2020-06-19 | 2020-06-19 | 1,555 | — | $0 | 1,555 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2020-06-19 | 2020-06-26 | 1,555 | — | $0 | 1,555 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2020-06-19 | 2020-06-19 | 1,555 | — | $0 | 276,894 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2020-06-19 | 2020-06-26 | 1,555 | — | $0 | 278,449 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2020-06-15 | 2020-06-15 | 4,339 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2020-06-15 | 2020-06-15 | 4,339 | — | $0 | 276,894 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2020-06-13 | 2020-06-15 | 697 | — | $0 | 1,394 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2020-06-13 | 2020-06-15 | 697 | — | $0 | 272,555 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2020-06-12 | 2020-06-12 | 1,927 | — | $0 | 5,783 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2020-06-12 | 2020-06-12 | 1,927 | — | $0 | 271,858 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | A Award deriv | 2020-06-10 | 2020-06-12 | 8,372 | — | $0 | 8,372 | SEC↗ |
| PTE POLARITYTE, INC. | A Award | 2020-04-01 | 2020-04-03 | 18,518 | — | $0 | 160,473 | SEC↗ |
| NONE Andover National Corp | P Buy | 2020-01-30 | 2020-01-30 | 22,728 | $11.00 | $250.0K | 285,456 | SEC↗ |
| PTE POLARITYTE, INC. | A Award | 2020-01-02 | 2020-01-06 | 45,095 | — | $0 | 137,935 | SEC↗ |
| PTE POLARITYTE, INC. | M Exercise | 2019-12-29 | 2019-12-30 | 7,500 | — | $0 | 92,840 | SEC↗ |
| NONE Andover National Corp | A Award | 2019-12-06 | 2019-12-09 | 22,728 | $11.00 | $250.0K | 262,728 | SEC↗ |
| NONE Andover National Corp | A Award | 2019-11-25 | 2019-11-26 | 40,000 | — | $0 | 240,000 | SEC↗ |
| PTE POLARITYTE, INC. | A Award | 2019-10-01 | 2019-10-03 | 5,340 | — | $0 | 85,340 | SEC↗ |
| AANC Andover National Corp | J Other | 2019-09-03 | 2019-09-05 | 584,820 | — | $0 | 200,000 | SEC↗ |
| AANC Andover National Corp | J Other | 2019-09-03 | 2019-09-05 | 459,401 | — | $0 | 40,599 | SEC↗ |
| PTE POLARITYTE, INC. | M Exercise deriv | 2019-06-29 | 2019-12-30 | 7,500 | — | $0 | 7,500 | SEC↗ |
| PTE POLARITYTE, INC. | M Exercise deriv | 2019-06-29 | 2019-07-02 | 7,500 | — | $0 | 15,000 | SEC↗ |
| PTE POLARITYTE, INC. | M Exercise | 2019-06-29 | 2019-07-02 | 7,500 | — | $0 | 80,000 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2019-06-19 | 2019-06-21 | 1,555 | — | $0 | 3,110 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2019-06-19 | 2019-06-21 | 1,555 | — | $0 | 269,931 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2019-06-15 | 2019-06-17 | 4,338 | — | $0 | 4,339 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2019-06-15 | 2019-06-17 | 4,338 | — | $0 | 268,376 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2019-06-13 | 2019-06-17 | 696 | — | $0 | 2,091 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2019-06-13 | 2019-06-17 | 696 | — | $0 | 264,038 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | A Award deriv | 2019-06-12 | 2019-06-12 | 7,710 | — | $0 | 7,710 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2019-06-10 | 2019-06-12 | 2,485 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2019-06-10 | 2019-06-12 | 2,485 | — | $0 | 263,342 | SEC↗ |
| PTE POLARITYTE, INC. | P Buy | 2019-06-05 | 2019-06-06 | 15,000 | $5.63 | $84.5K | 72,500 | SEC↗ |
| PTE POLARITYTE, INC. | M Exercise deriv | 2018-12-29 | 2019-01-02 | 7,500 | — | $0 | 22,500 | SEC↗ |
| PTE POLARITYTE, INC. | M Exercise | 2018-12-29 | 2019-01-02 | 7,500 | — | $0 | 52,500 | SEC↗ |
| PTE POLARITYTE, INC. | A Award deriv | 2018-11-01 | 2018-11-05 | 8,624 | — | $0 | 8,624 | SEC↗ |
| PTE POLARITYTE, INC. | A Award deriv | 2018-11-01 | 2018-11-05 | 4,020 | — | $0 | 4,020 | SEC↗ |
| COOL POLARITYTE, INC. | P Buy | 2018-07-25 | 2018-07-26 | 1,000 | $24.32 | $24.3K | 45,000 | SEC↗ |
| COOL POLARITYTE, INC. | P Buy | 2018-07-25 | 2018-07-26 | 5,000 | $22.97 | $114.8K | 50,000 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-06-21 | 2018-06-21 | 1,000 | $15.03 | $15.0K | 689,505 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-06-20 | 2018-06-21 | 1,000 | $15.23 | $15.2K | 690,505 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2018-06-19 | 2018-06-21 | 1,554 | — | $0 | 4,665 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2018-06-19 | 2018-06-21 | 1,554 | — | $0 | 260,857 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-06-19 | 2018-06-21 | 4,090 | $15.07 | $61.6K | 691,505 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2018-06-15 | 2018-06-15 | 4,338 | — | $0 | 8,677 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2018-06-15 | 2018-06-15 | 4,338 | — | $0 | 259,303 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-06-15 | 2018-06-15 | 2,000 | $15.25 | $30.5K | 695,595 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-06-14 | 2018-06-15 | 500 | $15.35 | $7.7K | 697,595 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | A Award deriv | 2018-06-13 | 2018-06-15 | 2,787 | — | $0 | 2,787 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-06-13 | 2018-06-15 | 2,500 | $15.19 | $38.0K | 698,095 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2018-06-11 | 2018-06-12 | 3,495 | — | $0 | 0 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-06-11 | 2018-06-12 | 1,000 | $15.25 | $15.3K | 700,595 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2018-06-11 | 2018-06-12 | 3,495 | — | $0 | 254,965 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2018-06-10 | 2018-06-12 | 2,484 | — | $0 | 2,485 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2018-06-10 | 2018-06-12 | 2,484 | — | $0 | 251,470 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-06-08 | 2018-06-12 | 3,000 | $15.15 | $45.5K | 701,595 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-30 | 2018-05-31 | 1,000 | $15.08 | $15.1K | 704,595 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-29 | 2018-05-31 | 1,000 | $15.00 | $15.0K | 705,595 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-25 | 2018-05-25 | 4,000 | $15.15 | $60.6K | 706,595 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-24 | 2018-05-25 | 2,000 | $15.00 | $30.0K | 710,595 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-23 | 2018-05-25 | 2,372 | $15.30 | $36.3K | 712,595 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-18 | 2018-05-21 | 3,408 | $15.79 | $53.8K | 714,967 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-17 | 2018-05-21 | 6,500 | $15.78 | $102.6K | 718,375 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-16 | 2018-05-16 | 6,500 | $15.74 | $102.3K | 724,875 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-15 | 2018-05-16 | 6,500 | $15.73 | $102.2K | 731,375 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-14 | 2018-05-16 | 6,500 | $15.63 | $101.6K | 737,875 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-11 | 2018-05-11 | 6,500 | $15.63 | $101.6K | 744,375 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-10 | 2018-05-11 | 6,500 | $15.79 | $102.6K | 750,875 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-09 | 2018-05-11 | 6,500 | $15.50 | $100.8K | 757,375 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-08 | 2018-05-08 | 6,500 | $15.66 | $101.8K | 763,875 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-07 | 2018-05-08 | 6,500 | $15.52 | $100.9K | 770,375 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-04 | 2018-05-08 | 6,500 | $15.43 | $100.3K | 776,875 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-03 | 2018-05-03 | 4,000 | $15.13 | $60.5K | 783,375 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-02 | 2018-05-03 | 6,500 | $15.45 | $100.4K | 787,375 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-05-01 | 2018-05-03 | 4,000 | $15.18 | $60.7K | 793,875 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-30 | 2018-04-30 | 6,000 | $15.58 | $93.5K | 797,875 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-27 | 2018-04-30 | 6,500 | $16.04 | $104.3K | 803,875 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-26 | 2018-04-30 | 6,500 | $16.03 | $104.2K | 810,375 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-25 | 2018-04-25 | 4,000 | $15.23 | $60.9K | 816,875 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-24 | 2018-04-25 | 4,502 | $15.31 | $68.9K | 820,875 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-23 | 2018-04-25 | 8,000 | $15.13 | $121.0K | 825,377 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-20 | 2018-04-20 | 8,000 | $15.13 | $121.0K | 833,377 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-19 | 2018-04-20 | 8,000 | $15.09 | $120.7K | 841,377 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-18 | 2018-04-20 | 8,000 | $15.03 | $120.2K | 849,377 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-17 | 2018-04-17 | 8,000 | $14.96 | $119.7K | 857,377 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-16 | 2018-04-17 | 4,000 | $14.68 | $58.7K | 865,377 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-13 | 2018-04-17 | 4,500 | $14.68 | $66.1K | 869,377 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-12 | 2018-04-12 | 4,000 | $14.63 | $58.5K | 873,877 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-11 | 2018-04-12 | 4,000 | $14.51 | $58.0K | 877,877 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-10 | 2018-04-12 | 4,000 | $14.44 | $57.8K | 881,877 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-09 | 2018-04-09 | 2,000 | $14.21 | $28.4K | 885,877 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-06 | 2018-04-09 | 1,000 | $14.18 | $14.2K | 887,877 | SEC↗ |
| COWN COWEN INC. | S Sale | 2018-04-05 | 2018-04-09 | 1,000 | $14.20 | $14.2K | 888,877 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | S Sale | 2018-03-29 | 2018-04-02 | 500 | $41.60 | $20.8K | 248,986 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | S Sale | 2018-03-29 | 2018-04-02 | 9,000 | $41.21 | $370.9K | 249,486 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | S Sale | 2018-03-07 | 2018-03-07 | 5,000 | $41.54 | $207.7K | 258,486 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | S Sale | 2018-03-06 | 2018-03-07 | 5,016 | $40.70 | $204.2K | 263,486 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | S Sale | 2018-03-05 | 2018-03-07 | 20,049 | $40.80 | $818.0K | 268,502 | SEC↗ |
| COWN COWEN INC. | D To issuer | 2017-12-27 | 2017-12-29 | 251,127 | — | $0 | 889,877 | SEC↗ |
| TMPS Tempus Applied Solutions H | S Sale | 2017-07-17 | 2017-07-18 | 248,002 | $0.31 | $76.9K | 393,750 | SEC↗ |
| TMPS Tempus Applied Solutions H | S Sale | 2017-07-13 | 2017-07-14 | 100,000 | $0.31 | $31.0K | 641,752 | SEC↗ |
| TMPS Tempus Applied Solutions H | S Sale | 2017-07-12 | 2017-07-14 | 500,000 | $0.21 | $105.0K | 741,752 | SEC↗ |
| TMPS Tempus Applied Solutions H | S Sale | 2017-07-11 | 2017-07-11 | 122,363 | $0.32 | $39.2K | 1,241,752 | SEC↗ |
| TMPS Tempus Applied Solutions H | S Sale | 2017-07-10 | 2017-07-11 | 133,202 | $0.37 | $49.3K | 1,364,115 | SEC↗ |
| TMPS Tempus Applied Solutions H | S Sale | 2017-07-07 | 2017-07-11 | 194,349 | $0.39 | $75.8K | 1,497,317 | SEC↗ |
| TMPS Tempus Applied Solutions H | X Exercise deriv | 2017-06-29 | 2017-06-30 | 328,125 | — | $0 | 0 | SEC↗ |
| TMPS Tempus Applied Solutions H | X Exercise deriv | 2017-06-29 | 2017-06-30 | 65,625 | — | $0 | 0 | SEC↗ |
| TMPS Tempus Applied Solutions H | X Exercise | 2017-06-29 | 2017-06-30 | 65,625 | $0.08 | $5.3K | 1,691,666 | SEC↗ |
| TMPS Tempus Applied Solutions H | X Exercise | 2017-06-29 | 2017-06-30 | 328,125 | $0.08 | $26.3K | 1,626,041 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | A Award deriv | 2017-06-19 | 2017-06-21 | 6,219 | — | $0 | 6,219 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2017-06-15 | 2017-06-19 | 4,338 | — | $0 | 13,015 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2017-06-15 | 2017-06-19 | 4,338 | — | $0 | 288,551 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2017-06-11 | 2017-06-13 | 3,495 | — | $0 | 3,495 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2017-06-11 | 2017-06-13 | 3,495 | — | $0 | 284,213 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2017-06-10 | 2017-06-13 | 2,484 | — | $0 | 4,969 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2017-06-10 | 2017-06-13 | 2,484 | — | $0 | 280,718 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2017-06-04 | 2017-06-06 | 1,725 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2017-06-04 | 2017-06-06 | 1,725 | — | $0 | 278,234 | SEC↗ |
| COWN COWEN INC. | F Tax w/h | 2017-06-01 | 2017-06-05 | 2,998 | $15.15 | $45.4K | 1,141,004 | SEC↗ |
| COWN COWEN INC. | F Tax w/h | 2017-05-15 | 2017-05-17 | 19,030 | $15.00 | $285.4K | 1,144,002 | SEC↗ |
| COWN COWEN GROUP, INC. | F Tax w/h | 2017-03-10 | 2017-03-14 | 27,539 | $13.40 | $369.0K | 1,163,032 | SEC↗ |
| COWN COWEN GROUP, INC. | A Award | 2017-02-27 | 2017-03-01 | 37,855 | — | $0 | 1,190,571 | SEC↗ |
| COWN COWEN GROUP, INC. | A Award | 2017-02-27 | 2017-03-01 | 35,805 | — | $0 | 1,152,716 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | A Award deriv | 2016-06-15 | 2016-06-17 | 17,353 | — | $0 | 17,353 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2016-06-11 | 2016-06-14 | 3,495 | — | $0 | 6,990 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2016-06-11 | 2016-06-14 | 3,495 | — | $0 | 276,509 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2016-06-10 | 2016-06-14 | 2,484 | — | $0 | 7,453 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2016-06-10 | 2016-06-14 | 2,484 | — | $0 | 273,014 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2016-06-05 | 2016-06-07 | 2,371 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2016-06-05 | 2016-06-07 | 2,371 | — | $0 | 270,530 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2016-06-04 | 2016-06-07 | 1,725 | — | $0 | 1,725 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2016-06-04 | 2016-06-07 | 1,725 | — | $0 | 268,159 | SEC↗ |
| COWN COWEN GROUP, INC. | F Tax w/h | 2016-06-01 | 2016-06-03 | 106,936 | $3.47 | $371.1K | 4,467,762 | SEC↗ |
| COWN COWEN GROUP, INC. | F Tax w/h | 2016-05-16 | 2016-05-18 | 76,118 | $3.24 | $246.6K | 4,574,698 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | S Sale | 2016-03-17 | 2016-03-21 | 1,500 | $9.94 | $14.9K | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | S Sale | 2016-03-17 | 2016-03-21 | 4,400 | $9.94 | $43.7K | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | S Sale | 2016-03-17 | 2016-03-21 | 8,000 | $9.94 | $79.5K | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | S Sale | 2016-03-17 | 2016-03-21 | 7,000 | $9.94 | $69.6K | 0 | SEC↗ |
| COWN COWEN GROUP, INC. | F Tax w/h | 2016-03-10 | 2016-03-14 | 64,027 | $3.57 | $228.6K | 4,650,816 | SEC↗ |
| COWN COWEN GROUP, INC. | A Award | 2016-02-24 | 2016-02-26 | 487,428 | — | $0 | 4,714,843 | SEC↗ |
| TMPS Tempus Applied Solutions H | J Other deriv | 2016-02-22 | 2016-02-24 | 21,875 | — | $0 | 0 | SEC↗ |
| TMPS Tempus Applied Solutions H | J Other deriv | 2016-02-22 | 2016-02-24 | 109,375 | — | $0 | 0 | SEC↗ |
| TMPS Tempus Applied Solutions H | J Other | 2016-02-22 | 2016-02-24 | 106,944 | — | $0 | 1,297,916 | SEC↗ |
| TMPS Tempus Applied Solutions H | J Other | 2016-02-22 | 2016-02-24 | 534,722 | — | $0 | 1,190,972 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2015-06-11 | 2015-06-12 | 3,495 | — | $0 | 10,485 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2015-06-11 | 2015-06-12 | 3,495 | — | $0 | 266,434 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | A Award deriv | 2015-06-10 | 2015-06-12 | 9,937 | — | $0 | 9,937 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2015-06-05 | 2015-06-08 | 2,370 | — | $0 | 2,371 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2015-06-05 | 2015-06-08 | 2,370 | — | $0 | 262,939 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2015-06-04 | 2015-06-08 | 1,725 | — | $0 | 3,450 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2015-06-04 | 2015-06-08 | 1,725 | — | $0 | 260,569 | SEC↗ |
| COWN COWEN GROUP, INC. | F Tax w/h | 2015-06-01 | 2015-06-03 | 53,468 | $6.01 | $321.3K | 4,227,415 | SEC↗ |
| COWN COWEN GROUP, INC. | F Tax w/h | 2015-05-15 | 2015-05-19 | 25,373 | $5.49 | $139.3K | 4,280,883 | SEC↗ |
| COWN COWEN GROUP, INC. | A Award | 2015-03-19 | 2015-03-23 | 458,805 | — | $0 | 4,306,256 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2015-01-03 | 2015-01-06 | 2,351 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2015-01-03 | 2015-01-06 | 2,351 | — | $0 | 258,844 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | A Award deriv | 2014-06-11 | 2014-06-12 | 13,980 | — | $0 | 13,980 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2014-06-05 | 2014-06-06 | 2,371 | — | $0 | 4,741 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2014-06-05 | 2014-06-06 | 2,371 | — | $0 | 256,493 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2014-06-04 | 2014-06-06 | 1,725 | — | $0 | 5,175 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2014-06-04 | 2014-06-06 | 1,725 | — | $0 | 254,122 | SEC↗ |
| COWN COWEN GROUP, INC. | F Tax w/h | 2014-06-02 | 2014-06-04 | 83,807 | $4.13 | $346.1K | 3,847,451 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2014-05-13 | 2014-05-15 | 1,494 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2014-05-13 | 2014-05-15 | 1,494 | — | $0 | 252,397 | SEC↗ |
| COWN COWEN GROUP, INC. | A Award | 2014-02-28 | 2014-03-04 | 454,546 | — | $0 | 3,931,258 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2014-01-04 | 2014-01-06 | 1,494 | — | $0 | 1,494 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2014-01-04 | 2014-01-06 | 1,494 | — | $0 | 250,903 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2014-01-03 | 2014-01-06 | 2,350 | — | $0 | 2,351 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2014-01-03 | 2014-01-06 | 2,350 | — | $0 | 249,409 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2014-01-02 | 2014-01-06 | 1,258 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2014-01-02 | 2014-01-06 | 1,258 | — | $0 | 247,059 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2013-06-05 | 2013-06-06 | 2,370 | — | $0 | 7,112 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2013-06-05 | 2013-06-06 | 2,370 | — | $0 | 245,801 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | A Award deriv | 2013-06-04 | 2013-06-06 | 6,900 | — | $0 | 6,900 | SEC↗ |
| COWN COWEN GROUP, INC. | A Award | 2013-03-15 | 2013-03-19 | 383,142 | — | $0 | 633,371 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2013-01-04 | 2013-01-04 | 1,493 | — | $0 | 2,988 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2013-01-04 | 2013-01-04 | 1,493 | — | $0 | 243,431 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2013-01-03 | 2013-01-04 | 2,351 | — | $0 | 4,701 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2013-01-03 | 2013-01-04 | 2,351 | — | $0 | 241,938 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2013-01-02 | 2013-01-04 | 659 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2013-01-02 | 2013-01-04 | 1,258 | — | $0 | 1,258 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2013-01-02 | 2013-01-04 | 1,258 | — | $0 | 239,587 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2013-01-02 | 2013-01-04 | 659 | — | $0 | 238,329 | SEC↗ |
| COWN COWEN GROUP, INC. | F Tax w/h | 2012-11-05 | 2012-11-07 | 85,810 | $2.47 | $212.0K | 2,716,724 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2012-08-16 | 2012-08-20 | 1,242 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2012-08-16 | 2012-08-20 | 1,242 | — | $0 | 237,670 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | P Buy | 2012-06-13 | 2012-06-13 | 3,789 | $8.75 | $33.2K | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | A Award deriv | 2012-06-05 | 2012-06-07 | 9,482 | — | $0 | 9,482 | SEC↗ |
| COWN COWEN GROUP, INC. | F Tax w/h | 2012-06-01 | 2012-06-05 | 21,913 | $2.49 | $54.6K | 250,229 | SEC↗ |
| COWN COWEN GROUP, INC. | F Tax w/h | 2012-05-16 | 2012-05-17 | 6,138 | $2.42 | $14.9K | 272,142 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2012-01-04 | 2012-01-04 | 1,494 | — | $0 | 4,481 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2012-01-04 | 2012-01-04 | 1,494 | — | $0 | 234,078 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2012-01-03 | 2012-01-04 | 2,350 | — | $0 | 7,052 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2012-01-03 | 2012-01-04 | 2,350 | — | $0 | 236,428 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2012-01-02 | 2012-01-04 | 658 | — | $0 | 659 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2012-01-02 | 2012-01-04 | 723 | — | $0 | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise deriv | 2012-01-02 | 2012-01-04 | 1,258 | — | $0 | 2,516 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2012-01-02 | 2012-01-04 | 658 | — | $0 | 231,326 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2012-01-02 | 2012-01-04 | 1,258 | — | $0 | 232,584 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | M Exercise | 2012-01-02 | 2012-01-04 | 723 | — | $0 | 230,668 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | S Sale | 2011-09-09 | 2012-06-13 | 4,242 | $7.97 | $33.8K | 0 | SEC↗ |
| SGMS SCIENTIFIC GAMES CORP | P Buy | 2011-06-16 | 2012-06-13 | 453 | $9.20 | $4.2K | 453 | SEC↗ |